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Table of Contents
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The Federalist Papers
The Importance of the Union (114)
FEDERALIST No. 1 General Introduction HAMILTON
FEDERALIST No. 2 Concerning Dangers from Foreign Force and Influence JAY
FEDERALIST No. 3 Concerning Dangers From Foreign Force and Influence (con't) JAY
FEDERALIST No. 4 Concerning Dangers From Foreign Force and Influence (con't) JAY
FEDERALIST No. 5 Concerning Dangers From Foreign Force and Influence (con't) JAY
FEDERALIST No. 6 Concerning Dangers from Dissensions Between the States HAMILTON
FEDERALIST No. 7 Concerning Dangers from Dissensions Between the States (con't) HAMILTON
FEDERALIST No. 8 The Consequences of Hostilities Between the States HAMILTON
FEDERALIST No. 9 The Union as a Safeguard Against Domestic Faction and Insurrection HAMILTON
FEDERALIST No. 10 The Union as a Safeguard Against Domestic Faction and Insurrection (con't)
MADISON
FEDERALIST No. 11 The Utility of the Union in Respect to Commercial Relations and a Navy HAMILTON
FEDERALIST No. 12 The Utility of the Union In Respect to Revenue HAMILTON
FEDERALIST No. 13 Advantage of the Union in Respect to Economy in Government HAMILTON
FEDERALIST No. 14 Objections to the Proposed Constitution From Extent of Territory Answered
MADISON
Defects of the Articles of Confederation (1522)
FEDERALIST No. 15 The Insufficiency of the Present Confederation to Preserve the Union HAMILTON
FEDERALIST No. 16 The Insufficiency of the Present Confederation to Preserve the Union (con't)
HAMILTON
FEDERALIST No. 17 The Insufficiency of the Present Confederation to Preserve the Union (con't)
HAMILTON
FEDERALIST No. 18 The Insufficiency of the Present Confederation to Preserve the Union (con't)
HAMILTON AND MADISON
FEDERALIST No. 19 The Insufficiency of the Present Confederation to Preserve the Union (con't)
HAMILTON AND MADISON
FEDERALIST No. 20 The Insufficiency fo the Present Confederation to Preserve the Union (con't)
HAMILTON AND MADISON
FEDERALIST No. 21 Other Defects of the Present Confederation HAMILTON
FEDERALIST No. 22 Other Defects of the Present Confederation (con't) HAMILTON
Arguments for the type of Government contained in the Constitution (2336)
FEDERALIST No. 23 The Necessity of a Government as Energetic as the One Proposed to the Preservation
of the Union HAMILTON
FEDERALIST No. 24 The Powers Necessary to the Common Defense Further Considered HAMILTON
FEDERALIST No. 25 The Powers Necessary to the Common Defense Further Considered (con't)
HAMILTON
FEDERALIST No. 26 The Idea of Restraining the Legislative Authority in Regard to the Common Defense
Considered HAMILTON
FEDERALIST No. 27 The Idea of Restraining the Legislative Authority in Regard to the Common Defense
Considered (con't) HAMILTON
FEDERALIST No. 28 The Idea of Restraining the Legislative Authority in Regard to the Common Defense
Considered (con't) HAMILTON
FEDERALIST No. 29 Concerning the Militia HAMILTON
FEDERALIST No. 30 Concerning the General Power of Taxation HAMILTON
FEDERALIST No. 31 Concerning the General Power of Taxation (con't) HAMILTON
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FEDERALIST No. 32 Concerning the General Power of Taxation (con't) HAMILTON
FEDERALIST No. 33 Concerning the General Power of Taxation (con't) HAMILTON
FEDERALIST No. 34 Concerning the General Power of Taxation (con't) HAMILTON
FEDERALIST No. 35 Concerning the General Power of Taxation (con't) HAMILTON
FEDERALIST No. 36 Concerning the General Power of Taxation (con't) HAMILTON
The Republican form of Government (3751)
FEDERALIST No. 37 Concerning the Difficulties of the Convention in Devising a Proper Form of
Government MADISON
FEDERALIST No. 38 The Same Subject Continued, and the Incoherence of the Objections to the New Plan
Exposed MADISON
FEDERALIST No. 39 The Conformity of the Plan to Republican Principles MADISON
FEDERALIST No. 40 The Powers of the Convention to Form a Mixed Government Examined and Sustained
MADISON
FEDERALIST No. 41 General View of the Powers Conferred by The Constitution MADISON
FEDERALIST No. 42 The Powers Conferred by the Constitution Further Considered MADISON
FEDERALIST No. 43 The Powers Conferred by the Constitution Further Considered (con't) MADISON
FEDERALIST No. 44 Restrictions on the Authority of the Several States MADISON
FEDERALIST No. 45 The Alleged Danger From the Powers of the Union to the State Governments
Considered MADISON
FEDERALIST No. 46 The Influence of the State and Federal Governments Compared MADISON
FEDERALIST No. 47 The Particular Structure of the New Government and the Distribution of Power
Among Its Different Parts MADISON
FEDERALIST No. 48 These Departments Should Not Be So Far Separated as to Have No Constitutional
Control Over Each Other MADISON
FEDERALIST No. 49 Method of Guarding Against the Encroachments of Any One Department of
Government by Appealing to the People Through a Convention HAMILTON OR MADISON
FEDERALIST No. 50 Periodical Appeals to the People Considered HAMILTON OR MADISON
FEDERALIST No. 51 The Structure of the Government Must Furnish the Proper Checks and Balances
Between the Different Departments HAMILTON OR MADISON
The Legislative Branch (5266)
FEDERALIST No. 52 The House of Representatives HAMILTON OR MADISON
FEDERALIST No. 53 The House of Representatives (con't) HAMILTON OR MADISON
FEDERALIST No. 54 The Apportionment of Members Among the States HAMILTON OR MADISON
FEDERALIST No. 55 The Total Number of the House of Representatives HAMILTON OR MADISON
FEDERALIST No. 56 The Total Number of the House of Representatives (con't) HAMILTON OR
MADISON
FEDERALIST No. 57 The Alleged Tendency of the New Plan to Elevate the Few at the Expense of the
Many Considered in Connection with Representation HAMILTON OR MADISON
FEDERALIST No. 58 Objection That The Number of Members Will Not Be Augmented as the Progress of
Population Demands Considered MADISON
FEDERALIST No. 59 Concerning the Power of Congress to Regulate the Election of Members HAMILTON
FEDERALIST No. 60 Concerning the Power of Congress to Regulate the Election of Members (con't)
HAMILTON
FEDERALIST No. 61 Concerning the Power of Congress to Regulate the Election of Members (con't)
HAMILTON
FEDERALIST No. 62 The Senate HAMILTON OR MADISON
FEDERALIST No. 63 The Senate (con't) HAMILTON OR MADISON
FEDERALIST No. 64 The Powers of the Senate JAY
FEDERALIST No. 65 The Powers of the Senate (con't) HAMILTON
FEDERALIST No. 66 Objections to the Power of the Senate To Set as a Court for Impeachments Further
Considered HAMILTON
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The Executive Branch (6777)
FEDERALIST No. 67 The Executive Department HAMILTON
FEDERALIST No. 68 The Mode of Electing the President HAMILTON
FEDERALIST No. 69 The Real Character of the Executive HAMILTON
FEDERALIST No. 70 The Executive Department Further Considered HAMILTON
FEDERALIST No. 71 The Duration in Office of the Executive HAMILTON
FEDERALIST No. 72 The Same Subject Continued, and ReEligibility of the Executive Considered
HAMILTON
FEDERALIST No. 73 The Provision For The Support of the Executive, and the Veto Power HAMILTON
FEDERALIST No. 74 The Command of the Military and Naval Forces, and the Pardoning Power of the
Executive HAMILTON
FEDERALIST No. 75 The TreatyMaking Power of the Executive HAMILTON
FEDERALIST No. 76 The Appointing Power of the Executive HAMILTON
FEDERALIST No. 77 The Appointing Power Continued and Other Powers of the Executive Considered
HAMILTON
The Judicial Branch (7883)
FEDERALIST No. 78 The Judiciary Department HAMILTON
FEDERALIST No. 79 The Judiciary (con't) HAMILTON
FEDERALIST No. 80 The Powers of the Judiciary HAMILTON
FEDERALIST No. 81 The Judiciary Continued, and the Distribution of the Judicial Authority HAMILTON
FEDERALIST No. 82 The Judiciary Continued HAMILTON
FEDERALIST No. 83 The Judiciary Continued in Relation to Trial by Jury HAMILTON
Conclusions and Miscellaneous Ideas
FEDERALIST No. 84 Certain General and Miscellaneous Objections to the Constitution Considered and
Answered HAMILTON
FEDERALIST No. 85 Concluding Remarks HAMILTON
FEDERALIST. No. 1 General Introduction For the Independent Journal.
HAMILTON
To the People of the State of New York:
AFTER an unequivocal experience of the inefficacy of the subsisting federal government, you are called
upon to deliberate on a new Constitution for the United States of America. The subject speaks its own
importance; comprehending in its consequences nothing less than the existence of the UNION, the safety and
welfare of the parts of which it is composed, the fate of an empire in many respects the most interesting in the
world. It has been frequently remarked that it seems to have been reserved to the people of this country, by
their conduct and example, to decide the important question, whether societies of men are really capable or
not of establishing good government from reflection and choice, or whether they are forever destined to
depend for their political constitutions on accident and force. If there be any truth in the remark, the crisis at
which we are arrived may with propriety be regarded as the era in which that decision is to be made; and a
wrong election of the part we shall act may, in this view, deserve to be considered as the general misfortune
of mankind.
This idea will add the inducements of philanthropy to those of patriotism, to heighten the solicitude which all
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considerate and good men must feel for the event. Happy will it be if our choice should be directed by a
judicious estimate of our true interests, unperplexed and unbiased by considerations not connected with the
public good. But this is a thing more ardently to be wished than seriously to be expected. The plan offered to
our deliberations affects too many particular interests, innovates upon too many local institutions, not to
involve in its discussion a variety of objects foreign to its merits, and of views, passions and prejudices little
favorable to the discovery of truth.
Among the most formidable of the obstacles which the new Constitution will have to encounter may readily
be distinguished the obvious interest of a certain class of men in every State to resist all changes which may
hazard a diminution of the power, emolument, and consequence of the offices they hold under the State
establishments; and the perverted ambition of another class of men, who will either hope to aggrandize
themselves by the confusions of their country, or will flatter themselves with fairer prospects of elevation
from the subdivision of the empire into several partial confederacies than from its union under one
government.
It is not, however, my design to dwell upon observations of this nature. I am well aware that it would be
disingenuous to resolve indiscriminately the opposition of any set of men (merely because their situations
might subject them to suspicion) into interested or ambitious views. Candor will oblige us to admit that even
such men may be actuated by upright intentions; and it cannot be doubted that much of the opposition which
has made its appearance, or may hereafter make its appearance, will spring from sources, blameless at least, if
not respectablethe honest errors of minds led astray by preconceived jealousies and fears. So numerous
indeed and so powerful are the causes which serve to give a false bias to the judgment, that we, upon many
occasions, see wise and good men on the wrong as well as on the right side of questions of the first
magnitude to society. This circumstance, if duly attended to, would furnish a lesson of moderation to those
who are ever so much persuaded of their being in the right in any controversy. And a further reason for
caution, in this respect, might be drawn from the reflection that we are not always sure that those who
advocate the truth are influenced by purer principles than their antagonists.
Ambition, avarice, personal animosity, party opposition, and many other motives not more laudable than
these, are apt to operate as well upon those who support as those who oppose the right side of a question.
Were there not even these inducements to moderation, nothing could be more illjudged than that intolerant
spirit which has, at all times, characterized political parties. For in politics, as in religion, it is equally absurd
to aim at making proselytes by fire and sword. Heresies in either can rarely be cured by persecution.
And yet, however just these sentiments will be allowed to be, we have already sufficient indications that it
will happen in this as in all former cases of great national discussion. A torrent of angry and malignant
passions will be let loose. To judge from the conduct of the opposite parties, we shall be led to conclude that
they will mutually hope to evince the justness of their opinions, and to increase the number of their converts
by the loudness of their declamations and the bitterness of their invectives. An enlightened zeal for the energy
and efficiency of government will be stigmatized as the offspring of a temper fond of despotic power and
hostile to the principles of liberty. An overscrupulous jealousy of danger to the rights of the people, which is
more commonly the fault of the head than of the heart, will be represented as mere pretense and artifice, the
stale bait for popularity at the expense of the public good. It will be forgotten, on the one hand, that jealousy
is the usual concomitant of love, and that the noble enthusiasm of liberty is apt to be infected with a spirit of
narrow and illiberal distrust. On the other hand, it will be equally forgotten that the vigor of government is
essential to the security of liberty; that, in the contemplation of a sound and wellinformed judgment, their
interest can never be separated; and that a dangerous ambition more often lurks behind the specious mask of
zeal for the rights of the people than under the forbidden appearance of zeal for the firmness and efficiency of
government. History will teach us that the former has been found a much more certain road to the
introduction of despotism than the latter, and that of those men who have overturned the liberties of republics,
the greatest number have begun their career by paying an obsequious court to the people; commencing
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demagogues, and ending tyrants.
In the course of the preceding observations, I have had an eye, my fellowcitizens, to putting you upon your
guard against all attempts, from whatever quarter, to influence your decision in a matter of the utmost
moment to your welfare, by any impressions other than those which may result from the evidence of truth.
You will, no doubt, at the same time, have collected from the general scope of them, that they proceed from a
source not unfriendly to the new Constitution. Yes, my countrymen, I own to you that, after having given it
an attentive consideration, I am clearly of opinion it is your interest to adopt it. I am convinced that this is the
safest course for your liberty, your dignity, and your happiness. I affect not reserves which I do not feel. I will
not amuse you with an appearance of deliberation when I have decided. I frankly acknowledge to you my
convictions, and I will freely lay before you the reasons on which they are founded. The consciousness of
good intentions disdains ambiguity. I shall not, however, multiply professions on this head. My motives must
remain in the depository of my own breast. My arguments will be open to all, and may be judged of by all.
They shall at least be offered in a spirit which will not disgrace the cause of truth.
I propose, in a series of papers, to discuss the following
interesting particulars:
THE UTILITY OF THE UNION TO YOUR POLITICAL PROSPERITY
THE INSUFFICIENCY OF THE PRESENT CONFEDERATION
TO PRESERVE THAT UNION THE NECESSITY OF A GOVERNMENT AT LEAST
EQUALLY ENERGETIC WITH THE ONE PROPOSED, TO THE ATTAINMENT OF THIS
OBJECT THE CONFORMITY OF THE PROPOSED CONSTITUTION TO THE TRUE
PRINCIPLES OF REPUBLICAN GOVERNMENT
ITS ANALOGY TO YOUR OWN STATE CONSTITUTION
and lastly, THE ADDITIONAL SECURITY WHICH ITS
ADOPTION WILL AFFORD TO THE PRESERVATION OF THAT SPECIES OF
GOVERNMENT, TO LIBERTY, AND TO PROPERTY.
In the progress of this discussion I shall endeavor to give a satisfactory answer to all the objections which
shall have made their appearance, that may seem to have any claim to your attention.
It may perhaps be thought superfluous to offer arguments to prove the utility of the UNION, a point, no
doubt, deeply engraved on the hearts of the great body of the people in every State, and one, which it may be
imagined, has no adversaries. But the fact is, that we already hear it whispered in the private circles of those
who oppose the new Constitution, that the thirteen States are of too great extent for any general system, and
that we must of necessity resort to separate confederacies of distinct portions of the whole.1 This doctrine
will, in all probability, be gradually propagated, till it has votaries enough to countenance an open avowal of
it. For nothing can be more evident, to those who are able to take an enlarged view of the subject, than the
alternative of an adoption of the new Constitution or a dismemberment of the Union. It will therefore be of
use to begin by examining the advantages of that Union, the certain evils, and the probable dangers, to which
every State will be exposed from its dissolution.
This shall accordingly constitute the subject of my next address.
PUBLIUS.
1 The same idea, tracing the arguments to their consequences, is held out in several of the late publications
against the new Constitution.
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FEDERALIST No. 2 Concerning Dangers from Foreign Force and Influence
For the Independent Journal.
JAY
To the People of the State of New York:
WHEN the people of America reflect that they are now called upon to decide a question, which, in its
consequences, must prove one of the most important that ever engaged their attention, the propriety of their
taking a very comprehensive, as well as a very serious, view of it, will be evident.
Nothing is more certain than the indispensable necessity of government, and it is equally undeniable, that
whenever and however it is instituted, the people must cede to it some of their natural rights in order to vest it
with requisite powers. It is well worthy of consideration therefore, whether it would conduce more to the
interest of the people of America that they should, to all general purposes, be one nation, under one federal
government, or that they should divide themselves into separate confederacies, and give to the head of each
the same kind of powers which they are advised to place in one national government.
It has until lately been a received and uncontradicted opinion that the prosperity of the people of America
depended on their continuing firmly united, and the wishes, prayers, and efforts of our best and wisest
citizens have been constantly directed to that object. But politicians now appear, who insist that this opinion
is erroneous, and that instead of looking for safety and happiness in union, we ought to seek it in a division of
the States into distinct confederacies or sovereignties. However extraordinary this new doctrine may appear,
it nevertheless has its advocates; and certain characters who were much opposed to it formerly, are at present
of the number. Whatever may be the arguments or inducements which have wrought this change in the
sentiments and declarations of these gentlemen, it certainly would not be wise in the people at large to adopt
these new political tenets without being fully convinced that they are founded in truth and sound policy.
It has often given me pleasure to observe that independent America was not composed of detached and
distant territories, but that one connected, fertile, widespreading country was the portion of our western sons
of liberty. Providence has in a particular manner blessed it with a variety of soils and productions, and
watered it with innumerable streams, for the delight and accommodation of its inhabitants. A succession of
navigable waters forms a kind of chain round its borders, as if to bind it together; while the most noble rivers
in the world, running at convenient distances, present them with highways for the easy communication of
friendly aids, and the mutual transportation and exchange of their various commodities.
With equal pleasure I have as often taken notice that Providence has been pleased to give this one connected
country to one united peoplea people descended from the same ancestors, speaking the same language,
professing the same religion, attached to the same principles of government, very similar in their manners and
customs, and who, by their joint counsels, arms, and efforts, fighting side by side throughout a long and
bloody war, have nobly established general liberty and independence.
This country and this people seem to have been made for each other, and it appears as if it was the design of
Providence, that an inheritance so proper and convenient for a band of brethren, united to each other by the
strongest ties, should never be split into a number of unsocial, jealous, and alien sovereignties.
Similar sentiments have hitherto prevailed among all orders and denominations of men among us. To all
general purposes we have uniformly been one people each individual citizen everywhere enjoying the same
national rights, privileges, and protection. As a nation we have made peace and war; as a nation we have
vanquished our common enemies; as a nation we have formed alliances, and made treaties, and entered into
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various compacts and conventions with foreign states.
A strong sense of the value and blessings of union induced the people, at a very early period, to institute a
federal government to preserve and perpetuate it. They formed it almost as soon as they had a political
existence; nay, at a time when their habitations were in flames, when many of their citizens were bleeding,
and when the progress of hostility and desolation left little room for those calm and mature inquiries and
reflections which must ever precede the formation of a wise and wellbalanced government for a free people.
It is not to be wondered at, that a government instituted in times so inauspicious, should on experiment be
found greatly deficient and inadequate to the purpose it was intended to answer.
This intelligent people perceived and regretted these defects.
Still continuing no less attached to union than enamored of liberty, they observed the danger which
immediately threatened the former and more remotely the latter; and being pursuaded that ample security for
both could only be found in a national government more wisely framed, they as with one voice, convened the
late convention at Philadelphia, to take that important subject under consideration.
This convention composed of men who possessed the confidence of the people, and many of whom had
become highly distinguished by their patriotism, virtue and wisdom, in times which tried the minds and
hearts of men, undertook the arduous task. In the mild season of peace, with minds unoccupied by other
subjects, they passed many months in cool, uninterrupted, and daily consultation; and finally, without having
been awed by power, or influenced by any passions except love for their country, they presented and
recommended to the people the plan produced by their joint and very unanimous councils.
Admit, for so is the fact, that this plan is only RECOMMENDED, not imposed, yet let it be remembered that
it is neither recommended to BLIND approbation, nor to BLIND reprobation; but to that sedate and candid
consideration which the magnitude and importance of the subject demand, and which it certainly ought to
receive. But this (as was remarked in the foregoing number of this paper) is more to be wished than expected,
that it may be so considered and examined.
Experience on a former occasion teaches us not to be too sanguine in such hopes. It is not yet forgotten that
wellgrounded apprehensions of imminent danger induced the people of America to form the memorable
Congress of 1774. That body recommended certain measures to their constituents, and the event proved their
wisdom; yet it is fresh in our memories how soon the press began to teem with pamphlets and weekly papers
against those very measures. Not only many of the officers of government, who obeyed the dictates of
personal interest, but others, from a mistaken estimate of consequences, or the undue influence of former
attachments, or whose ambition aimed at objects which did not correspond with the public good, were
indefatigable in their efforts to pursuade the people to reject the advice of that patriotic Congress. Many,
indeed, were deceived and deluded, but the great majority of the people reasoned and decided judiciously;
and happy they are in reflecting that they did so.
They considered that the Congress was composed of many wise and experienced men. That, being convened
from different parts of the country, they brought with them and communicated to each other a variety of
useful information. That, in the course of the time they passed together in inquiring into and discussing the
true interests of their country, they must have acquired very accurate knowledge on that head. That they were
individually interested in the public liberty and prosperity, and therefore that it was not less their inclination
than their duty to recommend only such measures as, after the most mature deliberation, they really thought
prudent and advisable.
These and similar considerations then induced the people to rely greatly on the judgment and integrity of the
Congress; and they took their advice, notwithstanding the various arts and endeavors used to deter them from
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it. But if the people at large had reason to confide in the men of that Congress, few of whom had been fully
tried or generally known, still greater reason have they now to respect the judgment and advice of the
convention, for it is well known that some of the most distinguished members of that Congress, who have
been since tried and justly approved for patriotism and abilities, and who have grown old in acquiring
political information, were also members of this convention, and carried into it their accumulated knowledge
and experience.
It is worthy of remark that not only the first, but every succeeding Congress, as well as the late convention,
have invariably joined with the people in thinking that the prosperity of America depended on its Union. To
preserve and perpetuate it was the great object of the people in forming that convention, and it is also the
great object of the plan which the convention has advised them to adopt. With what propriety, therefore, or
for what good purposes, are attempts at this particular period made by some men to depreciate the importance
of the Union? Or why is it suggested that three or four confederacies would be better than one? I am
persuaded in my own mind that the people have always thought right on this subject, and that their universal
and uniform attachment to the cause of the Union rests on great and weighty reasons, which I shall endeavor
to develop and explain in some ensuing papers. They who promote the idea of substituting a number of
distinct confederacies in the room of the plan of the convention, seem clearly to foresee that the rejection of it
would put the continuance of the Union in the utmost jeopardy. That certainly would be the case, and I
sincerely wish that it may be as clearly foreseen by every good citizen, that whenever the dissolution of the
Union arrives, America will have reason to exclaim, in the words of the poet: ``FAREWELL! A LONG
FAREWELL TO ALL MY GREATNESS.'' PUBLIUS.
FEDERALIST No. 3 The Same Subject Continued (Concerning Dangers From
Foreign Force and Influence) For the Independent Journal.
JAY
To the People of the State of New York:
IT IS not a new observation that the people of any country (if, like the Americans, intelligent and
wellinformed) seldom adopt and steadily persevere for many years in an erroneous opinion respecting their
interests. That consideration naturally tends to create great respect for the high opinion which the people of
America have so long and uniformly entertained of the importance of their continuing firmly united under
one federal government, vested with sufficient powers for all general and national purposes.
The more attentively I consider and investigate the reasons which appear to have given birth to this opinion,
the more I become convinced that they are cogent and conclusive.
Among the many objects to which a wise and free people find it necessary to direct their attention, that of
providing for their SAFETY seems to be the first. The SAFETY of the people doubtless has relation to a
great variety of circumstances and considerations, and consequently affords great latitude to those who wish
to define it precisely and comprehensively.
At present I mean only to consider it as it respects security for the preservation of peace and tranquillity, as
well as against dangers from FOREIGN ARMS AND INFLUENCE, as from dangers of the LIKE KIND
arising from domestic causes. As the former of these comes first in order, it is proper it should be the first
discussed. Let us therefore proceed to examine whether the people are not right in their opinion that a cordial
Union, under an efficient national government, affords them the best security that can be devised against
HOSTILITIES from abroad.
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The number of wars which have happened or will happen in the world will always be found to be in
proportion to the number and weight of the causes, whether REAL or PRETENDED, which PROVOKE or
INVITE them. If this remark be just, it becomes useful to inquire whether so many JUST causes of war are
likely to be given by UNITED AMERICA as by DISUNITED America; for if it should turn out that United
America will probably give the fewest, then it will follow that in this respect the Union tends most to
preserve the people in a state of peace with other nations.
The JUST causes of war, for the most part, arise either from violation of treaties or from direct violence.
America has already formed treaties with no less than six foreign nations, and all of them, except Prussia, are
maritime, and therefore able to annoy and injure us. She has also extensive commerce with Portugal, Spain,
and Britain, and, with respect to the two latter, has, in addition, the circumstance of neighborhood to attend
to.
It is of high importance to the peace of America that she observe the laws of nations towards all these powers,
and to me it appears evident that this will be more perfectly and punctually done by one national government
than it could be either by thirteen separate States or by three or four distinct confederacies.
Because when once an efficient national government is established, the best men in the country will not only
consent to serve, but also will generally be appointed to manage it; for, although town or country, or other
contracted influence, may place men in State assemblies, or senates, or courts of justice, or executive
departments, yet more general and extensive reputation for talents and other qualifications will be necessary
to recommend men to offices under the national government,especially as it will have the widest field for
choice, and never experience that want of proper persons which is not uncommon in some of the States.
Hence, it will result that the administration, the political counsels, and the judicial decisions of the national
government will be more wise, systematical, and judicious than those of individual States, and consequently
more satisfactory with respect to other nations, as well as more SAFE with respect to us.
Because, under the national government, treaties and articles of treaties, as well as the laws of nations, will
always be expounded in one sense and executed in the same manner,whereas, adjudications on the same
points and questions, in thirteen States, or in three or four confederacies, will not always accord or be
consistent; and that, as well from the variety of independent courts and judges appointed by different and
independent governments, as from the different local laws and interests which may affect and influence them.
The wisdom of the convention, in committing such questions to the jurisdiction and judgment of courts
appointed by and responsible only to one national government, cannot be too much commended.
Because the prospect of present loss or advantage may often tempt the governing party in one or two States to
swerve from good faith and justice; but those temptations, not reaching the other States, and consequently
having little or no influence on the national government, the temptation will be fruitless, and good faith and
justice be preserved. The case of the treaty of peace with Britain adds great weight to this reasoning.
Because, even if the governing party in a State should be disposed to resist such temptations, yet as such
temptations may, and commonly do, result from circumstances peculiar to the State, and may affect a great
number of the inhabitants, the governing party may not always be able, if willing, to prevent the injustice
meditated, or to punish the aggressors. But the national government, not being affected by those local
circumstances, will neither be induced to commit the wrong themselves, nor want power or inclination to
prevent or punish its commission by others.
So far, therefore, as either designed or accidental violations of treaties and the laws of nations afford JUST
causes of war, they are less to be apprehended under one general government than under several lesser ones,
and in that respect the former most favors the SAFETY of the people.
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As to those just causes of war which proceed from direct and unlawful violence, it appears equally clear to
me that one good national government affords vastly more security against dangers of that sort than can be
derived from any other quarter.
Because such violences are more frequently caused by the passions and interests of a part than of the whole;
of one or two States than of the Union. Not a single Indian war has yet been occasioned by aggressions of the
present federal government, feeble as it is; but there are several instances of Indian hostilities having been
provoked by the improper conduct of individual States, who, either unable or unwilling to restrain or punish
offenses, have given occasion to the slaughter of many innocent inhabitants.
The neighborhood of Spanish and British territories, bordering on some States and not on others, naturally
confines the causes of quarrel more immediately to the borderers. The bordering States, if any, will be those
who, under the impulse of sudden irritation, and a quick sense of apparent interest or injury, will be most
likely, by direct violence, to excite war with these nations; and nothing can so effectually obviate that danger
as a national government, whose wisdom and prudence will not be diminished by the passions which actuate
the parties immediately interested.
But not only fewer just causes of war will be given by the national government, but it will also be more in
their power to accommodate and settle them amicably. They will be more temperate and cool, and in that
respect, as well as in others, will be more in capacity to act advisedly than the offending State. The pride of
states, as well as of men, naturally disposes them to justify all their actions, and opposes their acknowledging,
correcting, or repairing their errors and offenses. The national government, in such cases, will not be affected
by this pride, but will proceed with moderation and candor to consider and decide on the means most proper
to extricate them from the difficulties which threaten them.
Besides, it is well known that acknowledgments, explanations, and compensations are often accepted as
satisfactory from a strong united nation, which would be rejected as unsatisfactory if offered by a State or
confederacy of little consideration or power.
In the year 1685, the state of Genoa having offended Louis XIV., endeavored to appease him. He demanded
that they should send their Doge, or chief magistrate, accompanied by four of their senators, to FRANCE, to
ask his pardon and receive his terms. They were obliged to submit to it for the sake of peace. Would he on
any occasion either have demanded or have received the like humiliation from Spain, or Britain, or any other
POWERFUL nation? PUBLIUS.
FEDERALIST No. 4 The Same Subject Continued (Concerning Dangers From
Foreign Force and Influence) For the Independent Journal.
JAY
To the People of the State of New York:
MY LAST paper assigned several reasons why the safety of the people would be best secured by union
against the danger it may be exposed to by JUST causes of war given to other nations; and those reasons
show that such causes would not only be more rarely given, but would also be more easily accommodated, by
a national government than either by the State governments or the proposed little confederacies.
But the safety of the people of America against dangers from FOREIGN force depends not only on their
forbearing to give JUST causes of war to other nations, but also on their placing and continuing themselves in
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such a situation as not to INVITE hostility or insult; for it need not be observed that there are PRETENDED
as well as just causes of war.
It is too true, however disgraceful it may be to human nature, that nations in general will make war whenever
they have a prospect of getting anything by it; nay, absolute monarchs will often make war when their nations
are to get nothing by it, but for the purposes and objects merely personal, such as thirst for military glory,
revenge for personal affronts, ambition, or private compacts to aggrandize or support their particular families
or partisans.
These and a variety of other motives, which affect only the mind of the sovereign, often lead him to engage in
wars not sanctified by justice or the voice and interests of his people. But, independent of these inducements
to war, which are more prevalent in absolute monarchies, but which well deserve our attention, there are
others which affect nations as often as kings; and some of them will on examination be found to grow out of
our relative situation and circumstances.
With France and with Britain we are rivals in the fisheries, and can supply their markets cheaper than they
can themselves, notwithstanding any efforts to prevent it by bounties on their own or duties on foreign fish.
With them and with most other European nations we are rivals in navigation and the carrying trade; and we
shall deceive ourselves if we suppose that any of them will rejoice to see it flourish; for, as our carrying trade
cannot increase without in some degree diminishing theirs, it is more their interest, and will be more their
policy, to restrain than to promote it.
In the trade to China and India, we interfere with more than one nation, inasmuch as it enables us to partake
in advantages which they had in a manner monopolized, and as we thereby supply ourselves with
commodities which we used to purchase from them.
The extension of our own commerce in our own vessels cannot give pleasure to any nations who possess
territories on or near this continent, because the cheapness and excellence of our productions, added to the
circumstance of vicinity, and the enterprise and address of our merchants and navigators, will give us a
greater share in the advantages which those territories afford, than consists with the wishes or policy of their
respective sovereigns.
Spain thinks it convenient to shut the Mississippi against us on the one side, and Britain excludes us from the
Saint Lawrence on the other; nor will either of them permit the other waters which are between them and us
to become the means of mutual intercourse and traffic.
From these and such like considerations, which might, if consistent with prudence, be more amplified and
detailed, it is easy to see that jealousies and uneasinesses may gradually slide into the minds and cabinets of
other nations, and that we are not to expect that they should regard our advancement in union, in power and
consequence by land and by sea, with an eye of indifference and composure.
The people of America are aware that inducements to war may arise out of these circumstances, as well as
from others not so obvious at present, and that whenever such inducements may find fit time and opportunity
for operation, pretenses to color and justify them will not be wanting. Wisely, therefore, do they consider
union and a good national government as necessary to put and keep them in SUCH A SITUATION as,
instead of INVITING war, will tend to repress and discourage it. That situation consists in the best possible
state of defense, and necessarily depends on the government, the arms, and the resources of the country.
As the safety of the whole is the interest of the whole, and cannot be provided for without government, either
one or more or many, let us inquire whether one good government is not, relative to the object in question,
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more competent than any other given number whatever.
One government can collect and avail itself of the talents and experience of the ablest men, in whatever part
of the Union they may be found. It can move on uniform principles of policy. It can harmonize, assimilate,
and protect the several parts and members, and extend the benefit of its foresight and precautions to each. In
the formation of treaties, it will regard the interest of the whole, and the particular interests of the parts as
connected with that of the whole. It can apply the resources and power of the whole to the defense of any
particular part, and that more easily and expeditiously than State governments or separate confederacies can
possibly do, for want of concert and unity of system. It can place the militia under one plan of discipline, and,
by putting their officers in a proper line of subordination to the Chief Magistrate, will, as it were, consolidate
them into one corps, and thereby render them more efficient than if divided into thirteen or into three or four
distinct independent companies.
What would the militia of Britain be if the English militia obeyed the government of England, if the Scotch
militia obeyed the government of Scotland, and if the Welsh militia obeyed the government of Wales?
Suppose an invasion; would those three governments (if they agreed at all) be able, with all their respective
forces, to operate against the enemy so effectually as the single government of Great Britain would? We have
heard much of the fleets of Britain, and the time may come, if we are wise, when the fleets of America may
engage attention. But if one national government, had not so regulated the navigation of Britain as to make it
a nursery for seamenif one national government had not called forth all the national means and materials
for forming fleets, their prowess and their thunder would never have been celebrated. Let England have its
navigation and fleetlet Scotland have its navigation and fleetlet Wales have its navigation and fleetlet
Ireland have its navigation and fleetlet those four of the constituent parts of the British empire be be under
four independent governments, and it is easy to perceive how soon they would each dwindle into comparative
insignificance.
Apply these facts to our own case. Leave America divided into thirteen or, if you please, into three or four
independent governmentswhat armies could they raise and paywhat fleets could they ever hope to have?
If one was attacked, would the others fly to its succor, and spend their blood and money in its defense?
Would there be no danger of their being flattered into neutrality by its specious promises, or seduced by a too
great fondness for peace to decline hazarding their tranquillity and present safety for the sake of neighbors, of
whom perhaps they have been jealous, and whose importance they are content to see diminished? Although
such conduct would not be wise, it would, nevertheless, be natural. The history of the states of Greece, and of
other countries, abounds with such instances, and it is not improbable that what has so often happened would,
under similar circumstances, happen again.
But admit that they might be willing to help the invaded State or confederacy. How, and when, and in what
proportion shall aids of men and money be afforded? Who shall command the allied armies, and from which
of them shall he receive his orders? Who shall settle the terms of peace, and in case of disputes what umpire
shall decide between them and compel acquiescence? Various difficulties and inconveniences would be
inseparable from such a situation; whereas one government, watching over the general and common interests,
and combining and directing the powers and resources of the whole, would be free from all these
embarrassments, and conduce far more to the safety of the people.
But whatever may be our situation, whether firmly united under one national government, or split into a
number of confederacies, certain it is, that foreign nations will know and view it exactly as it is; and they will
act toward us accordingly. If they see that our national government is efficient and well administered, our
trade prudently regulated, our militia properly organized and disciplined, our resources and finances
discreetly managed, our credit reestablished, our people free, contented, and united, they will be much more
disposed to cultivate our friendship than provoke our resentment. If, on the other hand, they find us either
destitute of an effectual government (each State doing right or wrong, as to its rulers may seem convenient),
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or split into three or four independent and probably discordant republics or confederacies, one inclining to
Britain, another to France, and a third to Spain, and perhaps played off against each other by the three, what a
poor, pitiful figure will America make in their eyes! How liable would she become not only to their contempt
but to their outrage, and how soon would dearbought experience proclaim that when a people or family so
divide, it never fails to be against themselves.
PUBLIUS.
FEDERALIST No. 5 The Same Subject Continued (Concerning Dangers From
Foreign Force and Influence) For the Independent Journal.
JAY
To the People of the State of New York:
QUEEN ANNE, in her letter of the 1st July, 1706, to the Scotch Parliament, makes some observations on the
importance of the UNION then forming between England and Scotland, which merit our attention. I shall
present the public with one or two extracts from it: ``An entire and perfect union will be the solid foundation
of lasting peace: It will secure your religion, liberty, and property; remove the animosities amongst
yourselves, and the jealousies and differences betwixt our two kingdoms. It must increase your strength,
riches, and trade; and by this union the whole island, being joined in affection and free from all
apprehensions of different interest, will be ENABLED TO RESIST ALL ITS ENEMIES.'' ``We most
earnestly recommend to you calmness and unanimity in this great and weighty affair, that the union may be
brought to a happy conclusion, being the only EFFECTUAL way to secure our present and future happiness,
and disappoint the designs of our and your enemies, who will doubtless, on this occasion, USE THEIR
UTMOST ENDEAVORS TO PREVENT OR DELAY THIS UNION.'' It was remarked in the preceding
paper, that weakness and divisions at home would invite dangers from abroad; and that nothing would tend
more to secure us from them than union, strength, and good government within ourselves. This subject is
copious and cannot easily be exhausted.
The history of Great Britain is the one with which we are in general the best acquainted, and it gives us many
useful lessons.
We may profit by their experience without paying the price which it cost them. Although it seems obvious to
common sense that the people of such an island should be but one nation, yet we find that they were for ages
divided into three, and that those three were almost constantly embroiled in quarrels and wars with one
another.
Notwithstanding their true interest with respect to the continental nations was really the same, yet by the arts
and policy and practices of those nations, their mutual jealousies were perpetually kept inflamed, and for a
long series of years they were far more inconvenient and troublesome than they were useful and assisting to
each other.
Should the people of America divide themselves into three or four nations, would not the same thing happen?
Would not similar jealousies arise, and be in like manner cherished? Instead of their being ``joined in
affection'' and free from all apprehension of different ``interests,'' envy and jealousy would soon extinguish
confidence and affection, and the partial interests of each confederacy, instead of the general interests of all
America, would be the only objects of their policy and pursuits. Hence, like most other BORDERING
nations, they would always be either involved in disputes and war, or live in the constant apprehension of
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them.
The most sanguine advocates for three or four confederacies cannot reasonably suppose that they would long
remain exactly on an equal footing in point of strength, even if it was possible to form them so at first; but,
admitting that to be practicable, yet what human contrivance can secure the continuance of such equality?
Independent of those local circumstances which tend to beget and increase power in one part and to impede
its progress in another, we must advert to the effects of that superior policy and good management which
would probably distinguish the government of one above the rest, and by which their relative equality in
strength and consideration would be destroyed. For it cannot be presumed that the same degree of sound
policy, prudence, and foresight would uniformly be observed by each of these confederacies for a long
succession of years.
Whenever, and from whatever causes, it might happen, and happen it would, that any one of these nations or
confederacies should rise on the scale of political importance much above the degree of her neighbors, that
moment would those neighbors behold her with envy and with fear. Both those passions would lead them to
countenance, if not to promote, whatever might promise to diminish her importance; and would also restrain
them from measures calculated to advance or even to secure her prosperity. Much time would not be
necessary to enable her to discern these unfriendly dispositions.
She would soon begin, not only to lose confidence in her neighbors, but also to feel a disposition equally
unfavorable to them.
Distrust naturally creates distrust, and by nothing is goodwill and kind conduct more speedily changed than
by invidious jealousies and uncandid imputations, whether expressed or implied.
The North is generally the region of strength, and many local circumstances render it probable that the most
Northern of the proposed confederacies would, at a period not very distant, be unquestionably more
formidable than any of the others. No sooner would this become evident than the NORTHERN HIVE would
excite the same ideas and sensations in the more southern parts of America which it formerly did in the
southern parts of Europe. Nor does it appear to be a rash conjecture that its young swarms might often be
tempted to gather honey in the more blooming fields and milder air of their luxurious and more delicate
neighbors.
They who well consider the history of similar divisions and confederacies will find abundant reason to
apprehend that those in contemplation would in no other sense be neighbors than as they would be borderers;
that they would neither love nor trust one another, but on the contrary would be a prey to discord, jealousy,
and mutual injuries; in short, that they would place us exactly in the situations in which some nations
doubtless wish to see us, viz., FORMIDABLE ONLY TO EACH OTHER.
From these considerations it appears that those gentlemen are greatly mistaken who suppose that alliances
offensive and defensive might be formed between these confederacies, and would produce that combination
and union of wills of arms and of resources, which would be necessary to put and keep them in a formidable
state of defense against foreign enemies.
When did the independent states, into which Britain and Spain were formerly divided, combine in such
alliance, or unite their forces against a foreign enemy? The proposed confederacies will be DISTINCT
NATIONS. Each of them would have its commerce with foreigners to regulate by distinct treaties; and as
their productions and commodities are different and proper for different markets, so would those treaties be
essentially different.
Different commercial concerns must create different interests, and of course different degrees of political
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attachment to and connection with different foreign nations. Hence it might and probably would happen that
the foreign nation with whom the SOUTHERN confederacy might be at war would be the one with whom the
NORTHERN confederacy would be the most desirous of preserving peace and friendship. An alliance so
contrary to their immediate interest would not therefore be easy to form, nor, if formed, would it be observed
and fulfilled with perfect good faith.
Nay, it is far more probable that in America, as in Europe, neighboring nations, acting under the impulse of
opposite interests and unfriendly passions, would frequently be found taking different sides. Considering our
distance from Europe, it would be more natural for these confederacies to apprehend danger from one another
than from distant nations, and therefore that each of them should be more desirous to guard against the others
by the aid of foreign alliances, than to guard against foreign dangers by alliances between themselves. And
here let us not forget how much more easy it is to receive foreign fleets into our ports, and foreign armies into
our country, than it is to persuade or compel them to depart.
How many conquests did the Romans and others make in the characters of allies, and what innovations did
they under the same character introduce into the governments of those whom they pretended to protect.
Let candid men judge, then, whether the division of America into any given number of independent
sovereignties would tend to secure us against the hostilities and improper interference of foreign nations.
PUBLIUS.
FEDERALIST No. 6 Concerning Dangers from Dissensions Between the
States For the Independent Journal.
HAMILTON
To the People of the State of New York:
THE three last numbers of this paper have been dedicated to an enumeration of the dangers to which we
should be exposed, in a state of disunion, from the arms and arts of foreign nations. I shall now proceed to
delineate dangers of a different and, perhaps, still more alarming kindthose which will in all probability
flow from dissensions between the States themselves, and from domestic factions and convulsions. These
have been already in some instances slightly anticipated; but they deserve a more particular and more full
investigation.
A man must be far gone in Utopian speculations who can seriously doubt that, if these States should either be
wholly disunited, or only united in partial confederacies, the subdivisions into which they might be thrown
would have frequent and violent contests with each other. To presume a want of motives for such contests as
an argument against their existence, would be to forget that men are ambitious, vindictive, and rapacious. To
look for a continuation of harmony between a number of independent, unconnected sovereignties in the same
neighborhood, would be to disregard the uniform course of human events, and to set at defiance the
accumulated experience of ages.
The causes of hostility among nations are innumerable. There are some which have a general and almost
constant operation upon the collective bodies of society. Of this description are the love of power or the
desire of preeminence and dominionthe jealousy of power, or the desire of equality and safety. There are
others which have a more circumscribed though an equally operative influence within their spheres. Such are
the rivalships and competitions of commerce between commercial nations. And there are others, not less
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numerous than either of the former, which take their origin entirely in private passions; in the attachments,
enmities, interests, hopes, and fears of leading individuals in the communities of which they are members.
Men of this class, whether the favorites of a king or of a people, have in too many instances abused the
confidence they possessed; and assuming the pretext of some public motive, have not scrupled to sacrifice the
national tranquillity to personal advantage or personal gratification.
The celebrated Pericles, in compliance with the resentment of a prostitute,1 at the expense of much of the
blood and treasure of his countrymen, attacked, vanquished, and destroyed the city of the SAMNIANS. The
same man, stimulated by private pique against the MEGARENSIANS,2 another nation of Greece, or to avoid
a prosecution with which he was threatened as an accomplice of a supposed theft of the statuary Phidias,3 or
to get rid of the accusations prepared to be brought against him for dissipating the funds of the state in the
purchase of popularity,4 or from a combination of all these causes, was the primitive author of that famous
and fatal war, distinguished in the Grecian annals by the name of the PELOPONNESIAN war; which, after
various vicissitudes, intermissions, and renewals, terminated in the ruin of the Athenian commonwealth.
The ambitious cardinal, who was prime minister to Henry VIII., permitting his vanity to aspire to the triple
crown,5 entertained hopes of succeeding in the acquisition of that splendid prize by the influence of the
Emperor Charles V. To secure the favor and interest of this enterprising and powerful monarch, he
precipitated England into a war with France, contrary to the plainest dictates of policy, and at the hazard of
the safety and independence, as well of the kingdom over which he presided by his counsels, as of Europe in
general. For if there ever was a sovereign who bid fair to realize the project of universal monarchy, it was the
Emperor Charles V., of whose intrigues Wolsey was at once the instrument and the dupe.
The influence which the bigotry of one female,6 the petulance of another,7 and the cabals of a third,8 had in
the contemporary policy, ferments, and pacifications, of a considerable part of Europe, are topics that have
been too often descanted upon not to be generally known.
To multiply examples of the agency of personal considerations in the production of great national events,
either foreign or domestic, according to their direction, would be an unnecessary waste of time.
Those who have but a superficial acquaintance with the sources from which they are to be drawn, will
themselves recollect a variety of instances; and those who have a tolerable knowledge of human nature will
not stand in need of such lights to form their opinion either of the reality or extent of that agency. Perhaps,
however, a reference, tending to illustrate the general principle, may with propriety be made to a case which
has lately happened among ourselves. If Shays had not been a DESPERATE DEBTOR, it is much to be
doubted whether Massachusetts would have been plunged into a civil war.
But notwithstanding the concurring testimony of experience, in this particular, there are still to be found
visionary or designing men, who stand ready to advocate the paradox of perpetual peace between the States,
though dismembered and alienated from each other. The genius of republics (say they) is pacific; the spirit of
commerce has a tendency to soften the manners of men, and to extinguish those inflammable humors which
have so often kindled into wars. Commercial republics, like ours, will never be disposed to waste themselves
in ruinous contentions with each other. They will be governed by mutual interest, and will cultivate a spirit of
mutual amity and concord.
Is it not (we may ask these projectors in politics) the true interest of all nations to cultivate the same
benevolent and philosophic spirit? If this be their true interest, have they in fact pursued it? Has it not, on the
contrary, invariably been found that momentary passions, and immediate interest, have a more active and
imperious control over human conduct than general or remote considerations of policy, utility or justice?
Have republics in practice been less addicted to war than monarchies? Are not the former administered by
MEN as well as the latter? Are there not aversions, predilections, rivalships, and desires of unjust
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acquisitions, that affect nations as well as kings? Are not popular assemblies frequently subject to the
impulses of rage, resentment, jealousy, avarice, and of other irregular and violent propensities? Is it not well
known that their determinations are often governed by a few individuals in whom they place confidence, and
are, of course, liable to be tinctured by the passions and views of those individuals? Has commerce hitherto
done anything more than change the objects of war? Is not the love of wealth as domineering and enterprising
a passion as that of power or glory? Have there not been as many wars founded upon commercial motives
since that has become the prevailing system of nations, as were before occasioned by the cupidity of territory
or dominion? Has not the spirit of commerce, in many instances, administered new incentives to the appetite,
both for the one and for the other? Let experience, the least fallible guide of human opinions, be appealed to
for an answer to these inquiries.
Sparta, Athens, Rome, and Carthage were all republics; two of them, Athens and Carthage, of the commercial
kind. Yet were they as often engaged in wars, offensive and defensive, as the neighboring monarchies of the
same times. Sparta was little better than a wellregulated camp; and Rome was never sated of carnage and
conquest.
Carthage, though a commercial republic, was the aggressor in the very war that ended in her destruction.
Hannibal had carried her arms into the heart of Italy and to the gates of Rome, before Scipio, in turn, gave
him an overthrow in the territories of Carthage, and made a conquest of the commonwealth.
Venice, in later times, figured more than once in wars of ambition, till, becoming an object to the other Italian
states, Pope Julius II. found means to accomplish that formidable league,9 which gave a deadly blow to the
power and pride of this haughty republic.
The provinces of Holland, till they were overwhelmed in debts and taxes, took a leading and conspicuous part
in the wars of Europe. They had furious contests with England for the dominion of the sea, and were among
the most persevering and most implacable of the opponents of Louis XIV.
In the government of Britain the representatives of the people compose one branch of the national legislature.
Commerce has been for ages the predominant pursuit of that country. Few nations, nevertheless, have been
more frequently engaged in war; and the wars in which that kingdom has been engaged have, in numerous
instances, proceeded from the people.
There have been, if I may so express it, almost as many popular as royal wars. The cries of the nation and the
importunities of their representatives have, upon various occasions, dragged their monarchs into war, or
continued them in it, contrary to their inclinations, and sometimes contrary to the real interests of the State. In
that memorable struggle for superiority between the rival houses of AUSTRIA and BOURBON, which so
long kept Europe in a flame, it is well known that the antipathies of the English against the French, seconding
the ambition, or rather the avarice, of a favorite leader,10 protracted the war beyond the limits marked out by
sound policy, and for a considerable time in opposition to the views of the court.
The wars of these two lastmentioned nations have in a great measure grown out of commercial
considerations,the desire of supplanting and the fear of being supplanted, either in particular branches of
traffic or in the general advantages of trade and navigation.
From this summary of what has taken place in other countries, whose situations have borne the nearest
resemblance to our own, what reason can we have to confide in those reveries which would seduce us into an
expectation of peace and cordiality between the members of the present confederacy, in a state of separation?
Have we not already seen enough of the fallacy and extravagance of those idle theories which have amused
us with promises of an exemption from the imperfections, weaknesses and evils incident to society in every
shape? Is it not time to awake from the deceitful dream of a golden age, and to adopt as a practical maxim for
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the direction of our political conduct that we, as well as the other inhabitants of the globe, are yet remote
from the happy empire of perfect wisdom and perfect virtue? Let the point of extreme depression to which
our national dignity and credit have sunk, let the inconveniences felt everywhere from a lax and ill
administration of government, let the revolt of a part of the State of North Carolina, the late menacing
disturbances in Pennsylvania, and the actual insurrections and rebellions in Massachusetts, declare! So far
is the general sense of mankind from corresponding with the tenets of those who endeavor to lull asleep our
apprehensions of discord and hostility between the States, in the event of disunion, that it has from long
observation of the progress of society become a sort of axiom in politics, that vicinity or nearness of situation,
constitutes nations natural enemies. An intelligent writer expresses himself on this subject to this effect:
``NEIGHBORING NATIONS (says he) are naturally enemies of each other unless their common weakness
forces them to league in a CONFEDERATE REPUBLIC, and their constitution prevents the differences that
neighborhood occasions, extinguishing that secret jealousy which disposes all states to aggrandize themselves
at the expense of their neighbors.''11 This passage, at the same time, points out the EVIL and suggests the
REMEDY.
PUBLIUS.
1 Aspasia, vide ``Plutarch's Life of Pericles.'' 2 Ibid.
3 Ibid.
4 ] Ibid. Phidias was supposed to have stolen some public gold, with the connivance of Pericles, for the
embellishment of the statue of Minerva.
5 P Worn by the popes.
6 Madame de Maintenon.
7 Duchess of Marlborough.
8 Madame de Pompadour.
9 The League of Cambray, comprehending the Emperor, the King of France, the King of Aragon, and most of
the Italian princes and states.
10 The Duke of Marlborough.
11 Vide ``Principes des Negociations'' par 1'Abbe de Mably.
FEDERALIST. No. 7 The Same Subject Continued (Concerning Dangers from
Dissensions Between the States) For the Independent Journal.
HAMILTON
To the People of the State of New York:
IT IS sometimes asked, with an air of seeming triumph, what inducements could the States have, if disunited,
to make war upon each other? It would be a full answer to this question to sayprecisely the same
inducements which have, at different times, deluged in blood all the nations in the world. But, unfortunately
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for us, the question admits of a more particular answer. There are causes of differences within our immediate
contemplation, of the tendency of which, even under the restraints of a federal constitution, we have had
sufficient experience to enable us to form a judgment of what might be expected if those restraints were
removed.
Territorial disputes have at all times been found one of the most fertile sources of hostility among nations.
Perhaps the greatest proportion of wars that have desolated the earth have sprung from this origin. This cause
would exist among us in full force. We have a vast tract of unsettled territory within the boundaries of the
United States. There still are discordant and undecided claims between several of them, and the dissolution of
the Union would lay a foundation for similar claims between them all.
It is well known that they have heretofore had serious and animated discussion concerning the rights to the
lands which were ungranted at the time of the Revolution, and which usually went under the name of crown
lands. The States within the limits of whose colonial governments they were comprised have claimed them as
their property, the others have contended that the rights of the crown in this article devolved upon the Union;
especially as to all that part of the Western territory which, either by actual possession, or through the
submission of the Indian proprietors, was subjected to the jurisdiction of the king of Great Britain, till it was
relinquished in the treaty of peace. This, it has been said, was at all events an acquisition to the Confederacy
by compact with a foreign power.
It has been the prudent policy of Congress to appease this controversy, by prevailing upon the States to make
cessions to the United States for the benefit of the whole. This has been so far accomplished as, under a
continuation of the Union, to afford a decided prospect of an amicable termination of the dispute. A
dismemberment of the Confederacy, however, would revive this dispute, and would create others on the same
subject. At present, a large part of the vacant Western territory is, by cession at least, if not by any anterior
right, the common property of the Union. If that were at an end, the States which made the cession, on a
principle of federal compromise, would be apt when the motive of the grant had ceased, to reclaim the lands
as a reversion. The other States would no doubt insist on a proportion, by right of representation. Their
argument would be, that a grant, once made, could not be revoked; and that the justice of participating in
territory acquired or secured by the joint efforts of the Confederacy, remained undiminished. If, contrary to
probability, it should be admitted by all the States, that each had a right to a share of this common stock, there
would still be a difficulty to be surmounted, as to a proper rule of apportionment. Different principles would
be set up by different States for this purpose; and as they would affect the opposite interests of the parties,
they might not easily be susceptible of a pacific adjustment.
In the wide field of Western territory, therefore, we perceive an ample theatre for hostile pretensions, without
any umpire or common judge to interpose between the contending parties. To reason from the past to the
future, we shall have good ground to apprehend, that the sword would sometimes be appealed to as the arbiter
of their differences. The circumstances of the dispute between Connecticut and Pennsylvania, respecting the
land at Wyoming, admonish us not to be sanguine in expecting an easy accommodation of such differences.
The articles of confederation obliged the parties to submit the matter to the decision of a federal court. The
submission was made, and the court decided in favor of Pennsylvania.
But Connecticut gave strong indications of dissatisfaction with that determination; nor did she appear to be
entirely resigned to it, till, by negotiation and management, something like an equivalent was found for the
loss she supposed herself to have sustained. Nothing here said is intended to convey the slightest censure on
the conduct of that State. She no doubt sincerely believed herself to have been injured by the decision; and
States, like individuals, acquiesce with great reluctance in determinations to their disadvantage.
Those who had an opportunity of seeing the inside of the transactions which attended the progress of the
controversy between this State and the district of Vermont, can vouch the opposition we experienced, as well
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from States not interested as from those which were interested in the claim; and can attest the danger to which
the peace of the Confederacy might have been exposed, had this State attempted to assert its rights by force.
Two motives preponderated in that opposition: one, a jealousy entertained of our future power; and the other,
the interest of certain individuals of influence in the neighboring States, who had obtained grants of lands
under the actual government of that district. Even the States which brought forward claims, in contradiction
to ours, seemed more solicitous to dismember this State, than to establish their own pretensions. These were
New Hampshire, Massachusetts, and Connecticut. New Jersey and Rhode Island, upon all occasions,
discovered a warm zeal for the independence of Vermont; and Maryland, till alarmed by the appearance of a
connection between Canada and that State, entered deeply into the same views. These being small States, saw
with an unfriendly eye the perspective of our growing greatness. In a review of these transactions we may
trace some of the causes which would be likely to embroil the States with each other, if it should be their
unpropitious destiny to become disunited.
The competitions of commerce would be another fruitful source of contention. The States less favorably
circumstanced would be desirous of escaping from the disadvantages of local situation, and of sharing in the
advantages of their more fortunate neighbors.
Each State, or separate confederacy, would pursue a system of commercial policy peculiar to itself. This
would occasion distinctions, preferences, and exclusions, which would beget discontent. The habits of
intercourse, on the basis of equal privileges, to which we have been accustomed since the earliest settlement
of the country, would give a keener edge to those causes of discontent than they would naturally have
independent of this circumstance. WE SHOULD BE READY TO DENOMINATE INJURIES THOSE
THINGS WHICH WERE IN REALITY THE JUSTIFIABLE ACTS OF INDEPENDENT
SOVEREIGNTIES CONSULTING A DISTINCT INTEREST. The spirit of enterprise, which characterizes
the commercial part of America, has left no occasion of displaying itself unimproved. It is not at all probable
that this unbridled spirit would pay much respect to those regulations of trade by which particular States
might endeavor to secure exclusive benefits to their own citizens. The infractions of these regulations, on one
side, the efforts to prevent and repel them, on the other, would naturally lead to outrages, and these to
reprisals and wars.
The opportunities which some States would have of rendering others tributary to them by commercial
regulations would be impatiently submitted to by the tributary States. The relative situation of New York,
Connecticut, and New Jersey would afford an example of this kind. New York, from the necessities of
revenue, must lay duties on her importations. A great part of these duties must be paid by the inhabitants of
the two other States in the capacity of consumers of what we import. New York would neither be willing nor
able to forego this advantage. Her citizens would not consent that a duty paid by them should be remitted in
favor of the citizens of her neighbors; nor would it be practicable, if there were not this impediment in the
way, to distinguish the customers in our own markets. Would Connecticut and New Jersey long submit to be
taxed by New York for her exclusive benefit? Should we be long permitted to remain in the quiet and
undisturbed enjoyment of a metropolis, from the possession of which we derived an advantage so odious to
our neighbors, and, in their opinion, so oppressive? Should we be able to preserve it against the incumbent
weight of Connecticut on the one side, and the cooperating pressure of New Jersey on the other? These are
questions that temerity alone will answer in the affirmative.
The public debt of the Union would be a further cause of collision between the separate States or
confederacies. The apportionment, in the first instance, and the progressive extinguishment afterward, would
be alike productive of illhumor and animosity. How would it be possible to agree upon a rule of
apportionment satisfactory to all? There is scarcely any that can be proposed which is entirely free from real
objections. These, as usual, would be exaggerated by the adverse interest of the parties.
There are even dissimilar views among the States as to the general principle of discharging the public debt.
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Some of them, either less impressed with the importance of national credit, or because their citizens have
little, if any, immediate interest in the question, feel an indifference, if not a repugnance, to the payment of
the domestic debt at any rate. These would be inclined to magnify the difficulties of a distribution. Others of
them, a numerous body of whose citizens are creditors to the public beyond proportion of the State in the
total amount of the national debt, would be strenuous for some equitable and effective provision. The
procrastinations of the former would excite the resentments of the latter. The settlement of a rule would, in
the meantime, be postponed by real differences of opinion and affected delays. The citizens of the States
interested would clamour; foreign powers would urge for the satisfaction of their just demands, and the peace
of the States would be hazarded to the double contingency of external invasion and internal contention.
Suppose the difficulties of agreeing upon a rule surmounted, and the apportionment made. Still there is great
room to suppose that the rule agreed upon would, upon experiment, be found to bear harder upon some States
than upon others. Those which were sufferers by it would naturally seek for a mitigation of the burden. The
others would as naturally be disinclined to a revision, which was likely to end in an increase of their own
incumbrances. Their refusal would be too plausible a pretext to the complaining States to withhold their
contributions, not to be embraced with avidity; and the noncompliance of these States with their
engagements would be a ground of bitter discussion and altercation. If even the rule adopted should in
practice justify the equality of its principle, still delinquencies in payments on the part of some of the States
would result from a diversity of other causesthe real deficiency of resources; the mismanagement of their
finances; accidental disorders in the management of the government; and, in addition to the rest, the
reluctance with which men commonly part with money for purposes that have outlived the exigencies which
produced them, and interfere with the supply of immediate wants. Delinquencies, from whatever causes,
would be productive of complaints, recriminations, and quarrels. There is, perhaps, nothing more likely to
disturb the tranquillity of nations than their being bound to mutual contributions for any common object that
does not yield an equal and coincident benefit. For it is an observation, as true as it is trite, that there is
nothing men differ so readily about as the payment of money.
Laws in violation of private contracts, as they amount to aggressions on the rights of those States whose
citizens are injured by them, may be considered as another probable source of hostility.
We are not authorized to expect that a more liberal or more equitable spirit would preside over the
legislations of the individual States hereafter, if unrestrained by any additional checks, than we have
heretofore seen in too many instances disgracing their several codes. We have observed the disposition to
retaliation excited in Connecticut in consequence of the enormities perpetrated by the Legislature of Rhode
Island; and we reasonably infer that, in similar cases, under other circumstances, a war, not of
PARCHMENT, but of the sword, would chastise such atrocious breaches of moral obligation and social
justice.
The probability of incompatible alliances between the different States or confederacies and different foreign
nations, and the effects of this situation upon the peace of the whole, have been sufficiently unfolded in some
preceding papers. From the view they have exhibited of this part of the subject, this conclusion is to be
drawn, that America, if not connected at all, or only by the feeble tie of a simple league, offensive and
defensive, would, by the operation of such jarring alliances, be gradually entangled in all the pernicious
labyrinths of European politics and wars; and by the destructive contentions of the parts into which she was
divided, would be likely to become a prey to the artifices and machinations of powers equally the enemies of
them all. Divide et impera1 must be the motto of every nation that either hates or fears us.2 PUBLIUS.
1 Divide and command.
2 In order that the whole subject of these papers may as soon as possible be laid before the public, it is
proposed to publish them four times a weekon Tuesday in the New York Packet and on Thursday in the
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Daily Advertiser.
FEDERALIST No. 8 The Consequences of Hostilities Between the States
From the New York Packet.
Tuesday, November 20, 1787.
HAMILTON
To the People of the State of New York:
ASSUMING it therefore as an established truth that the several States, in case of disunion, or such
combinations of them as might happen to be formed out of the wreck of the general Confederacy, would be
subject to those vicissitudes of peace and war, of friendship and enmity, with each other, which have fallen to
the lot of all neighboring nations not united under one government, let us enter into a concise detail of some
of the consequences that would attend such a situation.
War between the States, in the first period of their separate existence, would be accompanied with much
greater distresses than it commonly is in those countries where regular military establishments have long
obtained. The disciplined armies always kept on foot on the continent of Europe, though they bear a
malignant aspect to liberty and economy, have, notwithstanding, been productive of the signal advantage of
rendering sudden conquests impracticable, and of preventing that rapid desolation which used to mark the
progress of war prior to their introduction. The art of fortification has contributed to the same ends. The
nations of Europe are encircled with chains of fortified places, which mutually obstruct invasion.
Campaigns are wasted in reducing two or three frontier garrisons, to gain admittance into an enemy's country.
Similar impediments occur at every step, to exhaust the strength and delay the progress of an invader.
Formerly, an invading army would penetrate into the heart of a neighboring country almost as soon as
intelligence of its approach could be received; but now a comparatively small force of disciplined troops,
acting on the defensive, with the aid of posts, is able to impede, and finally to frustrate, the enterprises of one
much more considerable. The history of war, in that quarter of the globe, is no longer a history of nations
subdued and empires overturned, but of towns taken and retaken; of battles that decide nothing; of retreats
more beneficial than victories; of much effort and little acquisition.
In this country the scene would be altogether reversed. The jealousy of military establishments would
postpone them as long as possible. The want of fortifications, leaving the frontiers of one state open to
another, would facilitate inroads. The populous States would, with little difficulty, overrun their less populous
neighbors. Conquests would be as easy to be made as difficult to be retained. War, therefore, would be
desultory and predatory.
PLUNDER and devastation ever march in the train of irregulars. The calamities of individuals would make
the principal figure in the events which would characterize our military exploits.
This picture is not too highly wrought; though, I confess, it would not long remain a just one. Safety from
external danger is the most powerful director of national conduct. Even the ardent love of liberty will, after a
time, give way to its dictates. The violent destruction of life and property incident to war, the continual effort
and alarm attendant on a state of continual danger, will compel nations the most attached to liberty to resort
for repose and security to institutions which have a tendency to destroy their civil and political rights. To be
more safe, they at length become willing to run the risk of being less free.
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The institutions chiefly alluded to are STANDING ARMIES and the correspondent appendages of military
establishments. Standing armies, it is said, are not provided against in the new Constitution; and it is therefore
inferred that they may exist under it.1 Their existence, however, from the very terms of the proposition, is, at
most, problematical and uncertain. But standing armies, it may be replied, must inevitably result from a
dissolution of the Confederacy. Frequent war and constant apprehension, which require a state of as constant
preparation, will infallibly produce them. The weaker States or confederacies would first have recourse to
them, to put themselves upon an equality with their more potent neighbors. They would endeavor to supply
the inferiority of population and resources by a more regular and effective system of defense, by disciplined
troops, and by fortifications. They would, at the same time, be necessitated to strengthen the executive arm of
government, in doing which their constitutions would acquire a progressive direction toward monarchy. It is
of the nature of war to increase the executive at the expense of the legislative authority.
The expedients which have been mentioned would soon give the States or confederacies that made use of
them a superiority over their neighbors. Small states, or states of less natural strength, under vigorous
governments, and with the assistance of disciplined armies, have often triumphed over large states, or states
of greater natural strength, which have been destitute of these advantages.
Neither the pride nor the safety of the more important States or confederacies would permit them long to
submit to this mortifying and adventitious superiority. They would quickly resort to means similar to those by
which it had been effected, to reinstate themselves in their lost preeminence. Thus, we should, in a little
time, see established in every part of this country the same engines of despotism which have been the scourge
of the Old World. This, at least, would be the natural course of things; and our reasonings will be the more
likely to be just, in proportion as they are accommodated to this standard.
These are not vague inferences drawn from supposed or speculative defects in a Constitution, the whole
power of which is lodged in the hands of a people, or their representatives and delegates, but they are solid
conclusions, drawn from the natural and necessary progress of human affairs.
It may, perhaps, be asked, by way of objection to this, why did not standing armies spring up out of the
contentions which so often distracted the ancient republics of Greece? Different answers, equally satisfactory,
may be given to this question. The industrious habits of the people of the present day, absorbed in the
pursuits of gain, and devoted to the improvements of agriculture and commerce, are incompatible with the
condition of a nation of soldiers, which was the true condition of the people of those republics. The means of
revenue, which have been so greatly multiplied by the increase of gold and silver and of the arts of industry,
and the science of finance, which is the offspring of modern times, concurring with the habits of nations, have
produced an entire revolution in the system of war, and have rendered disciplined armies, distinct from the
body of the citizens, the inseparable companions of frequent hostility.
There is a wide difference, also, between military establishments in a country seldom exposed by its situation
to internal invasions, and in one which is often subject to them, and always apprehensive of them. The rulers
of the former can have a good pretext, if they are even so inclined, to keep on foot armies so numerous as
must of necessity be maintained in the latter. These armies being, in the first case, rarely, if at all, called into
activity for interior defense, the people are in no danger of being broken to military subordination. The laws
are not accustomed to relaxations, in favor of military exigencies; the civil state remains in full vigor, neither
corrupted, nor confounded with the principles or propensities of the other state. The smallness of the army
renders the natural strength of the community an overmatch for it; and the citizens, not habituated to look up
to the military power for protection, or to submit to its oppressions, neither love nor fear the soldiery; they
view them with a spirit of jealous acquiescence in a necessary evil, and stand ready to resist a power which
they suppose may be exerted to the prejudice of their rights.
The army under such circumstances may usefully aid the magistrate to suppress a small faction, or an
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occasional mob, or insurrection; but it will be unable to enforce encroachments against the united efforts of
the great body of the people.
In a country in the predicament last described, the contrary of all this happens. The perpetual menacings of
danger oblige the government to be always prepared to repel it; its armies must be numerous enough for
instant defense. The continual necessity for their services enhances the importance of the soldier, and
proportionably degrades the condition of the citizen. The military state becomes elevated above the civil. The
inhabitants of territories, often the theatre of war, are unavoidably subjected to frequent infringements on
their rights, which serve to weaken their sense of those rights; and by degrees the people are brought to
consider the soldiery not only as their protectors, but as their superiors. The transition from this disposition to
that of considering them masters, is neither remote nor difficult; but it is very difficult to prevail upon a
people under such impressions, to make a bold or effectual resistance to usurpations supported by the military
power.
The kingdom of Great Britain falls within the first description.
An insular situation, and a powerful marine, guarding it in a great measure against the possibility of foreign
invasion, supersede the necessity of a numerous army within the kingdom. A sufficient force to make head
against a sudden descent, till the militia could have time to rally and embody, is all that has been deemed
requisite. No motive of national policy has demanded, nor would public opinion have tolerated, a larger
number of troops upon its domestic establishment. There has been, for a long time past, little room for the
operation of the other causes, which have been enumerated as the consequences of internal war. This peculiar
felicity of situation has, in a great degree, contributed to preserve the liberty which that country to this day
enjoys, in spite of the prevalent venality and corruption. If, on the contrary, Britain had been situated on the
continent, and had been compelled, as she would have been, by that situation, to make her military
establishments at home coextensive with those of the other great powers of Europe, she, like them, would in
all probability be, at this day, a victim to the absolute power of a single man. 'T is possible, though not easy,
that the people of that island may be enslaved from other causes; but it cannot be by the prowess of an army
so inconsiderable as that which has been usually kept up within the kingdom.
If we are wise enough to preserve the Union we may for ages enjoy an advantage similar to that of an
insulated situation.
Europe is at a great distance from us. Her colonies in our vicinity will be likely to continue too much
disproportioned in strength to be able to give us any dangerous annoyance. Extensive military establishments
cannot, in this position, be necessary to our security. But if we should be disunited, and the integral parts
should either remain separated, or, which is most probable, should be thrown together into two or three
confederacies, we should be, in a short course of time, in the predicament of the continental powers of Europe
our liberties would be a prey to the means of defending ourselves against the ambition and jealousy of
each other.
This is an idea not superficial or futile, but solid and weighty. It deserves the most serious and mature
consideration of every prudent and honest man of whatever party. If such men will make a firm and solemn
pause, and meditate dispassionately on the importance of this interesting idea; if they will contemplate it in
all its attitudes, and trace it to all its consequences, they will not hesitate to part with trivial objections to a
Constitution, the rejection of which would in all probability put a final period to the Union. The airy
phantoms that flit before the distempered imaginations of some of its adversaries would quickly give place to
the more substantial forms of dangers, real, certain, and formidable.
PUBLIUS.
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1 This objection will be fully examined in its proper place, and it will be shown that the only natural
precaution which could have been taken on this subject has been taken; and a much better one than is to be
found in any constitution that has been heretofore framed in America, most of which contain no guard at all
on this subject.
FEDERALIST No. 9 The Union as a Safeguard Against Domestic Faction and
Insurrection For the Independent Journal.
HAMILTON
To the People of the State of New York:
A FIRM Union will be of the utmost moment to the peace and liberty of the States, as a barrier against
domestic faction and insurrection. It is impossible to read the history of the petty republics of Greece and
Italy without feeling sensations of horror and disgust at the distractions with which they were continually
agitated, and at the rapid succession of revolutions by which they were kept in a state of perpetual vibration
between the extremes of tyranny and anarchy. If they exhibit occasional calms, these only serve as
shortlived contrast to the furious storms that are to succeed. If now and then intervals of felicity open to
view, we behold them with a mixture of regret, arising from the reflection that the pleasing scenes before us
are soon to be overwhelmed by the tempestuous waves of sedition and party rage. If momentary rays of glory
break forth from the gloom, while they dazzle us with a transient and fleeting brilliancy, they at the same time
admonish us to lament that the vices of government should pervert the direction and tarnish the lustre of those
bright talents and exalted endowments for which the favored soils that produced them have been so justly
celebrated.
From the disorders that disfigure the annals of those republics the advocates of despotism have drawn
arguments, not only against the forms of republican government, but against the very principles of civil
liberty. They have decried all free government as inconsistent with the order of society, and have indulged
themselves in malicious exultation over its friends and partisans. Happily for mankind, stupendous fabrics
reared on the basis of liberty, which have flourished for ages, have, in a few glorious instances, refuted their
gloomy sophisms. And, I trust, America will be the broad and solid foundation of other edifices, not less
magnificent, which will be equally permanent monuments of their errors.
But it is not to be denied that the portraits they have sketched of republican government were too just copies
of the originals from which they were taken. If it had been found impracticable to have devised models of a
more perfect structure, the enlightened friends to liberty would have been obliged to abandon the cause of
that species of government as indefensible. The science of politics, however, like most other sciences, has
received great improvement.
The efficacy of various principles is now well understood, which were either not known at all, or imperfectly
known to the ancients.
The regular distribution of power into distinct departments; the introduction of legislative balances and
checks; the institution of courts composed of judges holding their offices during good behavior; the
representation of the people in the legislature by deputies of their own election: these are wholly new
discoveries, or have made their principal progress towards perfection in modern times. They are means, and
powerful means, by which the excellences of republican government may be retained and its imperfections
lessened or avoided. To this catalogue of circumstances that tend to the amelioration of popular systems of
civil government, I shall venture, however novel it may appear to some, to add one more, on a principle
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which has been made the foundation of an objection to the new Constitution; I mean the ENLARGEMENT
of the ORBIT within which such systems are to revolve, either in respect to the dimensions of a single State
or to the consolidation of several smaller States into one great Confederacy. The latter is that which
immediately concerns the object under consideration. It will, however, be of use to examine the principle in
its application to a single State, which shall be attended to in another place.
The utility of a Confederacy, as well to suppress faction and to guard the internal tranquillity of States, as to
increase their external force and security, is in reality not a new idea. It has been practiced upon in different
countries and ages, and has received the sanction of the most approved writers on the subject of politics. The
opponents of the plan proposed have, with great assiduity, cited and circulated the observations of
Montesquieu on the necessity of a contracted territory for a republican government.
But they seem not to have been apprised of the sentiments of that great man expressed in another part of his
work, nor to have adverted to the consequences of the principle to which they subscribe with such ready
acquiescence.
When Montesquieu recommends a small extent for republics, the standards he had in view were of
dimensions far short of the limits of almost every one of these States. Neither Virginia, Massachusetts,
Pennsylvania, New York, North Carolina, nor Georgia can by any means be compared with the models from
which he reasoned and to which the terms of his description apply. If we therefore take his ideas on this point
as the criterion of truth, we shall be driven to the alternative either of taking refuge at once in the arms of
monarchy, or of splitting ourselves into an infinity of little, jealous, clashing, tumultuous commonwealths,
the wretched nurseries of unceasing discord, and the miserable objects of universal pity or contempt. Some of
the writers who have come forward on the other side of the question seem to have been aware of the
dilemma; and have even been bold enough to hint at the division of the larger States as a desirable thing.
Such an infatuated policy, such a desperate expedient, might, by the multiplication of petty offices, answer
the views of men who possess not qualifications to extend their influence beyond the narrow circles of
personal intrigue, but it could never promote the greatness or happiness of the people of America.
Referring the examination of the principle itself to another place, as has been already mentioned, it will be
sufficient to remark here that, in the sense of the author who has been most emphatically quoted upon the
occasion, it would only dictate a reduction of the SIZE of the more considerable MEMBERS of the Union,
but would not militate against their being all comprehended in one confederate government. And this is the
true question, in the discussion of which we are at present interested.
So far are the suggestions of Montesquieu from standing in opposition to a general Union of the States, that
he explicitly treats of a CONFEDERATE REPUBLIC as the expedient for extending the sphere of popular
government, and reconciling the advantages of monarchy with those of republicanism.
``It is very probable,'' (says he1) ``that mankind would have been obliged at length to live constantly under
the government of a single person, had they not contrived a kind of constitution that has all the internal
advantages of a republican, together with the external force of a monarchical government. I mean a
CONFEDERATE REPUBLIC.
``This form of government is a convention by which several smaller STATES agree to become members of a
larger ONE, which they intend to form. It is a kind of assemblage of societies that constitute a new one,
capable of increasing, by means of new associations, till they arrive to such a degree of power as to be able to
provide for the security of the united body.
``A republic of this kind, able to withstand an external force, may support itself without any internal
corruptions. The form of this society prevents all manner of inconveniences.
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``If a single member should attempt to usurp the supreme authority, he could not be supposed to have an
equal authority and credit in all the confederate states. Were he to have too great influence over one, this
would alarm the rest. Were he to subdue a part, that which would still remain free might oppose him with
forces independent of those which he had usurped and overpower him before he could be settled in his
usurpation.
``Should a popular insurrection happen in one of the confederate states the others are able to quell it. Should
abuses creep into one part, they are reformed by those that remain sound. The state may be destroyed on one
side, and not on the other; the confederacy may be dissolved, and the confederates preserve their sovereignty.
``As this government is composed of small republics, it enjoys the internal happiness of each; and with
respect to its external situation, it is possessed, by means of the association, of all the advantages of large
monarchies.'' I have thought it proper to quote at length these interesting passages, because they contain a
luminous abridgment of the principal arguments in favor of the Union, and must effectually remove the false
impressions which a misapplication of other parts of the work was calculated to make. They have, at the same
time, an intimate connection with the more immediate design of this paper; which is, to illustrate the
tendency of the Union to repress domestic faction and insurrection.
A distinction, more subtle than accurate, has been raised between a CONFEDERACY and a
CONSOLIDATION of the States. The essential characteristic of the first is said to be, the restriction of its
authority to the members in their collective capacities, without reaching to the individuals of whom they are
composed. It is contended that the national council ought to have no concern with any object of internal
administration. An exact equality of suffrage between the members has also been insisted upon as a leading
feature of a confederate government. These positions are, in the main, arbitrary; they are supported neither by
principle nor precedent. It has indeed happened, that governments of this kind have generally operated in the
manner which the distinction taken notice of, supposes to be inherent in their nature; but there have been in
most of them extensive exceptions to the practice, which serve to prove, as far as example will go, that there
is no absolute rule on the subject. And it will be clearly shown in the course of this investigation that as far as
the principle contended for has prevailed, it has been the cause of incurable disorder and imbecility in the
government.
The definition of a CONFEDERATE REPUBLIC seems simply to be ``an assemblage of societies,'' or an
association of two or more states into one state. The extent, modifications, and objects of the federal authority
are mere matters of discretion. So long as the separate organization of the members be not abolished; so long
as it exists, by a constitutional necessity, for local purposes; though it should be in perfect subordination to
the general authority of the union, it would still be, in fact and in theory, an association of states, or a
confederacy. The proposed Constitution, so far from implying an abolition of the State governments, makes
them constituent parts of the national sovereignty, by allowing them a direct representation in the Senate, and
leaves in their possession certain exclusive and very important portions of sovereign power. This fully
corresponds, in every rational import of the terms, with the idea of a federal government.
In the Lycian confederacy, which consisted of twentythree CITIES or republics, the largest were entitled to
THREE votes in the COMMON COUNCIL, those of the middle class to TWO, and the smallest to ONE. The
COMMON COUNCIL had the appointment of all the judges and magistrates of the respective CITIES. This
was certainly the most, delicate species of interference in their internal administration; for if there be any
thing that seems exclusively appropriated to the local jurisdictions, it is the appointment of their own officers.
Yet Montesquieu, speaking of this association, says: ``Were I to give a model of an excellent Confederate
Republic, it would be that of Lycia.'' Thus we perceive that the distinctions insisted upon were not within the
contemplation of this enlightened civilian; and we shall be led to conclude, that they are the novel
refinements of an erroneous theory.
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PUBLIUS.
1 ``Spirit of Lawa,'' vol. i., book ix., chap. i.
FEDERALIST No. 10 The Same Subject Continued (The Union as a Safeguard
Against Domestic Faction and Insurrection) From the New York Packet.
Friday, November 23, 1787.
MADISON
To the People of the State of New York:
AMONG the numerous advantages promised by a wellconstructed Union, none deserves to be more
accurately developed than its tendency to break and control the violence of faction. The friend of popular
governments never finds himself so much alarmed for their character and fate, as when he contemplates their
propensity to this dangerous vice. He will not fail, therefore, to set a due value on any plan which, without
violating the principles to which he is attached, provides a proper cure for it. The instability, injustice, and
confusion introduced into the public councils, have, in truth, been the mortal diseases under which popular
governments have everywhere perished; as they continue to be the favorite and fruitful topics from which the
adversaries to liberty derive their most specious declamations. The valuable improvements made by the
American constitutions on the popular models, both ancient and modern, cannot certainly be too much
admired; but it would be an unwarrantable partiality, to contend that they have as effectually obviated the
danger on this side, as was wished and expected.
Complaints are everywhere heard from our most considerate and virtuous citizens, equally the friends of
public and private faith, and of public and personal liberty, that our governments are too unstable, that the
public good is disregarded in the conflicts of rival parties, and that measures are too often decided, not
according to the rules of justice and the rights of the minor party, but by the superior force of an interested
and overbearing majority.
However anxiously we may wish that these complaints had no foundation, the evidence, of known facts will
not permit us to deny that they are in some degree true. It will be found, indeed, on a candid review of our
situation, that some of the distresses under which we labor have been erroneously charged on the operation of
our governments; but it will be found, at the same time, that other causes will not alone account for many of
our heaviest misfortunes; and, particularly, for that prevailing and increasing distrust of public engagements,
and alarm for private rights, which are echoed from one end of the continent to the other. These must be
chiefly, if not wholly, effects of the unsteadiness and injustice with which a factious spirit has tainted our
public administrations.
By a faction, I understand a number of citizens, whether amounting to a majority or a minority of the whole,
who are united and actuated by some common impulse of passion, or of interest, adversed to the rights of
other citizens, or to the permanent and aggregate interests of the community.
There are two methods of curing the mischiefs of faction: the one, by removing its causes; the other, by
controlling its effects.
There are again two methods of removing the causes of faction: the one, by destroying the liberty which is
essential to its existence; the other, by giving to every citizen the same opinions, the same passions, and the
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same interests.
It could never be more truly said than of the first remedy, that it was worse than the disease. Liberty is to
faction what air is to fire, an aliment without which it instantly expires. But it could not be less folly to
abolish liberty, which is essential to political life, because it nourishes faction, than it would be to wish the
annihilation of air, which is essential to animal life, because it imparts to fire its destructive agency.
The second expedient is as impracticable as the first would be unwise. As long as the reason of man
continues fallible, and he is at liberty to exercise it, different opinions will be formed. As long as the
connection subsists between his reason and his selflove, his opinions and his passions will have a reciprocal
influence on each other; and the former will be objects to which the latter will attach themselves. The
diversity in the faculties of men, from which the rights of property originate, is not less an insuperable
obstacle to a uniformity of interests. The protection of these faculties is the first object of government. From
the protection of different and unequal faculties of acquiring property, the possession of different degrees and
kinds of property immediately results; and from the influence of these on the sentiments and views of the
respective proprietors, ensues a division of the society into different interests and parties.
The latent causes of faction are thus sown in the nature of man; and we see them everywhere brought into
different degrees of activity, according to the different circumstances of civil society.
A zeal for different opinions concerning religion, concerning government, and many other points, as well of
speculation as of practice; an attachment to different leaders ambitiously contending for preeminence and
power; or to persons of other descriptions whose fortunes have been interesting to the human passions, have,
in turn, divided mankind into parties, inflamed them with mutual animosity, and rendered them much more
disposed to vex and oppress each other than to cooperate for their common good. So strong is this
propensity of mankind to fall into mutual animosities, that where no substantial occasion presents itself, the
most frivolous and fanciful distinctions have been sufficient to kindle their unfriendly passions and excite
their most violent conflicts. But the most common and durable source of factions has been the various and
unequal distribution of property. Those who hold and those who are without property have ever formed
distinct interests in society.
Those who are creditors, and those who are debtors, fall under a like discrimination. A landed interest, a
manufacturing interest, a mercantile interest, a moneyed interest, with many lesser interests, grow up of
necessity in civilized nations, and divide them into different classes, actuated by different sentiments and
views. The regulation of these various and interfering interests forms the principal task of modern legislation,
and involves the spirit of party and faction in the necessary and ordinary operations of the government.
No man is allowed to be a judge in his own cause, because his interest would certainly bias his judgment,
and, not improbably, corrupt his integrity. With equal, nay with greater reason, a body of men are unfit to be
both judges and parties at the same time; yet what are many of the most important acts of legislation, but so
many judicial determinations, not indeed concerning the rights of single persons, but concerning the rights of
large bodies of citizens? And what are the different classes of legislators but advocates and parties to the
causes which they determine? Is a law proposed concerning private debts? It is a question to which the
creditors are parties on one side and the debtors on the other.
Justice ought to hold the balance between them. Yet the parties are, and must be, themselves the judges; and
the most numerous party, or, in other words, the most powerful faction must be expected to prevail. Shall
domestic manufactures be encouraged, and in what degree, by restrictions on foreign manufactures? are
questions which would be differently decided by the landed and the manufacturing classes, and probably by
neither with a sole regard to justice and the public good. The apportionment of taxes on the various
descriptions of property is an act which seems to require the most exact impartiality; yet there is, perhaps, no
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legislative act in which greater opportunity and temptation are given to a predominant party to trample on the
rules of justice. Every shilling with which they overburden the inferior number, is a shilling saved to their
own pockets.
It is in vain to say that enlightened statesmen will be able to adjust these clashing interests, and render them
all subservient to the public good. Enlightened statesmen will not always be at the helm. Nor, in many cases,
can such an adjustment be made at all without taking into view indirect and remote considerations, which will
rarely prevail over the immediate interest which one party may find in disregarding the rights of another or
the good of the whole.
The inference to which we are brought is, that the CAUSES of faction cannot be removed, and that relief is
only to be sought in the means of controlling its EFFECTS.
If a faction consists of less than a majority, relief is supplied by the republican principle, which enables the
majority to defeat its sinister views by regular vote. It may clog the administration, it may convulse the
society; but it will be unable to execute and mask its violence under the forms of the Constitution. When a
majority is included in a faction, the form of popular government, on the other hand, enables it to sacrifice to
its ruling passion or interest both the public good and the rights of other citizens. To secure the public good
and private rights against the danger of such a faction, and at the same time to preserve the spirit and the form
of popular government, is then the great object to which our inquiries are directed. Let me add that it is the
great desideratum by which this form of government can be rescued from the opprobrium under which it has
so long labored, and be recommended to the esteem and adoption of mankind.
By what means is this object attainable? Evidently by one of two only. Either the existence of the same
passion or interest in a majority at the same time must be prevented, or the majority, having such coexistent
passion or interest, must be rendered, by their number and local situation, unable to concert and carry into
effect schemes of oppression. If the impulse and the opportunity be suffered to coincide, we well know that
neither moral nor religious motives can be relied on as an adequate control. They are not found to be such on
the injustice and violence of individuals, and lose their efficacy in proportion to the number combined
together, that is, in proportion as their efficacy becomes needful.
From this view of the subject it may be concluded that a pure democracy, by which I mean a society
consisting of a small number of citizens, who assemble and administer the government in person, can admit
of no cure for the mischiefs of faction. A common passion or interest will, in almost every case, be felt by a
majority of the whole; a communication and concert result from the form of government itself; and there is
nothing to check the inducements to sacrifice the weaker party or an obnoxious individual. Hence it is that
such democracies have ever been spectacles of turbulence and contention; have ever been found incompatible
with personal security or the rights of property; and have in general been as short in their lives as they have
been violent in their deaths.
Theoretic politicians, who have patronized this species of government, have erroneously supposed that by
reducing mankind to a perfect equality in their political rights, they would, at the same time, be perfectly
equalized and assimilated in their possessions, their opinions, and their passions.
A republic, by which I mean a government in which the scheme of representation takes place, opens a
different prospect, and promises the cure for which we are seeking. Let us examine the points in which it
varies from pure democracy, and we shall comprehend both the nature of the cure and the efficacy which it
must derive from the Union.
The two great points of difference between a democracy and a republic are: first, the delegation of the
government, in the latter, to a small number of citizens elected by the rest; secondly, the greater number of
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citizens, and greater sphere of country, over which the latter may be extended.
The effect of the first difference is, on the one hand, to refine and enlarge the public views, by passing them
through the medium of a chosen body of citizens, whose wisdom may best discern the true interest of their
country, and whose patriotism and love of justice will be least likely to sacrifice it to temporary or partial
considerations. Under such a regulation, it may well happen that the public voice, pronounced by the
representatives of the people, will be more consonant to the public good than if pronounced by the people
themselves, convened for the purpose. On the other hand, the effect may be inverted. Men of factious
tempers, of local prejudices, or of sinister designs, may, by intrigue, by corruption, or by other means, first
obtain the suffrages, and then betray the interests, of the people. The question resulting is, whether small or
extensive republics are more favorable to the election of proper guardians of the public weal; and it is clearly
decided in favor of the latter by two obvious considerations: In the first place, it is to be remarked that,
however small the republic may be, the representatives must be raised to a certain number, in order to guard
against the cabals of a few; and that, however large it may be, they must be limited to a certain number, in
order to guard against the confusion of a multitude. Hence, the number of representatives in the two cases not
being in proportion to that of the two constituents, and being proportionally greater in the small republic, it
follows that, if the proportion of fit characters be not less in the large than in the small republic, the former
will present a greater option, and consequently a greater probability of a fit choice.
In the next place, as each representative will be chosen by a greater number of citizens in the large than in the
small republic, it will be more difficult for unworthy candidates to practice with success the vicious arts by
which elections are too often carried; and the suffrages of the people being more free, will be more likely to
centre in men who possess the most attractive merit and the most diffusive and established characters.
It must be confessed that in this, as in most other cases, there is a mean, on both sides of which
inconveniences will be found to lie. By enlarging too much the number of electors, you render the
representatives too little acquainted with all their local circumstances and lesser interests; as by reducing it
too much, you render him unduly attached to these, and too little fit to comprehend and pursue great and
national objects. The federal Constitution forms a happy combination in this respect; the great and aggregate
interests being referred to the national, the local and particular to the State legislatures.
The other point of difference is, the greater number of citizens and extent of territory which may be brought
within the compass of republican than of democratic government; and it is this circumstance principally
which renders factious combinations less to be dreaded in the former than in the latter. The smaller the
society, the fewer probably will be the distinct parties and interests composing it; the fewer the distinct
parties and interests, the more frequently will a majority be found of the same party; and the smaller the
number of individuals composing a majority, and the smaller the compass within which they are placed, the
more easily will they concert and execute their plans of oppression. Extend the sphere, and you take in a
greater variety of parties and interests; you make it less probable that a majority of the whole will have a
common motive to invade the rights of other citizens; or if such a common motive exists, it will be more
difficult for all who feel it to discover their own strength, and to act in unison with each other. Besides other
impediments, it may be remarked that, where there is a consciousness of unjust or dishonorable purposes,
communication is always checked by distrust in proportion to the number whose concurrence is necessary.
Hence, it clearly appears, that the same advantage which a republic has over a democracy, in controlling the
effects of faction, is enjoyed by a large over a small republic,is enjoyed by the Union over the States
composing it. Does the advantage consist in the substitution of representatives whose enlightened views and
virtuous sentiments render them superior to local prejudices and schemes of injustice? It will not be denied
that the representation of the Union will be most likely to possess these requisite endowments. Does it consist
in the greater security afforded by a greater variety of parties, against the event of any one party being able to
outnumber and oppress the rest? In an equal degree does the increased variety of parties comprised within the
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Union, increase this security. Does it, in fine, consist in the greater obstacles opposed to the concert and
accomplishment of the secret wishes of an unjust and interested majority? Here, again, the extent of the
Union gives it the most palpable advantage.
The influence of factious leaders may kindle a flame within their particular States, but will be unable to
spread a general conflagration through the other States. A religious sect may degenerate into a political
faction in a part of the Confederacy; but the variety of sects dispersed over the entire face of it must secure
the national councils against any danger from that source. A rage for paper money, for an abolition of debts,
for an equal division of property, or for any other improper or wicked project, will be less apt to pervade the
whole body of the Union than a particular member of it; in the same proportion as such a malady is more
likely to taint a particular county or district, than an entire State.
In the extent and proper structure of the Union, therefore, we behold a republican remedy for the diseases
most incident to republican government. And according to the degree of pleasure and pride we feel in being
republicans, ought to be our zeal in cherishing the spirit and supporting the character of Federalists.
PUBLIUS.
FEDERALIST No. 11 The Utility of the Union in Respect to Commercial
Relations and a Navy For the Independent Journal.
HAMILTON
To the People of the State of New York:
THE importance of the Union, in a commercial light, is one of those points about which there is least room to
entertain a difference of opinion, and which has, in fact, commanded the most general assent of men who
have any acquaintance with the subject.
This applies as well to our intercourse with foreign countries as with each other.
There are appearances to authorize a supposition that the adventurous spirit, which distinguishes the
commercial character of America, has already excited uneasy sensations in several of the maritime powers of
Europe. They seem to be apprehensive of our too great interference in that carrying trade, which is the
support of their navigation and the foundation of their naval strength. Those of them which have colonies in
America look forward to what this country is capable of becoming, with painful solicitude. They foresee the
dangers that may threaten their American dominions from the neighborhood of States, which have all the
dispositions, and would possess all the means, requisite to the creation of a powerful marine. Impressions of
this kind will naturally indicate the policy of fostering divisions among us, and of depriving us, as far as
possible, of an ACTIVE COMMERCE in our own bottoms. This would answer the threefold purpose of
preventing our interference in their navigation, of monopolizing the profits of our trade, and of clipping the
wings by which we might soar to a dangerous greatness.
Did not prudence forbid the detail, it would not be difficult to trace, by facts, the workings of this policy to
the cabinets of ministers.
If we continue united, we may counteract a policy so unfriendly to our prosperity in a variety of ways. By
prohibitory regulations, extending, at the same time, throughout the States, we may oblige foreign countries
to bid against each other, for the privileges of our markets. This assertion will not appear chimerical to those
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who are able to appreciate the importance of the markets of three millions of peopleincreasing in rapid
progression, for the most part exclusively addicted to agriculture, and likely from local circumstances to
remain soto any manufacturing nation; and the immense difference there would be to the trade and
navigation of such a nation, between a direct communication in its own ships, and an indirect conveyance of
its products and returns, to and from America, in the ships of another country. Suppose, for instance, we had
a government in America, capable of excluding Great Britain (with whom we have at present no treaty of
commerce) from all our ports; what would be the probable operation of this step upon her politics? Would it
not enable us to negotiate, with the fairest prospect of success, for commercial privileges of the most valuable
and extensive kind, in the dominions of that kingdom? When these questions have been asked, upon other
occasions, they have received a plausible, but not a solid or satisfactory answer. It has been said that
prohibitions on our part would produce no change in the system of Britain, because she could prosecute her
trade with us through the medium of the Dutch, who would be her immediate customers and paymasters for
those articles which were wanted for the supply of our markets. But would not her navigation be materially
injured by the loss of the important advantage of being her own carrier in that trade? Would not the principal
part of its profits be intercepted by the Dutch, as a compensation for their agency and risk? Would not the
mere circumstance of freight occasion a considerable deduction? Would not so circuitous an intercourse
facilitate the competitions of other nations, by enhancing the price of British commodities in our markets, and
by transferring to other hands the management of this interesting branch of the British commerce? A mature
consideration of the objects suggested by these questions will justify a belief that the real disadvantages to
Britain from such a state of things, conspiring with the prepossessions of a great part of the nation in favor
of the American trade, and with the importunities of the West India islands, would produce a relaxation in her
present system, and would let us into the enjoyment of privileges in the markets of those islands elsewhere,
from which our trade would derive the most substantial benefits. Such a point gained from the British
government, and which could not be expected without an equivalent in exemptions and immunities in our
markets, would be likely to have a correspondent effect on the conduct of other nations, who would not be
inclined to see themselves altogether supplanted in our trade.
A further resource for influencing the conduct of European nations toward us, in this respect, would arise
from the establishment of a federal navy. There can be no doubt that the continuance of the Union under an
efficient government would put it in our power, at a period not very distant, to create a navy which, if it could
not vie with those of the great maritime powers, would at least be of respectable weight if thrown into the
scale of either of two contending parties. This would be more peculiarly the case in relation to operations in
the West Indies. A few ships of the line, sent opportunely to the reinforcement of either side, would often be
sufficient to decide the fate of a campaign, on the event of which interests of the greatest magnitude were
suspended. Our position is, in this respect, a most commanding one. And if to this consideration we add that
of the usefulness of supplies from this country, in the prosecution of military operations in the West Indies, it
will readily be perceived that a situation so favorable would enable us to bargain with great advantage for
commercial privileges. A price would be set not only upon our friendship, but upon our neutrality. By a
steady adherence to the Union we may hope, erelong, to become the arbiter of Europe in America, and to be
able to incline the balance of European competitions in this part of the world as our interest may dictate.
But in the reverse of this eligible situation, we shall discover that the rivalships of the parts would make them
checks upon each other, and would frustrate all the tempting advantages which nature has kindly placed
within our reach. In a state so insignificant our commerce would be a prey to the wanton intermeddlings of all
nations at war with each other; who, having nothing to fear from us, would with little scruple or remorse,
supply their wants by depredations on our property as often as it fell in their way. The rights of neutrality will
only be respected when they are defended by an adequate power. A nation, despicable by its weakness,
forfeits even the privilege of being neutral.
Under a vigorous national government, the natural strength and resources of the country, directed to a
common interest, would baffle all the combinations of European jealousy to restrain our growth. This
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situation would even take away the motive to such combinations, by inducing an impracticability of success.
An active commerce, an extensive navigation, and a flourishing marine would then be the offspring of moral
and physical necessity. We might defy the little arts of the little politicians to control or vary the irresistible
and unchangeable course of nature.
But in a state of disunion, these combinations might exist and might operate with success. It would be in the
power of the maritime nations, availing themselves of our universal impotence, to prescribe the conditions of
our political existence; and as they have a common interest in being our carriers, and still more in preventing
our becoming theirs, they would in all probability combine to embarrass our navigation in such a manner as
would in effect destroy it, and confine us to a PASSIVE COMMERCE. We should then be compelled to
content ourselves with the first price of our commodities, and to see the profits of our trade snatched from us
to enrich our enemies and p rsecutors. That unequaled spirit of enterprise, which signalizes the genius of the
American merchants and navigators, and which is in itself an inexhaustible mine of national wealth, would be
stifled and lost, and poverty and disgrace would overspread a country which, with wisdom, might make
herself the admiration and envy of the world.
There are rights of great moment to the trade of America which are rights of the UnionI allude to the
fisheries, to the navigation of the Western lakes, and to that of the Mississippi. The dissolution of the
Confederacy would give room for delicate questions concerning the future existence of these rights; which
the interest of more powerful partners would hardly fail to solve to our disadvantage. The disposition of
Spain with regard to the Mississippi needs no comment. France and Britain are concerned with us in the
fisheries, and view them as of the utmost moment to their navigation. They, of course, would hardly remain
long indifferent to that decided mastery, of which experience has shown us to be possessed in this valuable
branch of traffic, and by which we are able to undersell those nations in their own markets. What more
natural than that they should be disposed to exclude from the lists such dangerous competitors? This branch
of trade ought not to be considered as a partial benefit. All the navigating States may, in different degrees,
advantageously participate in it, and under circumstances of a greater extension of mercantile capital, would
not be unlikely to do it. As a nursery of seamen, it now is, or when time shall have more nearly assimilated
the principles of navigation in the several States, will become, a universal resource. To the establishment of a
navy, it must be indispensable.
To this great national object, a NAVY, union will contribute in various ways. Every institution will grow and
flourish in proportion to the quantity and extent of the means concentred towards its formation and support. A
navy of the United States, as it would embrace the resources of all, is an object far less remote than a navy of
any single State or partial confederacy, which would only embrace the resources of a single part. It happens,
indeed, that different portions of confederated America possess each some peculiar advantage for this
essential establishment. The more southern States furnish in greater abundance certain kinds of naval
storestar, pitch, and turpentine. Their wood for the construction of ships is also of a more solid and lasting
texture. The difference in the duration of the ships of which the navy might be composed, if chiefly
constructed of Southern wood, would be of signal importance, either in the view of naval strength or of
national economy. Some of the Southern and of the Middle States yield a greater plenty of iron, and of better
quality. Seamen must chiefly be drawn from the Northern hive. The necessity of naval protection to external
or maritime commerce does not require a particular elucidation, no more than the conduciveness of that
species of commerce to the prosperity of a navy.
An unrestrained intercourse between the States themselves will advance the trade of each by an interchange
of their respective productions, not only for the supply of reciprocal wants at home, but for exportation to
foreign markets. The veins of commerce in every part will be replenished, and will acquire additional motion
and vigor from a free circulation of the commodities of every part.
Commercial enterprise will have much greater scope, from the diversity in the productions of different States.
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When the staple of one fails from a bad harvest or unproductive crop, it can call to its aid the staple of
another. The variety, not less than the value, of products for exportation contributes to the activity of foreign
commerce. It can be conducted upon much better terms with a large number of materials of a given value
than with a small number of materials of the same value; arising from the competitions of trade and from the
fluctations of markets. Particular articles may be in great demand at certain periods, and unsalable at others;
but if there be a variety of articles, it can scarcely happen that they should all be at one time in the latter
predicament, and on this account the operations of the merchant would be less liable to any considerable
obstruction or stagnation. The speculative trader will at once perceive the force of these observations, and
will acknowledge that the aggregate balance of the commerce of the United States would bid fair to be much
more favorable than that of the thirteen States without union or with partial unions.
It may perhaps be replied to this, that whether the States are united or disunited, there would still be an
intimate intercourse between them which would answer the same ends; this intercourse would be fettered,
interrupted, and narrowed by a multiplicity of causes, which in the course of these papers have been amply
detailed. A unity of commercial, as well as political, interests, can only result from a unity of government.
There are other points of view in which this subject might be placed, of a striking and animating kind. But
they would lead us too far into the regions of futurity, and would involve topics not proper for a newspaper
discussion. I shall briefly observe, that our situation invites and our interests prompt us to aim at an ascendant
in the system of American affairs. The world may politically, as well as geographically, be divided into four
parts, each having a distinct set of interests. Unhappily for the other three, Europe, by her arms and by her
negotiations, by force and by fraud, has, in different degrees, extended her dominion over them all. Africa,
Asia, and America, have successively felt her domination. The superiority she has long maintained has
tempted her to plume herself as the Mistress of the World, and to consider the rest of mankind as created for
her benefit. Men admired as profound philosophers have, in direct terms, attributed to her inhabitants a
physical superiority, and have gravely asserted that all animals, and with them the human species, degenerate
in Americathat even dogs cease to bark after having breathed awhile in our atmosphere.1 Facts have too
long supported these arrogant pretensions of the Europeans. It belongs to us to vindicate the honor of the
human race, and to teach that assuming brother, moderation. Union will enable us to do it. Disunion will will
add another victim to his triumphs. Let Americans disdain to be the instruments of European greatness! Let
the thirteen States, bound together in a strict and indissoluble Union, concur in erecting one great American
system, superior to the control of all transatlantic force or influence, and able to dictate the terms of the
connection between the old and the new world! PUBLIUS.
``Recherches philosophiques sur les Americains.''
FEDERALIST No. 12 The Utility of the Union In Respect to Revenue From the
New York Packet.
Tuesday, November 27, 1787.
HAMILTON
To the People of the State of New York:
THE effects of Union upon the commercial prosperity of the States have been sufficiently delineated. Its
tendency to promote the interests of revenue will be the subject of our present inquiry.
The prosperity of commerce is now perceived and acknowledged by all enlightened statesmen to be the most
useful as well as the most productive source of national wealth, and has accordingly become a primary object
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of their political cares. By multipying the means of gratification, by promoting the introduction and
circulation of the precious metals, those darling objects of human avarice and enterprise, it serves to vivify
and invigorate the channels of industry, and to make them flow with greater activity and copiousness. The
assiduous merchant, the laborious husbandman, the active mechanic, and the industrious manufacturer,all
orders of men, look forward with eager expectation and growing alacrity to this pleasing reward of their toils.
The oftenagitated question between agriculture and commerce has, from indubitable experience, received a
decision which has silenced the rivalship that once subsisted between them, and has proved, to the
satisfaction of their friends, that their interests are intimately blended and interwoven.
It has been found in various countries that, in proportion as commerce has flourished, land has risen in value.
And how could it have happened otherwise? Could that which procures a freer vent for the products of the
earth, which furnishes new incitements to the cultivation of land, which is the most powerful instrument in
increasing the quantity of money in a statecould that, in fine, which is the faithful handmaid of labor and
industry, in every shape, fail to augment that article, which is the prolific parent of far the greatest part of the
objects upon which they are exerted? It is astonishing that so simple a truth should ever have had an
adversary; and it is one, among a multitude of proofs, how apt a spirit of illinformed jealousy, or of too
great abstraction and refinement, is to lead men astray from the plainest truths of reason and conviction.
The ability of a country to pay taxes must always be proportioned, in a great degree, to the quantity of money
in circulation, and to the celerity with which it circulates.
Commerce, contributing to both these objects, must of necessity render the payment of taxes easier, and
facilitate the requisite supplies to the treasury. The hereditary dominions of the Emperor of Germany contain
a great extent of fertile, cultivated, and populous territory, a large proportion of which is situated in mild and
luxuriant climates. In some parts of this territory are to be found the best gold and silver mines in Europe.
And yet, from the want of the fostering influence of commerce, that monarch can boast but slender revenues.
He has several times been compelled to owe obligations to the pecuniary succors of other nations for the
preservation of his essential interests, and is unable, upon the strength of his own resources, to sustain a long
or continued war.
But it is not in this aspect of the subject alone that Union will be seen to conduce to the purpose of revenue.
There are other points of view, in which its influence will appear more immediate and decisive. It is evident
from the state of the country, from the habits of the people, from the experience we have had on the point
itself, that it is impracticable to raise any very considerable sums by direct taxation. Tax laws have in vain
been multiplied; new methods to enforce the collection have in vain been tried; the public expectation has
been uniformly disappointed, and the treasuries of the States have remained empty. The popular system of
administration inherent in the nature of popular government, coinciding with the real scarcity of money
incident to a languid and mutilated state of trade, has hitherto defeated every experiment for extensive
collections, and has at length taught the different legislatures the folly of attempting them.
No person acquainted with what happens in other countries will be surprised at this circumstance. In so
opulent a nation as that of Britain, where direct taxes from superior wealth must be much more tolerable, and,
from the vigor of the government, much more practicable, than in America, far the greatest part of the
national revenue is derived from taxes of the indirect kind, from imposts, and from excises. Duties on
imported articles form a large branch of this latter description.
In America, it is evident that we must a long time depend for the means of revenue chiefly on such duties. In
most parts of it, excises must be confined within a narrow compass. The genius of the people will ill brook
the inquisitive and peremptory spirit of excise laws. The pockets of the farmers, on the other hand, will
reluctantly yield but scanty supplies, in the unwelcome shape of impositions on their houses and lands; and
personal property is too precarious and invisible a fund to be laid hold of in any other way than by the
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inperceptible agency of taxes on consumption.
If these remarks have any foundation, that state of things which will best enable us to improve and extend so
valuable a resource must be best adapted to our political welfare. And it cannot admit of a serious doubt, that
this state of things must rest on the basis of a general Union. As far as this would be conducive to the
interests of commerce, so far it must tend to the extension of the revenue to be drawn from that source. As far
as it would contribute to rendering regulations for the collection of the duties more simple and efficacious, so
far it must serve to answer the purposes of making the same rate of duties more productive, and of putting it
into the power of the government to increase the rate without prejudice to trade.
The relative situation of these States; the number of rivers with which they are intersected, and of bays that
wash there shores; the facility of communication in every direction; the affinity of language and manners; the
familiar habits of intercourse; all these are circumstances that would conspire to render an illicit trade
between them a matter of little difficulty, and would insure frequent evasions of the commercial regulations
of each other. The separate States or confederacies would be necessitated by mutual jealousy to avoid the
temptations to that kind of trade by the lowness of their duties. The temper of our governments, for a long
time to come, would not permit those rigorous precautions by which the European nations guard the avenues
into their respective countries, as well by land as by water; and which, even there, are found insufficient
obstacles to the adventurous stratagems of avarice.
In France, there is an army of patrols (as they are called) constantly employed to secure their fiscal
regulations against the inroads of the dealers in contraband trade. Mr. Neckar computes the number of these
patrols at upwards of twenty thousand. This shows the immense difficulty in preventing that species of
traffic, where there is an inland communication, and places in a strong light the disadvantages with which the
collection of duties in this country would be encumbered, if by disunion the States should be placed in a
situation, with respect to each other, resembling that of France with respect to her neighbors. The arbitrary
and vexatious powers with which the patrols are necessarily armed, would be intolerable in a free country.
If, on the contrary, there be but one government pervading all the States, there will be, as to the principal part
of our commerce, but ONE SIDE to guardthe ATLANTIC COAST. Vessels arriving directly from foreign
countries, laden with valuable cargoes, would rarely choose to hazard themselves to the complicated and
critical perils which would attend attempts to unlade prior to their coming into port. They would have to
dread both the dangers of the coast, and of detection, as well after as before their arrival at the places of their
final destination. An ordinary degree of vigilance would be competent to the prevention of any material
infractions upon the rights of the revenue. A few armed vessels, judiciously stationed at the entrances of our
ports, might at a small expense be made useful sentinels of the laws. And the government having the same
interest to provide against violations everywhere, the cooperation of its measures in each State would have a
powerful tendency to render them effectual. Here also we should preserve by Union, an advantage which
nature holds out to us, and which would be relinquished by separation. The United States lie at a great
distance from Europe, and at a considerable distance from all other places with which they would have
extensive connections of foreign trade. The passage from them to us, in a few hours, or in a single night, as
between the coasts of France and Britain, and of other neighboring nations, would be impracticable. This is a
prodigious security against a direct contraband with foreign countries; but a circuitous contraband to one
State, through the medium of another, would be both easy and safe. The difference between a direct
importation from abroad, and an indirect importation through the channel of a neighboring State, in small
parcels, according to time and opportunity, with the additional facilities of inland communication, must be
palpable to every man of discernment.
It is therefore evident, that one national government would be able, at much less expense, to extend the duties
on imports, beyond comparison, further than would be practicable to the States separately, or to any partial
confederacies. Hitherto, I believe, it may safely be asserted, that these duties have not upon an average
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exceeded in any State three per cent. In France they are estimated to be about fifteen per cent., and in Britain
they exceed this proportion.1 There seems to be nothing to hinder their being increased in this country to at
least treble their present amount. The single article of ardent spirits, under federal regulation, might be made
to furnish a considerable revenue. Upon a ratio to the importation into this State, the whole quantity imported
into the United States may be estimated at four millions of gallons; which, at a shilling per gallon, would
produce two hundred thousand pounds. That article would well bear this rate of duty; and if it should tend to
diminish the consumption of it, such an effect would be equally favorable to the agriculture, to the economy,
to the morals, and to the health of the society. There is, perhaps, nothing so much a subject of national
extravagance as these spirits.
What will be the consequence, if we are not able to avail ourselves of the resource in question in its full
extent? A nation cannot long exist without revenues. Destitute of this essential support, it must resign its
independence, and sink into the degraded condition of a province. This is an extremity to which no
government will of choice accede. Revenue, therefore, must be had at all events. In this country, if the
principal part be not drawn from commerce, it must fall with oppressive weight upon land. It has been
already intimated that excises, in their true signification, are too little in unison with the feelings of the
people, to admit of great use being made of that mode of taxation; nor, indeed, in the States where almost the
sole employment is agriculture, are the objects proper for excise sufficiently numerous to permit very ample
collections in that way. Personal estate (as has been before remarked), from the difficulty in tracing it, cannot
be subjected to large contributions, by any other means than by taxes on consumption. In populous cities, it
may be enough the subject of conjecture, to occasion the oppression of individuals, without much aggregate
benefit to the State; but beyond these circles, it must, in a great measure, escape the eye and the hand of the
taxgatherer. As the necessities of the State, nevertheless, must be satisfied in some mode or other, the defect
of other resources must throw the principal weight of public burdens on the possessors of land. And as, on the
other hand, the wants of the government can never obtain an adequate supply, unless all the sources of
revenue are open to its demands, the finances of the community, under such embarrassments, cannot be put
into a situation consistent with its respectability or its security. Thus we shall not even have the consolations
of a full treasury, to atone for the oppression of that valuable class of the citizens who are employed in the
cultivation of the soil. But public and private distress will keep pace with each other in gloomy concert; and
unite in deploring the infatuation of those counsels which led to disunion.
PUBLIUS.
1 If my memory be right they amount to twenty per cent.
FEDERALIST No. 13 Advantage of the Union in Respect to Economy in
Government For the Independent Journal.
HAMILTON
To the People of the State of New York:
As CONNECTED with the subject of revenue, we may with propriety consider that of economy. The money
saved from one object may be usefully applied to another, and there will be so much the less to be drawn
from the pockets of the people. If the States are united under one government, there will be but one national
civil list to support; if they are divided into several confederacies, there will be as many different national
civil lists to be provided forand each of them, as to the principal departments, coextensive with that which
would be necessary for a government of the whole. The entire separation of the States into thirteen
unconnected sovereignties is a project too extravagant and too replete with danger to have many advocates.
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The ideas of men who speculate upon the dismemberment of the empire seem generally turned toward three
confederaciesone consisting of the four Northern, another of the four Middle, and a third of the five
Southern States. There is little probability that there would be a greater number. According to this
distribution, each confederacy would comprise an extent of territory larger than that of the kingdom of Great
Britain. No wellinformed man will suppose that the affairs of such a confederacy can be properly regulated
by a government less comprehensive in its organs or institutions than that which has been proposed by the
convention.
When the dimensions of a State attain to a certain magnitude, it requires the same energy of government and
the same forms of administration which are requisite in one of much greater extent.
This idea admits not of precise demonstration, because there is no rule by which we can measure the
momentum of civil power necessary to the government of any given number of individuals; but when we
consider that the island of Britain, nearly commensurate with each of the supposed confederacies, contains
about eight millions of people, and when we reflect upon the degree of authority required to direct the
passions of so large a society to the public good, we shall see no reason to doubt that the like portion of
power would be sufficient to perform the same task in a society far more numerous.
Civil power, properly organized and exerted, is capable of diffusing its force to a very great extent; and can,
in a manner, reproduce itself in every part of a great empire by a judicious arrangement of subordinate
institutions.
The supposition that each confederacy into which the States would be likely to be divided would require a
government not less comprehensive than the one proposed, will be strengthened by another supposition, more
probable than that which presents us with three confederacies as the alternative to a general Union. If we
attend carefully to geographical and commercial considerations, in conjunction with the habits and prejudices
of the different States, we shall be led to conclude that in case of disunion they will most naturally league
themselves under two governments. The four Eastern States, from all the causes that form the links of
national sympathy and connection, may with certainty be expected to unite. New York, situated as she is,
would never be unwise enough to oppose a feeble and unsupported flank to the weight of that confederacy.
There are other obvious reasons that would facilitate her accession to it.
New Jersey is too small a State to think of being a frontier, in opposition to this still more powerful
combination; nor do there appear to be any obstacles to her admission into it. Even Pennsylvania would have
strong inducements to join the Northern league. An active foreign commerce, on the basis of her own
navigation, is her true policy, and coincides with the opinions and dispositions of her citizens. The more
Southern States, from various circumstances, may not think themselves much interested in the encouragement
of navigation. They may prefer a system which would give unlimited scope to all nations to be the carriers as
well as the purchasers of their commodities. Pennsylvania may not choose to confound her interests in a
connection so adverse to her policy.
As she must at all events be a frontier, she may deem it most consistent with her safety to have her exposed
side turned towards the weaker power of the Southern, rather than towards the stronger power of the
Northern, Confederacy. This would give her the fairest chance to avoid being the Flanders of America.
Whatever may be the determination of Pennsylvania, if the Northern Confederacy includes New Jersey, there
is no likelihood of more than one confederacy to the south of that State.
Nothing can be more evident than that the thirteen States will be able to support a national government better
than one half, or one third, or any number less than the whole. This reflection must have great weight in
obviating that objection to the proposed plan, which is founded on the principle of expense; an objection,
however, which, when we come to take a nearer view of it, will appear in every light to stand on mistaken
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ground.
If, in addition to the consideration of a plurality of civil lists, we take into view the number of persons who
must necessarily be employed to guard the inland communication between the different confederacies against
illicit trade, and who in time will infallibly spring up out of the necessities of revenue; and if we also take into
view the military establishments which it has been shown would unavoidably result from the jealousies and
conflicts of the several nations into which the States would be divided, we shall clearly discover that a
separation would be not less injurious to the economy, than to the tranquillity, commerce, revenue, and
liberty of every part.
PUBLIUS.
FEDERALIST No. 14 Objections to the Proposed Constitution From Extent of
Territory Answered From the New York Packet.
Friday, November 30, 1787.
MADISON
To the People of the State of New York:
WE HAVE seen the necessity of the Union, as our bulwark against foreign danger, as the conservator of
peace among ourselves, as the guardian of our commerce and other common interests, as the only substitute
for those military establishments which have subverted the liberties of the Old World, and as the proper
antidote for the diseases of faction, which have proved fatal to other popular governments, and of which
alarming symptoms have been betrayed by our own. All that remains, within this branch of our inquiries, is to
take notice of an objection that may be drawn from the great extent of country which the Union embraces. A
few observations on this subject will be the more proper, as it is perceived that the adversaries of the new
Constitution are availing themselves of the prevailing prejudice with regard to the practicable sphere of
republican administration, in order to supply, by imaginary difficulties, the want of those solid objections
which they endeavor in vain to find.
The error which limits republican government to a narrow district has been unfolded and refuted in preceding
papers. I remark here only that it seems to owe its rise and prevalence chiefly to the confounding of a republic
with a democracy, applying to the former reasonings drawn from the nature of the latter. The true distinction
between these forms was also adverted to on a former occasion. It is, that in a democracy, the people meet
and exercise the government in person; in a republic, they assemble and administer it by their representatives
and agents. A democracy, consequently, will be confined to a small spot. A republic may be extended over a
large region.
To this accidental source of the error may be added the artifice of some celebrated authors, whose writings
have had a great share in forming the modern standard of political opinions. Being subjects either of an
absolute or limited monarchy, they have endeavored to heighten the advantages, or palliate the evils of those
forms, by placing in comparison the vices and defects of the republican, and by citing as specimens of the
latter the turbulent democracies of ancient Greece and modern Italy. Under the confusion of names, it has
been an easy task to transfer to a republic observations applicable to a democracy only; and among others, the
observation that it can never be established but among a small number of people, living within a small
compass of territory.
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Such a fallacy may have been the less perceived, as most of the popular governments of antiquity were of the
democratic species; and even in modern Europe, to which we owe the great principle of representation, no
example is seen of a government wholly popular, and founded, at the same time, wholly on that principle. If
Europe has the merit of discovering this great mechanical power in government, by the simple agency of
which the will of the largest political body may be concentred, and its force directed to any object which the
public good requires, America can claim the merit of making the discovery the basis of unmixed and
extensive republics. It is only to be lamented that any of her citizens should wish to deprive her of the
additional merit of displaying its full efficacy in the establishment of the comprehensive system now under
her consideration.
As the natural limit of a democracy is that distance from the central point which will just permit the most
remote citizens to assemble as often as their public functions demand, and will include no greater number
than can join in those functions; so the natural limit of a republic is that distance from the centre which will
barely allow the representatives to meet as often as may be necessary for the administration of public affairs.
Can it be said that the limits of the United States exceed this distance? It will not be said by those who
recollect that the Atlantic coast is the longest side of the Union, that during the term of thirteen years, the
representatives of the States have been almost continually assembled, and that the members from the most
distant States are not chargeable with greater intermissions of attendance than those from the States in the
neighborhood of Congress.
That we may form a juster estimate with regard to this interesting subject, let us resort to the actual
dimensions of the Union. The limits, as fixed by the treaty of peace, are: on the east the Atlantic, on the south
the latitude of thirtyone degrees, on the west the Mississippi, and on the north an irregular line running in
some instances beyond the fortyfifth degree, in others falling as low as the fortysecond. The southern shore
of Lake Erie lies below that latitude. Computing the distance between the thirtyfirst and fortyfifth degrees,
it amounts to nine hundred and seventythree common miles; computing it from thirtyone to fortytwo
degrees, to seven hundred and sixtyfour miles and a half.
Taking the mean for the distance, the amount will be eight hundred and sixtyeight miles and threefourths.
The mean distance from the Atlantic to the Mississippi does not probably exceed seven hundred and fifty
miles. On a comparison of this extent with that of several countries in Europe, the practicability of rendering
our system commensurate to it appears to be demonstrable. It is not a great deal larger than Germany, where a
diet representing the whole empire is continually assembled; or than Poland before the late dismemberment,
where another national diet was the depositary of the supreme power. Passing by France and Spain, we find
that in Great Britain, inferior as it may be in size, the representatives of the northern extremity of the island
have as far to travel to the national council as will be required of those of the most remote parts of the Union.
Favorable as this view of the subject may be, some observations remain which will place it in a light still
more satisfactory.
In the first place it is to be remembered that the general government is not to be charged with the whole
power of making and administering laws. Its jurisdiction is limited to certain enumerated objects, which
concern all the members of the republic, but which are not to be attained by the separate provisions of any.
The subordinate governments, which can extend their care to all those other subjects which can be separately
provided for, will retain their due authority and activity. Were it proposed by the plan of the convention to
abolish the governments of the particular States, its adversaries would have some ground for their objection;
though it would not be difficult to show that if they were abolished the general government would be
compelled, by the principle of selfpreservation, to reinstate them in their proper jurisdiction.
A second observation to be made is that the immediate object of the federal Constitution is to secure the
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union of the thirteen primitive States, which we know to be practicable; and to add to them such other States
as may arise in their own bosoms, or in their neighborhoods, which we cannot doubt to be equally
practicable. The arrangements that may be necessary for those angles and fractions of our territory which lie
on our northwestern frontier, must be left to those whom further discoveries and experience will render more
equal to the task.
Let it be remarked, in the third place, that the intercourse throughout the Union will be facilitated by new
improvements. Roads will everywhere be shortened, and kept in better order; accommodations for travelers
will be multiplied and meliorated; an interior navigation on our eastern side will be opened throughout, or
nearly throughout, the whole extent of the thirteen States. The communication between the Western and
Atlantic districts, and between different parts of each, will be rendered more and more easy by those
numerous canals with which the beneficence of nature has intersected our country, and which art finds it so
little difficult to connect and complete.
A fourth and still more important consideration is, that as almost every State will, on one side or other, be a
frontier, and will thus find, in regard to its safety, an inducement to make some sacrifices for the sake of the
general protection; so the States which lie at the greatest distance from the heart of the Union, and which, of
course, may partake least of the ordinary circulation of its benefits, will be at the same time immediately
contiguous to foreign nations, and will consequently stand, on particular occasions, in greatest need of its
strength and resources. It may be inconvenient for Georgia, or the States forming our western or northeastern
borders, to send their representatives to the seat of government; but they would find it more so to struggle
alone against an invading enemy, or even to support alone the whole expense of those precautions which may
be dictated by the neighborhood of continual danger. If they should derive less benefit, therefore, from the
Union in some respects than the less distant States, they will derive greater benefit from it in other respects,
and thus the proper equilibrium will be maintained throughout.
I submit to you, my fellowcitizens, these considerations, in full confidence that the good sense which has so
often marked your decisions will allow them their due weight and effect; and that you will never suffer
difficulties, however formidable in appearance, or however fashionable the error on which they may be
founded, to drive you into the gloomy and perilous scene into which the advocates for disunion would
conduct you. Hearken not to the unnatural voice which tells you that the people of America, knit together as
they are by so many cords of affection, can no longer live together as members of the same family; can no
longer continue the mutual guardians of their mutual happiness; can no longer be fellowcitizens of one great,
respectable, and flourishing empire.
Hearken not to the voice which petulantly tells you that the form of government recommended for your
adoption is a novelty in the political world; that it has never yet had a place in the theories of the wildest
projectors; that it rashly attempts what it is impossible to accomplish. No, my countrymen, shut your ears
against this unhallowed language. Shut your hearts against the poison which it conveys; the kindred blood
which flows in the veins of American citizens, the mingled blood which they have shed in defense of their
sacred rights, consecrate their Union, and excite horror at the idea of their becoming aliens, rivals, enemies.
And if novelties are to be shunned, believe me, the most alarming of all novelties, the most wild of all
projects, the most rash of all attempts, is that of rendering us in pieces, in order to preserve our liberties and
promote our happiness. But why is the experiment of an extended republic to be rejected, merely because it
may comprise what is new? Is it not the glory of the people of America, that, whilst they have paid a decent
regard to the opinions of former times and other nations, they have not suffered a blind veneration for
antiquity, for custom, or for names, to overrule the suggestions of their own good sense, the knowledge of
their own situation, and the lessons of their own experience? To this manly spirit, posterity will be indebted
for the possession, and the world for the example, of the numerous innovations displayed on the American
theatre, in favor of private rights and public happiness. Had no important step been taken by the leaders of the
Revolution for which a precedent could not be discovered, no government established of which an exact
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model did not present itself, the people of the United States might, at this moment have been numbered
among the melancholy victims of misguided councils, must at best have been laboring under the weight of
some of those forms which have crushed the liberties of the rest of mankind. Happily for America, happily,
we trust, for the whole human race, they pursued a new and more noble course. They accomplished a
revolution which has no parallel in the annals of human society. They reared the fabrics of governments
which have no model on the face of the globe. They formed the design of a great Confederacy, which it is
incumbent on their successors to improve and perpetuate. If their works betray imperfections, we wonder at
the fewness of them. If they erred most in the structure of the Union, this was the work most difficult to be
executed; this is the work which has been new modelled by the act of your convention, and it is that act on
which you are now to deliberate and to decide.
PUBLIUS.
FEDERALIST No. 15 The Insufficiency of the Present Confederation to
Preserve the Union For the Independent Journal.
HAMILTON
To the People of the State of New York.
IN THE course of the preceding papers, I have endeavored, my fellowcitizens, to place before you, in a
clear and convincing light, the importance of Union to your political safety and happiness. I have unfolded to
you a complication of dangers to which you would be exposed, should you permit that sacred knot which
binds the people of America together be severed or dissolved by ambition or by avarice, by jealousy or by
misrepresentation. In the sequel of the inquiry through which I propose to accompany you, the truths intended
to be inculcated will receive further confirmation from facts and arguments hitherto unnoticed. If the road
over which you will still have to pass should in some places appear to you tedious or irksome, you will
recollect that you are in quest of information on a subject the most momentous which can engage the
attention of a free people, that the field through which you have to travel is in itself spacious, and that the
difficulties of the journey have been unnecessarily increased by the mazes with which sophistry has beset the
way. It will be my aim to remove the obstacles from your progress in as compendious a manner as it can be
done, without sacrificing utility to despatch.
In pursuance of the plan which I have laid down for the discussion of the subject, the point next in order to be
examined is the ``insufficiency of the present Confederation to the preservation of the Union.'' It may perhaps
be asked what need there is of reasoning or proof to illustrate a position which is not either controverted or
doubted, to which the understandings and feelings of all classes of men assent, and which in substance is
admitted by the opponents as well as by the friends of the new Constitution. It must in truth be acknowledged
that, however these may differ in other respects, they in general appear to harmonize in this sentiment, at
least, that there are material imperfections in our national system, and that something is necessary to be done
to rescue us from impending anarchy. The facts that support this opinion are no longer objects of speculation.
They have forced themselves upon the sensibility of the people at large, and have at length extorted from
those, whose mistaken policy has had the principal share in precipitating the extremity at which we are
arrived, a reluctant confession of the reality of those defects in the scheme of our federal government, which
have been long pointed out and regretted by the intelligent friends of the Union.
We may indeed with propriety be said to have reached almost the last stage of national humiliation. There is
scarcely anything that can wound the pride or degrade the character of an independent nation which we do
not experience. Are there engagements to the performance of which we are held by every tie respectable
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among men? These are the subjects of constant and unblushing violation. Do we owe debts to foreigners and
to our own citizens contracted in a time of imminent peril for the preservation of our political existence?
These remain without any proper or satisfactory provision for their discharge. Have we valuable territories
and important posts in the possession of a foreign power which, by express stipulations, ought long since to
have been surrendered? These are still retained, to the prejudice of our interests, not less than of our rights.
Are we in a condition to resent or to repel the aggression? We have neither troops, nor treasury, nor
government.1 Are we even in a condition to remonstrate with dignity? The just imputations on our own faith,
in respect to the same treaty, ought first to be removed.
Are we entitled by nature and compact to a free participation in the navigation of the Mississippi? Spain
excludes us from it. Is public credit an indispensable resource in time of public danger? We seem to have
abandoned its cause as desperate and irretrievable.
Is commerce of importance to national wealth? Ours is at the lowest point of declension. Is respectability in
the eyes of foreign powers a safeguard against foreign encroachments? The imbecility of our government
even forbids them to treat with us.
Our ambassadors abroad are the mere pageants of mimic sovereignty.
Is a violent and unnatural decrease in the value of land a symptom of national distress? The price of improved
land in most parts of the country is much lower than can be accounted for by the quantity of waste land at
market, and can only be fully explained by that want of private and public confidence, which are so
alarmingly prevalent among all ranks, and which have a direct tendency to depreciate property of every kind.
Is private credit the friend and patron of industry? That most useful kind which relates to borrowing and
lending is reduced within the narrowest limits, and this still more from an opinion of insecurity than from the
scarcity of money. To shorten an enumeration of particulars which can afford neither pleasure nor instruction,
it may in general be demanded, what indication is there of national disorder, poverty, and insignificance that
could befall a community so peculiarly blessed with natural advantages as we are, which does not form a part
of the dark catalogue of our public misfortunes? This is the melancholy situation to which we have been
brought by those very maxims and councils which would now deter us from adopting the proposed
Constitution; and which, not content with having conducted us to the brink of a precipice, seem resolved to
plunge us into the abyss that awaits us below. Here, my countrymen, impelled by every motive that ought to
influence an enlightened people, let us make a firm stand for our safety, our tranquillity, our dignity, our
reputation. Let us at last break the fatal charm which has too long seduced us from the paths of felicity and
prosperity.
It is true, as has been before observed that facts, too stubborn to be resisted, have produced a species of
general assent to the abstract proposition that there exist material defects in our national system; but the
usefulness of the concession, on the part of the old adversaries of federal measures, is destroyed by a
strenuous opposition to a remedy, upon the only principles that can give it a chance of success. While they
admit that the government of the United States is destitute of energy, they contend against conferring upon it
those powers which are requisite to supply that energy. They seem still to aim at things repugnant and
irreconcilable; at an augmentation of federal authority, without a diminution of State authority; at sovereignty
in the Union, and complete independence in the members. They still, in fine, seem to cherish with blind
devotion the political monster of an imperium in imperio. This renders a full display of the principal defects
of the Confederation necessary, in order to show that the evils we experience do not proceed from minute or
partial imperfections, but from fundamental errors in the structure of the building, which cannot be amended
otherwise than by an alteration in the first principles and main pillars of the fabric.
The great and radical vice in the construction of the existing Confederation is in the principle of
LEGISLATION for STATES or GOVERNMENTS, in their CORPORATE or COLLECTIVE
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CAPACITIES, and as contradistinguished from the INDIVIDUALS of which they consist.
Though this principle does not run through all the powers delegated to the Union, yet it pervades and governs
those on which the efficacy of the rest depends. Except as to the rule of appointment, the United States has an
indefinite discretion to make requisitions for men and money; but they have no authority to raise either, by
regulations extending to the individual citizens of America. The consequence of this is, that though in theory
their resolutions concerning those objects are laws, constitutionally binding on the members of the Union, yet
in practice they are mere recommendations which the States observe or disregard at their option.
It is a singular instance of the capriciousness of the human mind, that after all the admonitions we have had
from experience on this head, there should still be found men who object to the new Constitution, for
deviating from a principle which has been found the bane of the old, and which is in itself evidently
incompatible with the idea of GOVERNMENT; a principle, in short, which, if it is to be executed at all, must
substitute the violent and sanguinary agency of the sword to the mild influence of the magistracy.
There is nothing absurd or impracticable in the idea of a league or alliance between independent nations for
certain defined purposes precisely stated in a treaty regulating all the details of time, place, circumstance, and
quantity; leaving nothing to future discretion; and depending for its execution on the good faith of the parties.
Compacts of this kind exist among all civilized nations, subject to the usual vicissitudes of peace and war, of
observance and nonobservance, as the interests or passions of the contracting powers dictate. In the early
part of the present century there was an epidemical rage in Europe for this species of compacts, from which
the politicians of the times fondly hoped for benefits which were never realized. With a view to establishing
the equilibrium of power and the peace of that part of the world, all the resources of negotiation were
exhausted, and triple and quadruple alliances were formed; but they were scarcely formed before they were
broken, giving an instructive but afflicting lesson to mankind, how little dependence is to be placed on
treaties which have no other sanction than the obligations of good faith, and which oppose general
considerations of peace and justice to the impulse of any immediate interest or passion.
If the particular States in this country are disposed to stand in a similar relation to each other, and to drop the
project of a general DISCRETIONARY SUPERINTENDENCE, the scheme would indeed be pernicious, and
would entail upon us all the mischiefs which have been enumerated under the first head; but it would have the
merit of being, at least, consistent and practicable Abandoning all views towards a confederate government,
this would bring us to a simple alliance offensive and defensive; and would place us in a situation to be
alternate friends and enemies of each other, as our mutual jealousies and rivalships, nourished by the
intrigues of foreign nations, should prescribe to us.
But if we are unwilling to be placed in this perilous situation; if we still will adhere to the design of a national
government, or, which is the same thing, of a superintending power, under the direction of a common
council, we must resolve to incorporate into our plan those ingredients which may be considered as forming
the characteristic difference between a league and a government; we must extend the authority of the Union
to the persons of the citizens, the only proper objects of government.
Government implies the power of making laws. It is essential to the idea of a law, that it be attended with a
sanction; or, in other words, a penalty or punishment for disobedience. If there be no penalty annexed to
disobedience, the resolutions or commands which pretend to be laws will, in fact, amount to nothing more
than advice or recommendation. This penalty, whatever it may be, can only be inflicted in two ways: by the
agency of the courts and ministers of justice, or by military force; by the COERCION of the magistracy, or
by the COERCION of arms. The first kind can evidently apply only to men; the last kind must of necessity,
be employed against bodies politic, or communities, or States. It is evident that there is no process of a court
by which the observance of the laws can, in the last resort, be enforced. Sentences may be denounced against
them for violations of their duty; but these sentences can only be carried into execution by the sword. In an
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association where the general authority is confined to the collective bodies of the communities, that compose
it, every breach of the laws must involve a state of war; and military execution must become the only
instrument of civil obedience. Such a state of things can certainly not deserve the name of government, nor
would any prudent man choose to commit his happiness to it.
There was a time when we were told that breaches, by the States, of the regulations of the federal authority
were not to be expected; that a sense of common interest would preside over the conduct of the respective
members, and would beget a full compliance with all the constitutional requisitions of the Union. This
language, at the present day, would appear as wild as a great part of what we now hear from the same quarter
will be thought, when we shall have received further lessons from that best oracle of wisdom, experience. It
at all times betrayed an ignorance of the true springs by which human conduct is actuated, and belied the
original inducements to the establishment of civil power. Why has government been instituted at all? Because
the passions of men will not conform to the dictates of reason and justice, without constraint. Has it been
found that bodies of men act with more rectitude or greater disinterestedness than individuals? The contrary
of this has been inferred by all accurate observers of the conduct of mankind; and the inference is founded
upon obvious reasons. Regard to reputation has a less active influence, when the infamy of a bad action is to
be divided among a number than when it is to fall singly upon one.
A spirit of faction, which is apt to mingle its poison in the deliberations of all bodies of men, will often hurry
the persons of whom they are composed into improprieties and excesses, for which they would blush in a
private capacity.
In addition to all this, there is, in the nature of sovereign power, an impatience of control, that disposes those
who are invested with the exercise of it, to look with an evil eye upon all external attempts to restrain or
direct its operations. From this spirit it happens, that in every political association which is formed upon the
principle of uniting in a common interest a number of lesser sovereignties, there will be found a kind of
eccentric tendency in the subordinate or inferior orbs, by the operation of which there will be a perpetual
effort in each to fly off from the common centre. This tendency is not difficult to be accounted for.
It has its origin in the love of power. Power controlled or abridged is almost always the rival and enemy of
that power by which it is controlled or abridged. This simple proposition will teach us how little reason there
is to expect, that the persons intrusted with the administration of the affairs of the particular members of a
confederacy will at all times be ready, with perfect goodhumor, and an unbiased regard to the public weal,
to execute the resolutions or decrees of the general authority. The reverse of this results from the constitution
of human nature.
If, therefore, the measures of the Confederacy cannot be executed without the intervention of the particular
administrations, there will be little prospect of their being executed at all. The rulers of the respective
members, whether they have a constitutional right to do it or not, will undertake to judge of the propriety of
the measures themselves. They will consider the conformity of the thing proposed or required to their
immediate interests or aims; the momentary conveniences or inconveniences that would attend its adoption.
All this will be done; and in a spirit of interested and suspicious scrutiny, without that knowledge of national
circumstances and reasons of state, which is essential to a right judgment, and with that strong predilection in
favor of local objects, which can hardly fail to mislead the decision. The same process must be repeated in
every member of which the body is constituted; and the execution of the plans, framed by the councils of the
whole, will always fluctuate on the discretion of the illinformed and prejudiced opinion of every part. Those
who have been conversant in the proceedings of popular assemblies; who have seen how difficult it often is,
where there is no exterior pressure of circumstances, to bring them to harmonious resolutions on important
points, will readily conceive how impossible it must be to induce a number of such assemblies, deliberating
at a distance from each other, at different times, and under different impressions, long to cooperate in the
same views and pursuits.
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In our case, the concurrence of thirteen distinct sovereign wills is requisite, under the Confederation, to the
complete execution of every important measure that proceeds from the Union.
It has happened as was to have been foreseen. The measures of the Union have not been executed; the
delinquencies of the States have, step by step, matured themselves to an extreme, which has, at length,
arrested all the wheels of the national government, and brought them to an awful stand. Congress at this time
scarcely possess the means of keeping up the forms of administration, till the States can have time to agree
upon a more substantial substitute for the present shadow of a federal government. Things did not come to
this desperate extremity at once. The causes which have been specified produced at first only unequal and
disproportionate degrees of compliance with the requisitions of the Union. The greater deficiencies of some
States furnished the pretext of example and the temptation of interest to the complying, or to the least
delinquent States. Why should we do more in proportion than those who are embarked with us in the same
political voyage? Why should we consent to bear more than our proper share of the common burden? These
were suggestions which human selfishness could not withstand, and which even speculative men, who looked
forward to remote consequences, could not, without hesitation, combat. Each State, yielding to the persuasive
voice of immediate interest or convenience, has successively withdrawn its support, till the frail and tottering
edifice seems ready to fall upon our heads, and to crush us beneath its ruins.
PUBLIUS.
1 ``I mean for the Union.''
FEDERALIST No. 16 The Same Subject Continued (The Insufficiency of the
Present Confederation to Preserve the Union) From the New York Packet.
Tuesday, December 4, 1787.
HAMILTON
To the People of the State of New York:
THE tendency of the principle of legislation for States, or communities, in their political capacities, as it has
been exemplified by the experiment we have made of it, is equally attested by the events which have befallen
all other governments of the confederate kind, of which we have any account, in exact proportion to its
prevalence in those systems. The confirmations of this fact will be worthy of a distinct and particular
examination.
I shall content myself with barely observing here, that of all the confederacies of antiquity, which history has
handed down to us, the Lycian and Achaean leagues, as far as there remain vestiges of them, appear to have
been most free from the fetters of that mistaken principle, and were accordingly those which have best
deserved, and have most liberally received, the applauding suffrages of political writers.
This exceptionable principle may, as truly as emphatically, be styled the parent of anarchy: It has been seen
that delinquencies in the members of the Union are its natural and necessary offspring; and that whenever
they happen, the only constitutional remedy is force, and the immediate effect of the use of it, civil war.
It remains to inquire how far so odious an engine of government, in its application to us, would even be
capable of answering its end. If there should not be a large army constantly at the disposal of the national
government it would either not be able to employ force at all, or, when this could be done, it would amount to
a war between parts of the Confederacy concerning the infractions of a league, in which the strongest
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combination would be most likely to prevail, whether it consisted of those who supported or of those who
resisted the general authority. It would rarely happen that the delinquency to be redressed would be confined
to a single member, and if there were more than one who had neglected their duty, similarity of situation
would induce them to unite for common defense. Independent of this motive of sympathy, if a large and
influential State should happen to be the aggressing member, it would commonly have weight enough with
its neighbors to win over some of them as associates to its cause. Specious arguments of danger to the
common liberty could easily be contrived; plausible excuses for the deficiencies of the party could, without
difficulty, be invented to alarm the apprehensions, inflame the passions, and conciliate the goodwill, even of
those States which were not chargeable with any violation or omission of duty. This would be the more likely
to take place, as the delinquencies of the larger members might be expected sometimes to proceed from an
ambitious premeditation in their rulers, with a view to getting rid of all external control upon their designs of
personal aggrandizement; the better to effect which it is presumable they would tamper beforehand with
leading individuals in the adjacent States. If associates could not be found at home, recourse would be had to
the aid of foreign powers, who would seldom be disinclined to encouraging the dissensions of a Confederacy,
from the firm union of which they had so much to fear. When the sword is once drawn, the passions of men
observe no bounds of moderation. The suggestions of wounded pride, the instigations of irritated resentment,
would be apt to carry the States against which the arms of the Union were exerted, to any extremes necessary
to avenge the affront or to avoid the disgrace of submission. The first war of this kind would probably
terminate in a dissolution of the Union.
This may be considered as the violent death of the Confederacy.
Its more natural death is what we now seem to be on the point of experiencing, if the federal system be not
speedily renovated in a more substantial form. It is not probable, considering the genius of this country, that
the complying States would often be inclined to support the authority of the Union by engaging in a war
against the noncomplying States. They would always be more ready to pursue the milder course of putting
themselves upon an equal footing with the delinquent members by an imitation of their example. And the
guilt of all would thus become the security of all. Our past experience has exhibited the operation of this
spirit in its full light. There would, in fact, be an insuperable difficulty in ascertaining when force could with
propriety be employed. In the article of pecuniary contribution, which would be the most usual source of
delinquency, it would often be impossible to decide whether it had proceeded from disinclination or inability.
The pretense of the latter would always be at hand. And the case must be very flagrant in which its fallacy
could be detected with sufficient certainty to justify the harsh expedient of compulsion.
It is easy to see that this problem alone, as often as it should occur, would open a wide field for the exercise
of factious views, of partiality, and of oppression, in the majority that happened to prevail in the national
council.
It seems to require no pains to prove that the States ought not to prefer a national Constitution which could
only be kept in motion by the instrumentality of a large army continually on foot to execute the ordinary
requisitions or decrees of the government. And yet this is the plain alternative involved by those who wish to
deny it the power of extending its operations to individuals. Such a scheme, if practicable at all, would
instantly degenerate into a military despotism; but it will be found in every light impracticable. The resources
of the Union would not be equal to the maintenance of an army considerable enough to confine the larger
States within the limits of their duty; nor would the means ever be furnished of forming such an army in the
first instance. Whoever considers the populousness and strength of several of these States singly at the
present juncture, and looks forward to what they will become, even at the distance of half a century, will at
once dismiss as idle and visionary any scheme which aims at regulating their movements by laws to operate
upon them in their collective capacities, and to be executed by a coercion applicable to them in the same
capacities. A project of this kind is little less romantic than the monstertaming spirit which is attributed to
the fabulous heroes and demigods of antiquity.
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Even in those confederacies which have been composed of members smaller than many of our counties, the
principle of legislation for sovereign States, supported by military coercion, has never been found effectual. It
has rarely been attempted to be employed, but against the weaker members; and in most instances attempts to
coerce the refractory and disobedient have been the signals of bloody wars, in which one half of the
confederacy has displayed its banners against the other half.
The result of these observations to an intelligent mind must be clearly this, that if it be possible at any rate to
construct a federal government capable of regulating the common concerns and preserving the general
tranquillity, it must be founded, as to the objects committed to its care, upon the reverse of the principle
contended for by the opponents of the proposed Constitution. It must carry its agency to the persons of the
citizens. It must stand in need of no intermediate legislations; but must itself be empowered to employ the
arm of the ordinary magistrate to execute its own resolutions. The majesty of the national authority must be
manifested through the medium of the courts of justice. The government of the Union, like that of each State,
must be able to address itself immediately to the hopes and fears of individuals; and to attract to its support
those passions which have the strongest influence upon the human heart. It must, in short, possess all the
means, and have aright to resort to all the methods, of executing the powers with which it is intrusted, that are
possessed and exercised by the government of the particular States.
To this reasoning it may perhaps be objected, that if any State should be disaffected to the authority of the
Union, it could at any time obstruct the execution of its laws, and bring the matter to the same issue of force,
with the necessity of which the opposite scheme is reproached.
The pausibility of this objection will vanish the moment we advert to the essential difference between a mere
NONCOMPLIANCE and a DIRECT and ACTIVE RESISTANCE. If the interposition of the State
legislatures be necessary to give effect to a measure of the Union, they have only NOT TO ACT, or to ACT
EVASIVELY, and the measure is defeated. This neglect of duty may be disguised under affected but
unsubstantial provisions, so as not to appear, and of course not to excite any alarm in the people for the safety
of the Constitution.
The State leaders may even make a merit of their surreptitious invasions of it on the ground of some
temporary convenience, exemption, or advantage.
But if the execution of the laws of the national government should not require the intervention of the State
legislatures, if they were to pass into immediate operation upon the citizens themselves, the particular
governments could not interrupt their progress without an open and violent exertion of an unconstitutional
power. No omissions nor evasions would answer the end. They would be obliged to act, and in such a manner
as would leave no doubt that they had encroached on the national rights. An experiment of this nature would
always be hazardous in the face of a constitution in any degree competent to its own defense, and of a people
enlightened enough to distinguish between a legal exercise and an illegal usurpation of authority. The success
of it would require not merely a factious majority in the legislature, but the concurrence of the courts of
justice and of the body of the people. If the judges were not embarked in a conspiracy with the legislature,
they would pronounce the resolutions of such a majority to be contrary to the supreme law of the land,
unconstitutional, and void. If the people were not tainted with the spirit of their State representatives, they, as
the natural guardians of the Constitution, would throw their weight into the national scale and give it a
decided preponderancy in the contest. Attempts of this kind would not often be made with levity or rashness,
because they could seldom be made without danger to the authors, unless in cases of a tyrannical exercise of
the federal authority.
If opposition to the national government should arise from the disorderly conduct of refractory or seditious
individuals, it could be overcome by the same means which are daily employed against the same evil under
the State governments. The magistracy, being equally the ministers of the law of the land, from whatever
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source it might emanate, would doubtless be as ready to guard the national as the local regulations from the
inroads of private licentiousness.
As to those partial commotions and insurrections, which sometimes disquiet society, from the intrigues of an
inconsiderable faction, or from sudden or occasional illhumors that do not infect the great body of the
community the general government could command more extensive resources for the suppression of
disturbances of that kind than would be in the power of any single member. And as to those mortal feuds
which, in certain conjunctures, spread a conflagration through a whole nation, or through a very large
proportion of it, proceeding either from weighty causes of discontent given by the government or from the
contagion of some violent popular paroxysm, they do not fall within any ordinary rules of calculation. When
they happen, they commonly amount to revolutions and dismemberments of empire. No form of government
can always either avoid or control them. It is in vain to hope to guard against events too mighty for human
foresight or precaution, and it would be idle to object to a government because it could not perform
impossibilities.
PUBLIUS.
FEDERALIST No. 17 The Same Subject Continued (The Insufficiency of the
Present Confederation to Preserve the Union) For the Independent Journal.
HAMILTON
To the People of the State of New York:
AN OBJECTION, of a nature different from that which has been stated and answered, in my last address,
may perhaps be likewise urged against the principle of legislation for the individual citizens of America. It
may be said that it would tend to render the government of the Union too powerful, and to enable it to absorb
those residuary authorities, which it might be judged proper to leave with the States for local purposes.
Allowing the utmost latitude to the love of power which any reasonable man can require, I confess I am at a
loss to discover what temptation the persons intrusted with the administration of the general government
could ever feel to divest the States of the authorities of that description. The regulation of the mere domestic
police of a State appears to me to hold out slender allurements to ambition.
Commerce, finance, negotiation, and war seem to comprehend all the objects which have charms for minds
governed by that passion; and all the powers necessary to those objects ought, in the first instance, to be
lodged in the national depository. The administration of private justice between the citizens of the same State,
the supervision of agriculture and of other concerns of a similar nature, all those things, in short, which are
proper to be provided for by local legislation, can never be desirable cares of a general jurisdiction. It is
therefore improbable that there should exist a disposition in the federal councils to usurp the powers with
which they are connected; because the attempt to exercise those powers would be as troublesome as it would
be nugatory; and the possession of them, for that reason, would contribute nothing to the dignity, to the
importance, or to the splendor of the national government.
But let it be admitted, for argument's sake, that mere wantonness and lust of domination would be sufficient
to beget that disposition; still it may be safely affirmed, that the sense of the constituent body of the national
representatives, or, in other words, the people of the several States, would control the indulgence of so
extravagant an appetite. It will always be far more easy for the State governments to encroach upon the
national authorities than for the national government to encroach upon the State authorities. The proof of this
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proposition turns upon the greater degree of influence which the State governments if they administer their
affairs with uprightness and prudence, will generally possess over the people; a circumstance which at the
same time teaches us that there is an inherent and intrinsic weakness in all federal constitutions; and that too
much pains cannot be taken in their organization, to give them all the force which is compatible with the
principles of liberty.
The superiority of influence in favor of the particular governments would result partly from the diffusive
construction of the national government, but chiefly from the nature of the objects to which the attention of
the State administrations would be directed.
It is a known fact in human nature, that its affections are commonly weak in proportion to the distance or
diffusiveness of the object. Upon the same principle that a man is more attached to his family than to his
neighborhood, to his neighborhood than to the community at large, the people of each State would be apt to
feel a stronger bias towards their local governments than towards the government of the Union; unless the
force of that principle should be destroyed by a much better administration of the latter.
This strong propensity of the human heart would find powerful auxiliaries in the objects of State regulation.
The variety of more minute interests, which will necessarily fall under the superintendence of the local
administrations, and which will form so many rivulets of influence, running through every part of the society,
cannot be particularized, without involving a detail too tedious and uninteresting to compensate for the
instruction it might afford.
There is one transcendant advantage belonging to the province of the State governments, which alone suffices
to place the matter in a clear and satisfactory light,I mean the ordinary administration of criminal and civil
justice. This, of all others, is the most powerful, most universal, and most attractive source of popular
obedience and attachment. It is that which, being the immediate and visible guardian of life and property,
having its benefits and its terrors in constant activity before the public eye, regulating all those personal
interests and familiar concerns to which the sensibility of individuals is more immediately awake,
contributes, more than any other circumstance, to impressing upon the minds of the people, affection, esteem,
and reverence towards the government.
This great cement of society, which will diffuse itself almost wholly through the channels of the particular
governments, independent of all other causes of influence, would insure them so decided an empire over their
respective citizens as to render them at all times a complete counterpoise, and, not unfrequently, dangerous
rivals to the power of the Union.
The operations of the national government, on the other hand, falling less immediately under the observation
of the mass of the citizens, the benefits derived from it will chiefly be perceived and attended to by
speculative men. Relating to more general interests, they will be less apt to come home to the feelings of the
people; and, in proportion, less likely to inspire an habitual sense of obligation, and an active sentiment of
attachment.
The reasoning on this head has been abundantly exemplified by the experience of all federal constitutions
with which we are acquainted, and of all others which have borne the least analogy to them.
Though the ancient feudal systems were not, strictly speaking, confederacies, yet they partook of the nature
of that species of association. There was a common head, chieftain, or sovereign, whose authority extended
over the whole nation; and a number of subordinate vassals, or feudatories, who had large portions of land
allotted to them, and numerous trains of INFERIOR vassals or retainers, who occupied and cultivated that
land upon the tenure of fealty or obedience, to the persons of whom they held it. Each principal vassal was a
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kind of sovereign, within his particular demesnes. The consequences of this situation were a continual
opposition to authority of the sovereign, and frequent wars between the great barons or chief feudatories
themselves. The power of the head of the nation was commonly too weak, either to preserve the public peace,
or to protect the people against the oppressions of their immediate lords. This period of European affairs is
emphatically styled by historians, the times of feudal anarchy.
When the sovereign happened to be a man of vigorous and warlike temper and of superior abilities, he would
acquire a personal weight and influence, which answered, for the time, the purpose of a more regular
authority. But in general, the power of the barons triumphed over that of the prince; and in many instances his
dominion was entirely thrown off, and the great fiefs were erected into independent principalities or States. In
those instances in which the monarch finally prevailed over his vassals, his success was chiefly owing to the
tyranny of those vassals over their dependents. The barons, or nobles, equally the enemies of the sovereign
and the oppressors of the common people, were dreaded and detested by both; till mutual danger and mutual
interest effected a union between them fatal to the power of the aristocracy. Had the nobles, by a conduct of
clemency and justice, preserved the fidelity and devotion of their retainers and followers, the contests
between them and the prince must almost always have ended in their favor, and in the abridgment or
subversion of the royal authority.
This is not an assertion founded merely in speculation or conjecture. Among other illustrations of its truth
which might be cited, Scotland will furnish a cogent example. The spirit of clanship which was, at an early
day, introduced into that kingdom, uniting the nobles and their dependants by ties equivalent to those of
kindred, rendered the aristocracy a constant overmatch for the power of the monarch, till the incorporation
with England subdued its fierce and ungovernable spirit, and reduced it within those rules of subordination
which a more rational and more energetic system of civil polity had previously established in the latter
kingdom.
The separate governments in a confederacy may aptly be compared with the feudal baronies; with this
advantage in their favor, that from the reasons already explained, they will generally possess the confidence
and goodwill of the people, and with so important a support, will be able effectually to oppose all
encroachments of the national government. It will be well if they are not able to counteract its legitimate and
necessary authority. The points of similitude consist in the rivalship of power, applicable to both, and in the
CONCENTRATION of large portions of the strength of the community into particular DEPOSITS, in one
case at the disposal of individuals, in the other case at the disposal of political bodies.
A concise review of the events that have attended confederate governments will further illustrate this
important doctrine; an inattention to which has been the great source of our political mistakes, and has given
our jealousy a direction to the wrong side.
This review shall form the subject of some ensuing papers.
PUBLIUS.
FEDERALIST No. 18 The Same Subject Continued (The Insufficiency of the
Present Confederation to Preserve the Union) For the Independent Journal.
HAMILTON AND MADISON
To the People of the State of New York:
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AMONG the confederacies of antiquity, the most considerable was that of the Grecian republics, associated
under the Amphictyonic council. From the best accounts transmitted of this celebrated institution, it bore a
very instructive analogy to the present Confederation of the American States.
The members retained the character of independent and sovereign states, and had equal votes in the federal
council. This council had a general authority to propose and resolve whatever it judged necessary for the
common welfare of Greece; to declare and carry on war; to decide, in the last resort, all controversies
between the members; to fine the aggressing party; to employ the whole force of the confederacy against the
disobedient; to admit new members.
The Amphictyons were the guardians of religion, and of the immense riches belonging to the temple of
Delphos, where they had the right of jurisdiction in controversies between the inhabitants and those who
came to consult the oracle. As a further provision for the efficacy of the federal powers, they took an oath
mutually to defend and protect the united cities, to punish the violators of this oath, and to inflict vengeance
on sacrilegious despoilers of the temple.
In theory, and upon paper, this apparatus of powers seems amply sufficient for all general purposes. In
several material instances, they exceed the powers enumerated in the articles of confederation.
The Amphictyons had in their hands the superstition of the times, one of the principal engines by which
government was then maintained; they had a declared authority to use coercion against refractory cities, and
were bound by oath to exert this authority on the necessary occasions.
Very different, nevertheless, was the experiment from the theory. The powers, like those of the present
Congress, were administered by deputies appointed wholly by the cities in their political capacities; and
exercised over them in the same capacities. Hence the weakness, the disorders, and finally the destruction of
the confederacy. The more powerful members, instead of being kept in awe and subordination, tyrannized
successively over all the rest.
Athens, as we learn from Demosthenes, was the arbiter of Greece seventythree years. The Lacedaemonians
next governed it twentynine years; at a subsequent period, after the battle of Leuctra, the Thebans had their
turn of domination.
It happened but too often, according to Plutarch, that the deputies of the strongest cities awed and corrupted
those of the weaker; and that judgment went in favor of the most powerful party.
Even in the midst of defensive and dangerous wars with Persia and Macedon, the members never acted in
concert, and were, more or fewer of them, eternally the dupes or the hirelings of the common enemy. The
intervals of foreign war were filled up by domestic vicissitudes convulsions, and carnage.
After the conclusion of the war with Xerxes, it appears that the Lacedaemonians required that a number of the
cities should be turned out of the confederacy for the unfaithful part they had acted. The Athenians, finding
that the Lacedaemonians would lose fewer partisans by such a measure than themselves, and would become
masters of the public deliberations, vigorously opposed and defeated the attempt. This piece of history proves
at once the inefficiency of the union, the ambition and jealousy of its most powerful members, and the
dependent and degraded condition of the rest. The smaller members, though entitled by the theory of their
system to revolve in equal pride and majesty around the common center, had become, in fact, satellites of the
orbs of primary magnitude.
Had the Greeks, says the Abbe Milot, been as wise as they were courageous, they would have been
admonished by experience of the necessity of a closer union, and would have availed themselves of the peace
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which followed their success against the Persian arms, to establish such a reformation. Instead of this obvious
policy, Athens and Sparta, inflated with the victories and the glory they had acquired, became first rivals and
then enemies; and did each other infinitely more mischief than they had suffered from Xerxes.
Their mutual jealousies, fears, hatreds, and injuries ended in the celebrated Peloponnesian war; which itself
ended in the ruin and slavery of the Athenians who had begun it.
As a weak government, when not at war, is ever agitated by internal dissentions, so these never fail to bring
on fresh calamities from abroad. The Phocians having ploughed up some consecrated ground belonging to the
temple of Apollo, the Amphictyonic council, according to the superstition of the age, imposed a fine on the
sacrilegious offenders. The Phocians, being abetted by Athens and Sparta, refused to submit to the decree.
The Thebans, with others of the cities, undertook to maintain the authority of the Amphictyons, and to avenge
the violated god. The latter, being the weaker party, invited the assistance of Philip of Macedon, who had
secretly fostered the contest. Philip gladly seized the opportunity of executing the designs he had long
planned against the liberties of Greece. By his intrigues and bribes he won over to his interests the popular
leaders of several cities; by their influence and votes, gained admission into the Amphictyonic council; and
by his arts and his arms, made himself master of the confederacy.
Such were the consequences of the fallacious principle on which this interesting establishment was founded.
Had Greece, says a judicious observer on her fate, been united by a stricter confederation, and persevered in
her union, she would never have worn the chains of Macedon; and might have proved a barrier to the vast
projects of Rome.
The Achaean league, as it is called, was another society of Grecian republics, which supplies us with valuable
instruction.
The Union here was far more intimate, and its organization much wiser, than in the preceding instance. It will
accordingly appear, that though not exempt from a similar catastrophe, it by no means equally deserved it.
The cities composing this league retained their municipal jurisdiction, appointed their own officers, and
enjoyed a perfect equality. The senate, in which they were represented, had the sole and exclusive right of
peace and war; of sending and receiving ambassadors; of entering into treaties and alliances; of appointing a
chief magistrate or praetor, as he was called, who commanded their armies, and who, with the advice and
consent of ten of the senators, not only administered the government in the recess of the senate, but had a
great share in its deliberations, when assembled. According to the primitive constitution, there were two
praetors associated in the administration; but on trial a single one was preferred.
It appears that the cities had all the same laws and customs, the same weights and measures, and the same
money. But how far this effect proceeded from the authority of the federal council is left in uncertainty. It is
said only that the cities were in a manner compelled to receive the same laws and usages. When Lacedaemon
was brought into the league by Philopoemen, it was attended with an abolition of the institutions and laws of
Lycurgus, and an adoption of those of the Achaeans. The Amphictyonic confederacy, of which she had been
a member, left her in the full exercise of her government and her legislation. This circumstance alone proves
a very material difference in the genius of the two systems.
It is much to be regretted that such imperfect monuments remain of this curious political fabric. Could its
interior structure and regular operation be ascertained, it is probable that more light would be thrown by it on
the science of federal government, than by any of the like experiments with which we are acquainted.
One important fact seems to be witnessed by all the historians who take notice of Achaean affairs. It is, that
as well after the renovation of the league by Aratus, as before its dissolution by the arts of Macedon, there
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was infinitely more of moderation and justice in the administration of its government, and less of violence
and sedition in the people, than were to be found in any of the cities exercising SINGLY all the prerogatives
of sovereignty. The Abbe Mably, in his observations on Greece, says that the popular government, which was
so tempestuous elsewhere, caused no disorders in the members of the Achaean republic, BECAUSE IT WAS
THERE TEMPERED BY THE GENERAL AUTHORITY AND LAWS OF THE CONFEDERACY.
We are not to conclude too hastily, however, that faction did not, in a certain degree, agitate the particular
cities; much less that a due subordination and harmony reigned in the general system.
The contrary is sufficiently displayed in the vicissitudes and fate of the republic.
Whilst the Amphictyonic confederacy remained, that of the Achaeans, which comprehended the less
important cities only, made little figure on the theatre of Greece. When the former became a victim to
Macedon, the latter was spared by the policy of Philip and Alexander. Under the successors of these princes,
however, a different policy prevailed. The arts of division were practiced among the Achaeans. Each city was
seduced into a separate interest; the union was dissolved. Some of the cities fell under the tyranny of
Macedonian garrisons; others under that of usurpers springing out of their own confusions. Shame and
oppression erelong awaken their love of liberty. A few cities reunited. Their example was followed by others,
as opportunities were found of cutting off their tyrants. The league soon embraced almost the whole
Peloponnesus.
Macedon saw its progress; but was hindered by internal dissensions from stopping it. All Greece caught the
enthusiasm and seemed ready to unite in one confederacy, when the jealousy and envy in Sparta and Athens,
of the rising glory of the Achaeans, threw a fatal damp on the enterprise. The dread of the Macedonian power
induced the league to court the alliance of the Kings of Egypt and Syria, who, as successors of Alexander,
were rivals of the king of Macedon.
This policy was defeated by Cleomenes, king of Sparta, who was led by his ambition to make an unprovoked
attack on his neighbors, the Achaeans, and who, as an enemy to Macedon, had interest enough with the
Egyptian and Syrian princes to effect a breach of their engagements with the league.
The Achaeans were now reduced to the dilemma of submitting to Cleomenes, or of supplicating the aid of
Macedon, its former oppressor. The latter expedient was adopted. The contests of the Greeks always afforded
a pleasing opportunity to that powerful neighbor of intermeddling in their affairs. A Macedonian army
quickly appeared. Cleomenes was vanquished. The Achaeans soon experienced, as often happens, that a
victorious and powerful ally is but another name for a master. All that their most abject compliances could
obtain from him was a toleration of the exercise of their laws. Philip, who was now on the throne of
Macedon, soon provoked by his tyrannies, fresh combinations among the Greeks. The Achaeans, though
weakenened by internal dissensions and by the revolt of Messene, one of its members, being joined by the
AEtolians and Athenians, erected the standard of opposition. Finding themselves, though thus supported,
unequal to the undertaking, they once more had recourse to the dangerous expedient of introducing the succor
of foreign arms. The Romans, to whom the invitation was made, eagerly embraced it. Philip was conquered;
Macedon subdued.
A new crisis ensued to the league. Dissensions broke out among it members. These the Romans fostered.
Callicrates and other popular leaders became mercenary instruments for inveigling their countrymen. The
more effectually to nourish discord and disorder the Romans had, to the astonishment of those who confided
in their sincerity, already proclaimed universal liberty1 throughout Greece. With the same insidious views,
they now seduced the members from the league, by representing to their pride the violation it committed on
their sovereignty. By these arts this union, the last hope of Greece, the last hope of ancient liberty, was torn
into pieces; and such imbecility and distraction introduced, that the arms of Rome found little difficulty in
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completing the ruin which their arts had commenced. The Achaeans were cut to pieces, and Achaia loaded
with chains, under which it is groaning at this hour.
I have thought it not superfluous to give the outlines of this important portion of history; both because it
teaches more than one lesson, and because, as a supplement to the outlines of the Achaean constitution, it
emphatically illustrates the tendency of federal bodies rather to anarchy among the members, than to tyranny
in the head.
PUBLIUS.
1 This was but another name more specious for the independence of the members on the federal head.
FEDERALIST No. 19 The Same Subject Continued (The Insufficiency of the
Present Confederation to Preserve the Union) For the Independent Journal.
HAMILTON AND MADISON
To the People of the State of New York:
THE examples of ancient confederacies, cited in my last paper, have not exhausted the source of
experimental instruction on this subject. There are existing institutions, founded on a similar principle, which
merit particular consideration. The first which presents itself is the Germanic body.
In the early ages of Christianity, Germany was occupied by seven distinct nations, who had no common
chief. The Franks, one of the number, having conquered the Gauls, established the kingdom which has taken
its name from them. In the ninth century Charlemagne, its warlike monarch, carried his victorious arms in
every direction; and Germany became a part of his vast dominions. On the dismemberment, which took place
under his sons, this part was erected into a separate and independent empire. Charlemagne and his immediate
descendants possessed the reality, as well as the ensigns and dignity of imperial power. But the principal
vassals, whose fiefs had become hereditary, and who composed the national diets which Charlemagne had
not abolished, gradually threw off the yoke and advanced to sovereign jurisdiction and independence. The
force of imperial sovereignty was insufficient to restrain such powerful dependants; or to preserve the unity
and tranquillity of the empire. The most furious private wars, accompanied with every species of calamity,
were carried on between the different princes and states.
The imperial authority, unable to maintain the public order, declined by degrees till it was almost extinct in
the anarchy, which agitated the long interval between the death of the last emperor of the Suabian, and the
accession of the first emperor of the Austrian lines. In the eleventh century the emperors enjoyed full
sovereignty: In the fifteenth they had little more than the symbols and decorations of power.
Out of this feudal system, which has itself many of the important features of a confederacy, has grown the
federal system which constitutes the Germanic empire. Its powers are vested in a diet representing the
component members of the confederacy; in the emperor, who is the executive magistrate, with a negative on
the decrees of the diet; and in the imperial chamber and the aulic council, two judiciary tribunals having
supreme jurisdiction in controversies which concern the empire, or which happen among its members.
The diet possesses the general power of legislating for the empire; of making war and peace; contracting
alliances; assessing quotas of troops and money; constructing fortresses; regulating coin; admitting new
members; and subjecting disobedient members to the ban of the empire, by which the party is degraded from
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his sovereign rights and his possessions forfeited. The members of the confederacy are expressly restricted
from entering into compacts prejudicial to the empire; from imposing tolls and duties on their mutual
intercourse, without the consent of the emperor and diet; from altering the value of money; from doing
injustice to one another; or from affording assistance or retreat to disturbers of the public peace. And the ban
is denounced against such as shall violate any of these restrictions. The members of the diet, as such, are
subject in all cases to be judged by the emperor and diet, and in their private capacities by the aulic council
and imperial chamber.
The prerogatives of the emperor are numerous. The most important of them are: his exclusive right to make
propositions to the diet; to negative its resolutions; to name ambassadors; to confer dignities and titles; to fill
vacant electorates; to found universities; to grant privileges not injurious to the states of the empire; to receive
and apply the public revenues; and generally to watch over the public safety. In certain cases, the electors
form a council to him. In quality of emperor, he possesses no territory within the empire, nor receives any
revenue for his support. But his revenue and dominions, in other qualities, constitute him one of the most
powerful princes in Europe.
From such a parade of constitutional powers, in the representatives and head of this confederacy, the natural
supposition would be, that it must form an exception to the general character which belongs to its kindred
systems. Nothing would be further from the reality. The fundamental principle on which it rests, that the
empire is a community of sovereigns, that the diet is a representation of sovereigns and that the laws are
addressed to sovereigns, renders the empire a nerveless body, incapable of regulating its own members,
insecure against external dangers, and agitated with unceasing fermentations in its own bowels.
The history of Germany is a history of wars between the emperor and the princes and states; of wars among
the princes and states themselves; of the licentiousness of the strong, and the oppression of the weak; of
foreign intrusions, and foreign intrigues; of requisitions of men and money disregarded, or partially complied
with; of attempts to enforce them, altogether abortive, or attended with slaughter and desolation, involving
the innocent with the guilty; of general inbecility, confusion, and misery.
In the sixteenth century, the emperor, with one part of the empire on his side, was seen engaged against the
other princes and states. In one of the conflicts, the emperor himself was put to flight, and very near being
made prisoner by the elector of Saxony.
The late king of Prussia was more than once pitted against his imperial sovereign; and commonly proved an
overmatch for him.
Controversies and wars among the members themselves have been so common, that the German annals are
crowded with the bloody pages which describe them. Previous to the peace of Westphalia, Germany was
desolated by a war of thirty years, in which the emperor, with one half of the empire, was on one side, and
Sweden, with the other half, on the opposite side. Peace was at length negotiated, and dictated by foreign
powers; and the articles of it, to which foreign powers are parties, made a fundamental part of the Germanic
constitution.
If the nation happens, on any emergency, to be more united by the necessity of selfdefense, its situation is
still deplorable.
Military preparations must be preceded by so many tedious discussions, arising from the jealousies, pride,
separate views, and clashing pretensions of sovereign bodies, that before the diet can settle the arrangements,
the enemy are in the field; and before the federal troops are ready to take it, are retiring into winter quarters.
The small body of national troops, which has been judged necessary in time of peace, is defectively kept up,
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badly paid, infected with local prejudices, and supported by irregular and disproportionate contributions to
the treasury.
The impossibility of maintaining order and dispensing justice among these sovereign subjects, produced the
experiment of dividing the empire into nine or ten circles or districts; of giving them an interior organization,
and of charging them with the military execution of the laws against delinquent and contumacious members.
This experiment has only served to demonstrate more fully the radical vice of the constitution. Each circle is
the miniature picture of the deformities of this political monster. They either fail to execute their
commissions, or they do it with all the devastation and carnage of civil war. Sometimes whole circles are
defaulters; and then they increase the mischief which they were instituted to remedy.
We may form some judgment of this scheme of military coercion from a sample given by Thuanus. In
Donawerth, a free and imperial city of the circle of Suabia, the Abb 300 de St. Croix enjoyed certain
immunities which had been reserved to him. In the exercise of these, on some public occasions, outrages
were committed on him by the people of the city. The consequence was that the city was put under the ban of
the empire, and the Duke of Bavaria, though director of another circle, obtained an appointment to enforce it.
He soon appeared before the city with a corps of ten thousand troops, and finding it a fit occasion, as he had
secretly intended from the beginning, to revive an antiquated claim, on the pretext that his ancestors had
suffered the place to be dismembered from his territory,1 he took possession of it in his own name, disarmed,
and punished the inhabitants, and reannexed the city to his domains.
It may be asked, perhaps, what has so long kept this disjointed machine from falling entirely to pieces? The
answer is obvious: The weakness of most of the members, who are unwilling to expose themselves to the
mercy of foreign powers; the weakness of most of the principal members, compared with the formidable
powers all around them; the vast weight and influence which the emperor derives from his separate and
heriditary dominions; and the interest he feels in preserving a system with which his family pride is
connected, and which constitutes him the first prince in Europe; these causes support a feeble and
precarious Union; whilst the repellant quality, incident to the nature of sovereignty, and which time
continually strengthens, prevents any reform whatever, founded on a proper consolidation. Nor is it to be
imagined, if this obstacle could be surmounted, that the neighboring powers would suffer a revolution to take
place which would give to the empire the force and preeminence to which it is entitled. Foreign nations have
long considered themselves as interested in the changes made by events in this constitution; and have, on
various occasions, betrayed their policy of perpetuating its anarchy and weakness.
If more direct examples were wanting, Poland, as a government over local sovereigns, might not improperly
be taken notice of. Nor could any proof more striking be given of the calamities flowing from such
institutions. Equally unfit for selfgovernment and selfdefense, it has long been at the mercy of its powerful
neighbors; who have lately had the mercy to disburden it of one third of its people and territories.
The connection among the Swiss cantons scarcely amounts to a confederacy; though it is sometimes cited as
an instance of the stability of such institutions.
They have no common treasury; no common troops even in war; no common coin; no common judicatory;
nor any other common mark of sovereignty.
They are kept together by the peculiarity of their topographical position; by their individual weakness and
insignificancy; by the fear of powerful neighbors, to one of which they were formerly subject; by the few
sources of contention among a people of such simple and homogeneous manners; by their joint interest in
their dependent possessions; by the mutual aid they stand in need of, for suppressing insurrections and
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rebellions, an aid expressly stipulated and often required and afforded; and by the necessity of some regular
and permanent provision for accomodating disputes among the cantons. The provision is, that the parties at
variance shall each choose four judges out of the neutral cantons, who, in case of disagreement, choose an
umpire. This tribunal, under an oath of impartiality, pronounces definitive sentence, which all the cantons are
bound to enforce. The competency of this regulation may be estimated by a clause in their treaty of 1683,
with Victor Amadeus of Savoy; in which he obliges himself to interpose as mediator in disputes between the
cantons, and to employ force, if necessary, against the contumacious party.
So far as the peculiarity of their case will admit of comparison with that of the United States, it serves to
confirm the principle intended to be established. Whatever efficacy the union may have had in ordinary cases,
it appears that the moment a cause of difference sprang up, capable of trying its strength, it failed.
The controversies on the subject of religion, which in three instances have kindled violent and bloody
contests, may be said, in fact, to have severed the league. The Protestant and Catholic cantons have since had
their separate diets, where all the most important concerns are adjusted, and which have left the general diet
little other business than to take care of the common bailages.
That separation had another consequence, which merits attention.
It produced opposite alliances with foreign powers: of Berne, at the head of the Protestant association, with
the United Provinces; and of Luzerne, at the head of the Catholic association, with France.
PUBLIUS.
1 Pfeffel, ``Nouvel Abreg. Chronol. de l'Hist., etc., d'Allemagne,'' says the pretext was to indemnify himself
for the expense of the expedition.
FEDERALIST No. 20 The Same Subject Continued (The Insufficiency fo the
Present Confederation to Preserve the Union) From the New York Packet.
Tuesday, December 11, 1787.
HAMILTON AND MADISON
To the People of the State of New York:
THE United Netherlands are a confederacy of republics, or rather of aristocracies of a very remarkable
texture, yet confirming all the lessons derived from those which we have already reviewed.
The union is composed of seven coequal and sovereign states, and each state or province is a composition of
equal and independent cities. In all important cases, not only the provinces but the cities must be unanimous.
The sovereignty of the Union is represented by the StatesGeneral, consisting usually of about fifty deputies
appointed by the provinces. They hold their seats, some for life, some for six, three, and one years; from two
provinces they continue in appointment during pleasure.
The StatesGeneral have authority to enter into treaties and alliances; to make war and peace; to raise armies
and equip fleets; to ascertain quotas and demand contributions. In all these cases, however, unanimity and the
sanction of their constituents are requisite. They have authority to appoint and receive ambassadors; to
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execute treaties and alliances already formed; to provide for the collection of duties on imports and exports;
to regulate the mint, with a saving to the provincial rights; to govern as sovereigns the dependent territories.
The provinces are restrained, unless with the general consent, from entering into foreign treaties; from
establishing imposts injurious to others, or charging their neighbors with higher duties than their own
subjects.
A council of state, a chamber of accounts, with five colleges of admiralty, aid and fortify the federal
administration.
The executive magistrate of the union is the stadtholder, who is now an hereditary prince. His principal
weight and influence in the republic are derived from this independent title; from his great patrimonial
estates; from his family connections with some of the chief potentates of Europe; and, more than all, perhaps,
from his being stadtholder in the several provinces, as well as for the union; in which provincial quality he
has the appointment of town magistrates under certain regulations, executes provincial decrees, presides
when he pleases in the provincial tribunals, and has throughout the power of pardon.
As stadtholder of the union, he has, however, considerable prerogatives.
In his political capacity he has authority to settle disputes between the provinces, when other methods fail; to
assist at the deliberations of the StatesGeneral, and at their particular conferences; to give audiences to
foreign ambassadors, and to keep agents for his particular affairs at foreign courts.
In his military capacity he commands the federal troops, provides for garrisons, and in general regulates
military affairs; disposes of all appointments, from colonels to ensigns, and of the governments and posts of
fortified towns.
In his marine capacity he is admiralgeneral, and superintends and directs every thing relative to naval forces
and other naval affairs; presides in the admiralties in person or by proxy; appoints lieutenantadmirals and
other officers; and establishes councils of war, whose sentences are not executed till he approves them.
His revenue, exclusive of his private income, amounts to three hundred thousand florins. The standing army
which he commands consists of about forty thousand men.
Such is the nature of the celebrated Belgic confederacy, as delineated on parchment. What are the characters
which practice has stamped upon it? Imbecility in the government; discord among the provinces; foreign
influence and indignities; a precarious existence in peace, and peculiar calamities from war.
It was long ago remarked by Grotius, that nothing but the hatred of his countrymen to the house of Austria
kept them from being ruined by the vices of their constitution.
The union of Utrecht, says another respectable writer, reposes an authority in the StatesGeneral, seemingly
sufficient to secure harmony, but the jealousy in each province renders the practice very different from the
theory.
The same instrument, says another, obliges each province to levy certain contributions; but this article never
could, and probably never will, be executed; because the inland provinces, who have little commerce, cannot
pay an equal quota.
In matters of contribution, it is the practice to waive the articles of the constitution. The danger of delay
obliges the consenting provinces to furnish their quotas, without waiting for the others; and then to obtain
reimbursement from the others, by deputations, which are frequent, or otherwise, as they can. The great
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wealth and influence of the province of Holland enable her to effect both these purposes.
It has more than once happened, that the deficiencies had to be ultimately collected at the point of the
bayonet; a thing practicable, though dreadful, in a confedracy where one of the members exceeds in force all
the rest, and where several of them are too small to meditate resistance; but utterly impracticable in one
composed of members, several of which are equal to each other in strength and resources, and equal singly to
a vigorous and persevering defense.
Foreign ministers, says Sir William Temple, who was himself a foreign minister, elude matters taken ad
referendum, by tampering with the provinces and cities. In 1726, the treaty of Hanover was delayed by these
means a whole year. Instances of a like nature are numerous and notorious.
In critical emergencies, the StatesGeneral are often compelled to overleap their constitutional bounds. In
1688, they concluded a treaty of themselves at the risk of their heads. The treaty of Westphalia, in 1648, by
which their independence was formerly and finally recognized, was concluded without the consent of
Zealand.
Even as recently as the last treaty of peace with Great Britain, the constitutional principle of unanimity was
departed from. A weak constitution must necessarily terminate in dissolution, for want of proper powers, or
the usurpation of powers requisite for the public safety. Whether the usurpation, when once begun, will stop
at the salutary point, or go forward to the dangerous extreme, must depend on the contingencies of the
moment. Tyranny has perhaps oftener grown out of the assumptions of power, called for, on pressing
exigencies, by a defective constitution, than out of the full exercise of the largest constitutional authorities.
Notwithstanding the calamities produced by the stadtholdership, it has been supposed that without his
influence in the individual provinces, the causes of anarchy manifest in the confederacy would long ago have
dissolved it. ``Under such a government,'' says the Abbe Mably, ``the Union could never have subsisted, if
the provinces had not a spring within themselves, capable of quickening their tardiness, and compelling them
to the same way of thinking. This spring is the stadtholder.'' It is remarked by Sir William Temple, ``that in
the intermissions of the stadtholdership, Holland, by her riches and her authority, which drew the others into
a sort of dependence, supplied the place.'' These are not the only circumstances which have controlled the
tendency to anarchy and dissolution. The surrounding powers impose an absolute necessity of union to a
certain degree, at the same time that they nourish by their intrigues the constitutional vices which keep the
republic in some degree always at their mercy.
The true patriots have long bewailed the fatal tendency of these vices, and have made no less than four
regular experiments by EXTRAORDINARY ASSEMBLIES, convened for the special purpose, to apply a
remedy. As many times has their laudable zeal found it impossible to UNITE THE PUBLIC COUNCILS in
reforming the known, the acknowledged, the fatal evils of the existing constitution. Let us pause, my
fellowcitizens, for one moment, over this melancholy and monitory lesson of history; and with the tear that
drops for the calamities brought on mankind by their adverse opinions and selfish passions, let our gratitude
mingle an ejaculation to Heaven, for the propitious concord which has distinguished the consultations for our
political happiness.
A design was also conceived of establishing a general tax to be administered by the federal authority. This
also had its adversaries and failed.
This unhappy people seem to be now suffering from popular convulsions, from dissensions among the states,
and from the actual invasion of foreign arms, the crisis of their distiny. All nations have their eyes fixed on
the awful spectacle. The first wish prompted by humanity is, that this severe trial may issue in such a
revolution of their government as will establish their union, and render it the parent of tranquillity, freedom
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and happiness: The next, that the asylum under which, we trust, the enjoyment of these blessings will
speedily be secured in this country, may receive and console them for the catastrophe of their own.
I make no apology for having dwelt so long on the contemplation of these federal precedents. Experience is
the oracle of truth; and where its responses are unequivocal, they ought to be conclusive and sacred. The
important truth, which it unequivocally pronounces in the present case, is that a sovereignty over sovereigns,
a government over governments, a legislation for communities, as contradistinguished from individuals, as it
is a solecism in theory, so in practice it is subversive of the order and ends of civil polity, by substituting
VIOLENCE in place of LAW, or the destructive COERCION of the SWORD in place of the mild and
salutary COERCION of the MAGISTRACY.
PUBLIUS.
FEDERALIST No. 21 Other Defects of the Present Confederation For the
Independent Journal.
HAMILTON
To the People of the State of New York:
HAVING in the three last numbers taken a summary review of the principal circumstances and events which
have depicted the genius and fate of other confederate governments, I shall now proceed in the enumeration
of the most important of those defects which have hitherto disappointed our hopes from the system
established among ourselves. To form a safe and satisfactory judgment of the proper remedy, it is absolutely
necessary that we should be well acquainted with the extent and malignity of the disease.
The next most palpable defect of the subsisting Confederation, is the total want of a SANCTION to its laws.
The United States, as now composed, have no powers to exact obedience, or punish disobedience to their
resolutions, either by pecuniary mulcts, by a suspension or divestiture of privileges, or by any other
constitutional mode. There is no express delegation of authority to them to use force against delinquent
members; and if such a right should be ascribed to the federal head, as resulting from the nature of the social
compact between the States, it must be by inference and construction, in the face of that part of the second
article, by which it is declared, ``that each State shall retain every power, jurisdiction, and right, not
EXPRESSLY delegated to the United States in Congress assembled.'' There is, doubtless, a striking absurdity
in supposing that a right of this kind does not exist, but we are reduced to the dilemma either of embracing
that supposition, preposterous as it may seem, or of contravening or explaining away a provision, which has
been of late a repeated theme of the eulogies of those who oppose the new Constitution; and the want of
which, in that plan, has been the subject of much plausible animadversion, and severe criticism. If we are
unwilling to impair the force of this applauded provision, we shall be obliged to conclude, that the United
States afford the extraordinary spectacle of a government destitute even of the shadow of constitutional
power to enforce the execution of its own laws. It will appear, from the specimens which have been cited,
that the American Confederacy, in this particular, stands discriminated from every other institution of a
similar kind, and exhibits a new and unexampled phenomenon in the political world.
The want of a mutual guaranty of the State governments is another capital imperfection in the federal plan.
There is nothing of this kind declared in the articles that compose it; and to imply a tacit guaranty from
considerations of utility, would be a still more flagrant departure from the clause which has been mentioned,
than to imply a tacit power of coercion from the like considerations . The want of a guaranty, though it might
in its consequences endanger the Union, does not so immediately attack its existence as the want of a
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constitutional sanction to its laws.
Without a guaranty the assistance to be derived from the Union in repelling those domestic dangers which
may sometimes threaten the existence of the State constitutions, must be renounced. Usurpation may rear its
crest in each State, and trample upon the liberties of the people, while the national government could legally
do nothing more than behold its encroachments with indignation and regret. A successful faction may erect a
tyranny on the ruins of order and law, while no succor could constitutionally be afforded by the Union to the
friends and supporters of the government. The tempestuous situation from which Massachusetts has scarcely
emerged, evinces that dangers of this kind are not merely speculative. Who can determine what might have
been the issue of her late convulsions, if the malcontents had been headed by a Caesar or by a Cromwell?
Who can predict what effect a despotism, established in Massachusetts, would have upon the liberties of New
Hampshire or Rhode Island, of Connecticut or New York? The inordinate pride of State importance has
suggested to some minds an objection to the principle of a guaranty in the federal government, as involving
an officious interference in the domestic concerns of the members. A scruple of this kind would deprive us of
one of the principal advantages to be expected from union, and can only flow from a misapprehension of the
nature of the provision itself. It could be no impediment to reforms of the State constitution by a majority of
the people in a legal and peaceable mode. This right would remain undiminished. The guaranty could only
operate against changes to be effected by violence. Towards the preventions of calamities of this kind, too
many checks cannot be provided. The peace of society and the stability of government depend absolutely on
the efficacy of the precautions adopted on this head. Where the whole power of the government is in the
hands of the people, there is the less pretense for the use of violent remedies in partial or occasional
distempers of the State. The natural cure for an illadministration, in a popular or representative constitution,
is a change of men. A guaranty by the national authority would be as much levelled against the usurpations of
rulers as against the ferments and outrages of faction and sedition in the community.
The principle of regulating the contributions of the States to the common treasury by QUOTAS is another
fundamental error in the Confederation. Its repugnancy to an adequate supply of the national exigencies has
been already pointed out, and has sufficiently appeared from the trial which has been made of it. I speak of it
now solely with a view to equality among the States. Those who have been accustomed to contemplate the
circumstances which produce and constitute national wealth, must be satisfied that there is no common
standard or barometer by which the degrees of it can be ascertained. Neither the value of lands, nor the
numbers of the people, which have been successively proposed as the rule of State contributions, has any
pretension to being a just representative.
If we compare the wealth of the United Netherlands with that of Russia or Germany, or even of France, and if
we at the same time compare the total value of the lands and the aggregate population of that contracted
district with the total value of the lands and the aggregate population of the immense regions of either of the
three lastmentioned countries, we shall at once discover that there is no comparison between the proportion
of either of these two objects and that of the relative wealth of those nations. If the like parallel were to be run
between several of the American States, it would furnish a like result. Let Virginia be contrasted with North
Carolina, Pennsylvania with Connecticut, or Maryland with New Jersey, and we shall be convinced that the
respective abilities of those States, in relation to revenue, bear little or no analogy to their comparative stock
in lands or to their comparative population.
The position may be equally illustrated by a similar process between the counties of the same State. No man
who is acquainted with the State of New York will doubt that the active wealth of King's County bears a
much greater proportion to that of Montgomery than it would appear to be if we should take either the total
value of the lands or the total number of the people as a criterion! The wealth of nations depends upon an
infinite variety of causes.
Situation, soil, climate, the nature of the productions, the nature of the government, the genius of the citizens,
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the degree of information they possess, the state of commerce, of arts, of industry, these circumstances and
many more, too complex, minute, or adventitious to admit of a particular specification, occasion differences
hardly conceivable in the relative opulence and riches of different countries. The consequence clearly is that
there can be no common measure of national wealth, and, of course, no general or stationary rule by which
the ability of a state to pay taxes can be determined. The attempt, therefore, to regulate the contributions of
the members of a confederacy by any such rule, cannot fail to be productive of glaring inequality and extreme
oppression.
This inequality would of itself be sufficient in America to work the eventual destruction of the Union, if any
mode of enforcing a compliance with its requisitions could be devised. The suffering States would not long
consent to remain associated upon a principle which distributes the public burdens with so unequal a hand,
and which was calculated to impoverish and oppress the citizens of some States, while those of others would
scarcely be conscious of the small proportion of the weight they were required to sustain. This, however, is an
evil inseparable from the principle of quotas and requisitions.
There is no method of steering clear of this inconvenience, but by authorizing the national government to
raise its own revenues in its own way. Imposts, excises, and, in general, all duties upon articles of
consumption, may be compared to a fluid, which will, in time, find its level with the means of paying them.
The amount to be contributed by each citizen will in a degree be at his own option, and can be regulated by
an attention to his resources. The rich may be extravagant, the poor can be frugal; and private oppression may
always be avoided by a judicious selection of objects proper for such impositions. If inequalities should arise
in some States from duties on particular objects, these will, in all probability, be counterbalanced by
proportional inequalities in other States, from the duties on other objects. In the course of time and things, an
equilibrium, as far as it is attainable in so complicated a subject, will be established everywhere. Or, if
inequalities should still exist, they would neither be so great in their degree, so uniform in their operation, nor
so odious in their appearance, as those which would necessarily spring from quotas, upon any scale that can
possibly be devised.
It is a signal advantage of taxes on articles of consumption, that they contain in their own nature a security
against excess.
They prescribe their own limit; which cannot be exceeded without defeating the end proposed, that is, an
extension of the revenue.
When applied to this object, the saying is as just as it is witty, that, ``in political arithmetic, two and two do
not always make four .'' If duties are too high, they lessen the consumption; the collection is eluded; and the
product to the treasury is not so great as when they are confined within proper and moderate bounds.
This forms a complete barrier against any material oppression of the citizens by taxes of this class, and is
itself a natural limitation of the power of imposing them.
Impositions of this kind usually fall under the denomination of indirect taxes, and must for a long time
constitute the chief part of the revenue raised in this country. Those of the direct kind, which principally
relate to land and buildings, may admit of a rule of apportionment. Either the value of land, or the number of
the people, may serve as a standard. The state of agriculture and the populousness of a country have been
considered as nearly connected with each other. And, as a rule, for the purpose intended, numbers, in the
view of simplicity and certainty, are entitled to a preference. In every country it is a herculean task to obtain a
valuation of the land; in a country imperfectly settled and progressive in improvement, the difficulties are
increased almost to impracticability. The expense of an accurate valuation is, in all situations, a formidable
objection. In a branch of taxation where no limits to the discretion of the government are to be found in the
nature of things, the establishment of a fixed rule, not incompatible with the end, may be attended with fewer
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inconveniences than to leave that discretion altogether at large.
PUBLIUS.
FEDERALIST No. 22 The Same Subject Continued (Other Defects of the
Present Confederation) From the New York Packet.
Friday, December 14, 1787.
HAMILTON
To the People of the State of New York:
IN ADDITION to the defects already enumerated in the existing federal system, there are others of not less
importance, which concur in rendering it altogether unfit for the administration of the affairs of the Union.
The want of a power to regulate commerce is by all parties allowed to be of the number. The utility of such a
power has been anticipated under the first head of our inquiries; and for this reason, as well as from the
universal conviction entertained upon the subject, little need be added in this place. It is indeed evident, on
the most superficial view, that there is no object, either as it respects the interests of trade or finance, that
more strongly demands a federal superintendence. The want of it has already operated as a bar to the
formation of beneficial treaties with foreign powers, and has given occasions of dissatisfaction between the
States. No nation acquainted with the nature of our political association would be unwise enough to enter into
stipulations with the United States, by which they conceded privileges of any importance to them, while they
were apprised that the engagements on the part of the Union might at any moment be violated by its
members, and while they found from experience that they might enjoy every advantage they desired in our
markets, without granting us any return but such as their momentary convenience might suggest. It is not,
therefore, to be wondered at that Mr. Jenkinson, in ushering into the House of Commons a bill for regulating
the temporary intercourse between the two countries, should preface its introduction by a declaration that
similar provisions in former bills had been found to answer every purpose to the commerce of Great Britain,
and that it would be prudent to persist in the plan until it should appear whether the American government
was likely or not to acquire greater consistency. [1] Several States have endeavored, by separate prohibitions,
restrictions, and exclusions, to influence the conduct of that kingdom in this particular, but the want of
concert, arising from the want of a general authority and from clashing and dissimilar views in the State, has
hitherto frustrated every experiment of the kind, and will continue to do so as long as the same obstacles to a
uniformity of measures continue to exist.
The interfering and unneighborly regulations of some States, contrary to the true spirit of the Union, have, in
different instances, given just cause of umbrage and complaint to others, and it is to be feared that examples
of this nature, if not restrained by a national control, would be multiplied and extended till they became not
less serious sources of animosity and discord than injurious impediments to the intcrcourse between the
different parts of the Confederacy. ``The commerce of the German empire [2] is in continual trammels from
the multiplicity of the duties which the several princes and states exact upon the merchandises passing
through their territories, by means of which the fine streams and navigable rivers with which Germany is so
happily watered are rendered almost useless.'' Though the genius of the people of this country might never
permit this description to be strictly applicable to us, yet we may reasonably expect, from the gradual
conflicts of State regulations, that the citizens of each would at length come to be considered and treated by
the others in no better light than that of foreigners and aliens.
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The power of raising armies, by the most obvious construction of the articles of the Confederation, is merely
a power of making requisitions upon the States for quotas of men. This practice in the course of the late war,
was found replete with obstructions to a vigorous and to an economical system of defense. It gave birth to a
competition between the States which created a kind of auction for men. In order to furnish the quotas
required of them, they outbid each other till bounties grew to an enormous and insupportable size.
The hope of a still further increase afforded an inducement to those who were disposed to serve to
procrastinate their enlistment, and disinclined them from engaging for any considerable periods.
Hence, slow and scanty levies of men, in the most critical emergencies of our affairs; short enlistments at an
unparalleled expense; continual fluctuations in the troops, ruinous to their discipline and subjecting the public
safety frequently to the perilous crisis of a disbanded army. Hence, also, those oppressive expedients for
raising men which were upon several occasions practiced, and which nothing but the enthusiasm of liberty
would have induced the people to endure.
This method of raising troops is not more unfriendly to economy and vigor than it is to an equal distribution
of the burden. The States near the seat of war, influenced by motives of selfpreservation, made efforts to
furnish their quotas, which even exceeded their abilities; while those at a distance from danger were, for the
most part, as remiss as the others were diligent, in their exertions. The immediate pressure of this inequality
was not in this case, as in that of the contributions of money, alleviated by the hope of a final liquidation. The
States which did not pay their proportions of money might at least be charged with their deficiencies; but no
account could be formed of the deficiencies in the supplies of men. We shall not, however, see much reason
to reget the want of this hope, when we consider how little prospect there is, that the most delinquent States
will ever be able to make compensation for their pecuniary failures. The system of quotas and requisitions,
whether it be applied to men or money, is, in every view, a system of imbecility in the Union, and of
inequality and injustice among the members.
The right of equal suffrage among the States is another exceptionable part of the Confederation. Every idea of
proportion and every rule of fair representation conspire to condemn a principle, which gives to Rhode Island
an equal weight in the scale of power with Massachusetts, or Connecticut, or New York; and to Deleware an
equal voice in the national deliberations with Pennsylvania, or Virginia, or North Carolina. Its operation
contradicts the fundamental maxim of republican government, which requires that the sense of the majority
should prevail. Sophistry may reply, that sovereigns are equal, and that a majority of the votes of the States
will be a majority of confederated America. But this kind of logical legerdemain will never counteract the
plain suggestions of justice and commonsense. It may happen that this majority of States is a small minority
of the people of America [3]; and two thirds of the people of America could not long be persuaded, upon the
credit of artificial distinctions and syllogistic subtleties, to submit their interests to the management and
disposal of one third. The larger States would after a while revolt from the idea of receiving the law from the
smaller. To acquiesce in such a privation of their due importance in the political scale, would be not merely to
be insensible to the love of power, but even to sacrifice the desire of equality. It is neither rational to expect
the first, nor just to require the last. The smaller States, considering how peculiarly their safety and welfare
depend on union, ought readily to renounce a pretension which, if not relinquished, would prove fatal to its
duration.
It may be objected to this, that not seven but nine States, or two thirds of the whole number, must consent to
the most important resolutions; and it may be thence inferred that nine States would always comprehend a
majority of the Union. But this does not obviate the impropriety of an equal vote between States of the most
unequal dimensions and populousness; nor is the inference accurate in point of fact; for we can enumerate
nine States which contain less than a majority of the people [4]; and it is constitutionally possible that these
nine may give the vote. Besides, there are matters of considerable moment determinable by a bare majority;
and there are others, concerning which doubts have been entertained, which, if interpreted in favor of the
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sufficiency of a vote of seven States, would extend its operation to interests of the first magnitude. In addition
to this, it is to be observed that there is a probability of an increase in the number of States, and no provision
for a proportional augmentation of the ratio of votes.
But this is not all: what at first sight may seem a remedy, is, in reality, a poison. To give a minority a negative
upon the majority (which is always the case where more than a majority is requisite to a decision), is, in its
tendency, to subject the sense of the greater number to that of the lesser. Congress, from the nonattendance of
a few States, have been frequently in the situation of a Polish diet, where a single VOTE has been sufficient
to put a stop to all their movements. A sixtieth part of the Union, which is about the proportion of Delaware
and Rhode Island, has several times been able to oppose an entire bar to its operations. This is one of those
refinements which, in practice, has an effect the reverse of what is expected from it in theory. The necessity
of unanimity in public bodies, or of something approaching towards it, has been founded upon a supposition
that it would contribute to security.
But its real operation is to embarrass the administration, to destroy the energy of the government, and to
substitute the pleasure, caprice, or artifices of an insignificant, turbulent, or corrupt junto, to the regular
deliberations and decisions of a respectable majority. In those emergencies of a nation, in which the goodness
or badness, the weakness or strength of its government, is of the greatest importance, there is commonly a
necessity for action. The public business must, in some way or other, go forward.
If a pertinacious minority can control the opinion of a majority, respecting the best mode of conducting it, the
majority, in order that something may be done, must conform to the views of the minority; and thus the sense
of the smaller number will overrule that of the greater, and give a tone to the national proceedings.
Hence, tedious delays; continual negotiation and intrigue; contemptible compromises of the public good. And
yet, in such a system, it is even happy when such compromises can take place: for upon some occasions
things will not admit of accommodation; and then the measures of government must be injuriously
suspended, or fatally defeated. It is often, by the impracticability of obtaining the concurrence of the
necessary number of votes, kept in a state of inaction. Its situation must always savor of weakness, sometimes
border upon anarchy.
It is not difficult to discover, that a principle of this kind gives greater scope to foreign corruption, as well as
to domestic faction, than that which permits the sense of the majority to decide; though the contrary of this
has been presumed. The mistake has proceeded from not attending with due care to the mischiefs that may be
occasioned by obstructing the progress of government at certain critical seasons. When the concurrence of a
large number is required by the Constitution to the doing of any national act, we are apt to rest satisfied that
all is safe, because nothing improper will be likely TO BE DONE, but we forget how much good may be
prevented, and how much ill may be produced, by the power of hindering the doing what may be necessary,
and of keeping affairs in the same unfavorable posture in which they may happen to stand at particular
periods.
Suppose, for instance, we were engaged in a war, in conjunction with one foreign nation, against another.
Suppose the necessity of our situation demanded peace, and the interest or ambition of our ally led him to
seek the prosecution of the war, with views that might justify us in making separate terms. In such a state of
things, this ally of ours would evidently find it much easier, by his bribes and intrigues, to tie up the hands of
government from making peace, where two thirds of all the votes were requisite to that object, than where a
simple majority would suffice. In the first case, he would have to corrupt a smaller number; in the last, a
greater number. Upon the same principle, it would be much easier for a foreign power with which we were at
war to perplex our councils and embarrass our exertions. And, in a commercial view, we may be subjected to
similar inconveniences. A nation, with which we might have a treaty of commerce, could with much greater
facility prevent our forming a connection with her competitor in trade, though such a connection should be
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ever so beneficial to ourselves.
Evils of this description ought not to be regarded as imaginary.
One of the weak sides of republics, among their numerous advantages, is that they afford too easy an inlet to
foreign corruption. An hereditary monarch, though often disposed to sacrifice his subjects to his ambition,
has so great a personal interest in the government and in the external glory of the nation, that it is not easy for
a foreign power to give him an equivalent for what he would sacrifice by treachery to the state. The world has
accordingly been witness to few examples of this species of royal prostitution, though there have been
abundant specimens of every other kind.
In republics, persons elevated from the mass of the community, by the suffrages of their fellowcitizens, to
stations of great preeminence and power, may find compensations for betraying their trust, which, to any
but minds animated and guided by superior virtue, may appear to exceed the proportion of interest they have
in the common stock, and to overbalance the obligations of duty. Hence it is that history furnishes us with so
many mortifying examples of the prevalency of foreign corruption in republican governments. How much
this contributed to the ruin of the ancient commonwealths has been already delineated. It is well known that
the deputies of the United Provinces have, in various instances, been purchased by the emissaries of the
neighboring kingdoms. The Earl of Chesterfield (if my memory serves me right), in a letter to his court,
intimates that his success in an important negotiation must depend on his obtaining a major's commission for
one of those deputies. And in Sweden the parties were alternately bought by France and England in so
barefaced and notorious a manner that it excited universal disgust in the nation, and was a principal cause that
the most limited monarch in Europe, in a single day, without tumult, violence, or opposition, became one of
the most absolute and uncontrolled.
A circumstance which crowns the defects of the Confederation remains yet to be mentioned, the want of a
judiciary power. Laws are a dead letter without courts to expound and define their true meaning and
operation. The treaties of the United States, to have any force at all, must be considered as part of the law of
the land.
Their true import, as far as respects individuals, must, like all other laws, be ascertained by judicial
determinations. To produce uniformity in these determinations, they ought to be submitted, in the last resort,
to one SUPREME TRIBUNAL. And this tribunal ought to be instituted under the same authority which
forms the treaties themselves. These ingredients are both indispensable. If there is in each State a court of
final jurisdiction, there may be as many different final determinations on the same point as there are courts.
There are endless diversities in the opinions of men. We often see not only different courts but the judges of
the came court differing from each other. To avoid the confusion which would unavoidably result from the
contradictory decisions of a number of independent judicatories, all nations have found it necessary to
establish one court paramount to the rest, possessing a general superintendence, and authorized to settle and
declare in the last resort a uniform rule of civil justice.
This is the more necessary where the frame of the government is so compounded that the laws of the whole
are in danger of being contravened by the laws of the parts. In this case, if the particular tribunals are invested
with a right of ultimate jurisdiction, besides the contradictions to be expected from difference of opinion,
there will be much to fear from the bias of local views and prejudices, and from the interference of local
regulations. As often as such an interference was to happen, there would be reason to apprehend that the
provisions of the particular laws might be preferred to those of the general laws; for nothing is more natural
to men in office than to look with peculiar deference towards that authority to which they owe their official
existence. The treaties of the United States, under the present Constitution, are liable to the infractions of
thirteen different legislatures, and as many different courts of final jurisdiction, acting under the authority of
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those legislatures. The faith, the reputation, the peace of the whole Union, are thus continually at the mercy of
the prejudices, the passions, and the interests of every member of which it is composed. Is it possible that
foreign nations can either respect or confide in such a government? Is it possible that the people of America
will longer consent to trust their honor, their happiness, their safety, on so precarious a foundation? In this
review of the Confederation, I have confined myself to the exhibition of its most material defects; passing
over those imperfections in its details by which even a great part of the power intended to be conferred upon
it has been in a great measure rendered abortive. It must be by this time evident to all men of reflection, who
can divest themselves of the prepossessions of preconceived opinions, that it is a system so radically vicious
and unsound, as to admit not of amendment but by an entire change in its leading features and characters.
The organization of Congress is itself utterly improper for the exercise of those powers which are necessary
to be deposited in the Union. A single assembly may be a proper receptacle of those slender, or rather
fettered, authorities, which have been heretofore delegated to the federal head; but it would be inconsistent
with all the principles of good government, to intrust it with those additional powers which, even the
moderate and more rational adversaries of the proposed Constitution admit, ought to reside in the United
States. If that plan should not be adopted, and if the necessity of the Union should be able to withstand the
ambitious aims of those men who may indulge magnificent schemes of personal aggrandizement from its
dissolution, the probability would be, that we should run into the project of conferring supplementary powers
upon Congress, as they are now constituted; and either the machine, from the intrinsic feebleness of its
structure, will moulder into pieces, in spite of our illjudged efforts to prop it; or, by successive
augmentations of its force an energy, as necessity might prompt, we shall finally accumulate, in a single
body, all the most important prerogatives of sovereignty, and thus entail upon our posterity one of the most
execrable forms of government that human infatuation ever contrived. Thus, we should create in reality that
very tyranny which the adversaries of the new Constitution either are, or affect to be, solicitous to avert.
It has not a little contributed to the infirmities of the existing federal system, that it never had a ratification by
the PEOPLE. Resting on no better foundation than the consent of the several legislatures, it has been exposed
to frequent and intricate questions concerning the validity of its powers, and has, in some instances, given
birth to the enormous doctrine of a right of legislative repeal. Owing its ratification to the law of a State, it
has been contended that the same authority might repeal the law by which it was ratified. However gross a
heresy it may be to maintain that a PARTY to a COMPACT has a right to revoke that COMPACT, the
doctrine itself has had respectable advocates. The possibility of a question of this nature proves the necessity
of laying the foundations of our national government deeper than in the mere sanction of delegated authority.
The fabric of American empire ought to rest on the solid basis of THE CONSENT OF THE PEOPLE. The
streams of national power ought to flow immediately from that pure, original fountain of all legitimate
authority.
PUBLIUS.
FNA1@1 This, as nearly as I can recollect, was the sense of his speech on introducing the last bill.
FNA1@2 Encyclopedia, article ``Empire.'' FNA1@3 New Hampshire, Rhode Island, New Jersey,
Delaware, Georgia, South Carolina, and Maryland are a majority of the whole number of the States, but they
do not contain one third of the people.
FNA1@4 Add New York and Connecticut to the foregoing seven, and they will be less than a majority.
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FEDERALIST No. 23 The Necessity of a Government as Energetic as the One
Proposed to the Preservation of the Union From the New York Packet.
Tuesday, December 18, 1787.
HAMILTON
To the People of the State of New York:
THE necessity of a Constitution, at least equally energetic with the one proposed, to the preservation of the
Union, is the point at the examination of which we are now arrived.
This inquiry will naturally divide itself into three branches the objects to be provided for by the federal
government, the quantity of power necessary to the accomplishment of those objects, the persons upon whom
that power ought to operate. Its distribution and organization will more properly claim our attention under the
succeeding head.
The principal purposes to be answered by union are these the common defense of the members; the
preservation of the public peace as well against internal convulsions as external attacks; the regulation of
commerce with other nations and between the States; the superintendence of our intercourse, political and
commercial, with foreign countries.
The authorities essential to the common defense are these: to raise armies; to build and equip fleets; to
prescribe rules for the government of both; to direct their operations; to provide for their support. These
powers ought to exist without limitation, BECAUSE IT IS IMPOSSIBLE TO FORESEE OR DEFINE THE
EXTENT AND VARIETY OF NATIONAL EXIGENCIES, OR THE CORRESPONDENT EXTENT AND
VARIETY OF THE MEANS WHICH MAY BE NECESSARY TO SATISFY THEM. The circumstances
that endanger the safety of nations are infinite, and for this reason no constitutional shackles can wisely be
imposed on the power to which the care of it is committed. This power ought to be coextensive with all the
possible combinations of such circumstances; and ought to be under the direction of the same councils which
are appointed to preside over the common defense.
This is one of those truths which, to a correct and unprejudiced mind, carries its own evidence along with it;
and may be obscured, but cannot be made plainer by argument or reasoning. It rests upon axioms as simple as
they are universal; the MEANS ought to be proportioned to the END; the persons, from whose agency the
attainment of any END is expected, ought to possess the MEANS by which it is to be attained.
Whether there ought to be a federal government intrusted with the care of the common defense, is a question
in the first instance, open for discussion; but the moment it is decided in the affirmative, it will follow, that
that government ought to be clothed with all the powers requisite to complete execution of its trust. And
unless it can be shown that the circumstances which may affect the public safety are reducible within certain
determinate limits; unless the contrary of this position can be fairly and rationally disputed, it must be
admitted, as a necessary consequence, that there can be no limitation of that authority which is to provide for
the defense and protection of the community, in any matter essential to its efficacy that is, in any matter
essential to the FORMATION, DIRECTION, or SUPPORT of the NATIONAL FORCES.
Defective as the present Confederation has been proved to be, this principle appears to have been fully
recognized by the framers of it; though they have not made proper or adequate provision for its exercise.
Congress have an unlimited discretion to make requisitions of men and money; to govern the army and navy;
to direct their operations. As their requisitions are made constitutionally binding upon the States, who are in
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fact under the most solemn obligations to furnish the supplies required of them, the intention evidently was
that the United States should command whatever resources were by them judged requisite to the ``common
defense and general welfare.'' It was presumed that a sense of their true interests, and a regard to the dictates
of good faith, would be found sufficient pledges for the punctual performance of the duty of the members to
the federal head.
The experiment has, however, demonstrated that this expectation was illfounded and illusory; and the
observations, made under the last head, will, I imagine, have sufficed to convince the impartial and
discerning, that there is an absolute necessity for an entire change in the first principles of the system; that if
we are in earnest about giving the Union energy and duration, we must abandon the vain project of legislating
upon the States in their collective capacities; we must extend the laws of the federal government to the
individual citizens of America; we must discard the fallacious scheme of quotas and requisitions, as equally
impracticable and unjust. The result from all this is that the Union ought to be invested with full power to
levy troops; to build and equip fleets; and to raise the revenues which will be required for the formation and
support of an army and navy, in the customary and ordinary modes practiced in other governments.
If the circumstances of our country are such as to demand a compound instead of a simple, a confederate
instead of a sole, government, the essential point which will remain to be adjusted will be to discriminate the
OBJECTS, as far as it can be done, which shall appertain to the different provinces or departments of power;
allowing to each the most ample authority for fulfilling the objects committed to its charge. Shall the Union
be constituted the guardian of the common safety? Are fleets and armies and revenues necessary to this
purpose? The government of the Union must be empowered to pass all laws, and to make all regulations
which have relation to them. The same must be the case in respect to commerce, and to every other matter to
which its jurisdiction is permitted to extend. Is the administration of justice between the citizens of the same
State the proper department of the local governments? These must possess all the authorities which are
connected with this object, and with every other that may be allotted to their particular cognizance and
direction. Not to confer in each case a degree of power commensurate to the end, would be to violate the
most obvious rules of prudence and propriety, and improvidently to trust the great interests of the nation to
hands which are disabled from managing them with vigor and success.
Who is likely to make suitable provisions for the public defense, as that body to which the guardianship of
the public safety is confided; which, as the centre of information, will best understand the extent and urgency
of the dangers that threaten; as the representative of the WHOLE, will feel itself most deeply interested in the
preservation of every part; which, from the responsibility implied in the duty assigned to it, will be most
sensibly impressed with the necessity of proper exertions; and which, by the extension of its authority
throughout the States, can alone establish uniformity and concert in the plans and measures by which the
common safety is to be secured? Is there not a manifest inconsistency in devolving upon the federal
government the care of the general defense, and leaving in the State governments the EFFECTIVE powers by
which it is to be provided for? Is not a want of cooperation the infallible consequence of such a system?
And will not weakness, disorder, an undue distribution of the burdens and calamities of war, an unnecessary
and intolerable increase of expense, be its natural and inevitable concomitants? Have we not had unequivocal
experience of its effects in the course of the revolution which we have just accomplished? Every view we
may take of the subject, as candid inquirers after truth, will serve to convince us, that it is both unwise and
dangerous to deny the federal government an unconfined authority, as to all those objects which are intrusted
to its management. It will indeed deserve the most vigilant and careful attention of the people, to see that it be
modeled in such a manner as to admit of its being safely vested with the requisite powers. If any plan which
has been, or may be, offered to our consideration, should not, upon a dispassionate inspection, be found to
answer this description, it ought to be rejected. A government, the constitution of which renders it unfit to be
trusted with all the powers which a free people OUGHT TO DELEGATE TO ANY GOVERNMENT, would
be an unsafe and improper depositary of the NATIONAL INTERESTS.
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Wherever THESE can with propriety be confided, the coincident powers may safely accompany them. This is
the true result of all just reasoning upon the subject. And the adversaries of the plan promulgated by the
convention ought to have confined themselves to showing, that the internal structure of the proposed
government was such as to render it unworthy of the confidence of the people. They ought not to have
wandered into inflammatory declamations and unmeaning cavils about the extent of the powers. The
POWERS are not too extensive for the OBJECTS of federal administration, or, in other words, for the
management of our NATIONAL INTERESTS; nor can any satisfactory argument be framed to show that
they are chargeable with such an excess. If it be true, as has been insinuated by some of the writers on the
other side, that the difficulty arises from the nature of the thing, and that the extent of the country will not
permit us to form a government in which such ample powers can safely be reposed, it would prove that we
ought to contract our views, and resort to the expedient of separate confederacies, which will move within
more practicable spheres. For the absurdity must continually stare us in the face of confiding to a government
the direction of the most essential national interests, without daring to trust it to the authorities which are
indispensible to their proper and efficient management. Let us not attempt to reconcile contradictions, but
firmly embrace a rational alternative.
I trust, however, that the impracticability of one general system cannot be shown. I am greatly mistaken, if
any thing of weight has yet been advanced of this tendency; and I flatter myself, that the observations which
have been made in the course of these papers have served to place the reverse of that position in as clear a
light as any matter still in the womb of time and experience can be susceptible of. This, at all events, must be
evident, that the very difficulty itself, drawn from the extent of the country, is the strongest argument in favor
of an energetic government; for any other can certainly never preserve the Union of so large an empire.
If we embrace the tenets of those who oppose the adoption of the proposed Constitution, as the standard of
our political creed, we cannot fail to verify the gloomy doctrines which predict the impracticability of a
national system pervading entire limits of the present Confederacy.
PUBLIUS.
FEDERALIST No. 24 The Powers Necessary to the Common Defense Further
Considered For the Independent Journal.
HAMILTON
To the People of the State of New York:
To THE powers proposed to be conferred upon the federal government, in respect to the creation and
direction of the national forces, I have met with but one specific objection, which, if I understand it right, is
this, that proper provision has not been made against the existence of standing armies in time of peace; an
objection which, I shall now endeavor to show, rests on weak and unsubstantial foundations.
It has indeed been brought forward in the most vague and general form, supported only by bold assertions,
without the appearance of argument; without even the sanction of theoretical opinions; in contradiction to the
practice of other free nations, and to the general sense of America, as expressed in most of the existing
constitutions. The proprietory of this remark will appear, the moment it is recollected that the objection under
consideration turns upon a supposed necessity of restraining the LEGISLATIVE authority of the nation, in
the article of military establishments; a principle unheard of, except in one or two of our State constitutions,
and rejected in all the rest.
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A stranger to our politics, who was to read our newspapers at the present juncture, without having previously
inspected the plan reported by the convention, would be naturally led to one of two conclusions: either that it
contained a positive injunction, that standing armies should be kept up in time of peace; or that it vested in
the EXECUTIVE the whole power of levying troops, without subjecting his discretion, in any shape, to the
control of the legislature.
If he came afterwards to peruse the plan itself, he would be surprised to discover, that neither the one nor the
other was the case; that the whole power of raising armies was lodged in the LEGISLATURE, not in the
EXECUTIVE; that this legislature was to be a popular body, consisting of the representatives of the people
periodically elected; and that instead of the provision he had supposed in favor of standing armies, there was
to be found, in respect to this object, an important qualification even of the legislative discretion, in that
clause which forbids the appropriation of money for the support of an army for any longer period than two
years a precaution which, upon a nearer view of it, will appear to be a great and real security against the
keeping up of troops without evident necessity.
Disappointed in his first surmise, the person I have supposed would be apt to pursue his conjectures a little
further. He would naturally say to himself, it is impossible that all this vehement and pathetic declamation
can be without some colorable pretext. It must needs be that this people, so jealous of their liberties, have, in
all the preceding models of the constitutions which they have established, inserted the most precise and rigid
precautions on this point, the omission of which, in the new plan, has given birth to all this apprehension and
clamor.
If, under this impression, he proceeded to pass in review the several State constitutions, how great would be
his disappointment to find that TWO ONLY of them [1] contained an interdiction of standing armies in time
of peace; that the other eleven had either observed a profound silence on the subject, or had in express terms
admitted the right of the Legislature to authorize their existence.
Still, however he would be persuaded that there must be some plausible foundation for the cry raised on this
head. He would never be able to imagine, while any source of information remained unexplored, that it was
nothing more than an experiment upon the public credulity, dictated either by a deliberate intention to
deceive, or by the overflowings of a zeal too intemperate to be ingenuous. It would probably occur to him,
that he would be likely to find the precautions he was in search of in the primitive compact between the
States. Here, at length, he would expect to meet with a solution of the enigma. No doubt, he would observe to
himself, the existing Confederation must contain the most explicit provisions against military establishments
in time of peace; and a departure from this model, in a favorite point, has occasioned the discontent which
appears to influence these political champions.
If he should now apply himself to a careful and critical survey of the articles of Confederation, his
astonishment would not only be increased, but would acquire a mixture of indignation, at the unexpected
discovery, that these articles, instead of containing the prohibition he looked for, and though they had, with
jealous circumspection, restricted the authority of the State legislatures in this particular, had not imposed a
single restraint on that of the United States. If he happened to be a man of quick sensibility, or ardent temper,
he could now no longer refrain from regarding these clamors as the dishonest artifices of a sinister and
unprincipled opposition to a plan which ought at least to receive a fair and candid examination from all
sincere lovers of their country! How else, he would say, could the authors of them have been tempted to vent
such loud censures upon that plan, about a point in which it seems to have conformed itself to the general
sense of America as declared in its different forms of government, and in which it has even superadded a new
and powerful guard unknown to any of them? If, on the contrary, he happened to be a man of calm and
dispassionate feelings, he would indulge a sigh for the frailty of human nature, and would lament, that in a
matter so interesting to the happiness of millions, the true merits of the question should be perplexed and
entangled by expedients so unfriendly to an impartial and right determination. Even such a man could hardly
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forbear remarking, that a conduct of this kind has too much the appearance of an intention to mislead the
people by alarming their passions, rather than to convince them by arguments addressed to their
understandings.
But however little this objection may be countenanced, even by precedents among ourselves, it may be
satisfactory to take a nearer view of its intrinsic merits. From a close examination it will appear that restraints
upon the discretion of the legislature in respect to military establishments in time of peace, would be
improper to be imposed, and if imposed, from the necessities of society, would be unlikely to be observed.
Though a wide ocean separates the United States from Europe, yet there are various considerations that warn
us against an excess of confidence or security. On one side of us, and stretching far into our rear, are growing
settlements subject to the dominion of Britain.
On the other side, and extending to meet the British settlements, are colonies and establishments subject to
the dominion of Spain.
This situation and the vicinity of the West India Islands, belonging to these two powers create between them,
in respect to their American possessions and in relation to us, a common interest.
The savage tribes on our Western frontier ought to be regarded as our natural enemies, their natural allies,
because they have most to fear from us, and most to hope from them. The improvements in the art of
navigation have, as to the facility of communication, rendered distant nations, in a great measure, neighbors.
Britain and Spain are among the principal maritime powers of Europe. A future concert of views between
these nations ought not to be regarded as improbable. The increasing remoteness of consanguinity is every
day diminishing the force of the family compact between France and Spain. And politicians have ever with
great reason considered the ties of blood as feeble and precarious links of political connection. These
circumstances combined, admonish us not to be too sanguine in considering ourselves as entirely out of the
reach of danger.
Previous to the Revolution, and ever since the peace, there has been a constant necessity for keeping small
garrisons on our Western frontier. No person can doubt that these will continue to be indispensable, if it
should only be against the ravages and depredations of the Indians. These garrisons must either be furnished
by occasional detachments from the militia, or by permanent corps in the pay of the government. The first is
impracticable; and if practicable, would be pernicious. The militia would not long, if at all, submit to be
dragged from their occupations and families to perform that most disagreeable duty in times of profound
peace. And if they could be prevailed upon or compelled to do it, the increased expense of a frequent rotation
of service, and the loss of labor and disconcertion of the industrious pursuits of individuals, would form
conclusive objections to the scheme. It would be as burdensome and injurious to the public as ruinous to
private citizens. The latter resource of permanent corps in the pay of the government amounts to a standing
army in time of peace; a small one, indeed, but not the less real for being small.
Here is a simple view of the subject, that shows us at once the impropriety of a constitutional interdiction of
such establishments, and the necessity of leaving the matter to the discretion and prudence of the legislature.
In proportion to our increase in strength, it is probable, nay, it may be said certain, that Britain and Spain
would augment their military establishments in our neighborhood. If we should not be willing to be exposed,
in a naked and defenseless condition, to their insults and encroachments, we should find it expedient to
increase our frontier garrisons in some ratio to the force by which our Western settlements might be annoyed.
There are, and will be, particular posts, the possession of which will include the command of large districts of
territory, and facilitate future invasions of the remainder. It may be added that some of those posts will be
keys to the trade with the Indian nations. Can any man think it would be wise to leave such posts in a
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situation to be at any instant seized by one or the other of two neighboring and formidable powers? To act
this part would be to desert all the usual maxims of prudence and policy.
If we mean to be a commercial people, or even to be secure on our Atlantic side, we must endeavor, as soon
as possible, to have a navy. To this purpose there must be dockyards and arsenals; and for the defense of
these, fortifications, and probably garrisons.
When a nation has become so powerful by sea that it can protect its dockyards by its fleets, this supersedes
the necessity of garrisons for that purpose; but where naval establishments are in their infancy, moderate
garrisons will, in all likelihood, be found an indispensable security against descents for the destruction of the
arsenals and dockyards, and sometimes of the fleet itself.
PUBLIUS.
FNA1@1 This statement of the matter is taken from the printed collection of State constitutions.
Pennsylvania and North Carolina are the two which contain the interdiction in these words: ``As standing
armies in time of peace are dangerous to liberty, THEY OUGHT NOT to be kept up.'' This is, in truth, rather
a CAUTION than a PROHIBITION. New Hampshire, Massachusetts, Delaware, and Maryland have, in each
of their bils of rights, a clause to this effect: ``Standing armies are dangerous to liberty, and ought not to be
raised or kept up WITHOUT THE CONSENT OF THE LEGISLATURE''; which is a formal admission of
the authority of the Legislature. New York has no bills of rights, and her constitution says not a word about
the matter. No bills of rights appear annexed to the constitutions of the other States, except the foregoing, and
their constitutions are equally silent. I am told, however that one or two States have bills of rights which do
not appear in this collection; but that those also recognize the right of the legislative authority in this respect.
FEDERALIST No. 25 The Same Subject Continued (The Powers Necessary to
the Common Defense Further Considered) From the New York Packet.
Friday, December 21, 1787.
HAMILTON
To the People of the State of New York:
IT MAY perhaps be urged that the objects enumerated in the preceding number ought to be provided for by
the State governments, under the direction of the Union. But this would be, in reality, an inversion of the
primary principle of our political association, as it would in practice transfer the care of the common defense
from the federal head to the individual members: a project oppressive to some States, dangerous to all, and
baneful to the Confederacy.
The territories of Britain, Spain, and of the Indian nations in our neighborhood do not border on particular
States, but encircle the Union from Maine to Georgia. The danger, though in different degrees, is therefore
common. And the means of guarding against it ought, in like manner, to be the objects of common councils
and of a common treasury. It happens that some States, from local situation, are more directly exposed. New
York is of this class. Upon the plan of separate provisions, New York would have to sustain the whole weight
of the establishments requisite to her immediate safety, and to the mediate or ultimate protection of her
neighbors.
This would neither be equitable as it respected New York nor safe as it respected the other States. Various
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inconveniences would attend such a system. The States, to whose lot it might fall to support the necessary
establishments, would be as little able as willing, for a considerable time to come, to bear the burden of
competent provisions. The security of all would thus be subjected to the parsimony, improvidence, or
inability of a part. If the resources of such part becoming more abundant and extensive, its provisions should
be proportionally enlarged, the other States would quickly take the alarm at seeing the whole military force of
the Union in the hands of two or three of its members, and those probably amongst the most powerful. They
would each choose to have some counterpoise, and pretenses could easily be contrived. In this situation,
military establishments, nourished by mutual jealousy, would be apt to swell beyond their natural or proper
size; and being at the separate disposal of the members, they would be engines for the abridgment or
demolition of the national authcrity.
Reasons have been already given to induce a supposition that the State governments will too naturally be
prone to a rivalship with that of the Union, the foundation of which will be the love of power; and that in any
contest between the federal head and one of its members the people will be most apt to unite with their local
government. If, in addition to this immense advantage, the ambition of the members should be stimulated by
the separate and independent possession of military forces, it would afford too strong a temptation and too
great a facility to them to make enterprises upon, and finally to subvert, the constitutional authority of the
Union. On the other hand, the liberty of the people would be less safe in this state of things than in that which
left the national forces in the hands of the national government. As far as an army may be considered as a
dangerous weapon of power, it had better be in those hands of which the people are most likely to be jealous
than in those of which they are least likely to be jealous. For it is a truth, which the experience of ages has
attested, that the people are always most in danger when the means of injuring their rights are in the
possession of those of whom they entertain the least suspicion.
The framers of the existing Confederation, fully aware of the danger to the Union from the separate
possession of military forces by the States, have, in express terms, prohibited them from having either ships
or troops, unless with the consent of Congress. The truth is, that the existence of a federal government and
military establishments under State authority are not less at variance with each other than a due supply of the
federal treasury and the system of quotas and requisitions.
There are other lights besides those already taken notice of, in which the impropriety of restraints on the
discretion of the national legislature will be equally manifest. The design of the objection, which has been
mentioned, is to preclude standing armies in time of peace, though we have never been informed how far it is
designed the prohibition should extend; whether to raising armies as well as to KEEPING THEM UP in a
season of tranquillity or not.
If it be confined to the latter it will have no precise signification, and it will be ineffectual for the purpose
intended.
When armies are once raised what shall be denominated ``keeping them up,'' contrary to the sense of the
Constitution? What time shall be requisite to ascertain the violation? Shall it be a week, a month, a year? Or
shall we say they may be continued as long as the danger which occasioned their being raised continues? This
would be to admit that they might be kept up IN TIME OF PEACE, against threatening or impending danger,
which would be at once to deviate from the literal meaning of the prohibition, and to introduce an extensive
latitude of construction. Who shall judge of the continuance of the danger? This must undoubtedly be
submitted to the national government, and the matter would then be brought to this issue, that the national
government, to provide against apprehended danger, might in the first instance raise troops, and might
afterwards keep them on foot as long as they supposed the peace or safety of the community was in any
degree of jeopardy. It is easy to perceive that a discretion so latitudinary as this would afford ample room for
eluding the force of the provision.
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The supposed utility of a provision of this kind can only be founded on the supposed probability, or at least
possibility, of a combination between the executive and the legislative, in some scheme of usurpation. Should
this at any time happen, how easy would it be to fabricate pretenses of approaching danger! Indian hostilities,
instigated by Spain or Britain, would always be at hand.
Provocations to produce the desired appearances might even be given to some foreign power, and appeased
again by timely concessions. If we can reasonably presume such a combination to have been formed, and that
the enterprise is warranted by a sufficient prospect of success, the army, when once raised, from whatever
cause, or on whatever pretext, may be applied to the execution of the project.
If, to obviate this consequence, it should be resolved to extend the prohibition to the RAISING of armies in
time of peace, the United States would then exhibit the most extraordinary spectacle which the world has yet
seen, that of a nation incapacitated by its Constitution to prepare for defense, before it was actually invaded.
As the ceremony of a formal denunciation of war has of late fallen into disuse, the presence of an enemy
within our territories must be waited for, as the legal warrant to the government to begin its levies of men for
the protection of the State. We must receive the blow, before we could even prepare to return it. All that kind
of policy by which nations anticipate distant danger, and meet the gathering storm, must be abstained from,
as contrary to the genuine maxims of a free government. We must expose our property and liberty to the
mercy of foreign invaders, and invite them by our weakness to seize the naked and defenseless prey, because
we are afraid that rulers, created by our choice, dependent on our will, might endanger that liberty, by an
abuse of the means necessary to its preservation.
Here I expect we shall be told that the militia of the country is its natural bulwark, and would be at all times
equal to the national defense. This doctrine, in substance, had like to have lost us our independence. It cost
millions to the United States that might have been saved. The facts which, from our own experience, forbid a
reliance of this kind, are too recent to permit us to be the dupes of such a suggestion. The steady operations of
war against a regular and disciplined army can only be successfully conducted by a force of the same kind.
Considerations of economy, not less than of stability and vigor, confirm this position. The American militia,
in the course of the late war, have, by their valor on numerous occasions, erected eternal monuments to their
fame; but the bravest of them feel and know that the liberty of their country could not have been established
by their efforts alone, however great and valuable they were. War, like most other things, is a science to be
acquired and perfected by diligence, by perserverance, by time, and by practice.
All violent policy, as it is contrary to the natural and experienced course of human affairs, defeats itself.
Pennsylvania, at this instant, affords an example of the truth of this remark.
The Bill of Rights of that State declares that standing armies are dangerous to liberty, and ought not to be
kept up in time of peace.
Pennsylvania, nevertheless, in a time of profound peace, from the existence of partial disorders in one or two
of her counties, has resolved to raise a body of troops; and in all probability will keep them up as long as
there is any appearance of danger to the public peace. The conduct of Massachusetts affords a lesson on the
same subject, though on different ground. That State (without waiting for the sanction of Congress, as the
articles of the Confederation require) was compelled to raise troops to quell a domestic insurrection, and still
keeps a corps in pay to prevent a revival of the spirit of revolt. The particular constitution of Massachusetts
opposed no obstacle to the measure; but the instance is still of use to instruct us that cases are likely to occur
under our government, as well as under those of other nations, which will sometimes render a military force
in time of peace essential to the security of the society, and that it is therefore improper in this respect to
control the legislative discretion. It also teaches us, in its application to the United States, how little the rights
of a feeble government are likely to be respected, even by its own constituents. And it teaches us, in addition
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to the rest, how unequal parchment provisions are to a struggle with public necessity .
It was a fundamental maxim of the Lacedaemonian commonwealth, that the post of admiral should not be
conferred twice on the same person. The Peloponnesian confederates, having suffered a severe defeat at sea
from the Athenians, demanded Lysander, who had before served with success in that capacity, to command
the combined fleets.
The Lacedaemonians, to gratify their allies, and yet preserve the semblance of an adherence to their ancient
institutions, had recourse to the flimsy subterfuge of investing Lysander with the real power of admiral, under
the nominal title of viceadmiral.
This instance is selected from among a multitude that might be cited to confirm the truth already advanced
and illustrated by domestic examples; which is, that nations pay little regard to rules and maxims calculated
in their very nature to run counter to the necessities of society. Wise politicians will be cautious about
fettering the government with restrictions that cannot be observed, because they know that every breach of
the fundamental laws, though dictated by necessity, impairs that sacred reverence which ought to be
maintained in the breast of rulers towards the constitution of a country, and forms a precedent for other
breaches where the same plea of necessity does not exist at all, or is less urgent and palpable.
PUBLIUS.
FEDERALIST No. 26 The Idea of Restraining the Legislative Authority in
Regard to the Common Defense Considered For the Independent Journal.
HAMILTON
To the People of the State of New York:
IT WAS a thing hardly to be expected that in a popular revolution the minds of men should stop at that happy
mean which marks the salutary boundary between POWER and PRIVILEGE, and combines the energy of
government with the security of private rights. A failure in this delicate and important point is the great
source of the inconveniences we experience, and if we are not cautious to avoid a repetition of the error, in
our future attempts to rectify and ameliorate our system, we may travel from one chimerical project to
another; we may try change after change; but we shall never be likely to make any material change for the
better.
The idea of restraining the legislative authority, in the means of providing for the national defense, is one of
those refinements which owe their origin to a zeal for liberty more ardent than enlightened. We have seen,
however, that it has not had thus far an extensive prevalency; that even in this country, where it made its first
appearance, Pennsylvania and North Carolina are the only two States by which it has been in any degree
patronized; and that all the others have refused to give it the least countenance; wisely judging that
confidence must be placed somewhere; that the necessity of doing it, is implied in the very act of delegating
power; and that it is better to hazard the abuse of that confidence than to embarrass the government and
endanger the public safety by impolitic restrictions on the legislative authority. The opponents of the
proposed Constitution combat, in this respect, the general decision of America; and instead of being taught by
experience the propriety of correcting any extremes into which we may have heretofore run, they appear
disposed to conduct us into others still more dangerous, and more extravagant. As if the tone of government
had been found too high, or too rigid, the doctrines they teach are calculated to induce us to depress or to
relax it, by expedients which, upon other occasions, have been condemned or forborne. It may be affirmed
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without the imputation of invective, that if the principles they inculcate, on various points, could so far obtain
as to become the popular creed, they would utterly unfit the people of this country for any species of
government whatever. But a danger of this kind is not to be apprehended. The citizens of America have too
much discernment to be argued into anarchy. And I am much mistaken, if experience has not wrought a deep
and solemn conviction in the public mind, that greater energy of government is essential to the welfare and
prosperity of the community.
It may not be amiss in this place concisely to remark the origin and progress of the idea, which aims at the
exclusion of military establishments in time of peace. Though in speculative minds it may arise from a
contemplation of the nature and tendency of such institutions, fortified by the events that have happened in
other ages and countries, yet as a national sentiment, it must be traced to those habits of thinking which we
derive from the nation from whom the inhabitants of these States have in general sprung.
In England, for a long time after the Norman Conquest, the authority of the monarch was almost unlimited.
Inroads were gradually made upon the prerogative, in favor of liberty, first by the barons, and afterwards by
the people, till the greatest part of its most formidable pretensions became extinct. But it was not till the
revolution in 1688, which elevated the Prince of Orange to the throne of Great Britain, that English liberty
was completely triumphant. As incident to the undefined power of making war, an acknowledged prerogative
of the crown, Charles II. had, by his own authority, kept on foot in time of peace a body of 5,000 regular
troops. And this number James II. increased to 30,000; who were paid out of his civil list. At the revolution,
to abolish the exercise of so dangerous an authority, it became an article of the Bill of Rights then framed,
that ``the raising or keeping a standing army within the kingdom in time of peace, UNLESS WITH THE
CONSENT OF PARLIAMENT, was against law.'' In that kingdom, when the pulse of liberty was at its
highest pitch, no security against the danger of standing armies was thought requisite, beyond a prohibition of
their being raised or kept up by the mere authority of the executive magistrate. The patriots, who effected that
memorable revolution, were too temperate, too wellinformed, to think of any restraint on the legislative
discretion. They were aware that a certain number of troops for guards and garrisons were indispensable; that
no precise bounds could be set to the national exigencies; that a power equal to every possible contingency
must exist somewhere in the government: and that when they referred the exercise of that power to the
judgment of the legislature, they had arrived at the ultimate point of precaution which was reconcilable with
the safety of the community.
From the same source, the people of America may be said to have derived an hereditary impression of danger
to liberty, from standing armies in time of peace. The circumstances of a revolution quickened the public
sensibility on every point connected with the security of popular rights, and in some instances raise the
warmth of our zeal beyond the degree which consisted with the due temperature of the body politic. The
attempts of two of the States to restrict the authority of the legislature in the article of military establishments,
are of the number of these instances. The principles which had taught us to be jealous of the power of an
hereditary monarch were by an injudicious excess extended to the representatives of the people in their
popular assemblies. Even in some of the States, where this error was not adopted, we find unnecessary
declarations that standing armies ought not to be kept up, in time of peace, WITHOUT THE CONSENT OF
THE LEGISLATURE. I call them unnecessary, because the reason which had introduced a similar provision
into the English Bill of Rights is not applicable to any of the State constitutions. The power of raising armies
at all, under those constitutions, can by no construction be deemed to reside anywhere else, than in the
legislatures themselves; and it was superfluous, if not absurd, to declare that a matter should not be done
without the consent of a body, which alone had the power of doing it. Accordingly, in some of these
constitutions, and among others, in that of this State of New York, which has been justly celebrated, both in
Europe and America, as one of the best of the forms of government established in this country, there is a total
silence upon the subject.
It is remarkable, that even in the two States which seem to have meditated an interdiction of military
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establishments in time of peace, the mode of expression made use of is rather cautionary than prohibitory. It
is not said, that standing armies SHALL NOT BE kept up, but that they OUGHT NOT to be kept up, in time
of peace. This ambiguity of terms appears to have been the result of a conflict between jealousy and
conviction; between the desire of excluding such establishments at all events, and the persuasion that an
absolute exclusion would be unwise and unsafe.
Can it be doubted that such a provision, whenever the situation of public affairs was understood to require a
departure from it, would be interpreted by the legislature into a mere admonition, and would be made to yield
to the necessities or supposed necessities of the State? Let the fact already mentioned, with respect to
Pennsylvania, decide. What then (it may be asked) is the use of such a provision, if it cease to operate the
moment there is an inclination to disregard it? Let us examine whether there be any comparison, in point of
efficacy, between the provision alluded to and that which is contained in the new Constitution, for restraining
the appropriations of money for military purposes to the period of two years. The former, by aiming at too
much, is calculated to effect nothing; the latter, by steering clear of an imprudent extreme, and by being
perfectly compatible with a proper provision for the exigencies of the nation, will have a salutary and
powerful operation.
The legislature of the United States will be OBLIGED, by this provision, once at least in every two years, to
deliberate upon the propriety of keeping a military force on foot; to come to a new resolution on the point;
and to declare their sense of the matter, by a formal vote in the face of their constituents. They are not AT
LIBERTY to vest in the executive department permanent funds for the support of an army, if they were even
incautious enough to be willing to repose in it so improper a confidence. As the spirit of party, in different
degrees, must be expected to infect all political bodies, there will be, no doubt, persons in the national
legislature willing enough to arraign the measures and criminate the views of the majority. The provision for
the support of a military force will always be a favorable topic for declamation. As often as the question
comes forward, the public attention will be roused and attracted to the subject, by the party in opposition; and
if the majority should be really disposed to exceed the proper limits, the community will be warned of the
danger, and will have an opportunity of taking measures to guard against it. Independent of parties in the
national legislature itself, as often as the period of discussion arrived, the State legislatures, who will always
be not only vigilant but suspicious and jealous guardians of the rights of the citizens against encroachments
from the federal government, will constantly have their attention awake to the conduct of the national rulers,
and will be ready enough, if any thing improper appears, to sound the alarm to the people, and not only to be
the VOICE, but, if necessary, the ARM of their discontent.
Schemes to subvert the liberties of a great community REQUIRE TIME to mature them for execution. An
army, so large as seriously to menace those liberties, could only be formed by progressive augmentations;
which would suppose, not merely a temporary combination between the legislature and executive, but a
continued conspiracy for a series of time. Is it probable that such a combination would exist at all? Is it
probable that it would be persevered in, and transmitted along through all the successive variations in a
representative body, which biennial elections would naturally produce in both houses? Is it presumable, that
every man, the instant he took his seat in the national Senate or House of Representatives, would commence a
traitor to his constituents and to his country? Can it be supposed that there would not be found one man,
discerning enough to detect so atrocious a conspiracy, or bold or honest enough to apprise his constituents of
their danger? If such presumptions can fairly be made, there ought at once to be an end of all delegated
authority. The people should resolve to recall all the powers they have heretofore parted with out of their own
hands, and to divide themselves into as many States as there are counties, in order that they may be able to
manage their own concerns in person.
If such suppositions could even be reasonably made, still the concealment of the design, for any duration,
would be impracticable.
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It would be announced, by the very circumstance of augmenting the army to so great an extent in time of
profound peace. What colorable reason could be assigned, in a country so situated, for such vast
augmentations of the military force? It is impossible that the people could be long deceived; and the
destruction of the project, and of the projectors, would quickly follow the discovery.
It has been said that the provision which limits the appropriation of money for the support of an army to the
period of two years would be unavailing, because the Executive, when once possessed of a force large
enough to awe the people into submission, would find resources in that very force sufficient to enable him to
dispense with supplies from the acts of the legislature. But the question again recurs, upon what pretense
could he be put in possession of a force of that magnitude in time of peace? If we suppose it to have been
created in consequence of some domestic insurrection or foreign war, then it becomes a case not within the
principles of the objection; for this is levelled against the power of keeping up troops in time of peace. Few
persons will be so visionary as seriously to contend that military forces ought not to be raised to quell a
rebellion or resist an invasion; and if the defense of the community under such circumstances should make it
necessary to have an army so numerous as to hazard its liberty, this is one of those calamaties for which there
is neither preventative nor cure. It cannot be provided against by any possible form of government; it might
even result from a simple league offensive and defensive, if it should ever be necessary for the confederates
or allies to form an army for common defense.
But it is an evil infinitely less likely to attend us in a united than in a disunited state; nay, it may be safely
asserted that it is an evil altogether unlikely to attend us in the latter situation. It is not easy to conceive a
possibility that dangers so formidable can assail the whole Union, as to demand a force considerable enough
to place our liberties in the least jeopardy, especially if we take into our view the aid to be derived from the
militia, which ought always to be counted upon as a valuable and powerful auxiliary. But in a state of
disunion (as has been fully shown in another place), the contrary of this supposition would become not only
probable, but almost unavoidable.
PUBLIUS.
FEDERALIST No. 27 The Same Subject Continued (The Idea of Restraining
the Legislative Authority in Regard to the Common Defense Considered)
From the New York Packet.
Tuesday, December 25, 1787.
HAMILTON
To the People of the State of New York:
IT HAS been urged, in different shapes, that a Constitution of the kind proposed by the convention cannot
operate without the aid of a military force to execute its laws. This, however, like most other things that have
been alleged on that side, rests on mere general assertion, unsupported by any precise or intelligible
designation of the reasons upon which it is founded. As far as I have been able to divine the latent meaning of
the objectors, it seems to originate in a presupposition that the people will be disinclined to the exercise of
federal authority in any matter of an internal nature. Waiving any exception that might be taken to the
inaccuracy or inexplicitness of the distinction between internal and external, let us inquire what ground there
is to presuppose that disinclination in the people. Unless we presume at the same time that the powers of the
general government will be worse administered than those of the State government, there seems to be no
room for the presumption of illwill, disaffection, or opposition in the people. I believe it may be laid down
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as a general rule that their confidence in and obedience to a government will commonly be proportioned to
the goodness or badness of its administration. It must be admitted that there are exceptions to this rule; but
these exceptions depend so entirely on accidental causes, that they cannot be considered as having any
relation to the intrinsic merits or demerits of a constitution. These can only be judged of by general principles
and maxims.
Various reasons have been suggested, in the course of these papers, to induce a probability that the general
government will be better administered than the particular governments; the principal of which reasons are
that the extension of the spheres of election will present a greater option, or latitude of choice, to the people;
that through the medium of the State legislatures which are select bodies of men, and which are to appoint the
members of the national Senate there is reason to expect that this branch will generally be composed with
peculiar care and judgment; that these circumstances promise greater knowledge and more extensive
information in the national councils, and that they will be less apt to be tainted by the spirit of faction, and
more out of the reach of those occasional illhumors, or temporary prejudices and propensities, which, in
smaller societies, frequently contaminate the public councils, beget injustice and oppression of a part of the
community, and engender schemes which, though they gratify a momentary inclination or desire, terminate in
general distress, dissatisfaction, and disgust.
Several additional reasons of considerable force, to fortify that probability, will occur when we come to
survey, with a more critical eye, the interior structure of the edifice which we are invited to erect. It will be
sufficient here to remark, that until satisfactory reasons can be assigned to justify an opinion, that the federal
government is likely to be administered in such a manner as to render it odious or contemptible to the people,
there can be no reasonable foundation for the supposition that the laws of the Union will meet with any
greater obstruction from them, or will stand in need of any other methods to enforce their execution, than the
laws of the particular members.
The hope of impunity is a strong incitement to sedition; the dread of punishment, a proportionably strong
discouragement to it.
Will not the government of the Union, which, if possessed of a due degree of power, can call to its aid the
collective resources of the whole Confederacy, be more likely to repress the FORMER sentiment and to
inspire the LATTER, than that of a single State, which can only command the resources within itself? A
turbulent faction in a State may easily suppose itself able to contend with the friends to the government in
that State; but it can hardly be so infatuated as to imagine itself a match for the combined efforts of the
Union. If this reflection be just, there is less danger of resistance from irregular combinations of individuals
to the authority of the Confederacy than to that of a single member.
I will, in this place, hazard an observation, which will not be the less just because to some it may appear new;
which is, that the more the operations of the national authority are intermingled in the ordinary exercise of
government, the more the citizens are accustomed to meet with it in the common occurrences of their
political life, the more it is familiarized to their sight and to their feelings, the further it enters into those
objects which touch the most sensible chords and put in motion the most active springs of the human heart,
the greater will be the probability that it will conciliate the respect and attachment of the community. Man is
very much a creature of habit. A thing that rarely strikes his senses will generally have but little influence
upon his mind. A government continually at a distance and out of sight can hardly be expected to interest the
sensations of the people. The inference is, that the authority of the Union, and the affections of the citizens
towards it, will be strengthened, rather than weakened, by its extension to what are called matters of internal
concern; and will have less occasion to recur to force, in proportion to the familiarity and comprehensiveness
of its agency. The more it circulates through those channls and currents in which the passions of mankind
naturally flow, the less will it require the aid of the violent and perilous expedients of compulsion.
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One thing, at all events, must be evident, that a government like the one proposed would bid much fairer to
avoid the necessity of using force, than that species of league contend for by most of its opponents; the
authority of which should only operate upon the States in their political or collective capacities. It has been
shown that in such a Confederacy there can be no sanction for the laws but force; that frequent delinquencies
in the members are the natural offspring of the very frame of the government; and that as often as these
happen, they can only be redressed, if at all, by war and violence.
The plan reported by the convention, by extending the authority of the federal head to the individual citizens
of the several States, will enable the government to employ the ordinary magistracy of each, in the execution
of its laws. It is easy to perceive that this will tend to destroy, in the common apprehension, all distinction
between the sources from which they might proceed; and will give the federal government the same
advantage for securing a due obedience to its authority which is enjoyed by the government of each State, in
addition to the influence on public opinion which will result from the important consideration of its having
power to call to its assistance and support the resources of the whole Union.
It merits particular attention in this place, that the laws of the Confederacy, as to the ENUMERATED and
LEGITIMATE objects of its jurisdiction, will become the SUPREME LAW of the land; to the observance of
which all officers, legislative, executive, and judicial, in each State, will be bound by the sanctity of an oath.
Thus the legislatures, courts, and magistrates, of the respective members, will be incorporated into the
operations of the national government AS FAR AS ITS JUST AND CONSTITUTIONAL AUTHORITY
EXTENDS; and will be rendered auxiliary to the enforcement of its laws. [1%] Any man who will pursue, by
his own reflections, the consequences of this situation, will perceive that there is good ground to calculate
upon a regular and peaceable execution of the laws of the Union, if its powers are administered with a
common share of prudence. If we will arbitrarily suppose the contrary, we may deduce any inferences we
please from the supposition; for it is certainly possible, by an injudicious exercise of the authorities of the
best government that ever was, or ever can be instituted, to provoke and precipitate the people into the
wildest excesses. But though the adversaries of the proposed Constitution should presume that the national
rulers would be insensible to the motives of public good, or to the obligations of duty, I would still ask them
how the interests of ambition, or the views of encroachment, can be promoted by such a conduct? PUBLIUS.
FNA1@1 The sophistry which has been employed to show that this will tend to the destruction of the State
governments, will, in its will, in its proper place, be fully detected.
FEDERALIST No. 28 The Same Subject Continued (The Idea of Restraining
the Legislative Authority in Regard to the Common Defense Considered) For
the Independent Journal.
HAMILTON
To the People of the State of New York:
THAT there may happen cases in which the national government may be necessitated to resort to force,
cannot be denied. Our own experience has corroborated the lessons taught by the examples of other nations;
that emergencies of this sort will sometimes arise in all societies, however constituted; that seditions and
insurrections are, unhappily, maladies as inseparable from the body politic as tumors and eruptions from the
natural body; that the idea of governing at all times by the simple force of law (which we have been told is
the only admissible principle of republican government), has no place but in the reveries of those political
doctors whose sagacity disdains the admonitions of experimental instruction.
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Should such emergencies at any time happen under the national government, there could be no remedy but
force. The means to be employed must be proportioned to the extent of the mischief. If it should be a slight
commotion in a small part of a State, the militia of the residue would be adequate to its suppression; and the
national presumption is that they would be ready to do their duty.
An insurrection, whatever may be its immediate cause, eventually endangers all government. Regard to the
public peace, if not to the rights of the Union, would engage the citizens to whom the contagion had not
communicated itself to oppose the insurgents; and if the general government should be found in practice
conducive to the prosperity and felicity of the people, it were irrational to believe that they would be
disinclined to its support.
If, on the contrary, the insurrection should pervade a whole State, or a principal part of it, the employment of
a different kind of force might become unavoidable. It appears that Massachusetts found it necessary to raise
troops for repressing the disorders within that State; that Pennsylvania, from the mere apprehension of
commotions among a part of her citizens, has thought proper to have recourse to the same measure. Suppose
the State of New York had been inclined to reestablish her lost jurisdiction over the inhabitants of Vermont,
could she have hoped for success in such an enterprise from the efforts of the militia alone? Would she not
have been compelled to raise and to maintain a more regular force for the execution of her design? If it must
then be admitted that the necessity of recurring to a force different from the militia, in cases of this
extraordinary nature, is applicable to the State governments themselves, why should the possibility, that the
national government might be under a like necessity, in similar extremities, be made an objection to its
existence? Is it not surprising that men who declare an attachment to the Union in the abstract, should urge as
an objection to the proposed Constitution what applies with tenfold weight to the plan for which they
contend; and what, as far as it has any foundation in truth, is an inevitable consequence of civil society upon
an enlarged scale? Who would not prefer that possibility to the unceasing agitations and frequent revolutions
which are the continual scourges of petty republics? Let us pursue this examination in another light. Suppose,
in lieu of one general system, two, or three, or even four Confederacies were to be formed, would not the
same difficulty oppose itself to the operations of either of these Confederacies? Would not each of them be
exposed to the same casualties; and when these happened, be obliged to have recourse to the same expedients
for upholding its authority which are objected to in a government for all the States? Would the militia, in this
supposition, be more ready or more able to support the federal authority than in the case of a general union?
All candid and intelligent men must, upon due consideration, acknowledge that the principle of the objection
is equally applicable to either of the two cases; and that whether we have one government for all the States, or
different governments for different parcels of them, or even if there should be an entire separation of the
States, there might sometimes be a necessity to make use of a force constituted differently from the militia, to
preserve the peace of the community and to maintain the just authority of the laws against those violent
invasions of them which amount to insurrections and rebellions.
Independent of all other reasonings upon the subject, it is a full answer to those who require a more
peremptory provision against military establishments in time of peace, to say that the whole power of the
proposed government is to be in the hands of the representatives of the people. This is the essential, and, after
all, only efficacious security for the rights and privileges of the people, which is attainable in civil society. [1]
If the representatives of the people betray their constituents, there is then no resource left but in the exertion
of that original right of selfdefense which is paramount to all positive forms of government, and which
against the usurpations of the national rulers, may be exerted with infinitely better prospect of success than
against those of the rulers of an individual state. In a single state, if the persons intrusted with supreme power
become usurpers, the different parcels, subdivisions, or districts of which it consists, having no distinct
government in each, can take no regular measures for defense. The citizens must rush tumultuously to arms,
without concert, without system, without resource; except in their courage and despair. The usurpers, clothed
with the forms of legal authority, can too often crush the opposition in embryo.
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The smaller the extent of the territory, the more difficult will it be for the people to form a regular or
systematic plan of opposition, and the more easy will it be to defeat their early efforts. Intelligence can be
more speedily obtained of their preparations and movements, and the military force in the possession of the
usurpers can be more rapidly directed against the part where the opposition has begun. In this situation there
must be a peculiar coincidence of circumstances to insure success to the popular resistance.
The obstacles to usurpation and the facilities of resistance increase with the increased extent of the state,
provided the citizens understand their rights and are disposed to defend them.
The natural strength of the people in a large community, in proportion to the artificial strength of the
government, is greater than in a small, and of course more competent to a struggle with the attempts of the
government to establish a tyranny. But in a confederacy the people, without exaggeration, may be said to be
entirely the masters of their own fate. Power being almost always the rival of power, the general government
will at all times stand ready to check the usurpations of the state governments, and these will have the same
disposition towards the general government. The people, by throwing themselves into either scale, will
infallibly make it preponderate. If their rights are invaded by either, they can make use of the other as the
instrument of redress. How wise will it be in them by cherishing the union to preserve to themselves an
advantage which can never be too highly prized! It may safely be received as an axiom in our political
system, that the State governments will, in all possible contingencies, afford complete security against
invasions of the public liberty by the national authority. Projects of usurpation cannot be masked under
pretenses so likely to escape the penetration of select bodies of men, as of the people at large. The legislatures
will have better means of information. They can discover the danger at a distance; and possessing all the
organs of civil power, and the confidence of the people, they can at once adopt a regular plan of opposition,
in which they can combine all the resources of the community. They can readily communicate with each
other in the different States, and unite their common forces for the protection of their common liberty.
The great extent of the country is a further security. We have already experienced its utility against the
attacks of a foreign power. And it would have precisely the same effect against the enterprises of ambitious
rulers in the national councils. If the federal army should be able to quell the resistance of one State, the
distant States would have it in their power to make head with fresh forces. The advantages obtained in one
place must be abandoned to subdue the opposition in others; and the moment the part which had been
reduced to submission was left to itself, its efforts would be renewed, and its resistance revive.
We should recollect that the extent of the military force must, at all events, be regulated by the resources of
the country. For a long time to come, it will not be possible to maintain a large army; and as the means of
doing this increase, the population and natural strength of the community will proportionably increase. When
will the time arrive that the federal government can raise and maintain an army capable of erecting a
despotism over the great body of the people of an immense empire, who are in a situation, through the
medium of their State governments, to take measures for their own defense, with all the celerity, regularity,
and system of independent nations? The apprehension may be considered as a disease, for which there can be
found no cure in the resources of argument and reasoning.
PUBLIUS.
FNA1@1 Its full efficacy will be examined hereafter.
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FEDERALIST No. 29 Concerning the Militia From the Daily Advertiser.
Thursday, January 10, 1788 HAMILTON
To the People of the State of New York:
THE power of regulating the militia, and of commanding its services in times of insurrection and invasion are
natural incidents to the duties of superintending the common defense, and of watching over the internal peace
of the Confederacy.
It requires no skill in the science of war to discern that uniformity in the organization and discipline of the
militia would be attended with the most beneficial effects, whenever they were called into service for the
public defense. It would enable them to discharge the duties of the camp and of the field with mutual
intelligence and concert an advantage of peculiar moment in the operations of an army; and it would fit them
much sooner to acquire the degree of proficiency in military functions which would be essential to their
usefulness. This desirable uniformity can only be accomplished by confiding the regulation of the militia to
the direction of the national authority. It is, therefore, with the most evident propriety, that the plan of the
convention proposes to empower the Union ``to provide for organizing, arming, and disciplining the militia,
and for governing such part of them as may be employed in the service of the United States, RESERVING
TO THE STATES RESPECTIVELY THE APPOINTMENT OF THE OFFICERS, AND THE
AUTHORITY OF TRAINING THE MILITIA ACCORDING TO THE DISCIPLINE PRESCRIBED BY
CONGRESS.'' Of the different grounds which have been taken in opposition to the plan of the convention,
there is none that was so little to have been expected, or is so untenable in itself, as the one from which this
particular provision has been attacked. If a wellregulated militia be the most natural defense of a free
country, it ought certainly to be under the regulation and at the disposal of that body which is constituted the
guardian of the national security. If standing armies are dangerous to liberty, an efficacious power over the
militia, in the body to whose care the protection of the State is committed, ought, as far as possible, to take
away the inducement and the pretext to such unfriendly institutions. If the federal government can command
the aid of the militia in those emergencies which call for the military arm in support of the civil magistrate, it
can the better dispense with the employment of a different kind of force. If it cannot avail itself of the former,
it will be obliged to recur to the latter. To render an army unnecessary, will be a more certain method of
preventing its existence than a thousand prohibitions upon paper.
In order to cast an odium upon the power of calling forth the militia to execute the laws of the Union, it has
been remarked that there is nowhere any provision in the proposed Constitution for calling out the POSSE
COMITATUS, to assist the magistrate in the execution of his duty, whence it has been inferred, that military
force was intended to be his only auxiliary. There is a striking incoherence in the objections which have
appeared, and sometimes even from the same quarter, not much calculated to inspire a very favorable opinion
of the sincerity or fair dealing of their authors.
The same persons who tell us in one breath, that the powers of the federal government will be despotic and
unlimited, inform us in the next, that it has not authority sufficient even to call out the POSSE COMITATUS.
The latter, fortunately, is as much short of the truth as the former exceeds it. It would be as absurd to doubt,
that a right to pass all laws NECESSARY AND PROPER to execute its declared powers, would include that
of requiring the assistance of the citizens to the officers who may be intrusted with the execution of those
laws, as it would be to believe, that a right to enact laws necessary and proper for the imposition and
collection of taxes would involve that of varying the rules of descent and of the alienation of landed property,
or of abolishing the trial by jury in cases relating to it. It being therefore evident that the supposition of a want
of power to require the aid of the POSSE COMITATUS is entirely destitute of color, it will follow, that the
conclusion which has been drawn from it, in its application to the authority of the federal government over
the militia, is as uncandid as it is illogical. What reason could there be to infer, that force was intended to be
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the sole instrument of authority, merely because there is a power to make use of it when necessary? What
shall we think of the motives which could induce men of sense to reason in this manner? How shall we
prevent a conflict between charity and judgment? By a curious refinement upon the spirit of republican
jealousy, we are even taught to apprehend danger from the militia itself, in the hands of the federal
government. It is observed that select corps may be formed, composed of the young and ardent, who may be
rendered subservient to the views of arbitrary power. What plan for the regulation of the militia may be
pursued by the national government, is impossible to be foreseen. But so far from viewing the matter in the
same light with those who object to select corps as dangerous, were the Constitution ratified, and were I to
deliver my sentiments to a member of the federal legislature from this State on the subject of a militia
establishment, I should hold to him, in substance, the following discourse: ``The project of disciplining all the
militia of the United States is as futile as it would be injurious, if it were capable of being carried into
execution. A tolerable expertness in military movements is a business that requires time and practice. It is not
a day, or even a week, that will suffice for the attainment of it.
To oblige the great body of the yeomanry, and of the other classes of the citizens, to be under arms for the
purpose of going through military exercises and evolutions, as often as might be necessary to acquire the
degree of perfection which would entitle them to the character of a wellregulated militia, would be a real
grievance to the people, and a serious public inconvenience and loss. It would form an annual deduction from
the productive labor of the country, to an amount which, calculating upon the present numbers of the people,
would not fall far short of the whole expense of the civil establishments of all the States. To attempt a thing
which would abridge the mass of labor and industry to so considerable an extent, would be unwise: and the
experiment, if made, could not succeed, because it would not long be endured. Little more can reasonably be
aimed at, with respect to the people at large, than to have them properly armed and equipped; and in order to
see that this be not neglected, it will be necessary to assemble them once or twice in the course of a year.
``But though the scheme of disciplining the whole nation must be abandoned as mischievous or
impracticable; yet it is a matter of the utmost importance that a welldigested plan should, as soon as
possible, be adopted for the proper establishment of the militia.
The attention of the government ought particularly to be directed to the formation of a select corps of
moderate extent, upon such principles as will really fit them for service in case of need. By thus
circumscribing the plan, it will be possible to have an excellent body of welltrained militia, ready to take the
field whenever the defense of the State shall require it. This will not only lessen the call for military
establishments, but if circumstances should at any time oblige the government to form an army of any
magnitude that army can never be formidable to the liberties of the people while there is a large body of
citizens, little, if at all, inferior to them in discipline and the use of arms, who stand ready to defend their own
rights and those of their fellowcitizens. This appears to me the only substitute that can be devised for a
standing army, and the best possible security against it, if it should exist.'' Thus differently from the
adversaries of the proposed Constitution should I reason on the same subject, deducing arguments of safety
from the very sources which they represent as fraught with danger and perdition. But how the national
legislature may reason on the point, is a thing which neither they nor I can foresee.
There is something so farfetched and so extravagant in the idea of danger to liberty from the militia, that one
is at a loss whether to treat it with gravity or with raillery; whether to consider it as a mere trial of skill, like
the paradoxes of rhetoricians; as a disingenuous artifice to instil prejudices at any price; or as the serious
offspring of political fanaticism. Where in the name of commonsense, are our fears to end if we may not
trust our sons, our brothers, our neighbors, our fellowcitizens? What shadow of danger can there be from
men who are daily mingling with the rest of their countrymen and who participate with them in the same
feelings, sentiments, habits and interests? What reasonable cause of apprehension can be inferred from a
power in the Union to prescribe regulations for the militia, and to command its services when necessary,
while the particular States are to have the SOLE AND EXCLUSIVE APPOINTMENT OF THE OFFICERS?
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If it were possible seriously to indulge a jealousy of the militia upon any conceivable establishment under the
federal government, the circumstance of the officers being in the appointment of the States ought at once to
extinguish it. There can be no doubt that this circumstance will always secure to them a preponderating
influence over the militia.
In reading many of the publications against the Constitution, a man is apt to imagine that he is perusing some
illwritten tale or romance, which instead of natural and agreeable images, exhibits to the mind nothing but
frightful and distorted shapes ``Gorgons, hydras, and chimeras dire''; discoloring and disfiguring whatever it
represents, and transforming everything it touches into a monster.
A sample of this is to be observed in the exaggerated and improbable suggestions which have taken place
respecting the power of calling for the services of the militia. That of New Hampshire is to be marched to
Georgia, of Georgia to New Hampshire, of New York to Kentucky, and of Kentucky to Lake Champlain.
Nay, the debts due to the French and Dutch are to be paid in militiamen instead of louis d'ors and ducats. At
one moment there is to be a large army to lay prostrate the liberties of the people; at another moment the
militia of Virginia are to be dragged from their homes five or six hundred miles, to tame the republican
contumacy of Massachusetts; and that of Massachusetts is to be transported an equal distance to subdue the
refractory haughtiness of the aristocratic Virginians.
Do the persons who rave at this rate imagine that their art or their eloquence can impose any conceits or
absurdities upon the people of America for infallible truths? If there should be an army to be made use of as
the engine of despotism, what need of the militia? If there should be no army, whither would the militia,
irritated by being called upon to undertake a distant and hopeless expedition, for the purpose of riveting the
chains of slavery upon a part of their countrymen, direct their course, but to the seat of the tyrants, who had
meditated so foolish as well as so wicked a project, to crush them in their imagined intrenchments of power,
and to make them an example of the just vengeance of an abused and incensed people? Is this the way in
which usurpers stride to dominion over a numerous and enlightened nation? Do they begin by exciting the
detestation of the very instruments of their intended usurpations? Do they usually commence their career by
wanton and disgustful acts of power, calculated to answer no end, but to draw upon themselves universal
hatred and execration? Are suppositions of this sort the sober admonitions of discerning patriots to a
discerning people? Or are they the inflammatory ravings of incendiaries or distempered enthusiasts? If we
were even to suppose the national rulers actuated by the most ungovernable ambition, it is impossible to
believe that they would employ such preposterous means to accomplish their designs.
In times of insurrection, or invasion, it would be natural and proper that the militia of a neighboring State
should be marched into another, to resist a common enemy, or to guard the republic against the violence of
faction or sedition. This was frequently the case, in respect to the first object, in the course of the late war;
and this mutual succor is, indeed, a principal end of our political association. If the power of affording it be
placed under the direction of the Union, there will be no danger of a supine and listless inattention to the
dangers of a neighbor, till its near approach had superadded the incitements of selfpreservation to the too
feeble impulses of duty and sympathy.
PUBLIUS.
FEDERALIST No. 30 Concerning the General Power of Taxation From the
New York Packet.
Friday, December 28, 1787.
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HAMILTON
To the People of the State of New York:
IT HAS been already observed that the federal government ought to possess the power of providing for the
support of the national forces; in which proposition was intended to be included the expense of raising troops,
of building and equipping fleets, and all other expenses in any wise connected with military arrangements and
operations. But these are not the only objects to which the jurisdiction of the Union, in respect to revenue,
must necessarily be empowered to extend. It must embrace a provision for the support of the national civil
list; for the payment of the national debts contracted, or that may be contracted; and, in general, for all those
matters which will call for disbursements out of the national treasury. The conclusion is, that there must be
interwoven, in the frame of the government, a general power of taxation, in one shape or another.
Money is, with propriety, considered as the vital principle of the body politic; as that which sustains its life
and motion, and enables it to perform its most essential functions. A complete power, therefore, to procure a
regular and adequate supply of it, as far as the resources of the community will permit, may be regarded as an
indispensable ingredient in every constitution. From a deficiency in this particular, one of two evils must
ensue; either the people must be subjected to continual plunder, as a substitute for a more eligible mode of
supplying the public wants, or the government must sink into a fatal atrophy, and, in a short course of time,
perish.
In the Ottoman or Turkish empire, the sovereign, though in other respects absolute master of the lives and
fortunes of his subjects, has no right to impose a new tax. The consequence is that he permits the bashaws or
governors of provinces to pillage the people without mercy; and, in turn, squeezes out of them the sums of
which he stands in need, to satisfy his own exigencies and those of the state. In America, from a like cause,
the government of the Union has gradually dwindled into a state of decay, approaching nearly to annihilation.
Who can doubt, that the happiness of the people in both countries would be promoted by competent
authorities in the proper hands, to provide the revenues which the necessities of the public might require? The
present Confederation, feeble as it is intended to repose in the United States, an unlimited power of providing
for the pecuniary wants of the Union. But proceeding upon an erroneous principle, it has been done in such a
manner as entirely to have frustrated the intention. Congress, by the articles which compose that compact (as
has already been stated), are authorized to ascertain and call for any sums of money necessary, in their
judgment, to the service of the United States; and their requisitions, if conformable to the rule of
apportionment, are in every constitutional sense obligatory upon the States. These have no right to question
the propriety of the demand; no discretion beyond that of devising the ways and means of furnishing the sums
demanded. But though this be strictly and truly the case; though the assumption of such a right would be an
infringement of the articles of Union; though it may seldom or never have been avowedly claimed, yet in
practice it has been constantly exercised, and would continue to be so, as long as the revenues of the
Confederacy should remain dependent on the intermediate agency of its members. What the consequences of
this system have been, is within the knowledge of every man the least conversant in our public affairs, and
has been amply unfolded in different parts of these inquiries. It is this which has chiefly contributed to reduce
us to a situation, which affords ample cause both of mortification to ourselves, and of triumph to our enemies.
What remedy can there be for this situation, but in a change of the system which has produced it in a change
of the fallacious and delusive system of quotas and requisitions? What substitute can there be imagined for
this ignis fatuus in finance, but that of permitting the national government to raise its own revenues by the
ordinary methods of taxation authorized in every wellordered constitution of civil government? Ingenious
men may declaim with plausibility on any subject; but no human ingenuity can point out any other expedient
to rescue us from the inconveniences and embarrassments naturally resulting from defective supplies of the
public treasury.
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The more intelligent adversaries of the new Constitution admit the force of this reasoning; but they qualify
their admission by a distinction between what they call INTERNAL and EXTERNAL taxation.
The former they would reserve to the State governments; the latter, which they explain into commercial
imposts, or rather duties on imported articles, they declare themselves willing to concede to the federal head.
This distinction, however, would violate the maxim of good sense and sound policy, which dictates that every
POWER ought to be in proportion to its OBJECT; and would still leave the general government in a kind of
tutelage to the State governments, inconsistent with every idea of vigor or efficiency.
Who can pretend that commercial imposts are, or would be, alone equal to the present and future exigencies
of the Union? Taking into the account the existing debt, foreign and domestic, upon any plan of
extinguishment which a man moderately impressed with the importance of public justice and public credit
could approve, in addition to the establishments which all parties will acknowledge to be necessary, we could
not reasonably flatter ourselves, that this resource alone, upon the most improved scale, would even suffice
for its present necessities. Its future necessities admit not of calculation or limitation; and upon the principle,
more than once adverted to, the power of making provision for them as they arise ought to be equally
unconfined. I believe it may be regarded as a position warranted by the history of mankind, that, IN THE
USUAL PROGRESS OF THINGS, THE NECESSITIES OF A NATION, IN EVERY STAGE OF ITS
EXISTENCE, WILL BE FOUND AT LEAST EQUAL TO ITS RESOURCES.
To say that deficiencies may be provided for by requisitions upon the States, is on the one hand to
acknowledge that this system cannot be depended upon, and on the other hand to depend upon it for every
thing beyond a certain limit. Those who have carefully attended to its vices and deformities as they have been
exhibited by experience or delineated in the course of these papers, must feel invincible repugnancy to
trusting the national interests in any degree to its operation. Its inevitable tendency, whenever it is brought
into activity, must be to enfeeble the Union, and sow the seeds of discord and contention between the federal
head and its members, and between the members themselves. Can it be expected that the deficiencies would
be better supplied in this mode than the total wants of the Union have heretofore been supplied in the same
mode? It ought to be recollected that if less will be required from the States, they will have proportionably
less means to answer the demand. If the opinions of those who contend for the distinction which has been
mentioned were to be received as evidence of truth, one would be led to conclude that there was some known
point in the economy of national affairs at which it would be safe to stop and to say: Thus far the ends of
public happiness will be promoted by supplying the wants of government, and all beyond this is unworthy of
our care or anxiety. How is it possible that a government half supplied and always necessitous, can fulfill the
purposes of its institution, can provide for the security, advance the prosperity, or support the reputation of
the commonwealth? How can it ever possess either energy or stability, dignity or credit, confidence at home
or respectability abroad? How can its administration be any thing else than a succession of expedients
temporizing, impotent, disgraceful? How will it be able to avoid a frequent sacrifice of its engagements to
immediate necessity? How can it undertake or execute any liberal or enlarged plans of public good? Let us
attend to what would be the effects of this situation in the very first war in which we should happen to be
engaged. We will presume, for argument's sake, that the revenue arising from the impost duties answers the
purposes of a provision for the public debt and of a peace establishment for the Union. Thus circumstanced, a
war breaks out. What would be the probable conduct of the government in such an emergency? Taught by
experience that proper dependence could not be placed on the success of requisitions, unable by its own
authority to lay hold of fresh resources, and urged by considerations of national danger, would it not be
driven to the expedient of diverting the funds already appropriated from their proper objects to the defense of
the State? It is not easy to see how a step of this kind could be avoided; and if it should be taken, it is evident
that it would prove the destruction of public credit at the very moment that it was becoming essential to the
public safety. To imagine that at such a crisis credit might be dispensed with, would be the extreme of
infatuation.
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In the modern system of war, nations the most wealthy are obliged to have recourse to large loans. A country
so little opulent as ours must feel this necessity in a much stronger degree. But who would lend to a
government that prefaced its overtures for borrowing by an act which demonstrated that no reliance could be
placed on the steadiness of its measures for paying? The loans it might be able to procure would be as limited
in their extent as burdensome in their conditions. They would be made upon the same principles that usurers
commonly lend to bankrupt and fraudulent debtors, with a sparing hand and at enormous premiums.
It may perhaps be imagined that, from the scantiness of the resources of the country, the necessity of
diverting the established funds in the case supposed would exist, though the national government should
possess an unrestrained power of taxation. But two considerations will serve to quiet all apprehension on this
head: one is, that we are sure the resources of the community, in their full extent, will be brought into activity
for the benefit of the Union; the other is, that whatever deficiences there may be, can without difficulty be
supplied by loans.
The power of creating new funds upon new objects of taxation, by its own authority, would enable the
national government to borrow as far as its necessities might require. Foreigners, as well as the citizens of
America, could then reasonably repose confidence in its engagements; but to depend upon a government that
must itself depend upon thirteen other governments for the means of fulfilling its contracts, when once its
situation is clearly understood, would require a degree of credulity not often to be met with in the pecuniary
transactions of mankind, and little reconcilable with the usual sharpsightedness of avarice.
Reflections of this kind may have trifling weight with men who hope to see realized in America the halcyon
scenes of the poetic or fabulous age; but to those who believe we are likely to experience a common portion
of the vicissitudes and calamities which have fallen to the lot of other nations, they must appear entitled to
serious attention. Such men must behold the actual situation of their country with painful solicitude, and
deprecate the evils which ambition or revenge might, with too much facility, inflict upon it.
PUBLIUS.
FEDERALIST No. 31 The Same Subject Continued (Concerning the General
Power of Taxation) From the New York Packet.
Tuesday, January 1, 1788.
HAMILTON
To the People of the State of New York:
IN DISQUISITIONS of every kind, there are certain primary truths, or first principles, upon which all
subsequent reasonings must depend. These contain an internal evidence which, antecedent to all reflection or
combination, commands the assent of the mind.
Where it produces not this effect, it must proceed either from some defect or disorder in the organs of
perception, or from the influence of some strong interest, or passion, or prejudice. Of this nature are the
maxims in geometry, that ``the whole is greater than its part; things equal to the same are equal to one
another; two straight lines cannot enclose a space; and all right angles are equal to each other.'' Of the same
nature are these other maxims in ethics and politics, that there cannot be an effect without a cause; that the
means ought to be proportioned to the end; that every power ought to be commensurate with its object; that
there ought to be no limitation of a power destined to effect a purpose which is itself incapable of limitation.
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And there are other truths in the two latter sciences which, if they cannot pretend to rank in the class of
axioms, are yet such direct inferences from them, and so obvious in themselves, and so agreeable to the
natural and unsophisticated dictates of commonsense, that they challenge the assent of a sound and unbiased
mind, with a degree of force and conviction almost equally irresistible.
The objects of geometrical inquiry are so entirely abstracted from those pursuits which stir up and put in
motion the unruly passions of the human heart, that mankind, without difficulty, adopt not only the more
simple theorems of the science, but even those abstruse paradoxes which, however they may appear
susceptible of demonstration, are at variance with the natural conceptions which the mind, without the aid of
philosophy, would be led to entertain upon the subject. The INFINITE DIVISIBILITY of matter, or, in other
words, the INFINITE divisibility of a FINITE thing, extending even to the minutest atom, is a point agreed
among geometricians, though not less incomprehensible to commonsense than any of those mysteries in
religion, against which the batteries of infidelity have been so industriously leveled.
But in the sciences of morals and politics, men are found far less tractable. To a certain degree, it is right and
useful that this should be the case. Caution and investigation are a necessary armor against error and
imposition. But this untractableness may be carried too far, and may degenerate into obstinacy, perverseness,
or disingenuity. Though it cannot be pretended that the principles of moral and political knowledge have, in
general, the same degree of certainty with those of the mathematics, yet they have much better claims in this
respect than, to judge from the conduct of men in particular situations, we should be disposed to allow them.
The obscurity is much oftener in the passions and prejudices of the reasoner than in the subject. Men, upon
too many occasions, do not give their own understandings fair play; but, yielding to some untoward bias, they
entangle themselves in words and confound themselves in subtleties.
How else could it happen (if we admit the objectors to be sincere in their opposition), that positions so clear
as those which manifest the necessity of a general power of taxation in the government of the Union, should
have to encounter any adversaries among men of discernment? Though these positions have been elsewhere
fully stated, they will perhaps not be improperly recapitulated in this place, as introductory to an examination
of what may have been offered by way of objection to them. They are in substance as follows: A government
ought to contain in itself every power requisite to the full accomplishment of the objects committed to its
care, and to the complete execution of the trusts for which it is responsible, free from every other control but
a regard to the public good and to the sense of the people.
As the duties of superintending the national defense and of securing the public peace against foreign or
domestic violence involve a provision for casualties and dangers to which no possible limits can be assigned,
the power of making that provision ought to know no other bounds than the exigencies of the nation and the
resources of the community.
As revenue is the essential engine by which the means of answering the national exigencies must be
procured, the power of procuring that article in its full extent must necessarily be comprehended in that of
providing for those exigencies.
As theory and practice conspire to prove that the power of procuring revenue is unavailing when exercised
over the States in their collective capacities, the federal government must of necessity be invested with an
unqualified power of taxation in the ordinary modes.
Did not experience evince the contrary, it would be natural to conclude that the propriety of a general power
of taxation in the national government might safely be permitted to rest on the evidence of these propositions,
unassisted by any additional arguments or illustrations. But we find, in fact, that the antagonists of the
proposed Constitution, so far from acquiescing in their justness or truth, seem to make their principal and
most zealous effort against this part of the plan. It may therefore be satisfactory to analyze the arguments with
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which they combat it.
Those of them which have been most labored with that view, seem in substance to amount to this: ``It is not
true, because the exigencies of the Union may not be susceptible of limitation, that its power of laying taxes
ought to be unconfined. Revenue is as requisite to the purposes of the local administrations as to those of the
Union; and the former are at least of equal importance with the latter to the happiness of the people. It is,
therefore, as necessary that the State governments should be able to command the means of supplying their
wants, as that the national government should possess the like faculty in respect to the wants of the Union.
But an indefinite power of taxation in the LATTER might, and probably would in time, deprive the
FORMER of the means of providing for their own necessities; and would subject them entirely to the mercy
of the national legislature. As the laws of the Union are to become the supreme law of the land, as it is to
have power to pass all laws that may be NECESSARY for carrying into execution the authorities with which
it is proposed to vest it, the national government might at any time abolish the taxes imposed for State objects
upon the pretense of an interference with its own. It might allege a necessity of doing this in order to give
efficacy to the national revenues. And thus all the resources of taxation might by degrees become the subjects
of federal monopoly, to the entire exclusion and destruction of the State governments.'' This mode of
reasoning appears sometimes to turn upon the supposition of usurpation in the national government; at other
times it seems to be designed only as a deduction from the constitutional operation of its intended powers. It
is only in the latter light that it can be admitted to have any pretensions to fairness. The moment we launch
into conjectures about the usurpations of the federal government, we get into an unfathomable abyss, and
fairly put ourselves out of the reach of all reasoning.
Imagination may range at pleasure till it gets bewildered amidst the labyrinths of an enchanted castle, and
knows not on which side to turn to extricate itself from the perplexities into which it has so rashly
adventured. Whatever may be the limits or modifications of the powers of the Union, it is easy to imagine an
endless train of possible dangers; and by indulging an excess of jealousy and timidity, we may bring
ourselves to a state of absolute scepticism and irresolution. I repeat here what I have observed in substance in
another place, that all observations founded upon the danger of usurpation ought to be referred to the
composition and structure of the government, not to the nature or extent of its powers. The State
governments, by their original constitutions, are invested with complete sovereignty. In what does our
security consist against usurpation from that quarter? Doubtless in the manner of their formation, and in a due
dependence of those who are to administer them upon the people. If the proposed construction of the federal
government be found, upon an impartial examination of it, to be such as to afford, to a proper extent, the
same species of security, all apprehensions on the score of usurpation ought to be discarded.
It should not be forgotten that a disposition in the State governments to encroach upon the rights of the Union
is quite as probable as a disposition in the Union to encroach upon the rights of the State governments. What
side would be likely to prevail in such a conflict, must depend on the means which the contending parties
could employ toward insuring success. As in republics strength is always on the side of the people, and as
there are weighty reasons to induce a belief that the State governments will commonly possess most influence
over them, the natural conclusion is that such contests will be most apt to end to the disadvantage of the
Union; and that there is greater probability of encroachments by the members upon the federal head, than by
the federal head upon the members. But it is evident that all conjectures of this kind must be extremely vague
and fallible: and that it is by far the safest course to lay them altogether aside, and to confine our attention
wholly to the nature and extent of the powers as they are delineated in the Constitution. Every thing beyond
this must be left to the prudence and firmness of the people; who, as they will hold the scales in their own
hands, it is to be hoped, will always take care to preserve the constitutional equilibrium between the general
and the State governments. Upon this ground, which is evidently the true one, it will not be difficult to
obviate the objections which have been made to an indefinite power of taxation in the United States.
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PUBLIUS.
FEDERALIST No. 32 The Same Subject Continued (Concerning the General
Power of Taxation) From the Daily Advertiser.
Thursday, January 3, 1788.
HAMILTON
To the People of the State of New York:
ALTHOUGH I am of opinion that there would be no real danger of the consequences which seem to be
apprehended to the State governments from a power in the Union to control them in the levies of money,
because I am persuaded that the sense of the people, the extreme hazard of provoking the resentments of the
State governments, and a conviction of the utility and necessity of local administrations for local purposes,
would be a complete barrier against the oppressive use of such a power; yet I am willing here to allow, in its
full extent, the justness of the reasoning which requires that the individual States should possess an
independent and uncontrollable authority to raise their own revenues for the supply of their own wants. And
making this concession, I affirm that (with the sole exception of duties on imports and exports) they would,
under the plan of the convention, retain that authority in the most absolute and unqualified sense; and that an
attempt on the part of the national government to abridge them in the exercise of it, would be a violent
assumption of power, unwarranted by any article or clause of its Constitution.
An entire consolidation of the States into one complete national sovereignty would imply an entire
subordination of the parts; and whatever powers might remain in them, would be altogether dependent on the
general will. But as the plan of the convention aims only at a partial union or consolidation, the State
governments would clearly retain all the rights of sovereignty which they before had, and which were not, by
that act, EXCLUSIVELY delegated to the United States. This exclusive delegation, or rather this alienation,
of State sovereignty, would only exist in three cases: where the Constitution in express terms granted an
exclusive authority to the Union; where it granted in one instance an authority to the Union, and in another
prohibited the States from exercising the like authority; and where it granted an authority to the Union, to
which a similar authority in the States would be absolutely and totally CONTRADICTORY and
REPUGNANT. I use these terms to distinguish this last case from another which might appear to resemble it,
but which would, in fact, be essentially different; I mean where the exercise of a concurrent jurisdiction might
be productive of occasional interferences in the POLICY of any branch of administration, but would not
imply any direct contradiction or repugnancy in point of constitutional authority. These three cases of
exclusive jurisdiction in the federal government may be exemplified by the following instances: The last
clause but one in the eighth section of the first article provides expressly that Congress shall exercise
``EXCLUSIVE LEGISLATION'' over the district to be appropriated as the seat of government. This answers
to the first case. The first clause of the same section empowers Congress ``TO LAY AND COLLECT
TAXES, DUTIES, IMPOSTS AND EXCISES''; and the second clause of the tenth section of the same article
declares that, ``NO STATE SHALL, without the consent of Congress, LAY ANY IMPOSTS OR DUTIES
ON IMPORTS OR EXPORTS, except for the purpose of executing its inspection laws.'' Hence would result
an exclusive power in the Union to lay duties on imports and exports, with the particular exception
mentioned; but this power is abridged by another clause, which declares that no tax or duty shall be laid on
articles exported from any State; in consequence of which qualification, it now only extends to the DUTIES
ON IMPORTS. This answers to the second case. The third will be found in that clause which declares that
Congress shall have power ``to establish an UNIFORM RULE of naturalization throughout the United
States.'' This must necessarily be exclusive; because if each State had power to prescribe a DISTINCT RULE,
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there could not be a UNIFORM RULE.
A case which may perhaps be thought to resemble the latter, but which is in fact widely different, affects the
question immediately under consideration. I mean the power of imposing taxes on all articles other than
exports and imports. This, I contend, is manifestly a concurrent and coequal authority in the United States
and in the individual States. There is plainly no expression in the granting clause which makes that power
EXCLUSIVE in the Union.
There is no independent clause or sentence which prohibits the States from exercising it. So far is this from
being the case, that a plain and conclusive argument to the contrary is to be deduced from the restraint laid
upon the States in relation to duties on imports and exports. This restriction implies an admission that, if it
were not inserted, the States would possess the power it excludes; and it implies a further admission, that as
to all other taxes, the authority of the States remains undiminished. In any other view it would be both
unnecessary and dangerous; it would be unnecessary, because if the grant to the Union of the power of laying
such duties implied the exclusion of the States, or even their subordination in this particular, there could be
no need of such a restriction; it would be dangerous, because the introduction of it leads directly to the
conclusion which has been mentioned, and which, if the reasoning of the objectors be just, could not have
been intended; I mean that the States, in all cases to which the restriction did not apply, would have a
concurrent power of taxation with the Union. The restriction in question amounts to what lawyers call a
NEGATIVE PREGNANT that is, a NEGATION of one thing, and an AFFIRMANCE of another; a negation
of the authority of the States to impose taxes on imports and exports, and an affirmance of their authority to
impose them on all other articles. It would be mere sophistry to argue that it was meant to exclude them
ABSOLUTELY from the imposition of taxes of the former kind, and to leave them at liberty to lay others
SUBJECT TO THE CONTROL of the national legislature. The restraining or prohibitory clause only says,
that they shall not, WITHOUT THE CONSENT OF CONGRESS, lay such duties; and if we are to
understand this in the sense last mentioned, the Constitution would then be made to introduce a formal
provision for the sake of a very absurd conclusion; which is, that the States, WITH THE CONSENT of the
national legislature, might tax imports and exports; and that they might tax every other article, UNLESS
CONTROLLED by the same body. If this was the intention, why not leave it, in the first instance, to what is
alleged to be the natural operation of the original clause, conferring a general power of taxation upon the
Union? It is evident that this could not have been the intention, and that it will not bear a construction of the
kind.
As to a supposition of repugnancy between the power of taxation in the States and in the Union, it cannot be
supported in that sense which would be requisite to work an exclusion of the States. It is, indeed, possible that
a tax might be laid on a particular article by a State which might render it INEXPEDIENT that thus a further
tax should be laid on the same article by the Union; but it would not imply a constitutional inability to impose
a further tax. The quantity of the imposition, the expediency or inexpediency of an increase on either side,
would be mutually questions of prudence; but there would be involved no direct contradiction of power. The
particular policy of the national and of the State systems of finance might now and then not exactly coincide,
and might require reciprocal forbearances. It is not, however a mere possibility of inconvenience in the
exercise of powers, but an immediate constitutional repugnancy that can by implication alienate and
extinguish a preexisting right of sovereignty.
The necessity of a concurrent jurisdiction in certain cases results from the division of the sovereign power;
and the rule that all authorities, of which the States are not explicitly divested in favor of the Union, remain
with them in full vigor, is not a theoretical consequence of that division, but is clearly admitted by the whole
tenor of the instrument which contains the articles of the proposed Constitution. We there find that,
notwithstanding the affirmative grants of general authorities, there has been the most pointed care in those
cases where it was deemed improper that the like authorities should reside in the States, to insert negative
clauses prohibiting the exercise of them by the States. The tenth section of the first article consists altogether
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of such provisions.
This circumstance is a clear indication of the sense of the convention, and furnishes a rule of interpretation
out of the body of the act, which justifies the position I have advanced and refutes every hypothesis to the
contrary.
PUBLIUS.
FEDERALIST No. 33 The Same Subject Continued (Concerning the General
Power of Taxation) From the Daily Advertiser.
January 3, 1788.
HAMILTON
To the People of the State of New York:
THE residue of the argument against the provisions of the Constitution in respect to taxation is ingrafted
upon the following clause. The last clause of the eighth section of the first article of the plan under
consideration authorizes the national legislature ``to make all laws which shall be NECESSARY and
PROPER for carrying into execution THE POWERS by that Constitution vested in the government of the
United States, or in any department or officer thereof''; and the second clause of the sixth article declares,
``that the Constitution and the laws of the United States made IN PURSUANCE THEREOF, and the treaties
made by their authority shall be the SUPREME LAW of the land, any thing in the constitution or laws of any
State to the contrary notwithstanding.'' These two clauses have been the source of much virulent invective
and petulant declamation against the proposed Constitution.
They have been held up to the people in all the exaggerated colors of misrepresentation as the pernicious
engines by which their local governments were to be destroyed and their liberties exterminated; as the
hideous monster whose devouring jaws would spare neither sex nor age, nor high nor low, nor sacred nor
profane; and yet, strange as it may appear, after all this clamor, to those who may not have happened to
contemplate them in the same light, it may be affirmed with perfect confidence that the constitutional
operation of the intended government would be precisely the same, if these clauses were entirely obliterated,
as if they were repeated in every article.
They are only declaratory of a truth which would have resulted by necessary and unavoidable implication
from the very act of constituting a federal government, and vesting it with certain specified powers. This is so
clear a proposition, that moderation itself can scarcely listen to the railings which have been so copiously
vented against this part of the plan, without emotions that disturb its equanimity.
What is a power, but the ability or faculty of doing a thing? What is the ability to do a thing, but the power of
employing the MEANS necessary to its execution? What is a LEGISLATIVE power, but a power of making
LAWS? What are the MEANS to execute a LEGISLATIVE power but LAWS? What is the power of laying
and collecting taxes, but a LEGISLATIVE POWER, or a power of MAKING LAWS, to lay and collect
taxes? What are the propermeans of executing such a power, but NECESSARY and PROPER laws? This
simple train of inquiry furnishes us at once with a test by which to judge of the true nature of the clause
complained of. It conducts us to this palpable truth, that a power to lay and collect taxes must be a power to
pass all laws NECESSARY and PROPER for the execution of that power; and what does the unfortunate and
culumniated provision in question do more than declare the same truth, to wit, that the national legislature, to
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whom the power of laying and collecting taxes had been previously given, might, in the execution of that
power, pass all laws NECESSARY and PROPER to carry it into effect? I have applied these observations
thus particularly to the power of taxation, because it is the immediate subject under consideration, and
because it is the most important of the authorities proposed to be conferred upon the Union. But the same
process will lead to the same result, in relation to all other powers declared in the Constitution. And it is
EXPRESSLY to execute these powers that the sweeping clause, as it has been affectedly called, authorizes
the national legislature to pass all NECESSARY and PROPER laws. If there is any thing exceptionable, it
must be sought for in the specific powers upon which this general declaration is predicated. The declaration
itself, though it may be chargeable with tautology or redundancy, is at least perfectly harmless.
But SUSPICION may ask, Why then was it introduced? The answer is, that it could only have been done for
greater caution, and to guard against all cavilling refinements in those who might hereafter feel a disposition
to curtail and evade the legitimatb authorities of the Union. The Convention probably foresaw, what it has
been a principal aim of these papers to inculcate, that the danger which most threatens our political welfare is
that the State governments will finally sap the foundations of the Union; and might therefore think it
necessary, in so cardinal a point, to leave nothing to construction. Whatever may have been the inducement to
it, the wisdom of the precaution is evident from the cry which has been raised against it; as that very cry
betrays a disposition to question the great and essential truth which it is manifestly the object of that
provision to declare.
But it may be again asked, Who is to judge of the NECESSITY and PROPRIETY of the laws to be passed for
executing the powers of the Union? I answer, first, that this question arises as well and as fully upon the
simple grant of those powers as upon the declaratory clause; and I answer, in the second place, that the
national government, like every other, must judge, in the first instance, of the proper exercise of its powers,
and its constituents in the last.
If the federal government should overpass the just bounds of its authority and make a tyrannical use of its
powers, the people, whose creature it is, must appeal to the standard they have formed, and take such
measures to redress the injury done to the Constitution as the exigency may suggest and prudence justify. The
propriety of a law, in a constitutional light, must always be determined by the nature of the powers upon
which it is founded. Suppose, by some forced constructions of its authority (which, indeed, cannot easily be
imagined), the Federal legislature should attempt to vary the law of descent in any State, would it not be
evident that, in making such an attempt, it had exceeded its jurisdiction, and infringed upon that of the State?
Suppose, again, that upon the pretense of an interference with its revenues, it should undertake to abrogate a
landtax imposed by the authority of a State; would it not be equally evident that this was an invasion of that
concurrent jurisdiction in respect to this species of tax, which its Constitution plainly supposes to exist in the
State governments? If there ever should be a doubt on this head, the credit of it will be entirely due to those
reasoners who, in the imprudent zeal of their animosity to the plan of the convention, have labored to envelop
it in a cloud calculated to obscure the plainest and simplest truths.
But it is said that the laws of the Union are to be the SUPREME LAW of the land. But what inference can be
drawn from this, or what would they amount to, if they were not to be supreme? It is evident they would
amount to nothing. A LAW, by the very meaning of the term, includes supremacy. It is a rule which those to
whom it is prescribed are bound to observe. This results from every political association. If individuals enter
into a state of society, the laws of that society must be the supreme regulator of their conduct. If a number of
political societies enter into a larger political society, the laws which the latter may enact, pursuant to the
powers intrusted to it by its constitution, must necessarily be supreme over those societies, and the
individuals of whom they are composed.
It would otherwise be a mere treaty, dependent on the good faith of the parties, and not a goverment, which is
only another word for POLITICAL POWER AND SUPREMACY. But it will not follow from this doctrine
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that acts of the large society which are NOT PURSUANT to its constitutional powers, but which are
invasions of the residuary authorities of the smaller societies, will become the supreme law of the land. These
will be merely acts of usurpation, and will deserve to be treated as such. Hence we perceive that the clause
which declares the supremacy of the laws of the Union, like the one we have just before considered, only
declares a truth, which flows immediately and necessarily from the institution of a federal government. It will
not, I presume, have escaped observation, that it EXPRESSLY confines this supremacy to laws made
PURSUANT TO THE CONSTITUTION; which I mention merely as an instance of caution in the
convention; since that limitation would have been to be understood, though it had not been expressed.
Though a law, therefore, laying a tax for the use of the United States would be supreme in its nature, and
could not legally be opposed or controlled, yet a law for abrogating or preventing the collection of a tax laid
by the authority of the State, (unless upon imports and exports), would not be the supreme law of the land,
but a usurpation of power not granted by the Constitution. As far as an improper accumulation of taxes on the
same object might tend to render the collection difficult or precarious, this would be a mutual inconvenience,
not arising from a superiority or defect of power on either side, but from an injudicious exercise of power by
one or the other, in a manner equally disadvantageous to both. It is to be hoped and presumed, however, that
mutual interest would dictate a concert in this respect which would avoid any material inconvenience. The
inference from the whole is, that the individual States would, under the proposed Constitution, retain an
independent and uncontrollable authority to raise revenue to any extent of which they may stand in need, by
every kind of taxation, except duties on imports and exports. It will be shown in the next paper that this
CONCURRENT JURISDICTION in the article of taxation was the only admissible substitute for an entire
subordination, in respect to this branch of power, of the State authority to that of the Union.
PUBLIUS.
FEDERALIST No. 34 The Same Subject Continued (Concerning the General
Power of Taxation) From the New York Packet.
Friday, January 4, 1788.
HAMILTON
To the People of the State of New York:
I FLATTER myself it has been clearly shown in my last number that the particular States, under the proposed
Constitution, would have COEQUAL authority with the Union in the article of revenue, except as to duties
on imports. As this leaves open to the States far the greatest part of the resources of the community, there can
be no color for the assertion that they would not possess means as abundant as could be desired for the supply
of their own wants, independent of all external control. That the field is sufficiently wide will more fully
appear when we come to advert to the inconsiderable share of the public expenses for which it will fall to the
lot of the State governments to provide.
To argue upon abstract principles that this coordinate authority cannot exist, is to set up supposition and
theory against fact and reality. However proper such reasonings might be to show that a thing OUGHT NOT
TO EXIST, they are wholly to be rejected when they are made use of to prove that it does not exist contrary
to the evidence of the fact itself. It is well known that in the Roman republic the legislative authority, in the
last resort, resided for ages in two different political bodies not as branches of the same legislature, but as
distinct and independent legislatures, in each of which an opposite interest prevailed: in one the patrician; in
the other, the plebian. Many arguments might have been adduced to prove the unfitness of two such
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seemingly contradictory authorities, each having power to ANNUL or REPEAL the acts of the other. But a
man would have been regarded as frantic who should have attempted at Rome to disprove their existence. It
will be readily understood that I allude to the COMITIA CENTURIATA and the COMITIA TRIBUTA.
The former, in which the people voted by centuries, was so arranged as to give a superiority to the patrician
interest; in the latter, in which numbers prevailed, the plebian interest had an entire predominancy. And yet
these two legislatures coexisted for ages, and the Roman republic attained to the utmost height of human
greatness.
In the case particularly under consideration, there is no such contradiction as appears in the example cited;
there is no power on either side to annul the acts of the other. And in practice there is little reason to
apprehend any inconvenience; because, in a short course of time, the wants of the States will naturally reduce
themselves within A VERY NARROW COMPASS; and in the interim, the United States will, in all
probability, find it convenient to abstain wholly from those objects to which the particular States would be
inclined to resort.
To form a more precise judgment of the true merits of this question, it will be well to advert to the proportion
between the objects that will require a federal provision in respect to revenue, and those which will require a
State provision. We shall discover that the former are altogether unlimited, and that the latter are
circumscribed within very moderate bounds. In pursuing this inquiry, we must bear in mind that we are not to
confine our view to the present period, but to look forward to remote futurity.
Constitutions of civil government are not to be framed upon a calculation of existing exigencies, but upon a
combination of these with the probable exigencies of ages, according to the natural and tried course of human
affairs. Nothing, therefore, can be more fallacious than to infer the extent of any power, proper to be lodged
in the national government, from an estimate of its immediate necessities. There ought to be a CAPACITY to
provide for future contingencies as they may happen; and as these are illimitable in their nature, it is
impossible safely to limit that capacity. It is true, perhaps, that a computation might be made with sufficient
accuracy to answer the purpose of the quantity of revenue requisite to discharge the subsisting engagements
of the Union, and to maintain those establishments which, for some time to come, would suffice in time of
peace. But would it be wise, or would it not rather be the extreme of folly, to stop at this point, and to leave
the government intrusted with the care of the national defense in a state of absolute incapacity to provide for
the protection of the community against future invasions of the public peace, by foreign war or domestic
convulsions? If, on the contrary, we ought to exceed this point, where can we stop, short of an indefinite
power of providing for emergencies as they may arise? Though it is easy to assert, in general terms, the
possibility of forming a rational judgment of a due provision against probable dangers, yet we may safely
challenge those who make the assertion to bring forward their data, and may affirm that they would be found
as vague and uncertain as any that could be produced to establish the probable duration of the world.
Observations confined to the mere prospects of internal attacks can deserve no weight; though even these will
admit of no satisfactory calculation: but if we mean to be a commercial people, it must form a part of our
policy to be able one day to defend that commerce. The support of a navy and of naval wars would involve
contingencies that must baffle all the efforts of political arithmetic.
Admitting that we ought to try the novel and absurd experiment in politics of tying up the hands of
government from offensive war founded upon reasons of state, yet certainly we ought not to disable it from
guarding the community against the ambition or enmity of other nations. A cloud has been for some time
hanging over the European world. If it should break forth into a storm, who can insure us that in its progress a
part of its fury would not be spent upon us? No reasonable man would hastily pronounce that we are entirely
out of its reach. Or if the combustible materials that now seem to be collecting should be dissipated without
coming to maturity, or if a flame should be kindled without extending to us, what security can we have that
our tranquillity will long remain undisturbed from some other cause or from some other quarter? Let us
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recollect that peace or war will not always be left to our option; that however moderate or unambitious we
may be, we cannot count upon the moderation, or hope to extinguish the ambition of others. Who could have
imagined at the conclusion of the last war that France and Britain, wearied and exhausted as they both were,
would so soon have looked with so hostile an aspect upon each other? To judge from the history of mankind,
we shall be compelled to conclude that the fiery and destructive passions of war reign in the human breast
with much more powerful sway than the mild and beneficent sentiments of peace; and that to model our
political systems upon speculations of lasting tranquillity, is to calculate on the weaker springs of the human
character.
What are the chief sources of expense in every government? What has occasioned that enormous
accumulation of debts with which several of the European nations are oppressed? The answers plainly is,
wars and rebellions; the support of those institutions which are necessary to guard the body politic against
these two most mortal diseases of society. The expenses arising from those institutions which are relative to
the mere domestic police of a state, to the support of its legislative, executive, and judicial departments, with
their different appendages, and to the encouragement of agriculture and manufactures (which will
comprehend almost all the objects of state expenditure), are insignificant in comparison with those which
relate to the national defense.
In the kingdom of Great Britain, where all the ostentatious apparatus of monarchy is to be provided for, not
above a fifteenth part of the annual income of the nation is appropriated to the class of expenses last
mentioned; the other fourteen fifteenths are absorbed in the payment of the interest of debts contracted for
carrying on the wars in which that country has been engaged, and in the maintenance of fleets and armies. If,
on the one hand, it should be observed that the expenses incurred in the prosecution of the ambitious
enterprises and vainglorious pursuits of a monarchy are not a proper standard by which to judge of those
which might be necessary in a republic, it ought, on the other hand, to be remarked that there should be as
great a disproportion between the profusion and extravagance of a wealthy kingdom in its domestic
administration, and the frugality and economy which in that particular become the modest simplicity of
republican government.
If we balance a proper deduction from one side against that which it is supposed ought to be made from the
other, the proportion may still be considered as holding good.
But let us advert to the large debt which we have ourselves contracted in a single war, and let us only
calculate on a common share of the events which disturb the peace of nations, and we shall instantly perceive,
without the aid of any elaborate illustration, that there must always be an immense disproportion between the
objects of federal and state expenditures. It is true that several of the States, separately, are encumbered with
considerable debts, which are an excrescence of the late war. But this cannot happen again, if the proposed
system be adopted; and when these debts are discharged, the only call for revenue of any consequence, which
the State governments will continue to experience, will be for the mere support of their respective civil list; to
which, if we add all contingencies, the total amount in every State ought to fall considerably short of two
hundred thousand pounds.
In framing a government for posterity as well as ourselves, we ought, in those provisions which are designed
to be permanent, to calculate, not on temporary, but on permanent causes of expense. If this principle be a
just one our attention would be directed to a provision in favor of the State governments for an annual sum of
about two hundred thousand pounds; while the exigencies of the Union could be susceptible of no limits,
even in imagination. In this view of the subject, by what logic can it be maintained that the local governments
ought to command, in perpetuity, an EXCLUSIVE source of revenue for any sum beyond the extent of two
hundred thousand pounds? To extend its power further, in EXCLUSION of the authority of the Union, would
be to take the resources of the community out of those hands which stood in need of them for the public
welfare, in order to put them into other hands which could have no just or proper occasion for them.
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Suppose, then, the convention had been inclined to proceed upon the principle of a repartition of the objects
of revenue, between the Union and its members, in PROPORTION to their comparative necessities; what
particular fund could have been selected for the use of the States, that would not either have been too much or
too little too little for their present, too much for their future wants? As to the line of separation between
external and internal taxes, this would leave to the States, at a rough computation, the command of two thirds
of the resources of the community to defray from a tenth to a twentieth part of its expenses; and to the Union,
one third of the resources of the community, to defray from nine tenths to nineteen twentieths of its expenses.
If we desert this boundary and content ourselves with leaving to the States an exclusive power of taxing
houses and lands, there would still be a great disproportion between the MEANS and the END; the
possession of one third of the resources of the community to supply, at most, one tenth of its wants. If any
fund could have been selected and appropriated, equal to and not greater than the object, it would have been
inadequate to the discharge of the existing debts of the particular States, and would have left them dependent
on the Union for a provision for this purpose.
The preceding train of observation will justify the position which has been elsewhere laid down, that ``A
CONCURRENT JURISDICTION in the article of taxation was the only admissible substitute for an entire
subordination, in respect to this branch of power, of State authority to that of the Union.'' Any separation of
the objects of revenue that could have been fallen upon, would have amounted to a sacrifice of the great
INTERESTS of the Union to the POWER of the individual States. The convention thought the concurrent
jurisdiction preferable to that subordination; and it is evident that it has at least the merit of reconciling an
indefinite constitutional power of taxation in the Federal government with an adequate and independent
power in the States to provide for their own necessities. There remain a few other lights, in which this
important subject of taxation will claim a further consideration.
PUBLIUS.
FEDERALIST No. 35 The Same Subject Continued (Concerning the General
Power of Taxation) For the Independent Journal.
HAMILTON
To the People of the State of New York:
BEFORE we proceed to examine any other objections to an indefinite power of taxation in the Union, I shall
make one general remark; which is, that if the jurisdiction of the national government, in the article of
revenue, should be restricted to particular objects, it would naturally occasion an undue proportion of the
public burdens to fall upon those objects. Two evils would spring from this source: the oppression of
particular branches of industry; and an unequal distribution of the taxes, as well among the several States as
among the citizens of the same State.
Suppose, as has been contended for, the federal power of taxation were to be confined to duties on imports, it
is evident that the government, for want of being able to command other resources, would frequently be
tempted to extend these duties to an injurious excess. There are persons who imagine that they can never be
carried to too great a length; since the higher they are, the more it is alleged they will tend to discourage an
extravagant consumption, to produce a favorable balance of trade, and to promote domestic manufactures.
But all extremes are pernicious in various ways. Exorbitant duties on imported articles would beget a general
spirit of smuggling; which is always prejudicial to the fair trader, and eventually to the revenue itself: they
tend to render other classes of the community tributary, in an improper degree, to the manufacturing classes,
to whom they give a premature monopoly of the markets; they sometimes force industry out of its more
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natural channels into others in which it flows with less advantage; and in the last place, they oppress the
merchant, who is often obliged to pay them himself without any retribution from the consumer. When the
demand is equal to the quantity of goods at market, the consumer generally pays the duty; but when the
markets happen to be overstocked, a great proportion falls upon the merchant, and sometimes not only
exhausts his profits, but breaks in upon his capital. I am apt to think that a division of the duty, between the
seller and the buyer, more often happens than is commonly imagined.
It is not always possible to raise the price of a commodity in exact proportion to every additional imposition
laid upon it. The merchant, especially in a country of small commercial capital, is often under a necessity of
keeping prices down in order to a more expeditious sale.
The maxim that the consumer is the payer, is so much oftener true than the reverse of the proposition, that it
is far more equitable that the duties on imports should go into a common stock, than that they should redound
to the exclusive benefit of the importing States. But it is not so generally true as to render it equitable, that
those duties should form the only national fund.
When they are paid by the merchant they operate as an additional tax upon the importing State, whose
citizens pay their proportion of them in the character of consumers. In this view they are productive of
inequality among the States; which inequality would be increased with the increased extent of the duties. The
confinement of the national revenues to this species of imposts would be attended with inequality, from a
different cause, between the manufacturing and the nonmanufacturing States. The States which can go
farthest towards the supply of their own wants, by their own manufactures, will not, according to their
numbers or wealth, consume so great a proportion of imported articles as those States which are not in the
same favorable situation. They would not, therefore, in this mode alone contribute to the public treasury in a
ratio to their abilities. To make them do this it is necessary that recourse be had to excises, the proper objects
of which are particular kinds of manufactures. New York is more deeply interested in these considerations
than such of her citizens as contend for limiting the power of the Union to external taxation may be aware of.
New York is an importing State, and is not likely speedily to be, to any great extent, a manufacturing State.
She would, of course, suffer in a double light from restraining the jurisdiction of the Union to commercial
imposts.
So far as these observations tend to inculcate a danger of the import duties being extended to an injurious
extreme it may be observed, conformably to a remark made in another part of these papers, that the interest of
the revenue itself would be a sufficient guard against such an extreme. I readily admit that this would be the
case, as long as other resources were open; but if the avenues to them were closed, HOPE, stimulated by
necessity, would beget experiments, fortified by rigorous precautions and additional penalties, which, for a
time, would have the intended effect, till there had been leisure to contrive expedients to elude these new
precautions. The first success would be apt to inspire false opinions, which it might require a long course of
subsequent experience to correct. Necessity, especially in politics, often occasions false hopes, false
reasonings, and a system of measures correspondingly erroneous. But even if this supposed excess should not
be a consequence of the limitation of the federal power of taxation, the inequalities spoken of would still
ensue, though not in the same degree, from the other causes that have been noticed.
Let us now return to the examination of objections.
One which, if we may judge from the frequency of its repetition, seems most to be relied on, is, that the
House of Representatives is not sufficiently numerous for the reception of all the different classes of citizens,
in order to combine the interests and feelings of every part of the community, and to produce a due sympathy
between the representative body and its constituents. This argument presents itself under a very specious and
seducing form; and is well calculated to lay hold of the prejudices of those to whom it is addressed. But when
we come to dissect it with attention, it will appear to be made up of nothing but fairsounding words. The
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object it seems to aim at is, in the first place, impracticable, and in the sense in which it is contended for, is
unnecessary. I reserve for another place the discussion of the question which relates to the sufficiency of the
representative body in respect to numbers, and shall content myself with examining here the particular use
which has been made of a contrary supposition, in reference to the immediate subject of our inquiries.
The idea of an actual representation of all classes of the people, by persons of each class, is altogether
visionary. Unless it were expressly provided in the Constitution, that each different occupation should send
one or more members, the thing would never take place in practice. Mechanics and manufacturers will
always be inclined, with few exceptions, to give their votes to merchants, in preference to persons of their
own professions or trades. Those discerning citizens are well aware that the mechanic and manufacturing arts
furnish the materials of mercantile enterprise and industry. Many of them, indeed, are immediately connected
with the operations of commerce. They know that the merchant is their natural patron and friend; and they are
aware, that however great the confidence they may justly feel in their own good sense, their interests can be
more effectually promoted by the merchant than by themselves. They are sensible that their habits in life have
not been such as to give them those acquired endowments, without which, in a deliberative assembly, the
greatest natural abilities are for the most part useless; and that the influence and weight, and superior
acquirements of the merchants render them more equal to a contest with any spirit which might happen to
infuse itself into the public councils, unfriendly to the manufacturing and trading interests. These
considerations, and many others that might be mentioned prove, and experience confirms it, that artisans and
manufacturers will commonly be disposed to bestow their votes upon merchants and those whom they
recommend. We must therefore consider merchants as the natural representatives of all these classes of the
community.
With regard to the learned professions, little need be observed; they truly form no distinct interest in society,
and according to their situation and talents, will be indiscriminately the objects of the confidence and choice
of each other, and of other parts of the community.
Nothing remains but the landed interest; and this, in a political view, and particularly in relation to taxes, I
take to be perfectly united, from the wealthiest landlord down to the poorest tenant. No tax can be laid on
land which will not affect the proprietor of millions of acres as well as the proprietor of a single acre. Every
landholder will therefore have a common interest to keep the taxes on land as low as possible; and common
interest may always be reckoned upon as the surest bond of sympathy. But if we even could suppose a
distinction of interest between the opulent landholder and the middling farmer, what reason is there to
conclude, that the first would stand a better chance of being deputed to the national legislature than the last?
If we take fact as our guide, and look into our own senate and assembly, we shall find that moderate
proprietors of land prevail in both; nor is this less the case in the senate, which consists of a smaller number,
than in the assembly, which is composed of a greater number. Where the qualifications of the electors are the
same, whether they have to choose a small or a large number, their votes will fall upon those in whom they
have most confidence; whether these happen to be men of large fortunes, or of moderate property, or of no
property at all.
It is said to be necessary, that all classes of citizens should have some of their own number in the
representative body, in order that their feelings and interests may be the better understood and attended to.
But we have seen that this will never happen under any arrangement that leaves the votes of the people free.
Where this is the case, the representative body, with too few exceptions to have any influence on the spirit of
the government, will be composed of landholders, merchants, and men of the learned professions. But where
is the danger that the interests and feelings of the different classes of citizens will not be understood or
attended to by these three descriptions of men? Will not the landholder know and feel whatever will promote
or insure the interest of landed property? And will he not, from his own interest in that species of property, be
sufficiently prone to resist every attempt to prejudice or encumber it? Will not the merchant understand and
be disposed to cultivate, as far as may be proper, the interests of the mechanic and manufacturing arts, to
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which his commerce is so nearly allied? Will not the man of the learned profession, who will feel a neutrality
to the rivalships between the different branches of industry, be likely to prove an impartial arbiter between
them, ready to promote either, so far as it shall appear to him conducive to the general interests of the
society? If we take into the account the momentary humors or dispositions which may happen to prevail in
particular parts of the society, and to which a wise administration will never be inattentive, is the man whose
situation leads to extensive inquiry and information less likely to be a competent judge of their nature, extent,
and foundation than one whose observation does not travel beyond the circle of his neighbors and
acquaintances? Is it not natural that a man who is a candidate for the favor of the people, and who is
dependent on the suffrages of his fellowcitizens for the continuance of his public honors, should take care to
inform himself of their dispositions and inclinations, and should be willing to allow them their proper degree
of influence upon his conduct? This dependence, and the necessity of being bound himself, and his posterity,
by the laws to which he gives his assent, are the true, and they are the strong chords of sympathy between the
representative and the constituent.
There is no part of the administration of government that requires extensive information and a thorough
knowledge of the principles of political economy, so much as the business of taxation.
The man who understands those principles best will be least likely to resort to oppressive expedients, or
sacrifice any particular class of citizens to the procurement of revenue. It might be demonstrated that the most
productive system of finance will always be the least burdensome. There can be no doubt that in order to a
judicious exercise of the power of taxation, it is necessary that the person in whose hands it should be
acquainted with the general genius, habits, and modes of thinking of the people at large, and with the
resources of the country. And this is all that can be reasonably meant by a knowledge of the interests and
feelings of the people. In any other sense the proposition has either no meaning, or an absurd one. And in that
sense let every considerate citizen judge for himself where the requisite qualification is most likely to be
found.
PUBLIUS.
FEDERALIST No. 36 The Same Subject Continued (Concerning the General
Power of Taxation) From the New York Packet.
Tuesday January 8, 1788.
HAMILTON
To the People of the State of New York:
WE HAVE seen that the result of the observations, to which the foregoing number has been principally
devoted, is, that from the natural operation of the different interests and views of the various classes of the
community, whether the representation of the people be more or less numerous, it will consist almost entirely
of proprietors of land, of merchants, and of members of the learned professions, who will truly represent all
those different interests and views. If it should be objected that we have seen other descriptions of men in the
local legislatures, I answer that it is admitted there are exceptions to the rule, but not in sufficient number to
influence the general complexion or character of the government. There are strong minds in every walk of
life that will rise superior to the disadvantages of situation, and will command the tribute due to their merit,
not only from the classes to which they particularly belong, but from the society in general. The door ought to
be equally open to all; and I trust, for the credit of human nature, that we shall see examples of such vigorous
plants flourishing in the soil of federal as well as of State legislation; but occasional instances of this sort will
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not render the reasoning founded upon the general course of things, less conclusive.
The subject might be placed in several other lights that would all lead to the same result; and in particular it
might be asked, What greater affinity or relation of interest can be conceived between the carpenter and
blacksmith, and the linen manufacturer or stocking weaver, than between the merchant and either of them? It
is notorious that there are often as great rivalships between different branches of the mechanic or
manufacturing arts as there are between any of the departments of labor and industry; so that, unless the
representative body were to be far more numerous than would be consistent with any idea of regularity or
wisdom in its deliberations, it is impossible that what seems to be the spirit of the objection we have been
considering should ever be realized in practice. But I forbear to dwell any longer on a matter which has
hitherto worn too loose a garb to admit even of an accurate inspection of its real shape or tendency.
There is another objection of a somewhat more precise nature that claims our attention. It has been asserted
that a power of internal taxation in the national legislature could never be exercised with advantage, as well
from the want of a sufficient knowledge of local circumstances, as from an interference between the revenue
laws of the Union and of the particular States. The supposition of a want of proper knowledge seems to be
entirely destitute of foundation. If any question is depending in a State legislature respecting one of the
counties, which demands a knowledge of local details, how is it acquired? No doubt from the information of
the members of the county. Cannot the like knowledge be obtained in the national legislature from the
representatives of each State? And is it not to be presumed that the men who will generally be sent there will
be possessed of the necessary degree of intelligence to be able to communicate that information? Is the
knowledge of local circumstances, as applied to taxation, a minute topographical acquaintance with all the
mountains, rivers, streams, highways, and bypaths in each State; or is it a general acquaintance with its
situation and resources, with the state of its agriculture, commerce, manufactures, with the nature of its
products and consumptions, with the different degrees and kinds of its wealth, property, and industry?
Nations in general, even under governments of the more popular kind, usually commit the administration of
their finances to single men or to boards composed of a few individuals, who digest and prepare, in the first
instance, the plans of taxation, which are afterwards passed into laws by the authority of the sovereign or
legislature.
Inquisitive and enlightened statesmen are deemed everywhere best qualified to make a judicious selection of
the objects proper for revenue; which is a clear indication, as far as the sense of mankind can have weight in
the question, of the species of knowledge of local circumstances requisite to the purposes of taxation.
The taxes intended to be comprised under the general denomination of internal taxes may be subdivided into
those of the DIRECT and those of the INDIRECT kind. Though the objection be made to both, yet the
reasoning upon it seems to be confined to the former branch. And indeed, as to the latter, by which must be
understood duties and excises on articles of consumption, one is at a loss to conceive what can be the nature
of the difficulties apprehended. The knowledge relating to them must evidently be of a kind that will either be
suggested by the nature of the article itself, or can easily be procured from any wellinformed man,
especially of the mercantile class. The circumstances that may distinguish its situation in one State from its
situation in another must be few, simple, and easy to be comprehended. The principal thing to be attended to,
would be to avoid those articles which had been previously appropriated to the use of a particular State; and
there could be no difficulty in ascertaining the revenue system of each. This could always be known from the
respective codes of laws, as well as from the information of the members from the several States.
The objection, when applied to real property or to houses and lands, appears to have, at first sight, more
foundation, but even in this view it will not bear a close examination. Land taxes are co monly laid in one of
two modes, either by ACTUAL valuations, permanent or periodical, or by OCCASIONAL assessments, at
the discretion, or according to the best judgment, of certain officers whose duty it is to make them. In either
case, the EXECUTION of the business, which alone requires the knowledge of local details, must be
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devolved upon discreet persons in the character of commissioners or assessors, elected by the people or
appointed by the government for the purpose. All that the law can do must be to name the persons or to
prescribe the manner of their election or appointment, to fix their numbers and qualifications and to draw the
general outlines of their powers and duties. And what is there in all this that cannot as well be performed by
the national legislature as by a State legislature? The attention of either can only reach to general principles;
local details, as already observed, must be referred to those who are to execute the plan.
But there is a simple point of view in which this matter may be placed that must be altogether satisfactory.
The national legislature can make use of the SYSTEM OF EACH STATE WITHIN THAT STATE. The
method of laying and collecting this species of taxes in each State can, in all its parts, be adopted and
employed by the federal government.
Let it be recollected that the proportion of these taxes is not to be left to the discretion of the national
legislature, but is to be determined by the numbers of each State, as described in the second section of the
first article. An actual census or enumeration of the people must furnish the rule, a circumstance which
effectually shuts the door to partiality or oppression. The abuse of this power of taxation seems to have been
provided against with guarded circumspection. In addition to the precaution just mentioned, there is a
provision that ``all duties, imposts, and excises shall be UNIFORM throughout the United States.'' It has been
very properly observed by different speakers and writers on the side of the Constitution, that if the exercise of
the power of internal taxation by the Union should be discovered on experiment to be really inconvenient, the
federal government may then forbear the use of it, and have recourse to requisitions in its stead. By way of
answer to this, it has been triumphantly asked, Why not in the first instance omit that ambiguous power, and
rely upon the latter resource? Two solid answers may be given. The first is, that the exercise of that power, if
convenient, will be preferable, because it will be more effectual; and it is impossible to prove in theory, or
otherwise than by the experiment, that it cannot be advantageously exercised. The contrary, indeed, appears
most probable. The second answer is, that the existence of such a power in the Constitution will have a strong
influence in giving efficacy to requisitions. When the States know that the Union can apply itself without
their agency, it will be a powerful motive for exertion on their part.
As to the interference of the revenue laws of the Union, and of its members, we have already seen that there
can be no clashing or repugnancy of authority. The laws cannot, therefore, in a legal sense, interfere with
each other; and it is far from impossible to avoid an interference even in the policy of their different systems.
An effectual expedient for this purpose will be, mutually, to abstain from those objects which either side may
have first had recourse to. As neither can CONTROL the other, each will have an obvious and sensible
interest in this reciprocal forbearance. And where there is an IMMEDIATE common interest, we may safely
count upon its operation. When the particular debts of the States are done away, and their expenses come to
be limited within their natural compass, the possibility almost of interference will vanish.
A small land tax will answer the purpose of the States, and will be their most simple and most fit resource.
Many spectres have been raised out of this power of internal taxation, to excite the apprehensions of the
people: double sets of revenue officers, a duplication of their burdens by double taxations, and the frightful
forms of odious and oppressive polltaxes, have been played off with all the ingenious dexterity of political
legerdemain.
As to the first point, there are two cases in which there can be no room for double sets of officers: one, where
the right of imposing the tax is exclusively vested in the Union, which applies to the duties on imports; the
other, where the object has not fallen under any State regulation or provision, which may be applicable to a
variety of objects. In other cases, the probability is that the United States will either wholly abstain from the
objects preoccupied for local purposes, or will make use of the State officers and State regulations for
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collecting the additional imposition. This will best answer the views of revenue, because it will save expense
in the collection, and will best avoid any occasion of disgust to the State governments and to the people. At
all events, here is a practicable expedient for avoiding such an inconvenience; and nothing more can be
required than to show that evils predicted to not necessarily result from the plan.
As to any argument derived from a supposed system of influence, it is a sufficient answer to say that it ought
not to be presumed; but the supposition is susceptible of a more precise answer. If such a spirit should infest
the councils of the Union, the most certain road to the accomplishment of its aim would be to employ the
State officers as much as possible, and to attach them to the Union by an accumulation of their emoluments.
This would serve to turn the tide of State influence into the channels of the national government, instead of
making federal influence flow in an opposite and adverse current. But all suppositions of this kind are
invidious, and ought to be banished from the consideration of the great question before the people. They can
answer no other end than to cast a mist over the truth.
As to the suggestion of double taxation, the answer is plain.
The wants of the Union are to be supplied in one way or another; if to be done by the authority of the federal
government, it will not be to be done by that of the State government. The quantity of taxes to be paid by the
community must be the same in either case; with this advantage, if the provision is to be made by the Union
that the capital resource of commercial imposts, which is the most convenient branch of revenue, can be
prudently improved to a much greater extent under federal than under State regulation, and of course will
render it less necessary to recur to more inconvenient methods; and with this further advantage, that as far as
there may be any real difficulty in the exercise of the power of internal taxation, it will impose a disposition
to greater care in the choice and arrangement of the means; and must naturally tend to make it a fixed point of
policy in the national administration to go as far as may be practicable in making the luxury of the rich
tributary to the public treasury, in order to diminish the necessity of those impositions which might create
dissatisfaction in the poorer and most numerous classes of the society. Happy it is when the interest which the
government has in the preservation of its own power, coincides with a proper distribution of the public
burdens, and tends to guard the least wealthy part of the community from oppression! As to poll taxes, I,
without scruple, confess my disapprobation of them; and though they have prevailed from an early period in
those States [1] which have uniformly been the most tenacious of their rights, I should lament to see them
introduced into practice under the national government. But does it follow because there is a power to lay
them that they will actually be laid? Every State in the Union has power to impose taxes of this kind; and yet
in several of them they are unknown in practice. Are the State governments to be stigmatized as tyrannies,
because they possess this power? If they are not, with what propriety can the like power justify such a charge
against the national government, or even be urged as an obstacle to its adoption? As little friendly as I am to
the species of imposition, I still feel a thorough conviction that the power of having recourse to it ought to
exist in the federal government. There are certain emergencies of nations, in which expedients, that in the
ordinary state of things ought to be forborne, become essential to the public weal. And the government, from
the possibility of such emergencies, ought ever to have the option of making use of them. The real scarcity of
objects in this country, which may be considered as productive sources of revenue, is a reason peculiar to
itself, for not abridging the discretion of the national councils in this respect. There may exist certain critical
and tempestuous conjunctures of the State, in which a poll tax may become an inestimable resource. And as I
know nothing to exempt this portion of the globe from the common calamities that have befallen other parts
of it, I acknowledge my aversion to every project that is calculated to disarm the government of a single
weapon, which in any possible contingency might be usefully employed for the general defense and security.
I have now gone through the examination of such of the powers proposed to be vested in the United States,
which may be considered as having an immediate relation to the energy of the government; and have
endeavored to answer the principal objections which have been made to them. I have passed over in silence
those minor authorities, which are either too inconsiderable to have been thought worthy of the hostilities of
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the opponents of the Constitution, or of too manifest propriety to admit of controversy.
The mass of judiciary power, however, might have claimed an investigation under this head, had it not been
for the consideration that its organization and its extent may be more advantageously considered in
connection. This has determined me to refer it to the branch of our inquiries upon which we shall next enter.
PUBLIUS.
FNA1@1 The New England States.
FEDERALIST No. 37 Concerning the Difficulties of the Convention in
Devising a Proper Form of Government From the Daily Advertiser.
Friday, January 11, 1788.
MADISON
To the People of the State of New York:
IN REVIEWING the defects of the existing Confederation, and showing that they cannot be supplied by a
government of less energy than that before the public, several of the most important principles of the latter
fell of course under consideration. But as the ultimate object of these papers is to determine clearly and fully
the merits of this Constitution, and the expediency of adopting it, our plan cannot be complete without taking
a more critical and thorough survey of the work of the convention, without examining it on all its sides,
comparing it in all its parts, and calculating its probable effects.
That this remaining task may be executed under impressions conducive to a just and fair result, some
reflections must in this place be indulged, which candor previously suggests.
It is a misfortune, inseparable from human affairs, that public measures are rarely investigated with that spirit
of moderation which is essential to a just estimate of their real tendency to advance or obstruct the public
good; and that this spirit is more apt to be diminished than promoted, by those occasions which require an
unusual exercise of it. To those who have been led by experience to attend to this consideration, it could not
appear surprising, that the act of the convention, which recommends so many important changes and
innovations, which may be viewed in so many lights and relations, and which touches the springs of so many
passions and interests, should find or excite dispositions unfriendly, both on one side and on the other, to a
fair discussion and accurate judgment of its merits. In some, it has been too evident from their own
publications, that they have scanned the proposed Constitution, not only with a predisposition to censure, but
with a predetermination to condemn; as the language held by others betrays an opposite predetermination or
bias, which must render their opinions also of little moment in the question. In placing, however, these
different characters on a level, with respect to the weight of their opinions, I wish not to insinuate that there
may not be a material difference in the purity of their intentions. It is but just to remark in favor of the latter
description, that as our situation is universally admitted to be peculiarly critical, and to require indispensably
that something should be done for our relief, the predetermined patron of what has been actually done may
have taken his bias from the weight of these considerations, as well as from considerations of a sinister
nature. The predetermined adversary, on the other hand, can have been governed by no venial motive
whatever. The intentions of the first may be upright, as they may on the contrary be culpable. The views of
the last cannot be upright, and must be culpable. But the truth is, that these papers are not addressed to
persons falling under either of these characters. They solicit the attention of those only, who add to a sincere
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zeal for the happiness of their country, a temper favorable to a just estimate of the means of promoting it.
Persons of this character will proceed to an examination of the plan submitted by the convention, not only
without a disposition to find or to magnify faults; but will see the propriety of reflecting, that a faultless plan
was not to be expected. Nor will they barely make allowances for the errors which may be chargeable on the
fallibility to which the convention, as a body of men, were liable; but will keep in mind, that they themselves
also are but men, and ought not to assume an infallibility in rejudging the fallible opinions of others.
With equal readiness will it be perceived, that besides these inducements to candor, many allowances ought
to be made for the difficulties inherent in the very nature of the undertaking referred to the convention.
The novelty of the undertaking immediately strikes us. It has been shown in the course of these papers, that
the existing Confederation is founded on principles which are fallacious; that we must consequently change
this first foundation, and with it the superstructure resting upon it. It has been shown, that the other
confederacies which could be consulted as precedents have been vitiated by the same erroneous principles,
and can therefore furnish no other light than that of beacons, which give warning of the course to be shunned,
without pointing out that which ought to be pursued. The most that the convention could do in such a
situation, was to avoid the errors suggested by the past experience of other countries, as well as of our own;
and to provide a convenient mode of rectifying their own errors, as future experiences may unfold them.
Among the difficulties encountered by the convention, a very important one must have lain in combining the
requisite stability and energy in government, with the inviolable attention due to liberty and to the republican
form. Without substantially accomplishing this part of their undertaking, they would have very imperfectly
fulfilled the object of their appointment, or the expectation of the public; yet that it could not be easily
accomplished, will be denied by no one who is unwilling to betray his ignorance of the subject. Energy in
government is essential to that security against external and internal danger, and to that prompt and salutary
execution of the laws which enter into the very definition of good government. Stability in government is
essential to national character and to the advantages annexed to it, as well as to that repose and confidence in
the minds of the people, which are among the chief blessings of civil society. An irregular and mutable
legislation is not more an evil in itself than it is odious to the people; and it may be pronounced with
assurance that the people of this country, enlightened as they are with regard to the nature, and interested, as
the great body of them are, in the effects of good government, will never be satisfied till some remedy be
applied to the vicissitudes and uncertainties which characterize the State administrations. On comparing,
however, these valuable ingredients with the vital principles of liberty, we must perceive at once the
difficulty of mingling them together in their due proportions. The genius of republican liberty seems to
demand on one side, not only that all power should be derived from the people, but that those intrusted with it
should be kept in independence on the people, by a short duration of their appointments; and that even during
this short period the trust should be placed not in a few, but a number of hands. Stability, on the contrary,
requires that the hands in which power is lodged should continue for a length of time the same. A frequent
change of men will result from a frequent return of elections; and a frequent change of measures from a
frequent change of men: whilst energy in government requires not only a certain duration of power, but the
execution of it by a single hand.
How far the convention may have succeeded in this part of their work, will better appear on a more accurate
view of it. From the cursory view here taken, it must clearly appear to have been an arduous part.
Not less arduous must have been the task of marking the proper line of partition between the authority of the
general and that of the State governments. Every man will be sensible of this difficulty, in proportion as he
has been accustomed to contemplate and discriminate objects extensive and complicated in their nature.
The faculties of the mind itself have never yet been distinguished and defined, with satisfactory precision, by
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all the efforts of the most acute and metaphysical philosophers. Sense, perception, judgment, desire, volition,
memory, imagination, are found to be separated by such delicate shades and minute gradations that their
boundaries have eluded the most subtle investigations, and remain a pregnant source of ingenious disquisition
and controversy. The boundaries between the great kingdom of nature, and, still more, between the various
provinces, and lesser portions, into which they are subdivided, afford another illustration of the same
important truth. The most sagacious and laborious naturalists have never yet succeeded in tracing with
certainty the line which separates the district of vegetable life from the neighboring region of unorganized
matter, or which marks the ermination of the former and the commencement of the animal empire. A still
greater obscurity lies in the distinctive characters by which the objects in each of these great departments of
nature have been arranged and assorted.
When we pass from the works of nature, in which all the delineations are perfectly accurate, and appear to be
otherwise only from the imperfection of the eye which surveys them, to the institutions of man, in which the
obscurity arises as well from the object itself as from the organ by which it is contemplated, we must perceive
the necessity of moderating still further our expectations and hopes from the efforts of human sagacity.
Experience has instructed us that no skill in the science of government has yet been able to discriminate and
define, with sufficient certainty, its three great provinces the legislative, executive, and judiciary; or even the
privileges and powers of the different legislative branches.
Questions daily occur in the course of practice, which prove the obscurity which reins in these subjects, and
which puzzle the greatest adepts in political science.
The experience of ages, with the continued and combined labors of the most enlightened legislatures and
jurists, has been equally unsuccessful in delineating the several objects and limits of different codes of laws
and different tribunals of justice. The precise extent of the common law, and the statute law, the maritime
law, the ecclesiastical law, the law of corporations, and other local laws and customs, remains still to be
clearly and finally established in Great Britain, where accuracy in such subjects has been more industriously
pursued than in any other part of the world.
The jurisdiction of her several courts, general and local, of law, of equity, of admiralty, etc., is not less a
source of frequent and intricate discussions, sufficiently denoting the indeterminate limits by which they are
respectively circumscribed. All new laws, though penned with the greatest technical skill, and passed on the
fullest and most mature deliberation, are considered as more or less obscure and equivocal, until their
meaning be liquidated and ascertained by a series of particular discussions and adjudications.
Besides the obscurity arising from the complexity of objects, and the imperfection of the human faculties, the
medium through which the conceptions of men are conveyed to each other adds a fresh embarrassment. The
use of words is to express ideas. Perspicuity, therefore, requires not only that the ideas should be distinctly
formed, but that they should be expressed by words distinctly and exclusively appropriate to them. But no
language is so copious as to supply words and phrases for every complex idea, or so correct as not to include
many equivocally denoting different ideas. Hence it must happen that however accurately objects may be
discriminated in themselves, and however accurately the discrimination may be considered, the definition of
them may be rendered inaccurate by the inaccuracy of the terms in which it is delivered. And this
unavoidable inaccuracy must be greater or less, according to the complexity and novelty of the objects
defined. When the Almighty himself condescends to address mankind in their own language, his meaning,
luminous as it must be, is rendered dim and doubtful by the cloudy medium through which it is
communicated.
Here, then, are three sources of vague and incorrect definitions: indistinctness of the object, imperfection of
the organ of conception, inadequateness of the vehicle of ideas. Any one of these must produce a certain
degree of obscurity. The convention, in delineating the boundary between the federal and State jurisdictions,
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must have experienced the full effect of them all.
To the difficulties already mentioned may be added the interfering pretensions of the larger and smaller
States. We cannot err in supposing that the former would contend for a participation in the government, fully
proportioned to their superior wealth and importance; and that the latter would not be less tenacious of the
equality at present enjoyed by them. We may well suppose that neither side would entirely yield to the other,
and consequently that the struggle could be terminated only by compromise. It is extremely probable, also,
that after the ratio of representation had been adjusted, this very compromise must have produced a fresh
struggle between the same parties, to give such a turn to the organization of the government, and to the
distribution of its powers, as would increase the importance of the branches, in forming which they had
respectively obtained the greatest share of influence.
There are features in the Constitution which warrant each of these suppositions; and as far as either of them is
well founded, it shows that the convention must have been compelled to sacrifice theoretical propriety to the
force of extraneous considerations.
Nor could it have been the large and small States only, which would marshal themselves in opposition to
each other on various points. Other combinations, resulting from a difference of local position and policy,
must have created additional difficulties. As every State may be divided into different districts, and its
citizens into different classes, which give birth to contending interests and local jealousies, so the different
parts of the United States are distinguished from each other by a variety of circumstances, which produce a
like effect on a larger scale. And although this variety of interests, for reasons sufficiently explained in a
former paper, may have a salutary influence on the administration of the government when formed, yet every
one must be sensible of the contrary influence, which must have been experienced in the task of forming it.
Would it be wonderful if, under the pressure of all these difficulties, the convention should have been forced
into some deviations from that artificial structure and regular symmetry which an abstract view of the subject
might lead an ingenious theorist to bestow on a Constitution planned in his closet or in his imagination? The
real wonder is that so many difficulties should have been surmounted, and surmounted with a unanimity
almost as unprecedented as it must have been unexpected. It is impossible for any man of candor to reflect on
this circumstance without partaking of the astonishment. It is impossible for the man of pious reflection not to
perceive in it a finger of that Almighty hand which has been so frequently and signally extended to our relief
in the critical stages of the revolution.
We had occasion, in a former paper, to take notice of the repeated trials which have been unsuccessfully
made in the United Netherlands for reforming the baneful and notorious vices of their constitution. The
history of almost all the great councils and consultations held among mankind for reconciling their discordant
opinions, assuaging their mutual jealousies, and adjusting their respective interests, is a history of factions,
contentions, and disappointments, and may be classed among the most dark and degraded pictures which
display the infirmities and depravities of the human character. If, in a few scattered instances, a brighter
aspect is presented, they serve only as exceptions to admonish us of the general truth; and by their lustre to
darken the gloom of the adverse prospect to which they are contrasted. In revolving the causes from which
these exceptions result, and applying them to the particular instances before us, we are necessarily led to two
important conclusions. The first is, that the convention must have enjoyed, in a very singular degree, an
exemption from the pestilential influence of party animosities the disease most incident to deliberative
bodies, and most apt to contaminate their proceedings. The second conclusion is that all the deputations
composing the convention were satisfactorily accommodated by the final act, or were induced to accede to it
by a deep conviction of the necessity of sacrificing private opinions and partial interests to the public good,
and by a despair of seeing this necessity diminished by delays or by new experiments.
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FEDERALIST No. 38 The Same Subject Continued, and the Incoherence of
the Objections to the New Plan Exposed From the New York Packet.
Tuesday, January 15, 1788.
MADISON
To the People of the State of New York:
IT IS not a little remarkable that in every case reported by ancient history, in which government has been
established with deliberation and consent, the task of framing it has not been committed to an assembly of
men, but has been performed by some individual citizen of preeminent wisdom and approved integrity.
Minos, we learn, was the primitive founder of the government of Crete, as Zaleucus was of that of the
Locrians. Theseus first, and after him Draco and Solon, instituted the government of Athens.
Lycurgus was the lawgiver of Sparta. The foundation of the original government of Rome was laid by
Romulus, and the work completed by two of his elective successors, Numa and Tullius Hostilius. On the
abolition of royalty the consular administration was substituted by Brutus, who stepped forward with a
project for such a reform, which, he alleged, had been prepared by Tullius Hostilius, and to which his address
obtained the assent and ratification of the senate and people. This remark is applicable to confederate
governments also. Amphictyon, we are told, was the author of that which bore his name. The Achaean league
received its first birth from Achaeus, and its second from Aratus.
What degree of agency these reputed lawgivers might have in their respective establishments, or how far they
might be clothed with the legitimate authority of the people, cannot in every instance be ascertained. In some,
however, the proceeding was strictly regular. Draco appears to have been intrusted by the people of Athens
with indefinite powers to reform its government and laws. And Solon, according to Plutarch, was in a manner
compelled, by the universal suffrage of his fellowcitizens, to take upon him the sole and absolute power of
newmodeling the constitution. The proceedings under Lycurgus were less regular; but as far as the
advocates for a regular reform could prevail, they all turned their eyes towards the single efforts of that
celebrated patriot and sage, instead of seeking to bring about a revolution by the intervention of a deliberative
body of citizens.
Whence could it have proceeded, that a people, jealous as the Greeks were of their liberty, should so far
abandon the rules of caution as to place their destiny in the hands of a single citizen? Whence could it have
proceeded, that the Athenians, a people who would not suffer an army to be commanded by fewer than ten
generals, and who required no other proof of danger to their liberties than the illustrious merit of a
fellowcitizen, should consider one illustrious citizen as a more eligible depositary of the fortunes of
themselves and their posterity, than a select body of citizens, from whose common deliberations more
wisdom, as well as more safety, might have been expected? These questions cannot be fully answered,
without supposing that the fears of discord and disunion among a number of counsellors exceeded the
apprehension of treachery or incapacity in a single individual. History informs us, likewise, of the difficulties
with which these celebrated reformers had to contend, as well as the expedients which they were obliged to
employ in order to carry their reforms into effect. Solon, who seems to have indulged a more temporizing
policy, confessed that he had not given to his countrymen the government best suited to their happiness, but
most tolerable to their prejudices. And Lycurgus, more true to his object, was under the necessity of mixing a
portion of violence with the authority of superstition, and of securing his final success by a voluntary
renunciation, first of his country, and then of his life. If these lessons teach us, on one hand, to admire the
improvement made by America on the ancient mode of preparing and establishing regular plans of
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government, they serve not less, on the other, to admonish us of the hazards and difficulties incident to such
experiments, and of the great imprudence of unnecessarily multiplying them.
Is it an unreasonable conjecture, that the errors which may be contained in the plan of the convention are such
as have resulted rather from the defect of antecedent experience on this complicated and difficult subject,
than from a want of accuracy or care in the investigation of it; and, consequently such as will not be
ascertained until an actual trial shall have pointed them out? This conjecture is rendered probable, not only by
many considerations of a general nature, but by the particular case of the Articles of Confederation. It is
observable that among the numerous objections and amendments suggested by the several States, when these
articles were submitted for their ratification, not one is found which alludes to the great and radical error
which on actual trial has discovered itself. And if we except the observations which New Jersey was led to
make, rather by her local situation, than by her peculiar foresight, it may be questioned whether a single
suggestion was of sufficient moment to justify a revision of the system. There is abundant reason,
nevertheless, to suppose that immaterial as these objections were, they would have been adhered to with a
very dangerous inflexibility, in some States, had not a zeal for their opinions and supposed interests been
stifled by the more powerful sentiment of selfpreservation. One State, we may remember, persisted for
several years in refusing her concurrence, although the enemy remained the whole period at our gates, or
rather in the very bowels of our country. Nor was her pliancy in the end effected by a less motive, than the
fear of being chargeable with protracting the public calamities, and endangering the event of the contest.
Every candid reader will make the proper reflections on these important facts.
A patient who finds his disorder daily growing worse, and that an efficacious remedy can no longer be
delayed without extreme danger, after coolly revolving his situation, and the characters of different
physicians, selects and calls in such of them as he judges most capable of administering relief, and best
entitled to his confidence. The physicians attend; the case of the patient is carefully examined; a consultation
is held; they are unanimously agreed that the symptoms are critical, but that the case, with proper and timely
relief, is so far from being desperate, that it may be made to issue in an improvement of his constitution. They
are equally unanimous in prescribing the remedy, by which this happy effect is to be produced. The
prescription is no sooner made known, however, than a number of persons interpose, and, without denying
the reality or danger of the disorder, assure the patient that the prescription will be poison to his constitution,
and forbid him, under pain of certain death, to make use of it. Might not the patient reasonably demand,
before he ventured to follow this advice, that the authors of it should at least agree among themselves on
some other remedy to be substituted? And if he found them differing as much from one another as from his
first counsellors, would he not act prudently in trying the experiment unanimously recommended by the
latter, rather than be hearkening to those who could neither deny the necessity of a speedy remedy, nor agree
in proposing one? Such a patient and in such a situation is America at this moment.
She has been sensible of her malady. She has obtained a regular and unanimous advice from men of her own
deliberate choice. And she is warned by others against following this advice under pain of the most fatal
consequences. Do the monitors deny the reality of her danger? No. Do they deny the necessity of some
speedy and powerful remedy? No. Are they agreed, are any two of them agreed, in their objections to the
remedy proposed, or in the proper one to be substituted? Let them speak for themselves. This one tells us that
the proposed Constitution ought to be rejected, because it is not a confederation of the States, but a
government over individuals.
Another admits that it ought to be a government over individuals to a certain extent, but by no means to the
extent proposed. A third does not object to the government over individuals, or to the extent proposed, but to
the want of a bill of rights. A fourth concurs in the absolute necessity of a bill of rights, but contends that it
ought to be declaratory, not of the personal rights of individuals, but of the rights reserved to the States in
their political capacity.
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A fifth is of opinion that a bill of rights of any sort would be superfluous and misplaced, and that the plan
would be unexceptionable but for the fatal power of regulating the times and places of election. An objector
in a large State exclaims loudly against the unreasonable equality of representation in the Senate.
An objector in a small State is equally loud against the dangerous inequality in the House of Representatives.
From this quarter, we are alarmed with the amazing expense, from the number of persons who are to
administer the new government. From another quarter, and sometimes from the same quarter, on another
occasion, the cry is that the Congress will be but a shadow of a representation, and that the government would
be far less objectionable if the number and the expense were doubled. A patriot in a State that does not import
or export, discerns insuperable objections against the power of direct taxation. The patriotic adversary in a
State of great exports and imports, is not less dissatisfied that the whole burden of taxes may be thrown on
consumption. This politician discovers in the Constitution a direct and irresistible tendency to monarchy; that
is equally sure it will end in aristocracy. Another is puzzled to say which of these shapes it will ultimately
assume, but sees clearly it must be one or other of them; whilst a fourth is not wanting, who with no less
confidence affirms that the Constitution is so far from having a bias towards either of these dangers, that the
weight on that side will not be sufficient to keep it upright and firm against its opposite propensities. With
another class of adversaries to the Constitution the language is that the legislative, executive, and judiciary
departments are intermixed in such a manner as to contradict all the ideas of regular government and all the
requisite precautions in favor of liberty. Whilst this objection circulates in vague and general expressions,
there are but a few who lend their sanction to it. Let each one come forward with his particular explanation,
and scarce any two are exactly agreed upon the subject. In the eyes of one the junction of the Senate with the
President in the responsible function of appointing to offices, instead of vesting this executive power in the
Executive alone, is the vicious part of the organization. To another, the exclusion of the House of
Representatives, whose numbers alone could be a due security against corruption and partiality in the
exercise of such a power, is equally obnoxious. With another, the admission of the President into any share of
a power which ever must be a dangerous engine in the hands of the executive magistrate, is an unpardonable
violation of the maxims of republican jealousy. No part of the arrangement, according to some, is more
inadmissible than the trial of impeachments by the Senate, which is alternately a member both of the
legislative and executive departments, when this power so evidently belonged to the judiciary department.
``We concur fully,'' reply others, ``in the objection to this part of the plan, but we can never agree that a
reference of impeachments to the judiciary authority would be an amendment of the error. Our principal
dislike to the organization arises from the extensive powers already lodged in that department.'' Even among
the zealous patrons of a council of state the most irreconcilable variance is discovered concerning the mode in
which it ought to be constituted.
The demand of one gentleman is, that the council should consist of a small number to be appointed by the
most numerous branch of the legislature. Another would prefer a larger number, and considers it as a
fundamental condition that the appointment should be made by the President himself.
As it can give no umbrage to the writers against the plan of the federal Constitution, let us suppose, that as
they are the most zealous, so they are also the most sagacious, of those who think the late convention were
unequal to the task assigned them, and that a wiser and better plan might and ought to be substituted. Let us
further suppose that their country should concur, both in this favorable opinion of their merits, and in their
unfavorable opinion of the convention; and should accordingly proceed to form them into a second
convention, with full powers, and for the express purpose of revising and remoulding the work of the first.
Were the experiment to be seriously made, though it required some effort to view it seriously even in fiction,
I leave it to be decided by the sample of opinions just exhibited, whether, with all their enmity to their
predecessors, they would, in any one point, depart so widely from their example, as in the discord and
ferment that would mark their own deliberations; and whether the Constitution, now before the public, would
not stand as fair a chance for immortality, as Lycurgus gave to that of Sparta, by making its change to depend
on his own return from exile and death, if it were to be immediately adopted, and were to continue in force,
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not until a BETTER, but until ANOTHER should be agreed upon by this new assembly of lawgivers.
It is a matter both of wonder and regret, that those who raise so many objections against the new Constitution
should never call to mind the defects of that which is to be exchanged for it. It is not necessary that the former
should be perfect; it is sufficient that the latter is more imperfect. No man would refuse to give brass for
silver or gold, because the latter had some alloy in it. No man would refuse to quit a shattered and tottering
habitation for a firm and commodious building, because the latter had not a porch to it, or because some of
the rooms might be a little larger or smaller, or the ceilings a little higher or lower than his fancy would have
planned them. But waiving illustrations of this sort, is it not manifest that most of the capital objections urged
against the new system lie with tenfold weight against the existing Confederation? Is an indefinite power to
raise money dangerous in the hands of the federal government? The present Congress can make requisitions
to any amount they please, and the States are constitutionally bound to furnish them; they can emit bills of
credit as long as they will pay for the paper; they can borrow, both abroad and at home, as long as a shilling
will be lent. Is an indefinite power to raise troops dangerous? The Confederation gives to Congress that
power also; and they have already begun to make use of it. Is it improper and unsafe to intermix the different
powers of government in the same body of men? Congress, a single body of men, are the sole depositary of
all the federal powers. Is it particularly dangerous to give the keys of the treasury, and the command of the
army, into the same hands? The Confederation places them both in the hands of Congress. Is a bill of rights
essential to liberty? The Confederation has no bill of rights. Is it an objection against the new Constitution,
that it empowers the Senate, with the concurrence of the Executive, to make treaties which are to be the laws
of the land? The existing Congress, without any such control, can make treaties which they themselves have
declared, and most of the States have recognized, to be the supreme law of the land. Is the importation of
slaves permitted by the new Constitution for twenty years? By the old it is permitted forever.
I shall be told, that however dangerous this mixture of powers may be in theory, it is rendered harmless by
the dependence of Congress on the State for the means of carrying them into practice; that however large the
mass of powers may be, it is in fact a lifeless mass. Then, say I, in the first place, that the Confederation is
chargeable with the still greater folly of declaring certain powers in the federal government to be absolutely
necessary, and at the same time rendering them absolutely nugatory; and, in the next place, that if the Union
is to continue, and no better government be substituted, effective powers must either be granted to, or
assumed by, the existing Congress; in either of which events, the contrast just stated will hold good. But this
is not all. Out of this lifeless mass has already grown an excrescent power, which tends to realize all the
dangers that can be apprehended from a defective construction of the supreme government of the Union. It is
now no longer a point of speculation and hope, that the Western territory is a mine of vast wealth to the
United States; and although it is not of such a nature as to extricate them from their present distresses, or for
some time to come, to yield any regular supplies for the public expenses, yet must it hereafter be able, under
proper management, both to effect a gradual discharge of the domestic debt, and to furnish, for a certain
period, liberal tributes to the federal treasury. A very large proportion of this fund has been already
surrendered by individual States; and it may with reason be expected that the remaining States will not persist
in withholding similar proofs of their equity and generosity. We may calculate, therefore, that a rich and
fertile country, of an area equal to the inhabited extent of the United States, will soon become a national
stock. Congress have assumed the administration of this stock. They have begun to render it productive.
Congress have undertaken to do more: they have proceeded to form new States, to erect temporary
governments, to appoint officers for them, and to prescribe the conditions on which such States shall be
admitted into the Confederacy. All this has been done; and done without the least color of constitutional
authority. Yet no blame has been whispered; no alarm has been sounded. A GREAT and INDEPENDENT
fund of revenue is passing into the hands of a SINGLE BODY of men, who can RAISE TROOPS to an
INDEFINITE NUMBER, and appropriate money to their support for an INDEFINITE PERIOD OF TIME.
And yet there are men, who have not only been silent spectators of this prospect, but who are advocates for
the system which exhibits it; and, at the same time, urge against the new system the objections which we
have heard. Would they not act with more consistency, in urging the establishment of the latter, as no less
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necessary to guard the Union against the future powers and resources of a body constructed like the existing
Congress, than to save it from the dangers threatened by the present impotency of that Assembly? I mean not,
by any thing here said, to throw censure on the measures which have been pursued by Congress. I am
sensible they could not have done otherwise. The public interest, the necessity of the case, imposed upon
them the task of overleaping their constitutional limits. But is not the fact an alarming proof of the danger
resulting from a government which does not possess regular powers commensurate to its objects? A
dissolution or usurpation is the dreadful dilemma to which it is continually exposed.
PUBLIUS.
FEDERALIST No. 39 The Conformity of the Plan to Republican Principles For
the Independent Journal.
MADISON
To the People of the State of New York:
THE last paper having concluded the observations which were meant to introduce a candid survey of the plan
of government reported by the convention, we now proceed to the execution of that part of our undertaking.
The first question that offers itself is, whether the general form and aspect of the government be strictly
republican. It is evident that no other form would be reconcilable with the genius of the people of America;
with the fundamental principles of the Revolution; or with that honorable determination which animates
every votary of freedom, to rest all our political experiments on the capacity of mankind for selfgovernment.
If the plan of the convention, therefore, be found to depart from the republican character, its advocates must
abandon it as no longer defensible.
What, then, are the distinctive characters of the republican form? Were an answer to this question to be
sought, not by recurring to principles, but in the application of the term by political writers, to the constitution
of different States, no satisfactory one would ever be found. Holland, in which no particle of the supreme
authority is derived from the people, has passed almost universally under the denomination of a republic. The
same title has been bestowed on Venice, where absolute power over the great body of the people is exercised,
in the most absolute manner, by a small body of hereditary nobles. Poland, which is a mixture of aristocracy
and of monarchy in their worst forms, has been dignified with the same appellation. The government of
England, which has one republican branch only, combined with an hereditary aristocracy and monarchy, has,
with equal impropriety, been frequently placed on the list of republics. These examples, which are nearly as
dissimilar to each other as to a genuine republic, show the extreme inaccuracy with which the term has been
used in political disquisitions.
If we resort for a criterion to the different principles on which different forms of government are established,
we may define a republic to be, or at least may bestow that name on, a government which derives all its
powers directly or indirectly from the great body of the people, and is administered by persons holding their
offices during pleasure, for a limited period, or during good behavior. It is ESSENTIAL to such a
government that it be derived from the great body of the society, not from an inconsiderable proportion, or a
favored class of it; otherwise a handful of tyrannical nobles, exercising their oppressions by a delegation of
their powers, might aspire to the rank of republicans, and claim for their government the honorable title of
republic. It is SUFFICIENT for such a government that the persons administering it be appointed, either
directly or indirectly, by the people; and that they hold their appointments by either of the tenures just
specified; otherwise every government in the United States, as well as every other popular government that
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has been or can be well organized or well executed, would be degraded from the republican character.
According to the constitution of every State in the Union, some or other of the officers of government are
appointed indirectly only by the people. According to most of them, the chief magistrate himself is so
appointed. And according to one, this mode of appointment is extended to one of the coordinate branches of
the legislature. According to all the constitutions, also, the tenure of the highest offices is extended to a
definite period, and in many instances, both within the legislative and executive departments, to a period of
years. According to the provisions of most of the constitutions, again, as well as according to the most
respectable and received opinions on the subject, the members of the judiciary department are to retain their
offices by the firm tenure of good behavior.
On comparing the Constitution planned by the convention with the standard here fixed, we perceive at once
that it is, in the most rigid sense, conformable to it. The House of Representatives, like that of one branch at
least of all the State legislatures, is elected immediately by the great body of the people. The Senate, like the
present Congress, and the Senate of Maryland, derives its appointment indirectly from the people. The
President is indirectly derived from the choice of the people, according to the example in most of the States.
Even the judges, with all other officers of the Union, will, as in the several States, be the choice, though a
remote choice, of the people themselves, the duration of the appointments is equally conformable to the
republican standard, and to the model of State constitutions The House of Representatives is periodically
elective, as in all the States; and for the period of two years, as in the State of South Carolina. The Senate is
elective, for the period of six years; which is but one year more than the period of the Senate of Maryland,
and but two more than that of the Senates of New York and Virginia. The President is to continue in office
for the period of four years; as in New York and Delaware, the chief magistrate is elected for three years, and
in South Carolina for two years. In the other States the election is annual. In several of the States, however,
no constitutional provision is made for the impeachment of the chief magistrate. And in Delaware and
Virginia he is not impeachable till out of office.
The President of the United States is impeachable at any time during his continuance in office. The tenure by
which the judges are to hold their places, is, as it unquestionably ought to be, that of good behavior. The
tenure of the ministerial offices generally, will be a subject of legal regulation, conformably to the reason of
the case and the example of the State constitutions.
Could any further proof be required of the republican complexion of this system, the most decisive one might
be found in its absolute prohibition of titles of nobility, both under the federal and the State governments; and
in its express guaranty of the republican form to each of the latter.
``But it was not sufficient,'' say the adversaries of the proposed Constitution, ``for the convention to adhere to
the republican form. They ought, with equal care, to have preserved the FEDERAL form, which regards the
Union as a CONFEDERACY of sovereign states; instead of which, they have framed a NATIONAL
government, which regards the Union as a CONSOLIDATION of the States.'' And it is asked by what
authority this bold and radical innovation was undertaken? The handle which has been made of this objection
requires that it should be examined with some precision.
Without inquiring into the accuracy of the distinction on which the objection is founded, it will be necessary
to a just estimate of its force, first, to ascertain the real character of the government in question; secondly, to
inquire how far the convention were authorized to propose such a government; and thirdly, how far the duty
they owed to their country could supply any defect of regular authority.
First. In order to ascertain the real character of the government, it may be considered in relation to the
foundation on which it is to be established; to the sources from which its ordinary powers are to be drawn; to
the operation of those powers; to the extent of them; and to the authority by which future changes in the
government are to be introduced.
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On examining the first relation, it appears, on one hand, that the Constitution is to be founded on the assent
and ratification of the people of America, given by deputies elected for the special purpose; but, on the other,
that this assent and ratification is to be given by the people, not as individuals composing one entire nation,
but as composing the distinct and independent States to which they respectively belong. It is to be the assent
and ratification of the several States, derived from the supreme authority in each State, the authority of the
people themselves.
The act, therefore, establishing the Constitution, will not be a NATIONAL, but a FEDERAL act.
That it will be a federal and not a national act, as these terms are understood by the objectors; the act of the
people, as forming so many independent States, not as forming one aggregate nation, is obvious from this
single consideration, that it is to result neither from the decision of a MAJORITY of the people of the Union,
nor from that of a MAJORITY of the States. It must result from the UNANIMOUS assent of the several
States that are parties to it, differing no otherwise from their ordinary assent than in its being expressed, not
by the legislative authority, but by that of the people themselves. Were the people regarded in this transaction
as forming one nation, the will of the majority of the whole people of the United States would bind the
minority, in the same manner as the majority in each State must bind the minority; and the will of the
majority must be determined either by a comparison of the individual votes, or by considering the will of the
majority of the States as evidence of the will of a majority of the people of the United States. Neither of these
rules have been adopted. Each State, in ratifying the Constitution, is considered as a sovereign body,
independent of all others, and only to be bound by its own voluntary act. In this relation, then, the new
Constitution will, if established, be a FEDERAL, and not a NATIONAL constitution.
The next relation is, to the sources from which the ordinary powers of government are to be derived. The
House of Representatives will derive its powers from the people of America; and the people will be
represented in the same proportion, and on the same principle, as they are in the legislature of a particular
State. So far the government is NATIONAL, not FEDERAL. The Senate, on the other hand, will derive its
powers from the States, as political and coequal societies; and these will be represented on the principle of
equality in the Senate, as they now are in the existing Congress. So far the government is FEDERAL, not
NATIONAL.
The executive power will be derived from a very compound source.
The immediate election of the President is to be made by the States in their political characters. The votes
allotted to them are in a compound ratio, which considers them partly as distinct and coequal societies, partly
as unequal members of the same society. The eventual election, again, is to be made by that branch of the
legislature which consists of the national representatives; but in this particular act they are to be thrown into
the form of individual delegations, from so many distinct and coequal bodies politic. From this aspect of the
government it appears to be of a mixed character, presenting at least as many FEDERAL as NATIONAL
features.
The difference between a federal and national government, as it relates to the OPERATION OF THE
GOVERNMENT, is supposed to consist in this, that in the former the powers operate on the political bodies
composing the Confederacy, in their political capacities; in the latter, on the individual citizens composing
the nation, in their individual capacities. On trying the Constitution by this criterion, it falls under the
NATIONAL, not the FEDERAL character; though perhaps not so completely as has been understood. In
several cases, and particularly in the trial of controversies to which States may be parties, they must be
viewed and proceeded against in their collective and political capacities only. So far the national countenance
of the government on this side seems to be disfigured by a few federal features. But this blemish is perhaps
unavoidable in any plan; and the operation of the government on the people, in their individual capacities, in
its ordinary and most essential proceedings, may, on the whole, designate it, in this relation, a NATIONAL
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government.
But if the government be national with regard to the OPERATION of its powers, it changes its aspect again
when we contemplate it in relation to the EXTENT of its powers. The idea of a national government involves
in it, not only an authority over the individual citizens, but an indefinite supremacy over all persons and
things, so far as they are objects of lawful government. Among a people consolidated into one nation, this
supremacy is completely vested in the national legislature. Among communities united for particular
purposes, it is vested partly in the general and partly in the municipal legislatures. In the former case, all local
authorities are subordinate to the supreme; and may be controlled, directed, or abolished by it at pleasure. In
the latter, the local or municipal authorities form distinct and independent portions of the supremacy, no more
subject, within their respective spheres, to the general authority, than the general authority is subject to them,
within its own sphere. In this relation, then, the proposed government cannot be deemed a NATIONAL one;
since its jurisdiction extends to certain enumerated objects only, and leaves to the several States a residuary
and inviolable sovereignty over all other objects. It is true that in controversies relating to the boundary
between the two jurisdictions, the tribunal which is ultimately to decide, is to be established under the general
government. But this does not change the principle of the case. The decision is to be impartially made,
according to the rules of the Constitution; and all the usual and most effectual precautions are taken to secure
this impartiality.
Some such tribunal is clearly essential to prevent an appeal to the sword and a dissolution of the compact; and
that it ought to be established under the general rather than under the local governments, or, to speak more
properly, that it could be safely established under the first alone, is a position not likely to be combated.
If we try the Constitution by its last relation to the authority by which amendments are to be made, we find it
neither wholly NATIONAL nor wholly FEDERAL. Were it wholly national, the supreme and ultimate
authority would reside in the MAJORITY of the people of the Union; and this authority would be competent
at all times, like that of a majority of every national society, to alter or abolish its established government.
Were it wholly federal, on the other hand, the concurrence of each State in the Union would be essential to
every alteration that would be binding on all. The mode provided by the plan of the convention is not founded
on either of these principles. In requiring more than a majority, and principles. In requiring more than a
majority, and particularly in computing the proportion by STATES, not by CITIZENS, it departs from the
NATIONAL and advances towards the FEDERAL character; in rendering the concurrence of less than the
whole number of States sufficient, it loses again the FEDERAL and partakes of the NATIONAL character.
The proposed Constitution, therefore, is, in strictness, neither a national nor a federal Constitution, but a
composition of both.
In its foundation it is federal, not national; in the sources from which the ordinary powers of the government
are drawn, it is partly federal and partly national; in the operation of these powers, it is national, not federal;
in the extent of them, again, it is federal, not national; and, finally, in the authoritative mode of introducing
amendments, it is neither wholly federal nor wholly national.
PUBLIUS.
FEDERALIST No. 40 The Powers of the Convention to Form a Mixed
Government Examined and Sustained From the New York Packet.
Friday, January 18, 1788.
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MADISON
To the People of the State of New York:
THE SECOND point to be examined is, whether the convention were authorized to frame and propose this
mixed Constitution. The powers of the convention ought, in strictness, to be determined by an inspection of
the commissions given to the members by their respective constituents. As all of these, however, had
reference, either to the recommendation from the meeting at Annapolis, in September, 1786, or to that from
Congress, in February, 1787, it will be sufficient to recur to these particular acts. The act from Annapolis
recommends the ``appointment of commissioners to take into consideration the situation of the United States;
to devise SUCH FURTHER PROVISIONS as shall appear to them necessary to render the Constitution of
the federal government ADEQUATE TO THE EXIGENCIES OF THE UNION; and to report such an act for
that purpose, to the United States in Congress assembled, as when agreed to by them, and afterwards
confirmed by the legislature of every State, will effectually provide for the same. ''The recommendatory act
of Congress is in the words following:``WHEREAS, There is provision in the articles of Confederation and
perpetual Union, for making alterations therein, by the assent of a Congress of the United States, and of the
legislatures of the several States; and whereas experience hath evinced, that there are defects in the present
Confederation; as a mean to remedy which, several of the States, and PARTICULARLY THE STATE OF
NEW YORK, by express instructions to their delegates in Congress, have suggested a convention for the
purposes expressed in the following resolution; and such convention appearing to be the most probable mean
of establishing in these States A FIRM NATIONAL GOVERNMENT:``Resolved, That in the opinion of
Congress it is expedient, that on the second Monday of May next a convention of delegates, who shall have
been appointed by the several States, be held at Philadelphia, for the sole and express purpose OF REVISING
THE ARTICLES OF CONFEDERATION, and reporting to Congress and the several legislatures such
ALTERATIONS AND PROVISIONS THEREIN, as shall, when agreed to in Congress, and confirmed by
the States, render the federal Constitution ADEQUATE TO THE EXIGENCIES OF GOVERNMENT AND
THE PRESERVATION OF THE UNION. ''From these two acts, it appears, 1st, that the object of the
convention was to establish, in these States, A FIRM NATIONAL GOVERNMENT; 2d, that this
government was to be such as would be ADEQUATE TO THE EXIGENCIES OF GOVERNMENT and
THE PRESERVATION OF THE UNION; 3d, that these purposes were to be effected by ALTERATIONS
AND PROVISIONS IN THE ARTICLES OF CONFEDERATION, as it is expressed in the act of Congress,
or by SUCH FURTHER PROVISIONS AS SHOULD APPEAR NECESSARY, as it stands in the
recommendatory act from Annapolis; 4th, that the alterations and provisions were to be reported to Congress,
and to the States, in order to be agreed to by the former and confirmed by the latter. From a comparison and
fair construction of these several modes of expression, is to be deduced the authority under which the
convention acted. They were to frame a NATIONAL GOVERNMENT, adequate to the EXIGENCIES OF
GOVERNMENT, and OF THE UNION; and to reduce the articles of Confederation into such form as to
accomplish these purposes.
There are two rules of construction, dictated by plain reason, as well as founded on legal axioms. The one is,
that every part of the expression ought, if possible, to be allowed some meaning, and be made to conspire to
some common end. The other is, that where the several parts cannot be made to coincide, the less important
should give way to the more important part; the means should be sacrificed to the end, rather than the end to
the means. Suppose, then, that the expressions defining the authority of the convention were irreconcilably at
variance with each other; that a NATIONAL and ADEQUATE GOVERNMENT could not possibly, in the
judgment of the convention, be affected by ALTERATIONS and PROVISIONS in the ARTICLES OF
CONFEDERATION; which part of the definition ought to have been embraced, and which rejected? Which
was the more important, which the less important part? Which the end; which the means? Let the most
scrupulous expositors of delegated powers; let the most inveterate objectors against those exercised by the
convention, answer these questions. Let them declare, whether it was of most importance to the happiness of
the people of America, that the articles of Confederation should be disregarded, and an adequate government
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be provided, and the Union preserved; or that an adequate government should be omitted, and the articles of
Confederation preserved. Let them declare, whether the preservation of these articles was the end, for
securing which a reform of the government was to be introduced as the means; or whether the establishment
of a government, adequate to the national happiness, was the end at which these articles themselves originally
aimed, and to which they ought, as insufficient means, to have been sacrificed. But is it necessary to suppose
that these expressions are absolutely irreconcilable to each other; that no ALTERATIONS or PROVISIONS
in THE ARTICLES OF THE CONFEDERATION could possibly mould them into a national and adequate
government; into such a government as has been proposed by the convention? No stress, it is presumed, will,
in this case, be laid on the TITLE; a change of that could never be deemed an exercise of ungranted power.
ALTERATIONS in the body of the instrument are expressly authorized. NEW PROVISIONS therein are also
expressly authorized. Here then is a power to change the title; to insert new articles; to alter old ones. Must it
of necessity be admitted that this power is infringed, so long as a part of the old articles remain? Those who
maintain the affirmative ought at least to mark the boundary between authorized and usurped innovations;
between that degree of change which lies within the compass of ALTERATIONS AND FURTHER
PROVISIONS, and that which amounts to a TRANSMUTATION of the government. Will it be said that the
alterations ought not to have touched the substance of the Confederation? The States would never have
appointed a convention with so much solemnity, nor described its objects with so much latitude, if some
SUBSTANTIAL reform had not been in contemplation. Will it be said that the FUNDAMENTAL
PRINCIPLES of the Confederation were not within the purview of the convention, and ought not to have
been varied? I ask, What are these principles? Do they require that, in the establishment of the Constitution,
the States should be regarded as distinct and independent sovereigns? They are so regarded by the
Constitution proposed. Do they require that the members of the government should derive their appointment
from the legislatures, not from the people of the States? One branch of the new government is to be appointed
by these legislatures; and under the Confederation, the delegates to Congress MAY ALL be appointed
immediately by the people, and in two States1 are actually so appointed. Do they require that the powers of
the government should act on the States, and not immediately on individuals? In some instances, as has been
shown, the powers of the new government will act on the States in their collective characters. In some
instances, also, those of the existing government act immediately on individuals. In cases of capture; of
piracy; of the post office; of coins, weights, and measures; of trade with the Indians; of claims under grants of
land by different States; and, above all, in the case of trials by courtsmarshal in the army and navy, by
which death may be inflicted without the intervention of a jury, or even of a civil magistrate; in all these cases
the powers of the Confederation operate immediately on the persons and interests of individual citizens. Do
these fundamental principles require, particularly, that no tax should be levied without the intermediate
agency of the States? The Confederation itself authorizes a direct tax, to a certain extent, on the post office.
The power of coinage has been so construed by Congress as to levy a tribute immediately from that source
also. But pretermitting these instances, was it not an acknowledged object of the convention and the universal
expectation of the people, that the regulation of trade should be submitted to the general government in such a
form as would render it an immediate source of general revenue? Had not Congress repeatedly recommended
this measure as not inconsistent with the fundamental principles of the Confederation? Had not every State
but one; had not New York herself, so far complied with the plan of Congress as to recognize the
PRINCIPLE of the innovation? Do these principles, in fine, require that the powers of the general
government should be limited, and that, beyond this limit, the States should be left in possession of their
sovereignty and independence? We have seen that in the new government, as in the old, the general powers
are limited; and that the States, in all unenumerated cases, are left in the enjoyment of their sovereign and
independent jurisdiction. The truth is, that the great principles of the Constitution proposed by the convention
may be considered less as absolutely new, than as the expansion of principles which are found in the articles
of Confederation. The misfortune under the latter system has been, that these principles are so feeble and
confined as to justify all the charges of inefficiency which have been urged against it, and to require a degree
of enlargement which gives to the new system the aspect of an entire transformation of the old. In one
particular it is admitted that the convention have departed from the tenor of their commission. Instead of
reporting a plan requiring the confirmation OF THE LEGISLATURES OF ALL THE STATES, they have
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reported a plan which is to be confirmed by the PEOPLE, and may be carried into effect by NINE STATES
ONLY. It is worthy of remark that this objection, though the most plausible, has been the least urged in the
publications which have swarmed against the convention. The forbearance can only have proceeded from an
irresistible conviction of the absurdity of subjecting the fate of twelve States to the perverseness or corruption
of a thirteenth; from the example of inflexible opposition given by a MAJORITY of one sixtieth of the people
of America to a measure approved and called for by the voice of twelve States, comprising fiftynine
sixtieths of the people an example still fresh in the memory and indignation of every citizen who has felt for
the wounded honor and prosperity of his country. As this objection, therefore, has been in a manner waived
by those who have criticised the powers of the convention, I dismiss it without further observation. The
THIRD point to be inquired into is, how far considerations of duty arising out of the case itself could have
supplied any defect of regular authority. In the preceding inquiries the powers of the convention have been
analyzed and tried with the same rigor, and by the same rules, as if they had been real and final powers for
the establishment of a Constitution for the United States. We have seen in what manner they have borne the
trial even on that supposition. It is time now to recollect that the powers were merely advisory and
recommendatory; that they were so meant by the States, and so understood by the convention; and that the
latter have accordingly planned and proposed a Constitution which is to be of no more consequence than the
paper on which it is written, unless it be stamped with the approbation of those to whom it is addressed. This
reflection places the subject in a point of view altogether different, and will enable us to judge with propriety
of the course taken by the convention. Let us view the ground on which the convention stood. It may be
collected from their proceedings, that they were deeply and unanimously impressed with the crisis, which had
led their country almost with one voice to make so singular and solemn an experiment for correcting the
errors of a system by which this crisis had been produced; that they were no less deeply and unanimously
convinced that such a reform as they have proposed was absolutely necessary to effect the purposes of their
appointment. It could not be unknown to them that the hopes and expectations of the great body of citizens,
throughout this great empire, were turned with the keenest anxiety to the event of their deliberations. They
had every reason to believe that the contrary sentiments agitated the minds and bosoms of every external and
internal foe to the liberty and prosperity of the United States. They had seen in the origin and progress of the
experiment, the alacrity with which the PROPOSITION, made by a single State (Virginia), towards a partial
amendment of the Confederation, had been attended to and promoted. They had seen the LIBERTY
ASSUMED by a VERY FEW deputies from a VERY FEW States, convened at Annapolis, of recommending
a great and critical object, wholly foreign to their commission, not only justified by the public opinion, but
actually carried into effect by twelve out of the thirteen States. They had seen, in a variety of instances,
assumptions by Congress, not only of recommendatory, but of operative, powers, warranted, in the public
estimation, by occasions and objects infinitely less urgent than those by which their conduct was to be
governed. They must have reflected, that in all great changes of established governments, forms ought to give
way to substance; that a rigid adherence in such cases to the former, would render nominal and nugatory the
transcendent and precious right of the people to ``abolish or alter their governments as to them shall seem
most likely to effect their safety and happiness,''2 since it is impossible for the people spontaneously and
universally to move in concert towards their object; and it is therefore essential that such changes be
instituted by some INFORMAL AND UNAUTHORIZED PROPOSITIONS, made by some patriotic and
respectable citizen or number of citizens. They must have recollected that it was by this irregular and
assumed privilege of proposing to the people plans for their safety and happiness, that the States were first
united against the danger with which they were threatened by their ancient government; that committees and
congresses were formed for concentrating their efforts and defending their rights; and that CONVENTIONS
were ELECTED in THE SEVERAL STATES for establishing the constitutions under which they are now
governed; nor could it have been forgotten that no little illtimed scruples, no zeal for adhering to ordinary
forms, were anywhere seen, except in those who wished to indulge, under these masks, their secret enmity to
the substance contended for. They must have borne in mind, that as the plan to be framed and proposed was
to be submitted TO THE PEOPLE THEMSELVES, the disapprobation of this supreme authority would
destroy it forever; its approbation blot out antecedent errors and irregularities. It might even have occurred to
them, that where a disposition to cavil prevailed, their neglect to execute the degree of power vested in them,
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and still more their recommendation of any measure whatever, not warranted by their commission, would not
less excite animadversion, than a recommendation at once of a measure fully commensurate to the national
exigencies. Had the convention, under all these impressions, and in the midst of all these considerations,
instead of exercising a manly confidence in their country, by whose confidence they had been so peculiarly
distinguished, and of pointing out a system capable, in their judgment, of securing its happiness, taken the
cold and sullen resolution of disappointing its ardent hopes, of sacrificing substance to forms, of committing
the dearest interests of their country to the uncertainties of delay and the hazard of events, let me ask the man
who can raise his mind to one elevated conception, who can awaken in his bosom one patriotic emotion, what
judgment ought to have been pronounced by the impartial world, by the friends of mankind, by every
virtuous citizen, on the conduct and character of this assembly? Or if there be a man whose propensity to
condemn is susceptible of no control, let me then ask what sentence he has in reserve for the twelve States
who USURPED THE POWER of sending deputies to the convention, a body utterly unknown to their
constitutions; for Congress, who recommended the appointment of this body, equally unknown to the
Confederation; and for the State of New York, in particular, which first urged and then complied with this
unauthorized interposition? But that the objectors may be disarmed of every pretext, it shall be granted for a
moment that the convention were neither authorized by their commission, nor justified by circumstances in
proposing a Constitution for their country: does it follow that the Constitution ought, for that reason alone, to
be rejected? If, according to the noble precept, it be lawful to accept good advice even from an enemy, shall
we set the ignoble example of refusing such advice even when it is offered by our friends? The prudent
inquiry, in all cases, ought surely to be, not so much FROM WHOM the advice comes, as whether the advice
be GOOD. The sum of what has been here advanced and proved is, that the charge against the convention of
exceeding their powers, except in one instance little urged by the objectors, has no foundation to support it;
that if they had exceeded their powers, they were not only warranted, but required, as the confidential
servants of their country, by the circumstances in which they were placed, to exercise the liberty which they
assume; and that finally, if they had violated both their powers and their obligations, in proposing a
Constitution, this ought nevertheless to be embraced, if it be calculated to accomplish the views and
happiness of the people of America. How far this character is due to the Constitution, is the subject under
investigation. PUBLIUS.
Connecticut and Rhode Island. Declaration of Independence.
FEDERALIST No. 41 General View of the Powers Conferred by The
Constitution For the Independent Journal.
MADISON
To the People of the State of New York:
THE Constitution proposed by the convention may be considered under two general points of view. The
FIRST relates to the sum or quantity of power which it vests in the government, including the restraints
imposed on the States. The SECOND, to the particular structure of the government, and the distribution of
this power among its several branches. Under the FIRST view of the subject, two important questions arise:
1. Whether any part of the powers transferred to the general government be unnecessary or improper? 2.
Whether the entire mass of them be dangerous to the portion of jurisdiction left in the several States? Is the
aggregate power of the general government greater than ought to have been vested in it? This is the FIRST
question. It cannot have escaped those who have attended with candor to the arguments employed against the
extensive powers of the government, that the authors of them have very little considered how far these
powers were necessary means of attaining a necessary end. They have chosen rather to dwell on the
inconveniences which must be unavoidably blended with all political advantages; and on the possible abuses
which must be incident to every power or trust, of which a beneficial use can be made. This method of
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handling the subject cannot impose on the good sense of the people of America. It may display the subtlety of
the writer; it may open a boundless field for rhetoric and declamation; it may inflame the passions of the
unthinking, and may confirm the prejudices of the misthinking: but cool and candid people will at once
reflect, that the purest of human blessings must have a portion of alloy in them; that the choice must always
be made, if not of the lesser evil, at least of the GREATER, not the PERFECT, good; and that in every
political institution, a power to advance the public happiness involves a discretion which may be misapplied
and abused. They will see, therefore, that in all cases where power is to be conferred, the point first to be
decided is, whether such a power be necessary to the public good; as the next will be, in case of an
affirmative decision, to guard as effectually as possible against a perversion of the power to the public
detriment. That we may form a correct judgment on this subject, it will be proper to review the several
powers conferred on the government of the Union; and that this may be the more conveniently done they may
be reduced into different classes as they relate to the following different objects: 1. Security against foreign
danger; 2.
Regulation of the intercourse with foreign nations; 3.
Maintenance of harmony and proper intercourse among the States; 4. Certain miscellaneous objects of
general utility; 5.
Restraint of the States from certain injurious acts; 6.
Provisions for giving due efficacy to all these powers. The powers falling within the FIRST class are those of
declaring war and granting letters of marque; of providing armies and fleets; of regulating and calling forth
the militia; of levying and borrowing money. Security against foreign danger is one of the primitive objects
of civil society. It is an avowed and essential object of the American Union. The powers requisite for
attaining it must be effectually confided to the federal councils. Is the power of declaring war necessary? No
man will answer this question in the negative. It would be superfluous, therefore, to enter into a proof of the
affirmative. The existing Confederation establishes this power in the most ample form. Is the power of raising
armies and equipping fleets necessary? This is involved in the foregoing power. It is involved in the power of
selfdefense. But was it necessary to give an INDEFINITE POWER of raising TROOPS, as well as
providing fleets; and of maintaining both in PEACE, as well as in war? The answer to these questions has
been too far anticipated in another place to admit an extensive discussion of them in this place. The answer
indeed seems to be so obvious and conclusive as scarcely to justify such a discussion in any place. With what
color of propriety could the force necessary for defense be limited by those who cannot limit the force of
offense? If a federal Constitution could chain the ambition or set bounds to the exertions of all other nations,
then indeed might it prudently chain the discretion of its own government, and set bounds to the exertions for
its own safety.
How could a readiness for war in time of peace be safely prohibited, unless we could prohibit, in like manner,
the preparations and establishments of every hostile nation? The means of security can only be regulated by
the means and the danger of attack. They will, in fact, be ever determined by these rules, and by no others. It
is in vain to oppose constitutional barriers to the impulse of selfpreservation. It is worse than in vain;
because it plants in the Constitution itself necessary usurpations of power, every precedent of which is a germ
of unnecessary and multiplied repetitions. If one nation maintains constantly a disciplined army, ready for the
service of ambition or revenge, it obliges the most pacific nations who may be within the reach of its
enterprises to take corresponding precautions.
The fifteenth century was the unhappy epoch of military establishments in the time of peace. They were
introduced by Charles VII. of France. All Europe has followed, or been forced into, the example. Had the
example not been followed by other nations, all Europe must long ago have worn the chains of a universal
monarch. Were every nation except France now to disband its peace establishments, the same event might
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follow. The veteran legions of Rome were an overmatch for the undisciplined valor of all other nations and
rendered her the mistress of the world. Not the less true is it, that the liberties of Rome proved the final victim
to her military triumphs; and that the liberties of Europe, as far as they ever existed, have, with few
exceptions, been the price of her military establishments. A standing force, therefore, is a dangerous, at the
same time that it may be a necessary, provision. On the smallest scale it has its inconveniences. On an
extensive scale its consequences may be fatal. On any scale it is an object of laudable circumspection and
precaution. A wise nation will combine all these considerations; and, whilst it does not rashly preclude itself
from any resource which may become essential to its safety, will exert all its prudence in diminishing both
the necessity and the danger of resorting to one which may be inauspicious to its liberties. The clearest marks
of this prudence are stamped on the proposed Constitution. The Union itself, which it cements and secures,
destroys every pretext for a military establishment which could be dangerous. America united, with a handful
of troops, or without a single soldier, exhibits a more forbidding posture to foreign ambition than America
disunited, with a hundred thousand veterans ready for combat. It was remarked, on a former occasion, that the
want of this pretext had saved the liberties of one nation in Europe. Being rendered by her insular situation
and her maritime resources impregnable to the armies of her neighbors, the rulers of Great Britain have never
been able, by real or artificial dangers, to cheat the public into an extensive peace establishment. The distance
of the United States from the powerful nations of the world gives them the same happy security. A dangerous
establishment can never be necessary or plausible, so long as they continue a united people. But let it never,
for a moment, be forgotten that they are indebted for this advantage to the Union alone. The moment of its
dissolution will be the date of a new order of things. The fears of the weaker, or the ambition of the stronger
States, or Confederacies, will set the same example in the New, as Charles VII. did in the Old World. The
example will be followed here from the same motives which produced universal imitation there. Instead of
deriving from our situation the precious advantage which Great Britain has derived from hers, the face of
America will be but a copy of that of the continent of Europe. It will present liberty everywhere crushed
between standing armies and perpetual taxes. The fortunes of disunited America will be even more disastrous
than those of Europe. The sources of evil in the latter are confined to her own limits. No superior powers of
another quarter of the globe intrigue among her rival nations, inflame their mutual animosities, and render
them the instruments of foreign ambition, jealousy, and revenge. In America the miseries springing from her
internal jealousies, contentions, and wars, would form a part only of her lot. A plentiful addition of evils
would have their source in that relation in which Europe stands to this quarter of the earth, and which no
other quarter of the earth bears to Europe. This picture of the consequences of disunion cannot be too highly
colored, or too often exhibited. Every man who loves peace, every man who loves his country, every man
who loves liberty, ought to have it ever before his eyes, that he may cherish in his heart a due attachment to
the Union of America, and be able to set a due value on the means of preserving it.
Next to the effectual establishment of the Union, the best possible precaution against danger from standing
armies is a limitation of the term for which revenue may be appropriated to their support. This precaution the
Constitution has prudently added. I will not repeat here the observations which I flatter myself have placed
this subject in a just and satisfactory light. But it may not be improper to take notice of an argument against
this part of the Constitution, which has been drawn from the policy and practice of Great Britain. It is said
that the continuance of an army in that kingdom requires an annual vote of the legislature; whereas the
American Constitution has lengthened this critical period to two years. This is the form in which the
comparison is usually stated to the public: but is it a just form? Is it a fair comparison? Does the British
Constitution restrain the parliamentary discretion to one year? Does the American impose on the Congress
appropriations for two years? On the contrary, it cannot be unknown to the authors of the fallacy themselves,
that the British Constitution fixes no limit whatever to the discretion of the legislature, and that the American
ties down the legislature to two years, as the longest admissible term. Had the argument from the British
example been truly stated, it would have stood thus: The term for which supplies may be appropriated to the
army establishment, though unlimited by the British Constitution, has nevertheless, in practice, been limited
by parliamentary discretion to a single year. Now, if in Great Britain, where the House of Commons is
elected for seven years; where so great a proportion of the members are elected by so small a proportion of
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the people; where the electors are so corrupted by the representatives, and the representatives so corrupted by
the Crown, the representative body can possess a power to make appropriations to the army for an indefinite
term, without desiring, or without daring, to extend the term beyond a single year, ought not suspicion herself
to blush, in pretending that the representatives of the United States, elected FREELY by the WHOLE BODY
of the people, every SECOND YEAR, cannot be safely intrusted with the discretion over such appropriations,
expressly limited to the short period of TWO YEARS? A bad cause seldom fails to betray itself. Of this truth,
the management of the opposition to the federal government is an unvaried exemplification. But among all
the blunders which have been committed, none is more striking than the attempt to enlist on that side the
prudent jealousy entertained by the people, of standing armies. The attempt has awakened fully the public
attention to that important subject; and has led to investigations which must terminate in a thorough and
universal conviction, not only that the constitution has provided the most effectual guards against danger
from that quarter, but that nothing short of a Constitution fully adequate to the national defense and the
preservation of the Union, can save America from as many standing armies as it may be split into States or
Confederacies, and from such a progressive augmentation, of these establishments in each, as will render
them as burdensome to the properties and ominous to the liberties of the people, as any establishment that can
become necessary, under a united and efficient government, must be tolerable to the former and safe to the
latter. The palpable necessity of the power to provide and maintain a navy has protected that part of the
Constitution against a spirit of censure, which has spared few other parts. It must, indeed, be numbered
among the greatest blessings of America, that as her Union will be the only source of her maritime strength,
so this will be a principal source of her security against danger from abroad. In this respect our situation bears
another likeness to the insular advantage of Great Britain. The batteries most capable of repelling foreign
enterprises on our safety, are happily such as can never be turned by a perfidious government against our
liberties. The inhabitants of the Atlantic frontier are all of them deeply interested in this provision for naval
protection, and if they have hitherto been suffered to sleep quietly in their beds; if their property has remained
safe against the predatory spirit of licentious adventurers; if their maritime towns have not yet been
compelled to ransom themselves from the terrors of a conflagration, by yielding to the exactions of daring
and sudden invaders, these instances of good fortune are not to be ascribed to the capacity of the existing
government for the protection of those from whom it claims allegiance, but to causes that are fugitive and
fallacious. If we except perhaps Virginia and Maryland, which are peculiarly vulnerable on their eastern
frontiers, no part of the Union ought to feel more anxiety on this subject than New York. Her seacoast is
extensive. A very important district of the State is an island. The State itself is penetrated by a large navigable
river for more than fifty leagues. The great emporium of its commerce, the great reservoir of its wealth, lies
every moment at the mercy of events, and may almost be regarded as a hostage for ignominious compliances
with the dictates of a foreign enemy, or even with the rapacious demands of pirates and barbarians. Should a
war be the result of the precarious situation of European affairs, and all the unruly passions attending it be let
loose on the ocean, our escape from insults and depredations, not only on that element, but every part of the
other bordering on it, will be truly miraculous. In the present condition of America, the States more
immediately exposed to these calamities have nothing to hope from the phantom of a general government
which now exists; and if their single resources were equal to the task of fortifying themselves against the
danger, the object to be protected would be almost consumed by the means of protecting them. The power of
regulating and calling forth the militia has been already sufficiently vindicated and explained. The power of
levying and borrowing money, being the sinew of that which is to be exerted in the national defense, is
properly thrown into the same class with it. This power, also, has been examined already with much attention,
and has, I trust, been clearly shown to be necessary, both in the extent and form given to it by the
Constitution. I will address one additional reflection only to those who contend that the power ought to have
been restrained to external taxation by which they mean, taxes on articles imported from other countries. It
cannot be doubted that this will always be a valuable source of revenue; that for a considerable time it must
be a principal source; that at this moment it is an essential one. But we may form very mistaken ideas on this
subject, if we do not call to mind in our calculations, that the extent of revenue drawn from foreign commerce
must vary with the variations, both in the extent and the kind of imports; and that these variations do not
correspond with the progress of population, which must be the general measure of the public wants. As long
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as agriculture continues the sole field of labor, the importation of manufactures must increase as the
consumers multiply. As soon as domestic manufactures are begun by the hands not called for by agriculture,
the imported manufactures will decrease as the numbers of people increase. In a more remote stage, the
imports may consist in a considerable part of raw materials, which will be wrought into articles for
exportation, and will, therefore, require rather the encouragement of bounties, than to be loaded with
discouraging duties. A system of government, meant for duration, ought to contemplate these revolutions,
and be able to accommodate itself to them. Some, who have not denied the necessity of the power of taxation,
have grounded a very fierce attack against the Constitution, on the language in which it is defined. It has been
urged and echoed, that the power ``to lay and collect taxes, duties, imposts, and excises, to pay the debts, and
provide for the common defense and general welfare of the United States,'' amounts to an unlimited
commission to exercise every power which may be alleged to be necessary for the common defense or
general welfare. No stronger proof could be given of the distress under which these writers labor for
objections, than their stooping to such a misconstruction. Had no other enumeration or definition of the
powers of the Congress been found in the Constitution, than the general expressions just cited, the authors of
the objection might have had some color for it; though it would have been difficult to find a reason for so
awkward a form of describing an authority to legislate in all possible cases. A power to destroy the freedom
of the press, the trial by jury, or even to regulate the course of descents, or the forms of conveyances, must be
very singularly expressed by the terms ``to raise money for the general welfare. ''But what color can the
objection have, when a specification of the objects alluded to by these general terms immediately follows,
and is not even separated by a longer pause than a semicolon? If the different parts of the same instrument
ought to be so expounded, as to give meaning to every part which will bear it, shall one part of the same
sentence be excluded altogether from a share in the meaning; and shall the more doubtful and indefinite terms
be retained in their full extent, and the clear and precise expressions be denied any signification whatsoever?
For what purpose could the enumeration of particular powers be inserted, if these and all others were meant
to be included in the preceding general power? Nothing is more natural nor common than first to use a
general phrase, and then to explain and qualify it by a recital of particulars. But the idea of an enumeration of
particulars which neither explain nor qualify the general meaning, and can have no other effect than to
confound and mislead, is an absurdity, which, as we are reduced to the dilemma of charging either on the
authors of the objection or on the authors of the Constitution, we must take the liberty of supposing, had not
its origin with the latter. The objection here is the more extraordinary, as it appears that the language used by
the convention is a copy from the articles of Confederation. The objects of the Union among the States, as
described in article third, are ``their common defense, security of their liberties, and mutual and general
welfare. '' The terms of article eighth are still more identical: ``All charges of war and all other expenses that
shall be incurred for the common defense or general welfare, and allowed by the United States in Congress,
shall be defrayed out of a common treasury,'' etc. A similar language again occurs in article ninth. Construe
either of these articles by the rules which would justify the construction put on the new Constitution, and they
vest in the existing Congress a power to legislate in all cases whatsoever.
But what would have been thought of that assembly, if, attaching themselves to these general expressions,
and disregarding the specifications which ascertain and limit their import, they had exercised an unlimited
power of providing for the common defense and general welfare? I appeal to the objectors themselves,
whether they would in that case have employed the same reasoning in justification of Congress as they now
make use of against the convention. How difficult it is for error to escape its own condemnation! PUBLIUS.
FEDERALIST No. 42 The Powers Conferred by the Constitution Further
Considered From the New York Packet. Tuesday, January 22, 1788.
MADISON
To the People of the State of New York:
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THE SECOND class of powers, lodged in the general government, consists of those which regulate the
intercourse with foreign nations, to wit: to make treaties; to send and receive ambassadors, other public
ministers, and consuls; to define and punish piracies and felonies committed on the high seas, and offenses
against the law of nations; to regulate foreign commerce, including a power to prohibit, after the year 1808,
the importation of slaves, and to lay an intermediate duty of ten dollars per head, as a discouragement to such
importations. This class of powers forms an obvious and essential branch of the federal administration. If we
are to be one nation in any respect, it clearly ought to be in respect to other nations. The powers to make
treaties and to send and receive ambassadors, speak their own propriety. Both of them are comprised in the
articles of Confederation, with this difference only, that the former is disembarrassed, by the plan of the
convention, of an exception, under which treaties might be substantially frustrated by regulations of the
States; and that a power of appointing and receiving ``other public ministers and consuls,'' is expressly and
very properly added to the former provision concerning ambassadors. The term ambassador, if taken strictly,
as seems to be required by the second of the articles of Confederation, comprehends the highest grade only of
public ministers, and excludes the grades which the United States will be most likely to prefer, where foreign
embassies may be necessary. And under no latitude of construction will the term comprehend consuls. Yet it
has been found expedient, and has been the practice of Congress, to employ the inferior grades of public
ministers, and to send and receive consuls. It is true, that where treaties of commerce stipulate for the mutual
appointment of consuls, whose functions are connected with commerce, the admission of foreign consuls
may fall within the power of making commercial treaties; and that where no such treaties exist, the mission of
American consuls into foreign countries may PERHAPS be covered under the authority, given by the ninth
article of the Confederation, to appoint all such civil officers as may be necessary for managing the general
affairs of the United States. But the admission of consuls into the United States, where no previous treaty has
stipulated it, seems to have been nowhere provided for. A supply of the omission is one of the lesser instances
in which the convention have improved on the model before them. But the most minute provisions become
important when they tend to obviate the necessity or the pretext for gradual and unobserved usurpations of
power. A list of the cases in which Congress have been betrayed, or forced by the defects of the
Confederation, into violations of their chartered authorities, would not a little surprise those who have paid no
attention to the subject; and would be no inconsiderable argument in favor of the new Constitution, which
seems to have provided no less studiously for the lesser, than the more obvious and striking defects of the
old. The power to define and punish piracies and felonies committed on the high seas, and offenses against
the law of nations, belongs with equal propriety to the general government, and is a still greater improvement
on the articles of Confederation. These articles contain no provision for the case of offenses against the law of
nations; and consequently leave it in the power of any indiscreet member to embroil the Confederacy with
foreign nations. The provision of the federal articles on the subject of piracies and felonies extends no further
than to the establishment of courts for the trial of these offenses. The definition of piracies might, perhaps,
without inconveniency, be left to the law of nations; though a legislative definition of them is found in most
municipal codes.
A definition of felonies on the high seas is evidently requisite. Felony is a term of loose signification, even in
the common law of England; and of various import in the statute law of that kingdom. But neither the
common nor the statute law of that, or of any other nation, ought to be a standard for the proceedings of this,
unless previously made its own by legislative adoption. The meaning of the term, as defined in the codes of
the several States, would be as impracticable as the former would be a dishonorable and illegitimate guide. It
is not precisely the same in any two of the States; and varies in each with every revision of its criminal laws.
For the sake of certainty and uniformity, therefore, the power of defining felonies in this case was in every
respect necessary and proper.
The regulation of foreign commerce, having fallen within several views which have been taken of this
subject, has been too fully discussed to need additional proofs here of its being properly submitted to the
federal administration. It were doubtless to be wished, that the power of prohibiting the importation of slaves
had not been postponed until the year 1808, or rather that it had been suffered to have immediate operation.
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But it is not difficult to account, either for this restriction on the general government, or for the manner in
which the whole clause is expressed. It ought to be considered as a great point gained in favor of humanity,
that a period of twenty years may terminate forever, within these States, a traffic which has so long and so
loudly upbraided the barbarism of modern policy; that within that period, it will receive a considerable
discouragement from the federal government, and may be totally abolished, by a concurrence of the few
States which continue the unnatural traffic, in the prohibitory example which has been given by so great a
majority of the Union. Happy would it be for the unfortunate Africans, if an equal prospect lay before them of
being redeemed from the oppressions of their European brethren! Attempts have been made to pervert this
clause into an objection against the Constitution, by representing it on one side as a criminal toleration of an
illicit practice, and on another as calculated to prevent voluntary and beneficial emigrations from Europe to
America. I mention these misconstructions, not with a view to give them an answer, for they deserve none,
but as specimens of the manner and spirit in which some have thought fit to conduct their opposition to the
proposed government. The powers included in the THIRD class are those which provide for the harmony and
proper intercourse among the States. Under this head might be included the particular restraints imposed on
the authority of the States, and certain powers of the judicial department; but the former are reserved for a
distinct class, and the latter will be particularly examined when we arrive at the structure and organization of
the government. I shall confine myself to a cursory review of the remaining powers comprehended under this
third description, to wit: to regulate commerce among the several States and the Indian tribes; to coin money,
regulate the value thereof, and of foreign coin; to provide for the punishment of counterfeiting the current
coin and secureties of the United States; to fix the standard of weights and measures; to establish a uniform
rule of naturalization, and uniform laws of bankruptcy, to prescribe the manner in which the public acts,
records, and judicial proceedings of each State shall be proved, and the effect they shall have in other States;
and to establish post offices and post roads. The defect of power in the existing Confederacy to regulate the
commerce between its several members, is in the number of those which have been clearly pointed out by
experience. To the proofs and remarks which former papers have brought into view on this subject, it may be
added that without this supplemental provision, the great and essential power of regulating foreign commerce
would have been incomplete and ineffectual. A very material object of this power was the relief of the States
which import and export through other States, from the improper contributions levied on them by the latter.
Were these at liberty to regulate the trade between State and State, it must be foreseen that ways would be
found out to load the articles of import and export, during the passage through their jurisdiction, with duties
which would fall on the makers of the latter and the consumers of the former. We may be assured by past
experience, that such a practice would be introduced by future contrivances; and both by that and a common
knowledge of human affairs, that it would nourish unceasing animosities, and not improbably terminate in
serious interruptions of the public tranquillity. To those who do not view the question through the medium of
passion or of interest, the desire of the commercial States to collect, in any form, an indirect revenue from
their uncommercial neighbors, must appear not less impolitic than it is unfair; since it would stimulate the
injured party, by resentment as well as interest, to resort to less convenient channels for their foreign trade.
But the mild voice of reason, pleading the cause of an enlarged and permanent interest, is but too often
drowned, before public bodies as well as individuals, by the clamors of an impatient avidity for immediate
and immoderate gain. The necessity of a superintending authority over the reciprocal trade of confederated
States, has been illustrated by other examples as well as our own. In Switzerland, where the Union is so very
slight, each canton is obliged to allow to merchandises a passage through its jurisdiction into other cantons,
without an augmentation of the tolls. In Germany it is a law of the empire, that the princes and states shall not
lay tolls or customs on bridges, rivers, or passages, without the consent of the emperor and the diet; though it
appears from a quotation in an antecedent paper, that the practice in this, as in many other instances in that
confederacy, has not followed the law, and has produced there the mischiefs which have been foreseen here.
Among the restraints imposed by the Union of the Netherlands on its members, one is, that they shall not
establish imposts disadvantageous to their neighbors, without the general permission. The regulation of
commerce with the Indian tribes is very properly unfettered from two limitations in the articles of
Confederation, which render the provision obscure and contradictory. The power is there restrained to
Indians, not members of any of the States, and is not to violate or infringe the legislative right of any State
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within its own limits. What description of Indians are to be deemed members of a State, is not yet settled, and
has been a question of frequent perplexity and contention in the federal councils. And how the trade with
Indians, though not members of a State, yet residing within its legislative jurisdiction, can be regulated by an
external authority, without so far intruding on the internal rights of legislation, is absolutely
incomprehensible. This is not the only case in which the articles of Confederation have inconsiderately
endeavored to accomplish impossibilities; to reconcile a partial sovereignty in the Union, with complete
sovereignty in the States; to subvert a mathematical axiom, by taking away a part, and letting the whole
remain. All that need be remarked on the power to coin money, regulate the value thereof, and of foreign
coin, is, that by providing for this last case, the Constitution has supplied a material omission in the articles of
Confederation. The authority of the existing Congress is restrained to the regulation of coin STRUCK by
their own authority, or that of the respective States. It must be seen at once that the proposed uniformity in
the VALUE of the current coin might be destroyed by subjecting that of foreign coin to the different
regulations of the different States. The punishment of counterfeiting the public securities, as well as the
current coin, is submitted of course to that authority which is to secure the value of both. The regulation of
weights and measures is transferred from the articles of Confederation, and is founded on like considerations
with the preceding power of regulating coin.
The dissimilarity in the rules of naturalization has long been remarked as a fault in our system, and as laying
a foundation for intricate and delicate questions. In the fourth article of the Confederation, it is declared ``that
the FREE INHABITANTS of each of these States, paupers, vagabonds, and fugitives from justice, excepted,
shall be entitled to all privileges and immunities of FREE CITIZENS in the several States; and THE
PEOPLE of each State shall, in every other, enjoy all the privileges of trade and commerce,'' etc. There is a
confusion of language here, which is remarkable. Why the terms FREE INHABITANTS are used in one part
of the article, FREE CITIZENS in another, and PEOPLE in another; or what was meant by superadding to
``all privileges and immunities of free citizens,'' ``all the privileges of trade and commerce,'' cannot easily be
determined. It seems to be a construction scarcely avoidable, however, that those who come under the
denomination of FREE INHABITANTS of a State, although not citizens of such State, are entitled, in every
other State, to all the privileges of FREE CITIZENS of the latter; that is, to greater privileges than they may
be entitled to in their own State: so that it may be in the power of a particular State, or rather every State is
laid under a necessity, not only to confer the rights of citizenship in other States upon any whom it may admit
to such rights within itself, but upon any whom it may allow to become inhabitants within its jurisdiction. But
were an exposition of the term ``inhabitants'' to be admitted which would confine the stipulated privileges to
citizens alone, the difficulty is diminished only, not removed. The very improper power would still be
retained by each State, of naturalizing aliens in every other State. In one State, residence for a short term
confirms all the rights of citizenship: in another, qualifications of greater importance are required. An alien,
therefore, legally incapacitated for certain rights in the latter, may, by previous residence only in the former,
elude his incapacity; and thus the law of one State be preposterously rendered paramount to the law of
another, within the jurisdiction of the other. We owe it to mere casualty, that very serious embarrassments on
this subject have been hitherto escaped. By the laws of several States, certain descriptions of aliens, who had
rendered themselves obnoxious, were laid under interdicts inconsistent not only with the rights of citizenship
but with the privilege of residence. What would have been the consequence, if such persons, by residence or
otherwise, had acquired the character of citizens under the laws of another State, and then asserted their rights
as such, both to residence and citizenship, within the State proscribing them? Whatever the legal
consequences might have been, other consequences would probably have resulted, of too serious a nature not
to be provided against. The new Constitution has accordingly, with great propriety, made provision against
them, and all others proceeding from the defect of the Confederation on this head, by authorizing the general
government to establish a uniform rule of naturalization throughout the United States. The power of
establishing uniform laws of bankruptcy is so intimately connected with the regulation of commerce, and will
prevent so many frauds where the parties or their property may lie or be removed into different States, that
the expediency of it seems not likely to be drawn into question. The power of prescribing by general laws, the
manner in which the public acts, records and judicial proceedings of each State shall be proved, and the effect
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they shall have in other States, is an evident and valuable improvement on the clause relating to this subject
in the articles of Confederation. The meaning of the latter is extremely indeterminate, and can be of little
importance under any interpretation which it will bear. The power here established may be rendered a very
convenient instrument of justice, and be particularly beneficial on the borders of contiguous States, where the
effects liable to justice may be suddenly and secretly translated, in any stage of the process, within a foreign
jurisdiction. The power of establishing post roads must, in every view, be a harmless power, and may,
perhaps, by judicious management, become productive of great public conveniency.
Nothing which tends to facilitate the intercourse between the States can be deemed unworthy of the public
care. PUBLIUS.
FEDERALIST No. 43 The Same Subject Continued(The Powers Conferred by
the Constitution Further Considered) For the Independent Journal.
MADISON
To the People of the State of New York:
THE FOURTH class comprises the following miscellaneous powers:1.
A power ``to promote the progress of science and useful arts, by securing, for a limited time, to authors and
inventors, the exclusive right to their respective writings and discoveries.
''The utility of this power will scarcely be questioned. The copyright of authors has been solemnly adjudged,
in Great Britain, to be a right of common law. The right to useful inventions seems with equal reason to
belong to the inventors.
The public good fully coincides in both cases with the claims of individuals. The States cannot separately
make effectual provisions for either of the cases, and most of them have anticipated the decision of this point,
by laws passed at the instance of Congress. 2. ``To exercise exclusive legislation, in all cases whatsoever,
over such district (not exceeding ten miles square) as may, by cession of particular States and the acceptance
of Congress, become the seat of the government of the United States; and to exercise like authority over all
places purchased by the consent of the legislatures of the States in which the same shall be, for the erection of
forts, magazines, arsenals, dockyards, and other needful buildings. ''The indispensable necessity of complete
authority at the seat of government, carries its own evidence with it. It is a power exercised by every
legislature of the Union, I might say of the world, by virtue of its general supremacy. Without it, not only the
public authority might be insulted and its proceedings interrupted with impunity; but a dependence of the
members of the general government on the State comprehending the seat of the government, for protection in
the exercise of their duty, might bring on the national councils an imputation of awe or influence, equally
dishonorable to the government and dissatisfactory to the other members of the Confederacy. This
consideration has the more weight, as the gradual accumulation of public improvements at the stationary
residence of the government would be both too great a public pledge to be left in the hands of a single State,
and would create so many obstacles to a removal of the government, as still further to abridge its necessary
independence. The extent of this federal district is sufficiently circumscribed to satisfy every jealousy of an
opposite nature. And as it is to be appropriated to this use with the consent of the State ceding it; as the State
will no doubt provide in the compact for the rights and the consent of the citizens inhabiting it; as the
inhabitants will find sufficient inducements of interest to become willing parties to the cession; as they will
have had their voice in the election of the government which is to exercise authority over them; as a
municipal legislature for local purposes, derived from their own suffrages, will of course be allowed them;
and as the authority of the legislature of the State, and of the inhabitants of the ceded part of it, to concur in
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the cession, will be derived from the whole people of the State in their adoption of the Constitution, every
imaginable objection seems to be obviated. The necessity of a like authority over forts, magazines, etc. ,
established by the general government, is not less evident. The public money expended on such places, and
the public property deposited in them, requires that they should be exempt from the authority of the particular
State. Nor would it be proper for the places on which the security of the entire Union may depend, to be in
any degree dependent on a particular member of it. All objections and scruples are here also obviated, by
requiring the concurrence of the States concerned, in every such establishment. 3. ``To declare the
punishment of treason, but no attainder of treason shall work corruption of blood, or forfeiture, except during
the life of the person attained. ''As treason may be committed against the United States, the authority of the
United States ought to be enabled to punish it. But as newfangled and artificial treasons have been the great
engines by which violent factions, the natural offspring of free government, have usually wreaked their
alternate malignity on each other, the convention have, with great judgment, opposed a barrier to this peculiar
danger, by inserting a constitutional definition of the crime, fixing the proof necessary for conviction of it,
and restraining the Congress, even in punishing it, from extending the consequences of guilt beyond the
person of its author. 4. ``To admit new States into the Union; but no new State shall be formed or erected
within the jurisdiction of any other State; nor any State be formed by the junction of two or more States, or
parts of States, without the consent of the legislatures of the States concerned, as well as of the Congress.
''In the articles of Confederation, no provision is found on this important subject. Canada was to be admitted
of right, on her joining in the measures of the United States; and the other COLONIES, by which were
evidently meant the other British colonies, at the discretion of nine States. The eventual establishment of
NEW STATES seems to have been overlooked by the compilers of that instrument. We have seen the
inconvenience of this omission, and the assumption of power into which Congress have been led by it. With
great propriety, therefore, has the new system supplied the defect. The general precaution, that no new States
shall be formed, without the concurrence of the federal authority, and that of the States concerned, is
consonant to the principles which ought to govern such transactions. The particular precaution against the
erection of new States, by the partition of a State without its consent, quiets the jealousy of the larger States;
as that of the smaller is quieted by a like precaution, against a junction of States without their consent.
5. ``To dispose of and make all needful rules and regulations respecting the territory or other property
belonging to the United States, with a proviso, that nothing in the Constitution shall be so construed as to
prejudice any claims of the United States, or of any particular State. ''This is a power of very great
importance, and required by considerations similar to those which show the propriety of the former. The
proviso annexed is proper in itself, and was probably rendered absolutely necessary by jealousies and
questions concerning the Western territory sufficiently known to the public. 6. ``To guarantee to every State
in the Union a republican form of government; to protect each of them against invasion; and on application of
the legislature, or of the executive (when the legislature cannot be convened), against domestic violence. ''In a
confederacy founded on republican principles, and composed of republican members, the superintending
government ought clearly to possess authority to defend the system against aristocratic or monarchial
innovations. The more intimate the nature of such a union may be, the greater interest have the members in
the political institutions of each other; and the greater right to insist that the forms of government under
which the compact was entered into should be SUBSTANTIALLY maintained. But a right implies a remedy;
and where else could the remedy be deposited, than where it is deposited by the Constitution? Governments
of dissimilar principles and forms have been found less adapted to a federal coalition of any sort, than those
of a kindred nature. ``As the confederate republic of Germany,'' says Montesquieu, ``consists of free cities
and petty states, subject to different princes, experience shows us that it is more imperfect than that of
Holland and Switzerland. '' ``Greece was undone,'' he adds, ``as soon as the king of Macedon obtained a seat
among the Amphictyons. '' In the latter case, no doubt, the disproportionate force, as well as the monarchical
form, of the new confederate, had its share of influence on the events. It may possibly be asked, what need
there could be of such a precaution, and whether it may not become a pretext for alterations in the State
governments, without the concurrence of the States themselves. These questions admit of ready answers. If
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the interposition of the general government should not be needed, the provision for such an event will be a
harmless superfluity only in the Constitution. But who can say what experiments may be produced by the
caprice of particular States, by the ambition of enterprising leaders, or by the intrigues and influence of
foreign powers? To the second question it may be answered, that if the general government should interpose
by virtue of this constitutional authority, it will be, of course, bound to pursue the authority. But the authority
extends no further than to a GUARANTY of a republican form of government, which supposes a
preexisting government of the form which is to be guaranteed. As long, therefore, as the existing republican
forms are continued by the States, they are guaranteed by the federal Constitution. Whenever the States may
choose to substitute other republican forms, they have a right to do so, and to claim the federal guaranty for
the latter. The only restriction imposed on them is, that they shall not exchange republican for antirepublican
Constitutions; a restriction which, it is presumed, will hardly be considered as a grievance.
A protection against invasion is due from every society to the parts composing it. The latitude of the
expression here used seems to secure each State, not only against foreign hostility, but against ambitious or
vindictive enterprises of its more powerful neighbors. The history, both of ancient and modern confederacies,
proves that the weaker members of the union ought not to be insensible to the policy of this article. Protection
against domestic violence is added with equal propriety. It has been remarked, that even among the Swiss
cantons, which, properly speaking, are not under one government, provision is made for this object; and the
history of that league informs us that mutual aid is frequently claimed and afforded; and as well by the most
democratic, as the other cantons. A recent and wellknown event among ourselves has warned us to be
prepared for emergencies of a like nature. At first view, it might seem not to square with the republican
theory, to suppose, either that a majority have not the right, or that a minority will have the force, to subvert a
government; and consequently, that the federal interposition can never be required, but when it would be
improper. But theoretic reasoning, in this as in most other cases, must be qualified by the lessons of practice.
Why may not illicit combinations, for purposes of violence, be formed as well by a majority of a State,
especially a small State as by a majority of a county, or a district of the same State; and if the authority of the
State ought, in the latter case, to protect the local magistracy, ought not the federal authority, in the former, to
support the State authority? Besides, there are certain parts of the State constitutions which are so interwoven
with the federal Constitution, that a violent blow cannot be given to the one without communicating the
wound to the other.
Insurrections in a State will rarely induce a federal interposition, unless the number concerned in them bear
some proportion to the friends of government. It will be much better that the violence in such cases should be
repressed by the superintending power, than that the majority should be left to maintain their cause by a
bloody and obstinate contest. The existence of a right to interpose, will generally prevent the necessity of
exerting it. Is it true that force and right are necessarily on the same side in republican governments? May not
the minor party possess such a superiority of pecuniary resources, of military talents and experience, or of
secret succors from foreign powers, as will render it superior also in an appeal to the sword? May not a more
compact and advantageous position turn the scale on the same side, against a superior number so situated as
to be less capable of a prompt and collected exertion of its strength? Nothing can be more chimerical than to
imagine that in a trial of actual force, victory may be calculated by the rules which prevail in a census of the
inhabitants, or which determine the event of an election! May it not happen, in fine, that the minority of
CITIZENS may become a majority of PERSONS, by the accession of alien residents, of a casual concourse
of adventurers, or of those whom the constitution of the State has not admitted to the rights of suffrage? I take
no notice of an unhappy species of population abounding in some of the States, who, during the calm of
regular government, are sunk below the level of men; but who, in the tempestuous scenes of civil violence,
may emerge into the human character, and give a superiority of strength to any party with which they may
associate themselves. In cases where it may be doubtful on which side justice lies, what better umpires could
be desired by two violent factions, flying to arms, and tearing a State to pieces, than the representatives of
confederate States, not heated by the local flame? To the impartiality of judges, they would unite the affection
of friends. Happy would it be if such a remedy for its infirmities could be enjoyed by all free governments; if
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a project equally effectual could be established for the universal peace of mankind! Should it be asked, what
is to be the redress for an insurrection pervading all the States, and comprising a superiority of the entire
force, though not a constitutional right? the answer must be, that such a case, as it would be without the
compass of human remedies, so it is fortunately not within the compass of human probability; and that it is a
sufficient recommendation of the federal Constitution, that it diminishes the risk of a calamity for which no
possible constitution can provide a cure. Among the advantages of a confederate republic enumerated by
Montesquieu, an important one is, ``that should a popular insurrection happen in one of the States, the others
are able to quell it. Should abuses creep into one part, they are reformed by those that remain sound. ''7. ``To
consider all debts contracted, and engagements entered into, before the adoption of this Constitution, as being
no less valid against the United States, under this Constitution, than under the Confederation. ''This can only
be considered as a declaratory proposition; and may have been inserted, among other reasons, for the
satisfaction of the foreign creditors of the United States, who cannot be strangers to the pretended doctrine,
that a change in the political form of civil society has the magical effect of dissolving its moral obligations.
Among the lesser criticisms which have been exercised on the Constitution, it has been remarked that the
validity of engagements ought to have been asserted in favor of the United States, as well as against them;
and in the spirit which usually characterizes little critics, the omission has been transformed and magnified
into a plot against the national rights. The authors of this discovery may be told, what few others need to be
informed of, that as engagements are in their nature reciprocal, an assertion of their validity on one side,
necessarily involves a validity on the other side; and that as the article is merely declaratory, the
establishment of the principle in one case is sufficient for every case. They may be further told, that every
constitution must limit its precautions to dangers that are not altogether imaginary; and that no real danger
can exist that the government would DARE, with, or even without, this constitutional declaration before it, to
remit the debts justly due to the public, on the pretext here condemned. 8.
``To provide for amendments to be ratified by three fourths of the States under two exceptions only. ''That
useful alterations will be suggested by experience, could not but be foreseen. It was requisite, therefore, that a
mode for introducing them should be provided. The mode preferred by the convention seems to be stamped
with every mark of propriety. It guards equally against that extreme facility, which would render the
Constitution too mutable; and that extreme difficulty, which might perpetuate its discovered faults. It,
moreover, equally enables the general and the State governments to originate the amendment of errors, as
they may be pointed out by the experience on one side, or on the other. The exception in favor of the equality
of suffrage in the Senate, was probably meant as a palladium to the residuary sovereignty of the States,
implied and secured by that principle of representation in one branch of the legislature; and was probably
insisted on by the States particularly attached to that equality. The other exception must have been admitted
on the same considerations which produced the privilege defended by it. 9.
``The ratification of the conventions of nine States shall be sufficient for the establishment of this
Constitution between the States, ratifying the same. ''This article speaks for itself.
The express authority of the people alone could give due validity to the Constitution. To have required the
unanimous ratification of the thirteen States, would have subjected the essential interests of the whole to the
caprice or corruption of a single member. It would have marked a want of foresight in the convention, which
our own experience would have rendered inexcusable. Two questions of a very delicate nature present
themselves on this occasion: 1. On what principle the Confederation, which stands in the solemn form of a
compact among the States, can be superseded without the unanimous consent of the parties to it? 2. What
relation is to subsist between the nine or more States ratifying the Constitution, and the remaining few who
do not become parties to it? The first question is answered at once by recurring to the absolute necessity of
the case; to the great principle of selfpreservation; to the transcendent law of nature and of nature's God,
which declares that the safety and happiness of society are the objects at which all political institutions aim,
and to which all such institutions must be sacrificed. PERHAPS, also, an answer may be found without
searching beyond the principles of the compact itself. It has been heretofore noted among the defects of the
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Confederation, that in many of the States it had received no higher sanction than a mere legislative
ratification. The principle of reciprocality seems to require that its obligation on the other States should be
reduced to the same standard. A compact between independent sovereigns, founded on ordinary acts of
legislative authority, can pretend to no higher validity than a league or treaty between the parties. It is an
established doctrine on the subject of treaties, that all the articles are mutually conditions of each other; that a
breach of any one article is a breach of the whole treaty; and that a breach, committed by either of the parties,
absolves the others, and authorizes them, if they please, to pronounce the compact violated and void. Should
it unhappily be necessary to appeal to these delicate truths for a justification for dispensing with the consent
of particular States to a dissolution of the federal pact, will not the complaining parties find it a difficult task
to answer the MULTIPLIED and IMPORTANT infractions with which they may be confronted? The time
has been when it was incumbent on us all to veil the ideas which this paragraph exhibits. The scene is now
changed, and with it the part which the same motives dictate. The second question is not less delicate; and the
flattering prospect of its being merely hypothetical forbids an overcurious discussion of it. It is one of those
cases which must be left to provide for itself. In general, it may be observed, that although no political
relation can subsist between the assenting and dissenting States, yet the moral relations will remain
uncancelled. The claims of justice, both on one side and on the other, will be in force, and must be fulfilled;
the rights of humanity must in all cases be duly and mutually respected; whilst considerations of a common
interest, and, above all, the remembrance of the endearing scenes which are past, and the anticipation of a
speedy triumph over the obstacles to reunion, will, it is hoped, not urge in vain MODERATION on one side,
and PRUDENCE on the other. PUBLIUS.
FEDERALIST No. 44 Restrictions on the Authority of the Several States From
the New York Packet. Friday, January 25, 1788.
MADISON
To the People of the State of New York:
A FIFTH class of provisions in favor of the federal authority consists of the following restrictions on the
authority of the several States:1. ``No State shall enter into any treaty, alliance, or confederation; grant letters
of marque and reprisal; coin money; emit bills of credit; make any thing but gold and silver a legal tender in
payment of debts; pass any bill of attainder, expostfacto law, or law impairing the obligation of contracts;
or grant any title of nobility. ''The prohibition against treaties, alliances, and confederations makes a part of
the existing articles of Union; and for reasons which need no explanation, is copied into the new Constitution.
The prohibition of letters of marque is another part of the old system, but is somewhat extended in the new.
According to the former, letters of marque could be granted by the States after a declaration of war; according
to the latter, these licenses must be obtained, as well during war as previous to its declaration, from the
government of the United States. This alteration is fully justified by the advantage of uniformity in all points
which relate to foreign powers; and of immediate responsibility to the nation in all those for whose conduct
the nation itself is to be responsible.
The right of coining money, which is here taken from the States, was left in their hands by the Confederation,
as a concurrent right with that of Congress, under an exception in favor of the exclusive right of Congress to
regulate the alloy and value. In this instance, also, the new provision is an improvement on the old. Whilst the
alloy and value depended on the general authority, a right of coinage in the particular States could have no
other effect than to multiply expensive mints and diversify the forms and weights of the circulating pieces.
The latter inconveniency defeats one purpose for which the power was originally submitted to the federal
head; and as far as the former might prevent an inconvenient remittance of gold and silver to the central mint
for recoinage, the end can be as well attained by local mints established under the general authority.
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The extension of the prohibition to bills of credit must give pleasure to every citizen, in proportion to his love
of justice and his knowledge of the true springs of public prosperity. The loss which America has sustained
since the peace, from the pestilent effects of paper money on the necessary confidence between man and man,
on the necessary confidence in the public councils, on the industry and morals of the people, and on the
character of republican government, constitutes an enormous debt against the States chargeable with this
unadvised measure, which must long remain unsatisfied; or rather an accumulation of guilt, which can be
expiated no otherwise than by a voluntary sacrifice on the altar of justice, of the power which has been the
instrument of it. In addition to these persuasive considerations, it may be observed, that the same reasons
which show the necessity of denying to the States the power of regulating coin, prove with equal force that
they ought not to be at liberty to substitute a paper medium in the place of coin. Had every State a right to
regulate the value of its coin, there might be as many different currencies as States, and thus the intercourse
among them would be impeded; retrospective alterations in its value might be made, and thus the citizens of
other States be injured, and animosities be kindled among the States themselves. The subjects of foreign
powers might suffer from the same cause, and hence the Union be discredited and embroiled by the
indiscretion of a single member. No one of these mischiefs is less incident to a power in the States to emit
paper money, than to coin gold or silver. The power to make any thing but gold and silver a tender in
payment of debts, is withdrawn from the States, on the same principle with that of issuing a paper currency.
Bills of attainder, expostfacto laws, and laws impairing the obligation of contracts, are contrary to the first
principles of the social compact, and to every principle of sound legislation. The two former are expressly
prohibited by the declarations prefixed to some of the State constitutions, and all of them are prohibited by
the spirit and scope of these fundamental charters. Our own experience has taught us, nevertheless, that
additional fences against these dangers ought not to be omitted. Very properly, therefore, have the convention
added this constitutional bulwark in favor of personal security and private rights; and I am much deceived if
they have not, in so doing, as faithfully consulted the genuine sentiments as the undoubted interests of their
constituents. The sober people of America are weary of the fluctuating policy which has directed the public
councils. They have seen with regret and indignation that sudden changes and legislative interferences, in
cases affecting personal rights, become jobs in the hands of enterprising and influential speculators, and
snares to the moreindustrious and lessinformed part of the community. They have seen, too, that one
legislative interference is but the first link of a long chain of repetitions, every subsequent interference being
naturally produced by the effects of the preceding. They very rightly infer, therefore, that some thorough
reform is wanting, which will banish speculations on public measures, inspire a general prudence and
industry, and give a regular course to the business of society. The prohibition with respect to titles of nobility
is copied from the articles of Confederation and needs no comment. 2. ``No State shall, without the consent
of the Congress, lay any imposts or duties on imports or exports, except what may be absolutely necessary for
executing its inspection laws, and the net produce of all duties and imposts laid by any State on imports or
exports, shall be for the use of the treasury of the United States; and all such laws shall be subject to the
revision and control of the Congress. No State shall, without the consent of Congress, lay any duty on
tonnage, keep troops or ships of war in time of peace, enter into any agreement or compact with another
State, or with a foreign power, or engage in war unless actually invaded, or in such imminent danger as will
not admit of delay. ''The restraint on the power of the States over imports and exports is enforced by all the
arguments which prove the necessity of submitting the regulation of trade to the federal councils. It is
needless, therefore, to remark further on this head, than that the manner in which the restraint is qualified
seems well calculated at once to secure to the States a reasonable discretion in providing for the conveniency
of their imports and exports, and to the United States a reasonable check against the abuse of this discretion.
The remaining particulars of this clause fall within reasonings which are either so obvious, or have been so
fully developed, that they may be passed over without remark. The SIXTH and last class consists of the
several powers and provisions by which efficacy is given to all the rest. 1. Of these the first is, the ``power to
make all laws which shall be necessary and proper for carrying into execution the foregoing powers, and all
other powers vested by this Constitution in the government of the United States, or in any department or
officer thereof. ''Few parts of the Constitution have been assailed with more intemperance than this; yet on a
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fair investigation of it, no part can appear more completely invulnerable. Without the SUBSTANCE of this
power, the whole Constitution would be a dead letter. Those who object to the article, therefore, as a part of
the Constitution, can only mean that the FORM of the provision is improper. But have they considered
whether a better form could have been substituted? There are four other possible methods which the
Constitution might have taken on this subject. They might have copied the second article of the existing
Confederation, which would have prohibited the exercise of any power not EXPRESSLY delegated; they
might have attempted a positive enumeration of the powers comprehended under the general terms
``necessary and proper''; they might have attempted a negative enumeration of them, by specifying the
powers excepted from the general definition; they might have been altogether silent on the subject, leaving
these necessary and proper powers to construction and inference. Had the convention taken the first method
of adopting the second article of Confederation, it is evident that the new Congress would be continually
exposed, as their predecessors have been, to the alternative of construing the term ``EXPRESSLY'' with so
much rigor, as to disarm the government of all real authority whatever, or with so much latitude as to destroy
altogether the force of the restriction.
It would be easy to show, if it were necessary, that no important power, delegated by the articles of
Confederation, has been or can be executed by Congress, without recurring more or less to the doctrine of
CONSTRUCTION or IMPLICATION. As the powers delegated under the new system are more extensive,
the government which is to administer it would find itself still more distressed with the alternative of
betraying the public interests by doing nothing, or of violating the Constitution by exercising powers
indispensably necessary and proper, but, at the same time, not EXPRESSLY granted. Had the convention
attempted a positive enumeration of the powers necessary and proper for carrying their other powers into
effect, the attempt would have involved a complete digest of laws on every subject to which the Constitution
relates; accommodated too, not only to the existing state of things, but to all the possible changes which
futurity may produce; for in every new application of a general power, the PARTICULAR POWERS, which
are the means of attaining the OBJECT of the general power, must always necessarily vary with that object,
and be often properly varied whilst the object remains the same.
Had they attempted to enumerate the particular powers or means not necessary or proper for carrying the
general powers into execution, the task would have been no less chimerical; and would have been liable to
this further objection, that every defect in the enumeration would have been equivalent to a positive grant of
authority. If, to avoid this consequence, they had attempted a partial enumeration of the exceptions, and
described the residue by the general terms, NOT NECESSARY OR PROPER, it must have happened that the
enumeration would comprehend a few of the excepted powers only; that these would be such as would be
least likely to be assumed or tolerated, because the enumeration would of course select such as would be least
necessary or proper; and that the unnecessary and improper powers included in the residuum, would be less
forcibly excepted, than if no partial enumeration had been made. Had the Constitution been silent on this
head, there can be no doubt that all the particular powers requisite as means of executing the general powers
would have resulted to the government, by unavoidable implication. No axiom is more clearly established in
law, or in reason, than that wherever the end is required, the means are authorized; wherever a general power
to do a thing is given, every particular power necessary for doing it is included. Had this last method,
therefore, been pursued by the convention, every objection now urged against their plan would remain in all
its plausibility; and the real inconveniency would be incurred of not removing a pretext which may be seized
on critical occasions for drawing into question the essential powers of the Union. If it be asked what is to be
the consequence, in case the Congress shall misconstrue this part of the Constitution, and exercise powers not
warranted by its true meaning, I answer, the same as if they should misconstrue or enlarge any other power
vested in them; as if the general power had been reduced to particulars, and any one of these were to be
violated; the same, in short, as if the State legislatures should violate the irrespective constitutional
authorities. In the first instance, the success of the usurpation will depend on the executive and judiciary
departments, which are to expound and give effect to the legislative acts; and in the last resort a remedy must
be obtained from the people who can, by the election of more faithful representatives, annul the acts of the
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usurpers. The truth is, that this ultimate redress may be more confided in against unconstitutional acts of the
federal than of the State legislatures, for this plain reason, that as every such act of the former will be an
invasion of the rights of the latter, these will be ever ready to mark the innovation, to sound the alarm to the
people, and to exert their local influence in effecting a change of federal representatives. There being no such
intermediate body between the State legislatures and the people interested in watching the conduct of the
former, violations of the State constitutions are more likely to remain unnoticed and unredressed. 2. ``This
Constitution and the laws of the United States which shall be made in pursuance thereof, and all treaties
made, or which shall be made, under the authority of the United States, shall be the supreme law of the land,
and the judges in every State shall be bound thereby, any thing in the constitution or laws of any State to the
contrary notwithstanding. ''The indiscreet zeal of the adversaries to the Constitution has betrayed them into an
attack on this part of it also, without which it would have been evidently and radically defective. To be fully
sensible of this, we need only suppose for a moment that the supremacy of the State constitutions had been
left complete by a saving clause in their favor. In the first place, as these constitutions invest the State
legislatures with absolute sovereignty, in all cases not excepted by the existing articles of Confederation, all
the authorities contained in the proposed Constitution, so far as they exceed those enumerated in the
Confederation, would have been annulled, and the new Congress would have been reduced to the same
impotent condition with their predecessors. In the next place, as the constitutions of some of the States do not
even expressly and fully recognize the existing powers of the Confederacy, an express saving of the
supremacy of the former would, in such States, have brought into question every power contained in the
proposed Constitution. In the third place, as the constitutions of the States differ much from each other, it
might happen that a treaty or national law, of great and equal importance to the States, would interfere with
some and not with other constitutions, and would consequently be valid in some of the States, at the same
time that it would have no effect in others. In fine, the world would have seen, for the first time, a system of
government founded on an inversion of the fundamental principles of all government; it would have seen the
authority of the whole society every where subordinate to the authority of the parts; it would have seen a
monster, in which the head was under the direction of the members. 3. ``The Senators and Representatives,
and the members of the several State legislatures, and all executive and judicial officers, both of the United
States and the several States, shall be bound by oath or affirmation to support this Constitution. ''It has been
asked why it was thought necessary, that the State magistracy should be bound to support the federal
Constitution, and unnecessary that a like oath should be imposed on the officers of the United States, in favor
of the State constitutions. Several reasons might be assigned for the distinction. I content myself with one,
which is obvious and conclusive. The members of the federal government will have no agency in carrying the
State constitutions into effect. The members and officers of the State governments, on the contrary, will have
an essential agency in giving effect to the federal Constitution. The election of the President and Senate will
depend, in all cases, on the legislatures of the several States. And the election of the House of Representatives
will equally depend on the same authority in the first instance; and will, probably, forever be conducted by
the officers, and according to the laws, of the States. 4. Among the provisions for giving efficacy to the
federal powers might be added those which belong to the executive and judiciary departments: but as these
are reserved for particular examination in another place, I pass them over in this. We have now reviewed, in
detail, all the articles composing the sum or quantity of power delegated by the proposed Constitution to the
federal government, and are brought to this undeniable conclusion, that no part of the power is unnecessary or
improper for accomplishing the necessary objects of the Union. The question, therefore, whether this amount
of power shall be granted or not, resolves itself into another question, whether or not a government
commensurate to the exigencies of the Union shall be established; or, in other words, whether the Union itself
shall be preserved. PUBLIUS.
FEDERALIST No. 45 The Alleged Danger From the Powers of the Union to
the State Governments Considered For the Independent Fournal.
MADISON
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To the People of the State of New York:
HAVING shown that no one of the powers transferred to the federal government is unnecessary or improper,
the next question to be considered is, whether the whole mass of them will be dangerous to the portion of
authority left in the several States. The adversaries to the plan of the convention, instead of considering in the
first place what degree of power was absolutely necessary for the purposes of the federal government, have
exhausted themselves in a secondary inquiry into the possible consequences of the proposed degree of power
to the governments of the particular States. But if the Union, as has been shown, be essential to the security of
the people of America against foreign danger; if it be essential to their security against contentions and wars
among the different States; if it be essential to guard them against those violent and oppressive factions which
embitter the blessings of liberty, and against those military establishments which must gradually poison its
very fountain; if, in a word, the Union be essential to the happiness of the people of America, is it not
preposterous, to urge as an objection to a government, without which the objects of the Union cannot be
attained, that such a government may derogate from the importance of the governments of the individual
States? Was, then, the American Revolution effected, was the American Confederacy formed, was the
precious blood of thousands spilt, and the hardearned substance of millions lavished, not that the people of
America should enjoy peace, liberty, and safety, but that the government of the individual States, that
particular municipal establishments, might enjoy a certain extent of power, and be arrayed with certain
dignities and attributes of sovereignty? We have heard of the impious doctrine in the Old World, that the
people were made for kings, not kings for the people. Is the same doctrine to be revived in the New, in
another shape that the solid happiness of the people is to be sacrificed to the views of political institutions of
a different form? It is too early for politicians to presume on our forgetting that the public good, the real
welfare of the great body of the people, is the supreme object to be pursued; and that no form of government
whatever has any other value than as it may be fitted for the attainment of this object. Were the plan of the
convention adverse to the public happiness, my voice would be, Reject the plan. Were the Union itself
inconsistent with the public happiness, it would be, Abolish the Union. In like manner, as far as the
sovereignty of the States cannot be reconciled to the happiness of the people, the voice of every good citizen
must be, Let the former be sacrificed to the latter. How far the sacrifice is necessary, has been shown. How
far the unsacrificed residue will be endangered, is the question before us. Several important considerations
have been touched in the course of these papers, which discountenance the supposition that the operation of
the federal government will by degrees prove fatal to the State governments. The more I revolve the subject,
the more fully I am persuaded that the balance is much more likely to be disturbed by the preponderancy of
the last than of the first scale. We have seen, in all the examples of ancient and modern confederacies, the
strongest tendency continually betraying itself in the members, to despoil the general government of its
authorities, with a very ineffectual capacity in the latter to defend itself against the encroachments. Although,
in most of these examples, the system has been so dissimilar from that under consideration as greatly to
weaken any inference concerning the latter from the fate of the former, yet, as the States will retain, under the
proposed Constitution, a very extensive portion of active sovereignty, the inference ought not to be wholly
disregarded. In the Achaean league it is probable that the federal head had a degree and species of power,
which gave it a considerable likeness to the government framed by the convention. The Lycian Confederacy,
as far as its principles and form are transmitted, must have borne a still greater analogy to it. Yet history does
not inform us that either of them ever degenerated, or tended to degenerate, into one consolidated
government. On the contrary, we know that the ruin of one of them proceeded from the incapacity of the
federal authority to prevent the dissensions, and finally the disunion, of the subordinate authorities. These
cases are the more worthy of our attention, as the external causes by which the component parts were pressed
together were much more numerous and powerful than in our case; and consequently less powerful ligaments
within would be sufficient to bind the members to the head, and to each other. In the feudal system, we have
seen a similar propensity exemplified. Notwithstanding the want of proper sympathy in every instance
between the local sovereigns and the people, and the sympathy in some instances between the general
sovereign and the latter, it usually happened that the local sovereigns prevailed in the rivalship for
encroachments.
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Had no external dangers enforced internal harmony and subordination, and particularly, had the local
sovereigns possessed the affections of the people, the great kingdoms in Europe would at this time consist of
as many independent princes as there were formerly feudatory barons. The State government will have the
advantage of the Federal government, whether we compare them in respect to the immediate dependence of
the one on the other; to the weight of personal influence which each side will possess; to the powers
respectively vested in them; to the predilection and probable support of the people; to the disposition and
faculty of resisting and frustrating the measures of each other. The State governments may be regarded as
constituent and essential parts of the federal government; whilst the latter is nowise essential to the operation
or organization of the former. Without the intervention of the State legislatures, the President of the United
States cannot be elected at all. They must in all cases have a great share in his appointment, and will, perhaps,
in most cases, of themselves determine it. The Senate will be elected absolutely and exclusively by the State
legislatures. Even the House of Representatives, though drawn immediately from the people, will be chosen
very much under the influence of that class of men, whose influence over the people obtains for themselves
an election into the State legislatures. Thus, each of the principal branches of the federal government will owe
its existence more or less to the favor of the State governments, and must consequently feel a dependence,
which is much more likely to beget a disposition too obsequious than too overbearing towards them. On the
other side, the component parts of the State governments will in no instance be indebted for their appointment
to the direct agency of the federal government, and very little, if at all, to the local influence of its members.
The number of individuals employed under the Constitution of the United States will be much smaller than
the number employed under the particular States.
There will consequently be less of personal influence on the side of the former than of the latter. The
members of the legislative, executive, and judiciary departments of thirteen and more States, the justices of
peace, officers of militia, ministerial officers of justice, with all the county, corporation, and town officers,
for three millions and more of people, intermixed, and having particular acquaintance with every class and
circle of people, must exceed, beyond all proportion, both in number and influence, those of every description
who will be employed in the administration of the federal system. Compare the members of the three great
departments of the thirteen States, excluding from the judiciary department the justices of peace, with the
members of the corresponding departments of the single government of the Union; compare the militia
officers of three millions of people with the military and marine officers of any establishment which is within
the compass of probability, or, I may add, of possibility, and in this view alone, we may pronounce the
advantage of the States to be decisive. If the federal government is to have collectors of revenue, the State
governments will have theirs also. And as those of the former will be principally on the seacoast, and not very
numerous, whilst those of the latter will be spread over the face of the country, and will be very numerous,
the advantage in this view also lies on the same side.
It is true, that the Confederacy is to possess, and may exercise, the power of collecting internal as well as
external taxes throughout the States; but it is probable that this power will not be resorted to, except for
supplemental purposes of revenue; that an option will then be given to the States to supply their quotas by
previous collections of their own; and that the eventual collection, under the immediate authority of the
Union, will generally be made by the officers, and according to the rules, appointed by the several States.
Indeed it is extremely probable, that in other instances, particularly in the organization of the judicial power,
the officers of the States will be clothed with the correspondent authority of the Union.
Should it happen, however, that separate collectors of internal revenue should be appointed under the federal
government, the influence of the whole number would not bear a comparison with that of the multitude of
State officers in the opposite scale.
Within every district to which a federal collector would be allotted, there would not be less than thirty or
forty, or even more, officers of different descriptions, and many of them persons of character and weight,
whose influence would lie on the side of the State. The powers delegated by the proposed Constitution to the
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federal government are few and defined. Those which are to remain in the State governments are numerous
and indefinite. The former will be exercised principally on external objects, as war, peace, negotiation, and
foreign commerce; with which last the power of taxation will, for the most part, be connected. The powers
reserved to the several States will extend to all the objects which, in the ordinary course of affairs, concern
the lives, liberties, and properties of the people, and the internal order, improvement, and prosperity of the
State. The operations of the federal government will be most extensive and important in times of war and
danger; those of the State governments, in times of peace and security. As the former periods will probably
bear a small proportion to the latter, the State governments will here enjoy another advantage over the federal
government. The more adequate, indeed, the federal powers may be rendered to the national defense, the less
frequent will be those scenes of danger which might favor their ascendancy over the governments of the
particular States. If the new Constitution be examined with accuracy and candor, it will be found that the
change which it proposes consists much less in the addition of NEW POWERS to the Union, than in the
invigoration of its ORIGINAL POWERS. The regulation of commerce, it is true, is a new power; but that
seems to be an addition which few oppose, and from which no apprehensions are entertained. The powers
relating to war and peace, armies and fleets, treaties and finance, with the other more considerable powers,
are all vested in the existing Congress by the articles of Confederation. The proposed change does not enlarge
these powers; it only substitutes a more effectual mode of administering them. The change relating to taxation
may be regarded as the most important; and yet the present Congress have as complete authority to
REQUIRE of the States indefinite supplies of money for the common defense and general welfare, as the
future Congress will have to require them of individual citizens; and the latter will be no more bound than the
States themselves have been, to pay the quotas respectively taxed on them. Had the States complied
punctually with the articles of Confederation, or could their compliance have been enforced by as peaceable
means as may be used with success towards single persons, our past experience is very far from
countenancing an opinion, that the State governments would have lost their constitutional powers, and have
gradually undergone an entire consolidation. To maintain that such an event would have ensued, would be to
say at once, that the existence of the State governments is incompatible with any system whatever that
accomplishes the essental purposes of the Union. PUBLIUS.
FEDERALIST No. 46 The Influence of the State and Federal Governments
Compared From the New York Packet. Tuesday, January 29, 1788.
MADISON
To the People of the State of New York:
RESUMING the subject of the last paper, I proceed to inquire whether the federal government or the State
governments will have the advantage with regard to the predilection and support of the people.
Notwithstanding the different modes in which they are appointed, we must consider both of them as
substantially dependent on the great body of the citizens of the United States.
I assume this position here as it respects the first, reserving the proofs for another place. The federal and State
governments are in fact but different agents and trustees of the people, constituted with different powers, and
designed for different purposes. The adversaries of the Constitution seem to have lost sight of the people
altogether in their reasonings on this subject; and to have viewed these different establishments, not only as
mutual rivals and enemies, but as uncontrolled by any common superior in their efforts to usurp the
authorities of each other. These gentlemen must here be reminded of their error. They must be told that the
ultimate authority, wherever the derivative may be found, resides in the people alone, and that it will not
depend merely on the comparative ambition or address of the different governments, whether either, or which
of them, will be able to enlarge its sphere of jurisdiction at the expense of the other. Truth, no less than
decency, requires that the event in every case should be supposed to depend on the sentiments and sanction of
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their common constituents. Many considerations, besides those suggested on a former occasion, seem to
place it beyond doubt that the first and most natural attachment of the people will be to the governments of
their respective States.
Into the administration of these a greater number of individuals will expect to rise. From the gift of these a
greater number of offices and emoluments will flow. By the superintending care of these, all the more
domestic and personal interests of the people will be regulated and provided for. With the affairs of these, the
people will be more familiarly and minutely conversant. And with the members of these, will a greater
proportion of the people have the ties of personal acquaintance and friendship, and of family and party
attachments; on the side of these, therefore, the popular bias may well be expected most strongly to incline.
Experience speaks the same language in this case. The federal administration, though hitherto very defective
in comparison with what may be hoped under a better system, had, during the war, and particularly whilst the
independent fund of paper emissions was in credit, an activity and importance as great as it can well have in
any future circumstances whatever.
It was engaged, too, in a course of measures which had for their object the protection of everything that was
dear, and the acquisition of everything that could be desirable to the people at large. It was, nevertheless,
invariably found, after the transient enthusiasm for the early Congresses was over, that the attention and
attachment of the people were turned anew to their own particular governments; that the federal council was
at no time the idol of popular favor; and that opposition to proposed enlargements of its powers and
importance was the side usually taken by the men who wished to build their political consequence on the
prepossessions of their fellowcitizens. If, therefore, as has been elsewhere remarked, the people should in
future become more partial to the federal than to the State governments, the change can only result from such
manifest and irresistible proofs of a better administration, as will overcome all their antecedent propensities.
And in that case, the people ought not surely to be precluded from giving most of their confidence where they
may discover it to be most due; but even in that case the State governments could have little to apprehend,
because it is only within a certain sphere that the federal power can, in the nature of things, be
advantageously administered. The remaining points on which I propose to compare the federal and State
governments, are the disposition and the faculty they may respectively possess, to resist and frustrate the
measures of each other. It has been already proved that the members of the federal will be more dependent on
the members of the State governments, than the latter will be on the former. It has appeared also, that the
prepossessions of the people, on whom both will depend, will be more on the side of the State governments,
than of the federal government. So far as the disposition of each towards the other may be influenced by these
causes, the State governments must clearly have the advantage.
But in a distinct and very important point of view, the advantage will lie on the same side. The
prepossessions, which the members themselves will carry into the federal government, will generally be
favorable to the States; whilst it will rarely happen, that the members of the State governments will carry into
the public councils a bias in favor of the general government. A local spirit will infallibly prevail much more
in the members of Congress, than a national spirit will prevail in the legislatures of the particular States.
Every one knows that a great proportion of the errors committed by the State legislatures proceeds from the
disposition of the members to sacrifice the comprehensive and permanent interest of the State, to the
particular and separate views of the counties or districts in which they reside. And if they do not sufficiently
enlarge their policy to embrace the collective welfare of their particular State, how can it be imagined that
they will make the aggregate prosperity of the Union, and the dignity and respectability of its government, the
objects of their affections and consultations? For the same reason that the members of the State legislatures
will be unlikely to attach themselves sufficiently to national objects, the members of the federal legislature
will be likely to attach themselves too much to local objects. The States will be to the latter what counties and
towns are to the former. Measures will too often be decided according to their probable effect, not on the
national prosperity and happiness, but on the prejudices, interests, and pursuits of the governments and
people of the individual States. What is the spirit that has in general characterized the proceedings of
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Congress? A perusal of their journals, as well as the candid acknowledgments of such as have had a seat in
that assembly, will inform us, that the members have but too frequently displayed the character, rather of
partisans of their respective States, than of impartial guardians of a common interest; that where on one
occasion improper sacrifices have been made of local considerations, to the aggrandizement of the federal
government, the great interests of the nation have suffered on a hundred, from an undue attention to the local
prejudices, interests, and views of the particular States. I mean not by these reflections to insinuate, that the
new federal government will not embrace a more enlarged plan of policy than the existing government may
have pursued; much less, that its views will be as confined as those of the State legislatures; but only that it
will partake sufficiently of the spirit of both, to be disinclined to invade the rights of the individual States, or
the preorgatives of their governments. The motives on the part of the State governments, to augment their
prerogatives by defalcations from the federal government, will be overruled by no reciprocal predispositions
in the members. Were it admitted, however, that the Federal government may feel an equal disposition with
the State governments to extend its power beyond the due limits, the latter would still have the advantage in
the means of defeating such encroachments. If an act of a particular State, though unfriendly to the national
government, be generally popular in that State and should not too grossly violate the oaths of the State
officers, it is executed immediately and, of course, by means on the spot and depending on the State alone.
The opposition of the federal government, or the interposition of federal officers, would but inflame the zeal
of all parties on the side of the State, and the evil could not be prevented or repaired, if at all, without the
employment of means which must always be resorted to with reluctance and difficulty.
On the other hand, should an unwarrantable measure of the federal government be unpopular in particular
States, which would seldom fail to be the case, or even a warrantable measure be so, which may sometimes
be the case, the means of opposition to it are powerful and at hand. The disquietude of the people; their
repugnance and, perhaps, refusal to cooperate with the officers of the Union; the frowns of the executive
magistracy of the State; the embarrassments created by legislative devices, which would often be added on
such occasions, would oppose, in any State, difficulties not to be despised; would form, in a large State, very
serious impediments; and where the sentiments of several adjoining States happened to be in unison, would
present obstructions which the federal government would hardly be willing to encounter. But ambitious
encroachments of the federal government, on the authority of the State governments, would not excite the
opposition of a single State, or of a few States only. They would be signals of general alarm. Every
government would espouse the common cause. A correspondence would be opened. Plans of resistance
would be concerted. One spirit would animate and conduct the whole. The same combinations, in short,
would result from an apprehension of the federal, as was produced by the dread of a foreign, yoke; and unless
the projected innovations should be voluntarily renounced, the same appeal to a trial of force would be made
in the one case as was made in the other. But what degree of madness could ever drive the federal
government to such an extremity. In the contest with Great Britain, one part of the empire was employed
against the other.
The more numerous part invaded the rights of the less numerous part. The attempt was unjust and unwise; but
it was not in speculation absolutely chimerical. But what would be the contest in the case we are supposing?
Who would be the parties? A few representatives of the people would be opposed to the people themselves;
or rather one set of representatives would be contending against thirteen sets of representatives, with the
whole body of their common constituents on the side of the latter. The only refuge left for those who
prophesy the downfall of the State governments is the visionary supposition that the federal government may
previously accumulate a military force for the projects of ambition. The reasonings contained in these papers
must have been employed to little purpose indeed, if it could be necessary now to disprove the reality of this
danger.
That the people and the States should, for a sufficient period of time, elect an uninterupted succession of men
ready to betray both; that the traitors should, throughout this period, uniformly and systematically pursue
some fixed plan for the extension of the military establishment; that the governments and the people of the
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States should silently and patiently behold the gathering storm, and continue to supply the materials, until it
should be prepared to burst on their own heads, must appear to every one more like the incoherent dreams of
a delirious jealousy, or the misjudged exaggerations of a counterfeit zeal, than like the sober apprehensions of
genuine patriotism.
Extravagant as the supposition is, let it however be made. Let a regular army, fully equal to the resources of
the country, be formed; and let it be entirely at the devotion of the federal government; still it would not be
going too far to say, that the State governments, with the people on their side, would be able to repel the
danger. The highest number to which, according to the best computation, a standing army can be carried in
any country, does not exceed one hundredth part of the whole number of souls; or one twentyfifth part of
the number able to bear arms. This proportion would not yield, in the United States, an army of more than
twentyfive or thirty thousand men. To these would be opposed a militia amounting to near half a million of
citizens with arms in their hands, officered by men chosen from among themselves, fighting for their
common liberties, and united and conducted by governments possessing their affections and confidence. It
may well be doubted, whether a militia thus circumstanced could ever be conquered by such a proportion of
regular troops. Those who are best acquainted with the last successful resistance of this country against the
British arms, will be most inclined to deny the possibility of it. Besides the advantage of being armed, which
the Americans possess over the people of almost every other nation, the existence of subordinate
governments, to which the people are attached, and by which the militia officers are appointed, forms a
barrier against the enterprises of ambition, more insurmountable than any which a simple government of any
form can admit of. Notwithstanding the military establishments in the several kingdoms of Europe, which are
carried as far as the public resources will bear, the governments are afraid to trust the people with arms. And
it is not certain, that with this aid alone they would not be able to shake off their yokes. But were the people
to possess the additional advantages of local governments chosen by themselves, who could collect the
national will and direct the national force, and of officers appointed out of the militia, by these governments,
and attached both to them and to the militia, it may be affirmed with the greatest assurance, that the throne of
every tyranny in Europe would be speedily overturned in spite of the legions which surround it. Let us not
insult the free and gallant citizens of America with the suspicion, that they would be less able to defend the
rights of which they would be in actual possession, than the debased subjects of arbitrary power would be to
rescue theirs from the hands of their oppressors. Let us rather no longer insult them with the supposition that
they can ever reduce themselves to the necessity of making the experiment, by a blind and tame submission
to the long train of insidious measures which must precede and produce it. The argument under the present
head may be put into a very concise form, which appears altogether conclusive. Either the mode in which the
federal government is to be constructed will render it sufficiently dependent on the people, or it will not. On
the first supposition, it will be restrained by that dependence from forming schemes obnoxious to their
constituents. On the other supposition, it will not possess the confidence of the people, and its schemes of
usurpation will be easily defeated by the State governments, who will be supported by the people. On
summing up the considerations stated in this and the last paper, they seem to amount to the most convincing
evidence, that the powers proposed to be lodged in the federal government are as little formidable to those
reserved to the individual States, as they are indispensably necessary to accomplish the purposes of the
Union; and that all those alarms which have been sounded, of a meditated and consequential annihilation of
the State governments, must, on the most favorable interpretation, be ascribed to the chimerical fears of the
authors of them. PUBLIUS.
FEDERALIST No. 47 The Particular Structure of the New Government and the
Distribution of Power Among Its Different Parts From the New York Packet.
Friday, February 1, 1788.
MADISON
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To the People of the State of New York:
HAVING reviewed the general form of the proposed government and the general mass of power allotted to it,
I proceed to examine the particular structure of this government, and the distribution of this mass of power
among its constituent parts. One of the principal objections inculcated by the more respectable adversaries to
the Constitution, is its supposed violation of the political maxim, that the legislative, executive, and judiciary
departments ought to be separate and distinct. In the structure of the federal government, no regard, it is said,
seems to have been paid to this essential precaution in favor of liberty. The several departments of power are
distributed and blended in such a manner as at once to destroy all symmetry and beauty of form, and to
expose some of the essential parts of the edifice to the danger of being crushed by the disproportionate weight
of other parts. No political truth is certainly of greater intrinsic value, or is stamped with the authority of more
enlightened patrons of liberty, than that on which the objection is founded.
The accumulation of all powers, legislative, executive, and judiciary, in the same hands, whether of one, a
few, or many, and whether hereditary, selfappointed, or elective, may justly be pronounced the very
definition of tyranny. Were the federal Constitution, therefore, really chargeable with the accumulation of
power, or with a mixture of powers, having a dangerous tendency to such an accumulation, no further
arguments would be necessary to inspire a universal reprobation of the system. I persuade myself, however,
that it will be made apparent to every one, that the charge cannot be supported, and that the maxim on which
it relies has been totally misconceived and misapplied. In order to form correct ideas on this important
subject, it will be proper to investigate the sense in which the preservation of liberty requires that the three
great departments of power should be separate and distinct. The oracle who is always consulted and cited on
this subject is the celebrated Montesquieu. If he be not the author of this invaluable precept in the science of
politics, he has the merit at least of displaying and recommending it most effectually to the attention of
mankind. Let us endeavor, in the first place, to ascertain his meaning on this point. The British Constitution
was to Montesquieu what Homer has been to the didactic writers on epic poetry. As the latter have considered
the work of the immortal bard as the perfect model from which the principles and rules of the epic art were to
be drawn, and by which all similar works were to be judged, so this great political critic appears to have
viewed the Constitution of England as the standard, or to use his own expression, as the mirror of political
liberty; and to have delivered, in the form of elementary truths, the several characteristic principles of that
particular system. That we may be sure, then, not to mistake his meaning in this case, let us recur to the
source from which the maxim was drawn. On the slightest view of the British Constitution, we must perceive
that the legislative, executive, and judiciary departments are by no means totally separate and distinct from
each other. The executive magistrate forms an integral part of the legislative authority. He alone has the
prerogative of making treaties with foreign sovereigns, which, when made, have, under certain limitations,
the force of legislative acts. All the members of the judiciary department are appointed by him, can be
removed by him on the address of the two Houses of Parliament, and form, when he pleases to consult them,
one of his constitutional councils. One branch of the legislative department forms also a great constitutional
council to the executive chief, as, on another hand, it is the sole depositary of judicial power in cases of
impeachment, and is invested with the supreme appellate jurisdiction in all other cases. The judges, again, are
so far connected with the legislative department as often to attend and participate in its deliberations, though
not admitted to a legislative vote. From these facts, by which Montesquieu was guided, it may clearly be
inferred that, in saying ``There can be no liberty where the legislative and executive powers are united in the
same person, or body of magistrates,'' or, ``if the power of judging be not separated from the legislative and
executive powers,'' he did not mean that these departments ought to have no PARTIAL AGENCY in, or no
CONTROL over, the acts of each other. His meaning, as his own words import, and still more conclusively
as illustrated by the example in his eye, can amount to no more than this, that where the WHOLE power of
one department is exercised by the same hands which possess the WHOLE power of another department, the
fundamental principles of a free constitution are subverted. This would have been the case in the constitution
examined by him, if the king, who is the sole executive magistrate, had possessed also the complete
legislative power, or the supreme administration of justice; or if the entire legislative body had possessed the
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supreme judiciary, or the supreme executive authority. This, however, is not among the vices of that
constitution. The magistrate in whom the whole executive power resides cannot of himself make a law,
though he can put a negative on every law; nor administer justice in person, though he has the appointment of
those who do administer it. The judges can exercise no executive prerogative, though they are shoots from the
executive stock; nor any legislative function, though they may be advised with by the legislative councils.
The entire legislature can perform no judiciary act, though by the joint act of two of its branches the judges
may be removed from their offices, and though one of its branches is possessed of the judicial power in the
last resort. The entire legislature, again, can exercise no executive prerogative, though one of its branches
constitutes the supreme executive magistracy, and another, on the impeachment of a third, can try and
condemn all the subordinate officers in the executive department. The reasons on which Montesquieu
grounds his maxim are a further demonstration of his meaning. ``When the legislative and executive powers
are united in the same person or body,'' says he, ``there can be no liberty, because apprehensions may arise
lest THE SAME monarch or senate should ENACT tyrannical laws to EXECUTE them in a tyrannical
manner. '' Again: ``Were the power of judging joined with the legislative, the life and liberty of the subject
would be exposed to arbitrary control, for THE JUDGE would then be THE LEGISLATOR.
Were it joined to the executive power, THE JUDGE might behave with all the violence of AN OPPRESSOR.
'' Some of these reasons are more fully explained in other passages; but briefly stated as they are here, they
sufficiently establish the meaning which we have put on this celebrated maxim of this celebrated author. If
we look into the constitutions of the several States, we find that, notwithstanding the emphatical and, in some
instances, the unqualified terms in which this axiom has been laid down, there is not a single instance in
which the several departments of power have been kept absolutely separate and distinct. New Hampshire,
whose constitution was the last formed, seems to have been fully aware of the impossibility and inexpediency
of avoiding any mixture whatever of these departments, and has qualified the doctrine by declaring ``that the
legislative, executive, and judiciary powers ought to be kept as separate from, and independent of, each other
AS THE NATURE OF A FREE GOVERNMENT WILL ADMIT; OR AS IS CONSISTENT WITH THAT
CHAIN OF CONNECTION THAT BINDS THE WHOLE FABRIC OF THE CONSTITUTION IN ONE
INDISSOLUBLE BOND OF UNITY AND AMITY. '' Her constitution accordingly mixes these departments
in several respects. The Senate, which is a branch of the legislative department, is also a judicial tribunal for
the trial of impeachments. The President, who is the head of the executive department, is the presiding
member also of the Senate; and, besides an equal vote in all cases, has a casting vote in case of a tie. The
executive head is himself eventually elective every year by the legislative department, and his council is
every year chosen by and from the members of the same department. Several of the officers of state are also
appointed by the legislature. And the members of the judiciary department are appointed by the executive
department. The constitution of Massachusetts has observed a sufficient though less pointed caution, in
expressing this fundamental article of liberty. It declares ``that the legislative department shall never exercise
the executive and judicial powers, or either of them; the executive shall never exercise the legislative and
judicial powers, or either of them; the judicial shall never exercise the legislative and executive powers, or
either of them. '' This declaration corresponds precisely with the doctrine of Montesquieu, as it has been
explained, and is not in a single point violated by the plan of the convention. It goes no farther than to
prohibit any one of the entire departments from exercising the powers of another department. In the very
Constitution to which it is prefixed, a partial mixture of powers has been admitted. The executive magistrate
has a qualified negative on the legislative body, and the Senate, which is a part of the legislature, is a court of
impeachment for members both of the executive and judiciary departments. The members of the judiciary
department, again, are appointable by the executive department, and removable by the same authority on the
address of the two legislative branches.
Lastly, a number of the officers of government are annually appointed by the legislative department. As the
appointment to offices, particularly executive offices, is in its nature an executive function, the compilers of
the Constitution have, in this last point at least, violated the rule established by themselves. I pass over the
constitutions of Rhode Island and Connecticut, because they were formed prior to the Revolution, and even
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before the principle under examination had become an object of political attention. The constitution of New
York contains no declaration on this subject; but appears very clearly to have been framed with an eye to the
danger of improperly blending the different departments. It gives, nevertheless, to the executive magistrate, a
partial control over the legislative department; and, what is more, gives a like control to the judiciary
department; and even blends the executive and judiciary departments in the exercise of this control. In its
council of appointment members of the legislative are associated with the executive authority, in the
appointment of officers, both executive and judiciary. And its court for the trial of impeachments and
correction of errors is to consist of one branch of the legislature and the principal members of the judiciary
department. The constitution of New Jersey has blended the different powers of government more than any of
the preceding. The governor, who is the executive magistrate, is appointed by the legislature; is chancellor
and ordinary, or surrogate of the State; is a member of the Supreme Court of Appeals, and president, with a
casting vote, of one of the legislative branches. The same legislative branch acts again as executive council of
the governor, and with him constitutes the Court of Appeals. The members of the judiciary department are
appointed by the legislative department and removable by one branch of it, on the impeachment of the other.
According to the constitution of Pennsylvania, the president, who is the head of the executive department, is
annually elected by a vote in which the legislative department predominates. In conjunction with an executive
council, he appoints the members of the judiciary department, and forms a court of impeachment for trial of
all officers, judiciary as well as executive. The judges of the Supreme Court and justices of the peace seem
also to be removable by the legislature; and the executive power of pardoning in certain cases, to be referred
to the same department. The members of the executive counoil are made EXOFFICIO justices of peace
throughout the State. In Delaware, the chief executive magistrate is annually elected by the legislative
department. The speakers of the two legislative branches are vicepresidents in the executive department.
The executive chief, with six others, appointed, three by each of the legislative branches constitutes the
Supreme Court of Appeals; he is joined with the legislative department in the appointment of the other
judges. Throughout the States, it appears that the members of the legislature may at the same time be justices
of the peace; in this State, the members of one branch of it are EXOFFICIO justices of the peace; as are also
the members of the executive council. The principal officers of the executive department are appointed by the
legislative; and one branch of the latter forms a court of impeachments. All officers may be removed on
address of the legislature. Maryland has adopted the maxim in the most unqualified terms; declaring that the
legislative, executive, and judicial powers of government ought to be forever separate and distinct from each
other. Her constitution, notwithstanding, makes the executive magistrate appointable by the legislative
department; and the members of the judiciary by the executive department. The language of Virginia is still
more pointed on this subject. Her constitution declares, ``that the legislative, executive, and judiciary
departments shall be separate and distinct; so that neither exercise the powers properly belonging to the other;
nor shall any person exercise the powers of more than one of them at the same time, except that the justices
of county courts shall be eligible to either House of Assembly. '' Yet we find not only this express exception,
with respect to the members of the irferior courts, but that the chief magistrate, with his executive council, are
appointable by the legislature; that two members of the latter are triennially displaced at the pleasure of the
legislature; and that all the principal offices, both executive and judiciary, are filled by the same department.
The executive prerogative of pardon, also, is in one case vested in the legislative department. The constitution
of North Carolina, which declares ``that the legislative, executive, and supreme judicial powers of
government ought to be forever separate and distinct from each other,'' refers, at the same time, to the
legislative department, the appointment not only of the executive chief, but all the principal officers within
both that and the judiciary department. In South Carolina, the constitution makes the executive magistracy
eligible by the legislative department.
It gives to the latter, also, the appointment of the members of the judiciary department, including even
justices of the peace and sheriffs; and the appointment of officers in the executive department, down to
captains in the army and navy of the State.
In the constitution of Georgia, where it is declared ``that the legislative, executive, and judiciary departments
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shall be separate and distinct, so that neither exercise the powers properly belonging to the other,'' we find
that the executive department is to be filled by appointments of the legislature; and the executive prerogative
of pardon to be finally exercised by the same authority. Even justices of the peace are to be appointed by the
legislature. In citing these cases, in which the legislative, executive, and judiciary departments have not been
kept totally separate and distinct, I wish not to be regarded as an advocate for the particular organizations of
the several State governments. I am fully aware that among the many excellent principles which they
exemplify, they carry strong marks of the haste, and still stronger of the inexperience, under which they were
framed. It is but too obvious that in some instances the fundamental principle under consideration has been
violated by too great a mixture, and even an actual consolidation, of the different powers; and that in no
instance has a competent provision been made for maintaining in practice the separation delineated on paper.
What I have wished to evince is, that the charge brought against the proposed Constitution, of violating the
sacred maxim of free government, is warranted neither by the real meaning annexed to that maxim by its
author, nor by the sense in which it has hitherto been understood in America. This interesting subject will be
resumed in the ensuing paper. PUBLIUS.
FEDERALIST No. 48 These Departments Should Not Be So Far Separated as
to Have No Constitutional Control Over Each Other From the New York
Packet. Friday, February 1, 1788.
MADISON
To the People of the State of New York:
IT WAS shown in the last paper that the political apothegm there examined does not require that the
legislative, executive, and judiciary departments should be wholly unconnected with each other. I shall
undertake, in the next place, to show that unless these departments be so far connected and blended as to give
to each a constitutional control over the others, the degree of separation which the maxim requires, as
essential to a free government, can never in practice be duly maintained. It is agreed on all sides, that the
powers properly belonging to one of the departments ought not to be directly and completely administered by
either of the other departments. It is equally evident, that none of them ought to possess, directly or indirectly,
an overruling influence over the others, in the administration of their respective powers. It will not be denied,
that power is of an encroaching nature, and that it ought to be effectually restrained from passing the limits
assigned to it.
After discriminating, therefore, in theory, the several classes of power, as they may in their nature be
legislative, executive, or judiciary, the next and most difficult task is to provide some practical security for
each, against the invasion of the others.
What this security ought to be, is the great problem to be solved. Will it be sufficient to mark, with precision,
the boundaries of these departments, in the constitution of the government, and to trust to these parchment
barriers against the encroaching spirit of power? This is the security which appears to have been principally
relied on by the compilers of most of the American constitutions. But experience assures us, that the efficacy
of the provision has been greatly overrated; and that some more adequate defense is indispensably necessary
for the more feeble, against the more powerful, members of the government. The legislative department is
everywhere extending the sphere of its activity, and drawing all power into its impetuous vortex. The
founders of our republics have so much merit for the wisdom which they have displayed, that no task can be
less pleasing than that of pointing out the errors into which they have fallen. A respect for truth, however,
obliges us to remark, that they seem never for a moment to have turned their eyes from the danger to liberty
from the overgrown and allgrasping prerogative of an hereditary magistrate, supported and fortified by an
hereditary branch of the legislative authority. They seem never to have recollected the danger from legislative
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usurpations, which, by assembling all power in the same hands, must lead to the same tyranny as is
threatened by executive usurpations. In a government where numerous and extensive prerogatives are placed
in the hands of an hereditary monarch, the executive department is very justly regarded as the source of
danger, and watched with all the jealousy which a zeal for liberty ought to inspire. In a democracy, where a
multitude of people exercise in person the legislative functions, and are continually exposed, by their
incapacity for regular deliberation and concerted measures, to the ambitious intrigues of their executive
magistrates, tyranny may well be apprehended, on some favorable emergency, to start up in the same quarter.
But in a representative republic, where the executive magistracy is carefully limited; both in the extent and
the duration of its power; and where the legislative power is exercised by an assembly, which is inspired, by a
supposed influence over the people, with an intrepid confidence in its own strength; which is sufficiently
numerous to feel all the passions which actuate a multitude, yet not so numerous as to be incapable of
pursuing the objects of its passions, by means which reason prescribes; it is against the enterprising ambition
of this department that the people ought to indulge all their jealousy and exhaust all their precautions. The
legislative department derives a superiority in our governments from other circumstances. Its constitutional
powers being at once more extensive, and less susceptible of precise limits, it can, with the greater facility,
mask, under complicated and indirect measures, the encroachments which it makes on the coordinate
departments. It is not unfrequently a question of real nicety in legislative bodies, whether the operation of a
particular measure will, or will not, extend beyond the legislative sphere. On the other side, the executive
power being restrained within a narrower compass, and being more simple in its nature, and the judiciary
being described by landmarks still less uncertain, projects of usurpation by either of these departments would
immediately betray and defeat themselves. Nor is this all: as the legislative department alone has access to the
pockets of the people, and has in some constitutions full discretion, and in all a prevailing influence, over the
pecuniary rewards of those who fill the other departments, a dependence is thus created in the latter, which
gives still greater facility to encroachments of the former. I have appealed to our own experience for the truth
of what I advance on this subject. Were it necessary to verify this experience by particular proofs, they might
be multiplied without end. I might find a witness in every citizen who has shared in, or been attentive to, the
course of public administrations. I might collect vouchers in abundance from the records and archives of
every State in the Union. But as a more concise, and at the same time equally satisfactory, evidence, I will
refer to the example of two States, attested by two unexceptionable authorities. The first example is that of
Virginia, a State which, as we have seen, has expressly declared in its constitution, that the three great
departments ought not to be intermixed. The authority in support of it is Mr.
Jefferson, who, besides his other advantages for remarking the operation of the government, was himself the
chief magistrate of it. In order to convey fully the ideas with which his experience had impressed him on this
subject, it will be necessary to quote a passage of some length from his very interesting ``Notes on the State
of Virginia,'' p. 195. ``All the powers of government, legislative, executive, and judiciary, result to the
legislative body. The concentrating these in the same hands, is precisely the definition of despotic
government. It will be no alleviation, that these powers will be exercised by a plurality of hands, and not by a
single one. One hundred and seventythree despots would surely be as oppressive as one. Let those who
doubt it, turn their eyes on the republic of Venice. As little will it avail us, that they are chosen by ourselves.
An ELECTIVE DESPOTISM was not the government we fought for; but one which should not only be
founded on free principles, but in which the powers of government should be so divided and balanced among
several bodies of magistracy, as that no one could transcend their legal limits, without being effectually
checked and restrained by the others.
For this reason, that convention which passed the ordinance of government, laid its foundation on this basis,
that the legislative, executive, and judiciary departments should be separate and distinct, so that no person
should exercise the powers of more than one of them at the same time. BUT NO BARRIER WAS
PROVIDED BETWEEN THESE SEVERAL POWERS. The judiciary and the executive members were left
dependent on the legislative for their subsistence in office, and some of them for their continuance in it. If,
therefore, the legislature assumes executive and judiciary powers, no opposition is likely to be made; nor, if
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made, can be effectual; because in that case they may put their proceedings into the form of acts of Assembly,
which will render them obligatory on the other branches. They have accordingly, IN MANY instances,
DECIDED RIGHTS which should have been left to JUDICIARY CONTROVERSY, and THE DIRECTION
OF THE EXECUTIVE, DURING THE WHOLE TIME OF THEIR SESSION, IS BECOMING HABITUAL
AND FAMILIAR. ''The other State which I shall take for an example is Pennsylvania; and the other
authority, the Council of Censors, which assembled in the years 1783 and 1784. A part of the duty of this
body, as marked out by the constitution, was ``to inquire whether the constitution had been preserved
inviolate in every part; and whether the legislative and executive branches of government had performed their
duty as guardians of the people, or assumed to themselves, or exercised, other or greater powers than they are
entitled to by the constitution. '' In the execution of this trust, the council were necessarily led to a comparison
of both the legislative and executive proceedings, with the constitutional powers of these departments; and
from the facts enumerated, and to the truth of most of which both sides in the council subscribed, it appears
that the constitution had been flagrantly violated by the legislature in a variety of important instances. A great
number of laws had been passed, violating, without any apparent necessity, the rule requiring that all bills of
a public nature shall be previously printed for the consideration of the people; although this is one of the
precautions chiefly relied on by the constitution against improper acts of legislature. The constitutional trial
by jury had been violated, and powers assumed which had not been delegated by the constitution.
Executive powers had been usurped. The salaries of the judges, which the constitution expressly requires to
be fixed, had been occasionally varied; and cases belonging to the judiciary department frequently drawn
within legislative cognizance and determination. Those who wish to see the several particulars falling under
each of these heads, may consult the journals of the council, which are in print. Some of them, it will be
found, may be imputable to peculiar circumstances connected with the war; but the greater part of them may
be considered as the spontaneous shoots of an illconstituted government. It appears, also, that the executive
department had not been innocent of frequent breaches of the constitution. There are three observations,
however, which ought to be made on this head: FIRST, a great proportion of the instances were either
immediately produced by the necessities of the war, or recommended by Congress or the
commanderinchief; SECONDLY, in most of the other instances, they conformed either to the declared or
the known sentiments of the legislative department; THIRDLY, the executive department of Pennsylvania is
distinguished from that of the other States by the number of members composing it. In this respect, it has as
much affinity to a legislative assembly as to an executive council. And being at once exempt from the
restraint of an individual responsibility for the acts of the body, and deriving confidence from mutual
example and joint influence, unauthorized measures would, of course, be more freely hazarded, than where
the executive department is administered by a single hand, or by a few hands.
The conclusion which I am warranted in drawing from these observations is, that a mere demarcation on
parchment of the constitutional limits of the several departments, is not a sufficient guard against those
encroachments which lead to a tyrannical concentration of all the powers of government in the same hands.
PUBLIUS.
FEDERALIST No. 49 Method of Guarding Against the Encroachments of Any
One Department of Government by Appealing to the People Through a
Convention From the New York Packet.
Tuesday, February 5, 1788.
HAMILTON OR MADISON
To the People of the State of New York:
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THE author of the ``Notes on the State of Virginia,'' quoted in the last paper, has subjoined to that valuable
work the draught of a constitution, which had been prepared in order to be laid before a convention, expected
to be called in 1783, by the legislature, for the establishment of a constitution for that commonwealth. The
plan, like every thing from the same pen, marks a turn of thinking, original, comprehensive, and accurate; and
is the more worthy of attention as it equally displays a fervent attachment to republican government and an
enlightened view of the dangerous propensities against which it ought to be guarded.
One of the precautions which he proposes, and on which he appears ultimately to rely as a palladium to the
weaker departments of power against the invasions of the stronger, is perhaps altogether his own, and as it
immediately relates to the subject of our present inquiry, ought not to be overlooked. His proposition is, ``that
whenever any two of the three branches of government shall concur in opinion, each by the voices of two
thirds of their whole number, that a convention is necessary for altering the constitution, or CORRECTING
BREACHES OF IT, a convention shall be called for the purpose. ''As the people are the only legitimate
fountain of power, and it is from them that the constitutional charter, under which the several branches of
government hold their power, is derived, it seems strictly consonant to the republican theory, to recur to the
same original authority, not only whenever it may be necessary to enlarge, diminish, or newmodel the
powers of the government, but also whenever any one of the departments may commit encroachments on the
chartered authorities of the others. The several departments being perfectly coordinate by the terms of their
common commission, none of them, it is evident, can pretend to an exclusive or superior right of settling the
boundaries between their respective powers; and how are the encroachments of the stronger to be prevented,
or the wrongs of the weaker to be redressed, without an appeal to the people themselves, who, as the grantors
of the commissions, can alone declare its true meaning, and enforce its observance? There is certainly great
force in this reasoning, and it must be allowed to prove that a constitutional road to the decision of the people
ought to be marked out and kept open, for certain great and extraordinary occasions. But there appear to be
insuperable objections against the proposed recurrence to the people, as a provision in all cases for keeping
the several departments of power within their constitutional limits. In the first place, the provision does not
reach the case of a combination of two of the departments against the third. If the legislative authority, which
possesses so many means of operating on the motives of the other departments, should be able to gain to its
interest either of the others, or even one third of its members, the remaining department could derive no
advantage from its remedial provision. I do not dwell, however, on this objection, because it may be thought
to be rather against the modification of the principle, than against the principle itself. In the next place, it may
be considered as an objection inherent in the principle, that as every appeal to the people would carry an
implication of some defect in the government, frequent appeals would, in a great measure, deprive the
government of that veneration which time bestows on every thing, and without which perhaps the wisest and
freest governments would not possess the requisite stability. If it be true that all governments rest on opinion,
it is no less true that the strength of opinion in each individual, and its practical influence on his conduct,
depend much on the number which he supposes to have entertained the same opinion. The reason of man,
like man himself, is timid and cautious when left alone, and acquires firmness and confidence in proportion to
the number with which it is associated. When the examples which fortify opinion are ANCIENT as well as
NUMEROUS, they are known to have a double effect. In a nation of philosophers, this consideration ought to
be disregarded. A reverence for the laws would be sufficiently inculcated by the voice of an enlightened
reason. But a nation of philosophers is as little to be expected as the philosophical race of kings wished for by
Plato. And in every other nation, the most rational government will not find it a superfluous advantage to
have the prejudices of the community on its side. The danger of disturbing the public tranquillity by
interesting too strongly the public passions, is a still more serious objection against a frequent reference of
constitutional questions to the decision of the whole society. Notwithstanding the success which has attended
the revisions of our established forms of government, and which does so much honor to the virtue and
intelligence of the people of America, it must be confessed that the experiments are of too ticklish a nature to
be unnecessarily multiplied. We are to recollect that all the existing constitutions were formed in the midst of
a danger which repressed the passions most unfriendly to order and concord; of an enthusiastic confidence of
the people in their patriotic leaders, which stifled the ordinary diversity of opinions on great national
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questions; of a universal ardor for new and opposite forms, produced by a universal resentment and
indignation against the ancient government; and whilst no spirit of party connected with the changes to be
made, or the abuses to be reformed, could mingle its leaven in the operation. The future situations in which
we must expect to be usually placed, do not present any equivalent security against the danger which is
apprehended. But the greatest objection of all is, that the decisions which would probably result from such
appeals would not answer the purpose of maintaining the constitutional equilibrium of the government. We
have seen that the tendency of republican governments is to an aggrandizement of the legislative at the
expense of the other departments. The appeals to the people, therefore, would usually be made by the
executive and judiciary departments. But whether made by one side or the other, would each side enjoy equal
advantages on the trial? Let us view their different situations. The members of the executive and judiciary
departments are few in number, and can be personally known to a small part only of the people. The latter, by
the mode of their appointment, as well as by the nature and permanency of it, are too far removed from the
people to share much in their prepossessions. The former are generally the objects of jealousy, and their
administration is always liable to be discolored and rendered unpopular. The members of the legislative
department, on the other hand, are numberous. They are distributed and dwell among the people at large.
Their connections of blood, of friendship, and of acquaintance embrace a great proportion of the most
influential part of the society. The nature of their public trust implies a personal influence among the people,
and that they are more immediately the confidential guardians of the rights and liberties of the people. With
these advantages, it can hardly be supposed that the adverse party would have an equal chance for a favorable
issue. But the legislative party would not only be able to plead their cause most successfully with the people.
They would probably be constituted themselves the judges.
The same influence which had gained them an election into the legislature, would gain them a seat in the
convention. If this should not be the case with all, it would probably be the case with many, and pretty
certainly with those leading characters, on whom every thing depends in such bodies. The convention, in
short, would be composed chiefly of men who had been, who actually were, or who expected to be, members
of the department whose conduct was arraigned. They would consequently be parties to the very question to
be decided by them. It might, however, sometimes happen, that appeals would be made under circumstances
less adverse to the executive and judiciary departments. The usurpations of the legislature might be so
flagrant and so sudden, as to admit of no specious coloring. A strong party among themselves might take side
with the other branches. The executive power might be in the hands of a peculiar favorite of the people. In
such a posture of things, the public decision might be less swayed by prepossessions in favor of the
legislative party. But still it could never be expected to turn on the true merits of the question. It would
inevitably be connected with the spirit of preexisting parties, or of parties springing out of the question
itself. It would be connected with persons of distinguished character and extensive influence in the
community. It would be pronounced by the very men who had been agents in, or opponents of, the measures
to which the decision would relate. The PASSIONS, therefore, not the REASON, of the public would sit in
judgment. But it is the reason, alone, of the public, that ought to control and regulate the government. The
passions ought to be controlled and regulated by the government.
We found in the last paper, that mere declarations in the written constitution are not sufficient to restrain the
several departments within their legal rights. It appears in this, that occasional appeals to the people would be
neither a proper nor an effectual provision for that purpose. How far the provisions of a different nature
contained in the plan above quoted might be adequate, I do not examine. Some of them are unquestionably
founded on sound political principles, and all of them are framed with singular ingenuity and precision.
PUBLIUS.
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FEDERALIST No. 50 Periodical Appeals to the People Considered From the
New York Packet.
Tuesday, February 5, 1788.
HAMILTON OR MADISON
To the People of the State of New York:
IT MAY be contended, perhaps, that instead of OCCASIONAL appeals to the people, which are liable to the
objections urged against them, PERIODICAL appeals are the proper and adequate means of PREVENTING
AND CORRECTING INFRACTIONS OF THE CONSTITUTION. It will be attended to, that in the
examination of these expedients, I confine myself to their aptitude for ENFORCING the Constitution, by
keeping the several departments of power within their due bounds, without particularly considering them as
provisions for ALTERING the Constitution itself. In the first view, appeals to the people at fixed periods
appear to be nearly as ineligible as appeals on particular occasions as they emerge.
If the periods be separated by short intervals, the measures to be reviewed and rectified will have been of
recent date, and will be connected with all the circumstances which tend to vitiate and pervert the result of
occasional revisions. If the periods be distant from each other, the same remark will be applicable to all
recent measures; and in proportion as the remoteness of the others may favor a dispassionate review of them,
this advantage is inseparable from inconveniences which seem to counterbalance it. In the first place, a
distant prospect of public censure would be a very feeble restraint on power from those excesses to which it
might be urged by the force of present motives. Is it to be imagined that a legislative assembly, consisting of
a hundred or two hundred members, eagerly bent on some favorite object, and breaking through the restraints
of the Constitution in pursuit of it, would be arrested in their career, by considerations drawn from a censorial
revision of their conduct at the future distance of ten, fifteen, or twenty years? In the next place, the abuses
would often have completed their mischievous effects before the remedial provision would be applied. And
in the last place, where this might not be the case, they would be of long standing, would have taken deep
root, and would not easily be extirpated. The scheme of revising the constitution, in order to correct recent
breaches of it, as well as for other purposes, has been actually tried in one of the States. One of the objects of
the Council of Censors which met in Pennsylvania in 1783 and 1784, was, as we have seen, to inquire,
``whether the constitution had been violated, and whether the legislative and executive departments had
encroached upon each other. '' This important and novel experiment in politics merits, in several points of
view, very particular attention. In some of them it may, perhaps, as a single experiment, made under
circumstances somewhat peculiar, be thought to be not absolutely conclusive. But as applied to the case
under consideration, it involves some facts, which I venture to remark, as a complete and satisfactory
illustration of the reasoning which I have employed. First. It appears, from the names of the gentlemen who
composed the council, that some, at least, of its most active members had also been active and leading
characters in the parties which preexisted in the State.
Secondly. It appears that the same active and leading members of the council had been active and influential
members of the legislative and executive branches, within the period to be reviewed; and even patrons or
opponents of the very measures to be thus brought to the test of the constitution. Two of the members had
been vicepresidents of the State, and several other members of the executive council, within the seven
preceding years. One of them had been speaker, and a number of others distinguished members, of the
legislative assembly within the same period. Thirdly. Every page of their proceedings witnesses the effect of
all these circumstances on the temper of their deliberations. Throughout the continuance of the council, it was
split into two fixed and violent parties. The fact is acknowledged and lamented by themselves. Had this not
been the case, the face of their proceedings exhibits a proof equally satisfactory. In all questions, however
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unimportant in themselves, or unconnected with each other, the same names stand invariably contrasted on
the opposite columns. Every unbiased observer may infer, without danger of mistake, and at the same time
without meaning to reflect on either party, or any individuals of either party, that, unfortunately, PASSION,
not REASON, must have presided over their decisions. When men exercise their reason coolly and freely on
a variety of distinct questions, they inevitably fall into different opinions on some of them. When they are
governed by a common passion, their opinions, if they are so to be called, will be the same.
Fourthly. It is at least problematical, whether the decisions of this body do not, in several instances,
misconstrue the limits prescribed for the legislative and executive departments, instead of reducing and
limiting them within their constitutional places.
Fifthly. I have never understood that the decisions of the council on constitutional questions, whether rightly
or erroneously formed, have had any effect in varying the practice founded on legislative constructions. It
even appears, if I mistake not, that in one instance the contemporary legislature denied the constructions of
the council, and actually prevailed in the contest. This censorial body, therefore, proves at the same time, by
its researches, the existence of the disease, and by its example, the inefficacy of the remedy. This conclusion
cannot be invalidated by alleging that the State in which the experiment was made was at that crisis, and had
been for a long time before, violently heated and distracted by the rage of party. Is it to be presumed, that at
any future septennial epoch the same State will be free from parties? Is it to be presumed that any other State,
at the same or any other given period, will be exempt from them? Such an event ought to be neither presumed
nor desired; because an extinction of parties necessarily implies either a universal alarm for the public safety,
or an absolute extinction of liberty. Were the precaution taken of excluding from the assemblies elected by
the people, to revise the preceding administration of the government, all persons who should have been
concerned with the government within the given period, the difficulties would not be obviated. The important
task would probably devolve on men, who, with inferior capacities, would in other respects be little better
qualified.
Although they might not have been personally concerned in the administration, and therefore not immediately
agents in the measures to be examined, they would probably have been involved in the parties connected with
these measures, and have been elected under their auspices. PUBLIUS.
FEDERALIST No. 51 The Structure of the Government Must Furnish the
Proper Checks and Balances Between the Different Departments From the
New York Packet.
Friday, February 8, 1788.
HAMILTON OR MADISON
To the People of the State of New York:
TO WHAT expedient, then, shall we finally resort, for maintaining in practice the necessary partition of
power among the several departments, as laid down in the Constitution? The only answer that can be given is,
that as all these exterior provisions are found to be inadequate, the defect must be supplied, by so contriving
the interior structure of the government as that its several constituent parts may, by their mutual relations, be
the means of keeping each other in their proper places. Without presuming to undertake a full development of
this important idea, I will hazard a few general observations, which may perhaps place it in a clearer light,
and enable us to form a more correct judgment of the principles and structure of the government planned by
the convention. In order to lay a due foundation for that separate and distinct exercise of the different powers
of government, which to a certain extent is admitted on all hands to be essential to the preservation of liberty,
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it is evident that each department should have a will of its own; and consequently should be so constituted
that the members of each should have as little agency as possible in the appointment of the members of the
others. Were this principle rigorously adhered to, it would require that all the appointments for the supreme
executive, legislative, and judiciary magistracies should be drawn from the same fountain of authority, the
people, through channels having no communication whatever with one another. Perhaps such a plan of
constructing the several departments would be less difficult in practice than it may in contemplation appear.
Some difficulties, however, and some additional expense would attend the execution of it. Some deviations,
therefore, from the principle must be admitted. In the constitution of the judiciary department in particular, it
might be inexpedient to insist rigorously on the principle: first, because peculiar qualifications being essential
in the members, the primary consideration ought to be to select that mode of choice which best secures these
qualifications; secondly, because the permanent tenure by which the appointments are held in that
department, must soon destroy all sense of dependence on the authority conferring them. It is equally evident,
that the members of each department should be as little dependent as possible on those of the others, for the
emoluments annexed to their offices. Were the executive magistrate, or the judges, not independent of the
legislature in this particular, their independence in every other would be merely nominal. But the great
security against a gradual concentration of the several powers in the same department, consists in giving to
those who administer each department the necessary constitutional means and personal motives to resist
encroachments of the others. The provision for defense must in this, as in all other cases, be made
commensurate to the danger of attack. Ambition must be made to counteract ambition. The interest of the
man must be connected with the constitutional rights of the place. It may be a reflection on human nature,
that such devices should be necessary to control the abuses of government. But what is government itself, but
the greatest of all reflections on human nature? If men were angels, no government would be necessary. If
angels were to govern men, neither external nor internal controls on government would be necessary. In
framing a government which is to be administered by men over men, the great difficulty lies in this: you must
first enable the government to control the governed; and in the next place oblige it to control itself. A
dependence on the people is, no doubt, the primary control on the government; but experience has taught
mankind the necessity of auxiliary precautions. This policy of supplying, by opposite and rival interests, the
defect of better motives, might be traced through the whole system of human affairs, private as well as public.
We see it particularly displayed in all the subordinate distributions of power, where the constant aim is to
divide and arrange the several offices in such a manner as that each may be a check on the other that the
private interest of every individual may be a sentinel over the public rights. These inventions of prudence
cannot be less requisite in the distribution of the supreme powers of the State. But it is not possible to give to
each department an equal power of selfdefense. In republican government, the legislative authority
necessarily predominates. The remedy for this inconveniency is to divide the legislature into different
branches; and to render them, by different modes of election and different principles of action, as little
connected with each other as the nature of their common functions and their common dependence on the
society will admit. It may even be necessary to guard against dangerous encroachments by still further
precautions. As the weight of the legislative authority requires that it should be thus divided, the weakness of
the executive may require, on the other hand, that it should be fortified. An absolute negative on the
legislature appears, at first view, to be the natural defense with which the executive magistrate should be
armed. But perhaps it would be neither altogether safe nor alone sufficient. On ordinary occasions it might
not be exerted with the requisite firmness, and on extraordinary occasions it might be perfidiously abused.
May not this defect of an absolute negative be supplied by some qualified connection between this weaker
department and the weaker branch of the stronger department, by which the latter may be led to support the
constitutional rights of the former, without being too much detached from the rights of its own department? If
the principles on which these observations are founded be just, as I persuade myself they are, and they be
applied as a criterion to the several State constitutions, and to the federal Constitution it will be found that if
the latter does not perfectly correspond with them, the former are infinitely less able to bear such a test. There
are, moreover, two considerations particularly applicable to the federal system of America, which place that
system in a very interesting point of view. First. In a single republic, all the power surrendered by the people
is submitted to the administration of a single government; and the usurpations are guarded against by a
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division of the government into distinct and separate departments. In the compound republic of America, the
power surrendered by the people is first divided between two distinct governments, and then the portion
allotted to each subdivided among distinct and separate departments. Hence a double security arises to the
rights of the people. The different governments will control each other, at the same time that each will be
controlled by itself. Second. It is of great importance in a republic not only to guard the society against the
oppression of its rulers, but to guard one part of the society against the injustice of the other part. Different
interests necessarily exist in different classes of citizens. If a majority be united by a common interest, the
rights of the minority will be insecure. There are but two methods of providing against this evil: the one by
creating a will in the community independent of the majority that is, of the society itself; the other, by
comprehending in the society so many separate descriptions of citizens as will render an unjust combination
of a majority of the whole very improbable, if not impracticable. The first method prevails in all governments
possessing an hereditary or selfappointed authority. This, at best, is but a precarious security; because a
power independent of the society may as well espouse the unjust views of the major, as the rightful interests
of the minor party, and may possibly be turned against both parties. The second method will be exemplified
in the federal republic of the United States. Whilst all authority in it will be derived from and dependent on
the society, the society itself will be broken into so many parts, interests, and classes of citizens, that the
rights of individuals, or of the minority, will be in little danger from interested combinations of the majority.
In a free government the security for civil rights must be the same as that for religious rights. It consists in the
one case in the multiplicity of interests, and in the other in the multiplicity of sects. The degree of security in
both cases will depend on the number of interests and sects; and this may be presumed to depend on the
extent of country and number of people comprehended under the same government. This view of the subject
must particularly recommend a proper federal system to all the sincere and considerate friends of republican
government, since it shows that in exact proportion as the territory of the Union may be formed into more
circumscribed Confederacies, or States oppressive combinations of a majority will be facilitated: the best
security, under the republican forms, for the rights of every class of citizens, will be diminished: and
consequently the stability and independence of some member of the government, the only other security,
must be proportionately increased. Justice is the end of government. It is the end of civil society. It ever has
been and ever will be pursued until it be obtained, or until liberty be lost in the pursuit. In a society under the
forms of which the stronger faction can readily unite and oppress the weaker, anarchy may as truly be said to
reign as in a state of nature, where the weaker individual is not secured against the violence of the stronger;
and as, in the latter state, even the stronger individuals are prompted, by the uncertainty of their condition, to
submit to a government which may protect the weak as well as themselves; so, in the former state, will the
more powerful factions or parties be gradnally induced, by a like motive, to wish for a government which will
protect all parties, the weaker as well as the more powerful. It can be little doubted that if the State of Rhode
Island was separated from the Confederacy and left to itself, the insecurity of rights under the popular form of
government within such narrow limits would be displayed by such reiterated oppressions of factious
majorities that some power altogether independent of the people would soon be called for by the voice of the
very factions whose misrule had proved the necessity of it. In the extended republic of the United States, and
among the great variety of interests, parties, and sects which it embraces, a coalition of a majority of the
whole society could seldom take place on any other principles than those of justice and the general good;
whilst there being thus less danger to a minor from the will of a major party, there must be less pretext, also,
to provide for the security of the former, by introducing into the government a will not dependent on the
latter, or, in other words, a will independent of the society itself. It is no less certain than it is important,
notwithstanding the contrary opinions which have been entertained, that the larger the society, provided it lie
within a practical sphere, the more duly capable it will be of selfgovernment. And happily for the
REPUBLICAN CAUSE, the practicable sphere may be carried to a very great extent, by a judicious
modification and mixture of the FEDERAL PRINCIPLE.
PUBLIUS.
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FEDERALIST No. 52 The House of Representatives From the New York
Packet.
Friday, February 8, 1788.
HAMILTON OR MADISON
To the People of the State of New York:
FROM the more general inquiries pursued in the four last papers, I pass on to a more particular examination
of the several parts of the government. I shall begin with the House of Representatives. The first view to be
taken of this part of the government relates to the qualifications of the electors and the elected. Those of the
former are to be the same with those of the electors of the most numerous branch of the State legislatures.
The definition of the right of suffrage is very justly regarded as a fundamental article of republican
government. It was incumbent on the convention, therefore, to define and establish this right in the
Constitution. To have left it open for the occasional regulation of the Congress, would have been improper
for the reason just mentioned. To have submitted it to the legislative discretion of the States, would have been
improper for the same reason; and for the additional reason that it would have rendered too dependent on the
State governments that branch of the federal government which ought to be dependent on the people alone.
To have reduced the different qualifications in the different States to one uniform rule, would probably have
been as dissatisfactory to some of the States as it would have been difficult to the convention. The provision
made by the convention appears, therefore, to be the best that lay within their option.
It must be satisfactory to every State, because it is conformable to the standard already established, or which
may be established, by the State itself. It will be safe to the United States, because, being fixed by the State
constitutions, it is not alterable by the State governments, and it cannot be feared that the people of the States
will alter this part of their constitutions in such a manner as to abridge the rights secured to them by the
federal Constitution. The qualifications of the elected, being less carefully and properly defined by the State
constitutions, and being at the same time more susceptible of uniformity, have been very properly considered
and regulated by the convention. A representative of the United States must be of the age of twentyfive
years; must have been seven years a citizen of the United States; must, at the time of his election, be an
inhabitant of the State he is to represent; and, during the time of his service, must be in no office under the
United States. Under these reasonable limitations, the door of this part of the federal government is open to
merit of every description, whether native or adoptive, whether young or old, and without regard to poverty
or wealth, or to any particular profession of religious faith. The term for which the representatives are to be
elected falls under a second view which may be taken of this branch. In order to decide on the propriety of
this article, two questions must be considered: first, whether biennial elections will, in this case, be safe;
secondly, whether they be necessary or useful. First. As it is essential to liberty that the government in
general should have a common interest with the people, so it is particularly essential that the branch of it
under consideration should have an immediate dependence on, and an intimate sympathy with, the people.
Frequent elections are unquestionably the only policy by which this dependence and sympathy can be
effectually secured. But what particular degree of frequency may be absolutely necessary for the purpose,
does not appear to be susceptible of any precise calculation, and must depend on a variety of circumstances
with which it may be connected. Let us consult experience, the guide that ought always to be followed
whenever it can be found. The scheme of representation, as a substitute for a meeting of the citizens in
person, being at most but very imperfectly known to ancient polity, it is in more modern times only that we
are to expect instructive examples. And even here, in order to avoid a research too vague and diffusive, it will
be proper to confine ourselves to the few examples which are best known, and which bear the greatest
analogy to our particular case. The first to which this character ought to be applied, is the House of Commons
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in Great Britain. The history of this branch of the English Constitution, anterior to the date of Magna Charta,
is too obscure to yield instruction. The very existence of it has been made a question among political
antiquaries. The earliest records of subsequent date prove that parliaments were to SIT only every year; not
that they were to be ELECTED every year. And even these annual sessions were left so much at the
discretion of the monarch, that, under various pretexts, very long and dangerous intermissions were often
contrived by royal ambition. To remedy this grievance, it was provided by a statute in the reign of Charles II.
, that the intermissions should not be protracted beyond a period of three years. On the accession of William
III.
, when a revolution took place in the government, the subject was still more seriously resumed, and it was
declared to be among the fundamental rights of the people that parliaments ought to be held FREQUENTLY.
By another statute, which passed a few years later in the same reign, the term ``frequently,'' which had
alluded to the triennial period settled in the time of Charles II. , is reduced to a precise meaning, it being
expressly enacted that a new parliament shall be called within three years after the termination of the former.
The last change, from three to seven years, is well known to have been introduced pretty early in the present
century, under on alarm for the Hanoverian succession. From these facts it appears that the greatest frequency
of elections which has been deemed necessary in that kingdom, for binding the representatives to their
constituents, does not exceed a triennial return of them. And if we may argue from the degree of liberty
retained even under septennial elections, and all the other vicious ingredients in the parliamentary
constitution, we cannot doubt that a reduction of the period from seven to three years, with the other
necessary reforms, would so far extend the influence of the people over their representatives as to satisfy us
that biennial elections, under the federal system, cannot possibly be dangerous to the requisite dependence of
the House of Representatives on their constituents. Elections in Ireland, till of late, were regulated entirely by
the discretion of the crown, and were seldom repeated, except on the accession of a new prince, or some other
contingent event. The parliament which commenced with George II.
was continued throughout his whole reign, a period of about thirtyfive years. The only dependence of the
representatives on the people consisted in the right of the latter to supply occasional vacancies by the election
of new members, and in the chance of some event which might produce a general new election.
The ability also of the Irish parliament to maintain the rights of their constituents, so far as the disposition
might exist, was extremely shackled by the control of the crown over the subjects of their deliberation. Of
late these shackles, if I mistake not, have been broken; and octennial parliaments have besides been
established. What effect may be produced by this partial reform, must be left to further experience. The
example of Ireland, from this view of it, can throw but little light on the subject. As far as we can draw any
conclusion from it, it must be that if the people of that country have been able under all these disadvantages
to retain any liberty whatever, the advantage of biennial elections would secure to them every degree of
liberty, which might depend on a due connection between their representatives and themselves. Let us bring
our inquiries nearer home. The example of these States, when British colonies, claims particular attention, at
the same time that it is so well known as to require little to be said on it. The principle of representation, in
one branch of the legislature at least, was established in all of them. But the periods of election were
different. They varied from one to seven years. Have we any reason to infer, from the spirit and conduct of
the representatives of the people, prior to the Revolution, that biennial elections would have been dangerous
to the public liberties? The spirit which everywhere displayed itself at the commencement of the struggle, and
which vanquished the obstacles to independence, is the best of proofs that a sufficient portion of liberty had
been everywhere enjoyed to inspire both a sense of its worth and a zeal for its proper enlargement This
remark holds good, as well with regard to the then colonies whose elections were least frequent, as to those
whose elections were most frequent Virginia was the colony which stood first in resisting the parliamentary
usurpations of Great Britain; it was the first also in espousing, by public act, the resolution of independence.
In Virginia, nevertheless, if I have not been misinformed, elections under the former government were
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septennial. This particular example is brought into view, not as a proof of any peculiar merit, for the priority
in those instances was probably accidental; and still less of any advantage in SEPTENNIAL elections, for
when compared with a greater frequency they are inadmissible; but merely as a proof, and I conceive it to be
a very substantial proof, that the liberties of the people can be in no danger from BIENNIAL elections. The
conclusion resulting from these examples will be not a little strengthened by recollecting three circumstances.
The first is, that the federal legislature will possess a part only of that supreme legislative authority which is
vested completely in the British Parliament; and which, with a few exceptions, was exercised by the colonial
assemblies and the Irish legislature. It is a received and wellfounded maxim, that where no other
circumstances affect the case, the greater the power is, the shorter ought to be its duration; and, conversely,
the smaller the power, the more safely may its duration be protracted. In the second place, it has, on another
occasion, been shown that the federal legislature will not only be restrained by its dependence on its people,
as other legislative bodies are, but that it will be, moreover, watched and controlled by the several collateral
legislatures, which other legislative bodies are not. And in the third place, no comparison can be made
between the means that will be possessed by the more permanent branches of the federal government for
seducing, if they should be disposed to seduce, the House of Representatives from their duty to the people,
and the means of influence over the popular branch possessed by the other branches of the government above
cited. With less power, therefore, to abuse, the federal representatives can be less tempted on one side, and
will be doubly watched on the other. PUBLIUS.
FEDERALIST No. 53 The Same Subject Continued(The House of
Representatives) From the New York Packet.
Tuesday, February 12, 1788.
HAMILTON OR MADISON
To the People of the State of New York:
I SHALL here, perhaps, be reminded of a current observation, ``that where annual elections end, tyranny
begins. '' If it be true, as has often been remarked, that sayings which become proverbial are generally
founded in reason, it is not less true, that when once established, they are often applied to cases to which the
reason of them does not extend. I need not look for a proof beyond the case before us. What is the reason on
which this proverbial observation is founded? No man will subject himself to the ridicule of pretending that
any natural connection subsists between the sun or the seasons, and the period within which human virtue can
bear the temptations of power. Happily for mankind, liberty is not, in this respect, confined to any single
point of time; but lies within extremes, which afford sufficient latitude for all the variations which may be
required by the various situations and circumstances of civil society. The election of magistrates might be, if
it were found expedient, as in some instances it actually has been, daily, weekly, or monthly, as well as
annual; and if circumstances may require a deviation from the rule on one side, why not also on the other
side? Turning our attention to the periods established among ourselves, for the election of the most numerous
branches of the State legislatures, we find them by no means coinciding any more in this instance, than in the
elections of other civil magistrates. In Connecticut and Rhode Island, the periods are halfyearly. In the other
States, South Carolina excepted, they are annual. In South Carolina they are biennial as is proposed in the
federal government. Here is a difference, as four to one, between the longest and shortest periods; and yet it
would be not easy to show, that Connecticut or Rhode Island is better governed, or enjoys a greater share of
rational liberty, than South Carolina; or that either the one or the other of these States is distinguished in these
respects, and by these causes, from the States whose elections are different from both. In searching for the
grounds of this doctrine, I can discover but one, and that is wholly inapplicable to our case. The important
distinction so well understood in America, between a Constitution established by the people and unalterable
by the government, and a law established by the government and alterable by the government, seems to have
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been little understood and less observed in any other country. Wherever the supreme power of legislation has
resided, has been supposed to reside also a full power to change the form of the government. Even in Great
Britain, where the principles of political and civil liberty have been most discussed, and where we hear most
of the rights of the Constitution, it is maintained that the authority of the Parliament is transcendent and
uncontrollable, as well with regard to the Constitution, as the ordinary objects of legislative provision. They
have accordingly, in several instances, actually changed, by legislative acts, some of the most fundamental
articles of the government. They have in particular, on several occasions, changed the period of election; and,
on the last occasion, not only introduced septennial in place of triennial elections, but by the same act,
continued themselves in place four years beyond the term for which they were elected by the people. An
attention to these dangerous practices has produced a very natural alarm in the votaries of free government, of
which frequency of elections is the cornerstone; and has led them to seek for some security to liberty,
against the danger to which it is exposed. Where no Constitution, paramount to the government, either
existed or could be obtained, no constitutional security, similar to that established in the United States, was to
be attempted. Some other security, therefore, was to be sought for; and what better security would the case
admit, than that of selecting and appealing to some simple and familiar portion of time, as a standard for
measuring the danger of innovations, for fixing the national sentiment, and for uniting the patriotic exertions?
The most simple and familiar portion of time, applicable to the subject was that of a year; and hence the
doctrine has been inculcated by a laudable zeal, to erect some barrier against the gradual innovations of an
unlimited government, that the advance towards tyranny was to be calculated by the distance of departure
from the fixed point of annual elections. But what necessity can there be of applying this expedient to a
government limited, as the federal government will be, by the authority of a paramount Constitution? Or who
will pretend that the liberties of the people of America will not be more secure under biennial elections,
unalterably fixed by such a Constitution, than those of any other nation would be, where elections were
annual, or even more frequent, but subject to alterations by the ordinary power of the government? The
second question stated is, whether biennial elections be necessary or useful. The propriety of answering this
question in the affirmative will appear from several very obvious considerations. No man can be a competent
legislator who does not add to an upright intention and a sound judgment a certain degree of knowledge of
the subjects on which he is to legislate. A part of this knowledge may be acquired by means of information
which lie within the compass of men in private as well as public stations. Another part can only be attained,
or at least thoroughly attained, by actual experience in the station which requires the use of it. The period of
service, ought, therefore, in all such cases, to bear some proportion to the extent of practical knowledge
requisite to the due performance of the service. The period of legislative service established in most of the
States for the more numerous branch is, as we have seen, one year. The question then may be put into this
simple form: does the period of two years bear no greater proportion to the knowledge requisite for federal
legislation than one year does to the knowledge requisite for State legislation? The very statement of the
question, in this form, suggests the answer that ought to be given to it. In a single State, the requisite
knowledge relates to the existing laws which are uniform throughout the State, and with which all the citizens
are more or less conversant; and to the general affairs of the State, which lie within a small compass, are not
very diversified, and occupy much of the attention and conversation of every class of people. The great
theatre of the United States presents a very different scene. The laws are so far from being uniform, that they
vary in every State; whilst the public affairs of the Union are spread throughout a very extensive region, and
are extremely diversified by t e local affairs connected with them, and can with difficulty be correctly learnt
in any other place than in the central councils to which a knowledge of them will be brought by the
representatives of every part of the empire. Yet some knowledge of the affairs, and even of the laws, of all the
States, ought to be possessed by the members from each of the States. How can foreign trade be properly
regulated by uniform laws, without some acquaintance with the commerce, the ports, the usages, and the
regulatious of the different States? How can the trade between the different States be duly regulated, without
some knowledge of their relative situations in these and other respects? How can taxes be judiciously
imposed and effectually collected, if they be not accommodated to the different laws and local circumstances
relating to these objects in the different States? How can uniform regulations for the militia be duly provided,
without a similar knowledge of many internal circumstances by which the States are distinguished from each
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other? These are the principal objects of federal legislation, and suggest most forcibly the extensive
information which the representatives ought to acquire. The other interior objects will require a proportional
degree of information with regard to them. It is true that all these difficulties will, by degrees, be very much
diminished. The most laborious task will be the proper inauguration of the government and the primeval
formation of a federal code. Improvements on the first draughts will every year become both easier and
fewer. Past transactions of the government will be a ready and accurate source of information to new
members. The affairs of the Union will become more and more objects of curiosity and conversation among
the citizens at large. And the increased intercourse among those of different States will contribute not a little
to diffuse a mutual knowledge of their affairs, as this again will contribute to a general assimilation of their
manners and laws. But with all these abatements, the business of federal legislation must continue so far to
exceed, both in novelty and difficulty, the legislative business of a single State, as to justify the longer period
of service assigned to those who are to transact it. A branch of knowledge which belongs to the acquirements
of a federal representative, and which has not been mentioned is that of foreign affairs. In regulating our own
commerce he ought to be not only acquainted with the treaties between the United States and other nations,
but also with the commercial policy and laws of other nations. He ought not to be altogether ignorant of the
law of nations; for that, as far as it is a proper object of municipal legislation, is submitted to the federal
government.
And although the House of Representatives is not immediately to participate in foreign negotiations and
arrangements, yet from the necessary connection between the several branches of public affairs, those
particular branches will frequently deserve attention in the ordinary course of legislation, and will sometimes
demand particular legislative sanction and cooperation. Some portion of this knowledge may, no doubt, be
acquired in a man's closet; but some of it also can only be derived from the public sources of information; and
all of it will be acquired to best effect by a practical attention to the subject during the period of actual service
in the legislature.
There are other considerations, of less importance, perhaps, but which are not unworthy of notice. The
distance which many of the representatives will be obliged to travel, and the arrangements rendered necessary
by that circumstance, might be much more serious objections with fit men to this service, if limited to a
single year, than if extended to two years. No argument can be drawn on this subject, from the case of the
delegates to the existing Congress. They are elected annually, it is true; but their reelection is considered by
the legislative assemblies almost as a matter of course. The election of the representatives by the people
would not be governed by the same principle. A few of the members, as happens in all such assemblies, will
possess superior talents; will, by frequent reelections, become members of long standing; will be thoroughly
masters of the public business, and perhaps not unwilling to avail themselves of those advantages. The
greater the proportion of new members, and the less the information of the bulk of the members the more apt
will they be to fall into the snares that may be laid for them. This remark is no less applicable to the relation
which will subsist between the House of Representatives and the Senate. It is an inconvenience mingled with
the advantages of our frequent elections even in single States, where they are large, and hold but one
legislative session in a year, that spurious elections cannot be investigated and annulled in time for the
decision to have its due effect. If a return can be obtained, no matter by what unlawful means, the irregular
member, who takes his seat of course, is sure of holding it a sufficient time to answer his purposes. Hence, a
very pernicious encouragement is given to the use of unlawful means, for obtaining irregular returns. Were
elections for the federal legislature to be annual, this practice might become a very serious abuse, particularly
in the more distant States. Each house is, as it necessarily must be, the judge of the elections, qualifications,
and returns of its members; and whatever improvements may be suggested by experience, for simplifying and
accelerating the process in disputed cases, so great a portion of a year would unavoidably elapse, before an
illegitimate member could be dispossessed of his seat, that the prospect of such an event would be little check
to unfair and illicit means of obtaining a seat. All these considerations taken together warrant us in affirming,
that biennial elections will be as useful to the affairs of the public as we have seen that they will be safe to the
liberty of the people. PUBLIUS.
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FEDERALIST No. 54 The Apportionment of Members Among the States
From the New York Packet.
Tuesday, February 12, 1788.
HAMILTON OR MADISON
To the People of the State of New York:
THE next view which I shall take of the House of Representatives relates to the appointment of its members
to the several States which is to be determined by the same rule with that of direct taxes. It is not contended
that the number of people in each State ought not to be the standard for regulating the proportion of those
who are to represent the people of each State. The establishment of the same rule for the appointment of
taxes, will probably be as little contested; though the rule itself in this case, is by no means founded on the
same principle. In the former case, the rule is understood to refer to the personal rights of the people, with
which it has a natural and universal connection.
In the latter, it has reference to the proportion of wealth, of which it is in no case a precise measure, and in
ordinary cases a very unfit one. But notwithstanding the imperfection of the rule as applied to the relative
wealth and contributions of the States, it is evidently the least objectionable among the practicable rules, and
had too recently obtained the general sanction of America, not to have found a ready preference with the
convention. All this is admitted, it will perhaps be said; but does it follow, from an admission of numbers for
the measure of representation, or of slaves combined with free citizens as a ratio of taxation, that slaves ought
to be included in the numerical rule of representation? Slaves are considered as property, not as persons. They
ought therefore to be comprehended in estimates of taxation which are founded on property, and to be
excluded from representation which is regulated by a census of persons. This is the objection, as I understand
it, stated in its full force. I shall be equally candid in stating the reasoning which may be offered on the
opposite side. ``We subscribe to the doctrine,'' might one of our Southern brethren observe, ``that
representation relates more immediately to persons, and taxation more immediately to property, and we join
in the application of this distinction to the case of our slaves. But we must deny the fact, that slaves are
considered merely as property, and in no respect whatever as persons. The true state of the case is, that they
partake of both these qualities: being considered by our laws, in some respects, as persons, and in other
respects as property. In being compelled to labor, not for himself, but for a master; in being vendible by one
master to another master; and in being subject at all times to be restrained in his liberty and chastised in his
body, by the capricious will of another, the slave may appear to be degraded from the human rank, and
classed with those irrational animals which fall under the legal denomination of property. In being protected,
on the other hand, in his life and in his limbs, against the violence of all others, even the master of his labor
and his liberty; and in being punishable himself for all violence committed against others, the slave is no less
evidently regarded by the law as a member of the society, not as a part of the irrational creation; as a moral
person, not as a mere article of property. The federal Constitution, therefore, decides with great propriety on
the case of our slaves, when it views them in the mixed character of persons and of property. This is in fact
their true character. It is the character bestowed on them by the laws under which they live; and it will not be
denied, that these are the proper criterion; because it is only under the pretext that the laws have transformed
the negroes into subjects of property, that a place is disputed them in the computation of numbers; and it is
admitted, that if the laws were to restore the rights which have been taken away, the negroes could no longer
be refused an equal share of representation with the other inhabitants. ``This question may be placed in
another light. It is agreed on all sides, that numbers are the best scale of wealth and taxation, as they are the
only proper scale of representation. Would the convention have been impartial or consistent, if they had
rejected the slaves from the list of inhabitants, when the shares of representation were to be calculated, and
inserted them on the lists when the tariff of contributions was to be adjusted? Could it be reasonably
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expected, that the Southern States would concur in a system, which considered their slaves in some degree as
men, when burdens were to be imposed, but refused to consider them in the same light, when advantages
were to be conferred? Might not some surprise also be expressed, that those who reproach the Southern States
with the barbarous policy of considering as property a part of their human brethren, should themselves
contend, that the government to which all the States are to be parties, ought to consider this unfortunate race
more completely in the unnatural light of property, than the very laws of which they complain? ``It may be
replied, perhaps, that slaves are not included in the estimate of representatives in any of the States possessing
them. They neither vote themselves nor increase the votes of their masters. Upon what principle, then, ought
they to be taken into the federal estimate of representation? In rejecting them altogether, the Constitution
would, in this respect, have followed the very laws which have been appealed to as the proper guide. ``This
objection is repelled by a single abservation. It is a fundamental principle of the proposed Constitution, that
as the aggregate number of representatives allotted to the several States is to be determined by a federal rule,
founded on the aggregate number of inhabitants, so the right of choosing this allotted number in each State is
to be exercised by such part of the inhabitants as the State itself may designate. The qualifications on which
the right of suffrage depend are not, perhaps, the same in any two States. In some of the States the difference
is very material. In every State, a certain proportion of inhabitants are deprived of this right by the
constitution of the State, who will be included in the census by which the federal Constitution apportions the
representatives.
In this point of view the Southern States might retort the complaint, by insisting that the principle laid down
by the convention required that no regard should be had to the policy of particular States towards their own
inhabitants; and consequently, that the slaves, as inhabitants, should have been admitted into the census
according to their full number, in like manner with other inhabitants, who, by the policy of other States, are
not admitted to all the rights of citizens. A rigorous adherence, however, to this principle, is waived by those
who would be gainers by it. All that they ask is that equal moderation be shown on the other side. Let the
case of the slaves be considered, as it is in truth, a peculiar one. Let the compromising expedient of the
Constitution be mutually adopted, which regards them as inhabitants, but as debased by servitude below the
equal level of free inhabitants, which regards the SLAVE as divested of two fifths of the MAN. ``After all,
may not another ground be taken on which this article of the Constitution will admit of a still more ready
defense? We have hitherto proceeded on the idea that representation related to persons only, and not at all to
property. But is it a just idea? Government is instituted no less for protection of the property, than of the
persons, of individuals. The one as well as the other, therefore, may be considered as represented by those
who are charged with the government. Upon this principle it is, that in several of the States, and particularly
in the State of New York, one branch of the government is intended more especially to be the guardian of
property, and is accordingly elected by that part of the society which is most interested in this object of
government. In the federal Constitution, this policy does not prevail. The rights of property are committed
into the same hands with the personal rights. Some attention ought, therefore, to be paid to property in the
choice of those hands. ``For another reason, the votes allowed in the federal legislature to the people of each
State, ought to bear some proportion to the comparative wealth of the States. States have not, like individuals,
an influence over each other, arising from superior advantages of fortune. If the law allows an opulent citizen
but a single vote in the choice of his representative, the respect and consequence which he derives from his
fortunate situation very frequently guide the votes of others to the objects of his choice; and through this
imperceptible channel the rights of property are conveyed into the public representation. A State possesses no
such influence over other States. It is not probable that the richest State in the Confederacy will ever
influence the choice of a single representative in any other State. Nor will the representatives of the larger and
richer States possess any other advantage in the federal legislature, over the representatives of other States,
than what may result from their superior number alone. As far, therefore, as their superior wealth and weight
may justly entitle them to any advantage, it ought to be secured to them by a superior share of representation.
The new Constitution is, in this respect, materially different from the existing Confederation, as well as from
that of the United Netherlands, and other similar confederacies. In each of the latter, the efficacy of the
federal resolutions depends on the subsequent and voluntary resolutions of the states composing the union.
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Hence the states, though possessing an equal vote in the public councils, have an unequal influence,
corresponding with the unequal importance of these subsequent and voluntary resolutions. Under the
proposed Constitution, the federal acts will take effect without the necessary intervention of the individual
States. They will depend merely on the majority of votes in the federal legislature, and consequently each
vote, whether proceeding from a larger or smaller State, or a State more or less wealthy or powerful, will
have an equal weight and efficacy: in the same manner as the votes individually given in a State legislature,
by the representatives of unequal counties or other districts, have each a precise equality of value and effect;
or if there be any difference in the case, it proceeds from the difference in the personal character of the
individual representative, rather than from any regard to the extent of the district from which he comes. ''Such
is the reasoning which an advocate for the Southern interests might employ on this subject; and although it
may appear to be a little strained in some points, yet, on the whole, I must confess that it fully reconciles me
to the scale of representation which the convention have established. In one respect, the establishment of a
common measure for representation and taxation will have a very salutary effect. As the accuracy of the
census to be obtained by the Congress will necessarily depend, in a considerable degree on the disposition, if
not on the cooperation, of the States, it is of great importance that the States should feel as little bias as
possible, to swell or to reduce the amount of their numbers. Were their share of representation alone to be
governed by this rule, they would have an interest in exaggerating their inhabitants. Were the rule to decide
their share of taxation alone, a contrary temptation would prevail. By extending the rule to both objects, the
States will have opposite interests, which will control and balance each other, and produce the requisite
impartiality. PUBLIUS.
FEDERALIST No. 55 The Total Number of the House of Representatives
From the New York Packet.
Friday, February 15, 1788.
HAMILTON OR MADISON
To the People of the State of New York:
THE number of which the House of Representatives is to consist, forms another and a very interesting point
of view, under which this branch of the federal legislature may be contemplated.
Scarce any article, indeed, in the whole Constitution seems to be rendered more worthy of attention, by the
weight of character and the apparent force of argument with which it has been assailed.
The charges exhibited against it are, first, that so small a number of representatives will be an unsafe
depositary of the public interests; secondly, that they will not possess a proper knowledge of the local
circumstances of their numerous constituents; thirdly, that they will be taken from that class of citizens which
will sympathize least with the feelings of the mass of the people, and be most likely to aim at a permanent
elevation of the few on the depression of the many; fourthly, that defective as the number will be in the first
instance, it will be more and more disproportionate, by the increase of the people, and the obstacles which
will prevent a correspondent increase of the representatives. In general it may be remarked on this subject,
that no political problem is less susceptible of a precise solution than that which relates to the number most
convenient for a representative legislature; nor is there any point on which the policy of the several States is
more at variance, whether we compare their legislative assemblies directly with each other, or consider the
proportions which they respectively bear to the number of their constituents. Passing over the difference
between the smallest and largest States, as Delaware, whose most numerous branch consists of twentyone
representatives, and Massachusetts, where it amounts to between three and four hundred, a very considerable
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difference is observable among States nearly equal in population. The number of representatives in
Pennsylvania is not more than one fifth of that in the State last mentioned. New York, whose population is to
that of South Carolina as six to five, has little more than one third of the number of representatives. As great a
disparity prevails between the States of Georgia and Delaware or Rhode Island. In Pennsylvania, the
representatives do not bear a greater proportion to their constituents than of one for every four or five
thousand. In Rhode Island, they bear a proportion of at least one for every thousand. And according to the
constitution of Georgia, the proportion may be carried to one to every ten electors; and must unavoidably far
exceed the proportion in any of the other States. Another general remark to be made is, that the ratio between
the representatives and the people ought not to be the same where the latter are very numerous as where they
are very few. Were the representatives in Virginia to be regulated by the standard in Rhode Island, they
would, at this time, amount to between four and five hundred; and twenty or thirty years hence, to a thousand.
On the other hand, the ratio of Pennsylvania, if applied to the State of Delaware, would reduce the
representative assembly of the latter to seven or eight members. Nothing can be more fallacious than to found
our political calculations on arithmetical principles. Sixty or seventy men may be more properly trusted with
a given degree of power than six or seven. But it does not follow that six or seven hundred would be
proportionably a better depositary. And if we carry on the supposition to six or seven thousand, the whole
reasoning ought to be reversed. The truth is, that in all cases a certain number at least seems to be necessary
to secure the benefits of free consultation and discussion, and to guard against too easy a combination for
improper purposes; as, on the other hand, the number ought at most to be kept within a certain limit, in order
to avoid the confusion and intemperance of a multitude. In all very numerous assemblies, of whatever
character composed, passion never fails to wrest the sceptre from reason.
Had every Athenian citizen been a Socrates, every Athenian assembly would still have been a mob. It is
necessary also to recollect here the observations which were applied to the case of biennial elections. For the
same reason that the limited powers of the Congress, and the control of the State legislatures, justify less
frequent elections than the public safely might otherwise require, the members of the Congress need be less
numerous than if they possessed the whole power of legislation, and were under no other than the ordinary
restraints of other legislative bodies. With these general ideas in our mind, let us weigh the objections which
have been stated against the number of members proposed for the House of Representatives. It is said, in the
first place, that so small a number cannot be safely trusted with so much power. The number of which this
branch of the legislature is to consist, at the outset of the government, will be sixtyfive. Within three years a
census is to be taken, when the number may be augmented to one for every thirty thousand inhabitants; and
within every successive period of ten years the census is to be renewed, and augmentations may continue to
be made under the above limitation. It will not be thought an extravagant conjecture that the first census will,
at the rate of one for every thirty thousand, raise the number of representatives to at least one hundred.
Estimating the negroes in the proportion of three fifths, it can scarcely be doubted that the population of the
United States will by that time, if it does not already, amount to three millions. At the expiration of
twentyfive years, according to the computed rate of increase, the number of representatives will amount to
two hundred, and of fifty years, to four hundred. This is a number which, I presume, will put an end to all
fears arising from the smallness of the body. I take for granted here what I shall, in answering the fourth
objection, hereafter show, that the number of representatives will be augmented from time to time in the
manner provided by the Constitution. On a contrary supposition, I should admit the objection to have very
great weight indeed. The true question to be decided then is, whether the smallness of the number, as a
temporary regulation, be dangerous to the public liberty? Whether sixtyfive members for a few years, and a
hundred or two hundred for a few more, be a safe depositary for a limited and wellguarded power of
legislating for the United States? I must own that I could not give a negative answer to this question, without
first obliterating every impression which I have received with regard to the present genius of the people of
America, the spirit which actuates the State legislatures, and the principles which are incorporated with the
political character of every class of citizens I am unable to conceive that the people of America, in their
present temper, or under any circumstances which can speedily happen, will choose, and every second year
repeat the choice of, sixtyfive or a hundred men who would be disposed to form and pursue a scheme of
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tyranny or treachery. I am unable to conceive that the State legislatures, which must feel so many motives to
watch, and which possess so many means of counteracting, the federal legislature, would fail either to detect
or to defeat a conspiracy of the latter against the liberties of their common constituents. I am equally unable
to conceive that there are at this time, or can be in any short time, in the United States, any sixtyfive or a
hundred men capable of recommending themselves to the choice of the people at large, who would either
desire or dare, within the short space of two years, to betray the solemn trust committed to them. What
change of circumstances, time, and a fuller population of our country may produce, requires a prophetic spirit
to declare, which makes no part of my pretensions. But judging from the circumstances now before us, and
from the probable state of them within a moderate period of time, I must pronounce that the liberties of
America cannot be unsafe in the number of hands proposed by the federal Constitution. From what quarter
can the danger proceed? Are we afraid of foreign gold? If foreign gold could so easily corrupt our federal
rulers and enable them to ensnare and betray their constituents, how has it happened that we are at this time a
free and independent nation? The Congress which conducted us through the Revolution was a less numerous
body than their successors will be; they were not chosen by, nor responsible to, their fellowcitizens at large;
though appointed from year to year, and recallable at pleasure, they were generally continued for three years,
and prior to the ratification of the federal articles, for a still longer term.
They held their consultations always under the veil of secrecy; they had the sole transaction of our affairs
with foreign nations; through the whole course of the war they had the fate of their country more in their
hands than it is to be hoped will ever be the case with our future representatives; and from the greatness of the
prize at stake, and the eagerness of the party which lost it, it may well be supposed that the use of other
means than force would not have been scrupled. Yet we know by happy experience that the public trust was
not betrayed; nor has the purity of our public councils in this particular ever suffered, even from the whispers
of calumny. Is the danger apprehended from the other branches of the federal government? But where are the
means to be found by the President, or the Senate, or both? Their emoluments of office, it is to be presumed,
will not, and without a previous corruption of the House of Representatives cannot, more than suffice for very
different purposes; their private fortunes, as they must allbe American citizens, cannot possibly be sources of
danger. The only means, then, which they can possess, will be in the dispensation of appointments. Is it here
that suspicion rests her charge? Sometimes we are told that this fund of corruption is to be exhausted by the
President in subduing the virtue of the Senate. Now, the fidelity of the other House is to be the victim. The
improbability of such a mercenary and perfidious combination of the several members of government,
standing on as different foundations as republican principles will well admit, and at the same time
accountable to the society over which they are placed, ought alone to quiet this apprehension. But,
fortunately, the Constitution has provided a still further safeguard. The members of the Congress are rendered
ineligible to any civil offices that may be created, or of which the emoluments may be increased, during the
term of their election.
No offices therefore can be dealt out to the existing members but such as may become vacant by ordinary
casualties: and to suppose that these would be sufficient to purchase the guardians of the people, selected by
the people themselves, is to renounce every rule by which events ought to be calculated, and to substitute an
indiscriminate and unbounded jealousy, with which all reasoning must be vain. The sincere friends of liberty,
who give themselves up to the extravagancies of this passion, are not aware of the injury they do their own
cause. As there is a degree of depravity in mankind which requires a certain degree of circumspection and
distrust, so there are other qualities in human nature which justify a certain portion of esteem and confidence.
Republican government presupposes the existence of these qualities in a higher degree than any other form.
Were the pictures which have been drawn by the political jealousy of some among us faithful likenesses of
the human character, the inference would be, that there is not sufficient virtue among men for
selfgovernment; and that nothing less than the chains of despotism can restrain them from destroying and
devouring one another. PUBLIUS.
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FEDERALIST No. 56 The Same Subject Continued(The Total Number of the
House of Representatives)
From the New York Packet.
Tuesday, February 19, 1788.
HAMILTON OR MADISON
To the People of the State of New York:
THE SECOND charge against the House of Representatives is, that it will be too small to possess a due
knowledge of the interests of its constituents. As this objection evidently proceeds from a comparison of the
proposed number of representatives with the great extent of the United States, the number of their inhabitants,
and the diversity of their interests, without taking into view at the same time the circumstances which will
distinguish the Congress from other legislative bodies, the best answer that can be given to it will be a brief
explanation of these peculiarities. It is a sound and important principle that the representative ought to be
acquainted with the interests and circumstances of his constituents. But this principle can extend no further
than to those circumstances and interests to which the authority and care of the representative relate. An
ignorance of a variety of minute and particular objects, which do not lie within the compass of legislation, is
consistent with every attribute necessary to a due performance of the legislative trust. In determining the
extent of information required in the exercise of a particular authority, recourse then must be had to the
objects within the purview of that authority. What are to be the objects of federal legislation? Those which
are of most importance, and which seem most to require local knowledge, are commerce, taxation, and the
militia. A proper regulation of commerce requires much information, as has been elsewhere remarked; but as
far as this information relates to the laws and local situation of each individual State, a very few
representatives would be very sufficient vehicles of it to the federal councils. Taxation will consist, in a great
measure, of duties which will be involved in the regulation of commerce. So far the preceding remark is
applicable to this object. As far as it may consist of internal collections, a more diffusive knowledge of the
circumstances of the State may be necessary. But will not this also be possessed in sufficient degree by a very
few intelligent men, diffusively elected within the State? Divide the largest State into ten or twelve districts,
and it will be found that there will be no peculiar local interests in either, which will not be within the
knowledge of the representative of the district. Besides this source of information, the laws of the State,
framed by representatives from every part of it, will be almost of themselves a sufficient guide. In every State
there have been made, and must continue to be made, regulations on this subject which will, in many cases,
leave little more to be done by the federal legislature, than to review the different laws, and reduce them in
one general act. A skillful individual in his closet with all the local codes before him, might compile a law on
some subjects of taxation for the whole union, without any aid from oral information, and it may be expected
that whenever internal taxes may be necessary, and particularly in cases requiring uniformity throughout the
States, the more simple objects will be preferred. To be fully sensible of the facility which will be given to
this branch of federal legislation by the assistance of the State codes, we need only suppose for a moment that
this or any other State were divided into a number of parts, each having and exercising within itself a power
of local legislation. Is it not evident that a degree of local information and preparatory labor would be found
in the several volumes of their proceedings, which would very much shorten the labors of the general
legislature, and render a much smaller number of members sufficient for it? The federal councils will derive
great advantage from another circumstance. The representatives of each State will not only bring with them a
considerable knowledge of its laws, and a local knowledge of their respective districts, but will probably in
all cases have been members, and may even at the very time be members, of the State legislature, where all
the local information and interests of the State are assembled, and from whence they may easily be conveyed
by a very few hands into the legislature of the United States. The observations made on the subject of
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taxation apply with greater force to the case of the militia. For however different the rules of discipline may
be in different States, they are the same throughout each particular State; and depend on circumstances which
can differ but little in different parts of the same State. The attentive reader will discern that the reasoning
here used, to prove the sufficiency of a moderate number of representatives, does not in any respect
contradict what was urged on another occasion with regard to the extensive information which the
representatives ought to possess, and the time that might be necessary for acquiring it. This information, so
far as it may relate to local objects, is rendered necessary and difficult, not by a difference of laws and local
circumstances within a single State, but of those among different States. Taking each State by itself, its laws
are the same, and its interests but little diversified. A few men, therefore, will possess all the knowledge
requisite for a proper representation of them. Were the interests and affairs of each individual State perfectly
simple and uniform, a knowledge of them in one part would involve a knowledge of them in every other, and
the whole State might be competently represented by a single member taken from any part of it. On a
comparison of the different States together, we find a great dissimilarity in their laws, and in many other
circumstances connected with the objects of federal legislation, with all of which the federal representatives
ought to have some acquaintance. Whilst a few representatives, therefore, from each State, may bring with
them a due knowledge of their own State, every representative will have much information to acquire
concerning all the other States.
The changes of time, as was formerly remarked, on the comparative situation of the different States, will have
an assimilating effect. The effect of time on the internal affairs of the States, taken singly, will be just the
contrary. At present some of the States are little more than a society of husbandmen. Few of them have made
much progress in those branches of industry which give a variety and complexity to the affairs of a nation.
These, however, will in all of them be the fruits of a more advanced population, and will require, on the part
of each State, a fuller representation. The foresight of the convention has accordingly taken care that the
progress of population may be accompanied with a proper increase of the representative branch of the
government. The experience of Great Britain, which presents to mankind so many political lessons, both of
the monitory and exemplary kind, and which has been frequently consulted in the course of these inquiries,
corroborates the result of the reflections which we have just made. The number of inhabitants in the two
kingdoms of England and Scotland cannot be stated at less than eight millions. The representatives of these
eight millions in the House of Commons amount to five hundred and fiftyeight.
Of this number, one ninth are elected by three hundred and sixtyfour persons, and one half, by five thousand
seven hundred and twentythree persons. 1 It cannot be supposed that the half thus elected, and who do not
even reside among the people at large, can add any thing either to the security of the people against the
government, or to the knowledge of their circumstances and interests in the legislative councils. On the
contrary, it is notorious, that they are more frequently the representatives and instruments of the executive
magistrate, than the guardians and advocates of the popular rights. They might therefore, with great propriety,
be considered as something more than a mere deduction from the real representatives of the nation. We will,
however, consider them in this light alone, and will not extend the deduction to a considerable number of
others, who do not reside among their constitutents, are very faintly connected with them, and have very little
particular knowledge of their affairs. With all these concessions, two hundred and seventynine persons only
will be the depository of the safety, interest, and happiness of eight millions that is to say, there will be one
representative only to maintain the rights and explain the situation OF TWENTYEIGHT THOUSAND SIX
HUNDRED AND SEVENTY constitutents, in an assembly exposed to the whole force of executive
influence, and extending its authority to every object of legislation within a nation whose affairs are in the
highest degree diversified and complicated. Yet it is very certain, not only that a valuable portion of freedom
has been preserved under all these circumstances, but that the defects in the British code are chargeable, in a
very small proportion, on the ignorance of the legislature concerning the circumstances of the people.
Allowing to this case the weight which is due to it, and comparing it with that of the House of
Representatives as above explained it seems to give the fullest assurance, that a representative for every
THIRTY THOUSAND INHABITANTS will render the latter both a safe and competent guardian of the
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interests which will be confided to it. PUBLIUS. Burgh's ``Political Disquisitions. ''
FEDERALIST No. 57 The Alleged Tendency of the New Plan to Elevate the
Few at the Expense of the Many Considered in Connection with
Representation
From the New York Packet.
Tuesday, February 19, 1788.
HAMILTON OR MADISON
To the People of the State of New York:
THE THIRD charge against the House of Representatives is, that it will be taken from that class of citizens
which will have least sympathy with the mass of the people, and be most likely to aim at an ambitious
sacrifice of the many to the aggrandizement of the few. Of all the objections which have been framed against
the federal Constitution, this is perhaps the most extraordinary.
Whilst the objection itself is levelled against a pretended oligarchy, the principle of it strikes at the very root
of republican government. The aim of every political constitution is, or ought to be, first to obtain for rulers
men who possess most wisdom to discern, and most virtue to pursue, the common good of the society; and in
the next place, to take the most effectual precautions for keeping them virtuous whilst they continue to hold
their public trust. The elective mode of obtaining rulers is the characteristic policy of republican government.
The means relied on in this form of government for preventing their degeneracy are numerous and various.
The most effectual one, is such a limitation of the term of appointments as will maintain a proper
responsibility to the people. Let me now ask what circumstance there is in the constitution of the House of
Representatives that violates the principles of republican government, or favors the elevation of the few on
the ruins of the many? Let me ask whether every circumstance is not, on the contrary, strictly conformable to
these principles, and scrupulously impartial to the rights and pretensions of every class and description of
citizens? Who are to be the electors of the federal representatives? Not the rich, more than the poor; not the
learned, more than the ignorant; not the haughty heirs of distinguished names, more than the humble sons of
obscurity and unpropitious fortune. The electors are to be the great body of the people of the United States.
They are to be the same who exercise the right in every State of electing the corresponding branch of the
legislature of the State. Who are to be the objects of popular choice? Every citizen whose merit may
recommend him to the esteem and confidence of his country. No qualification of wealth, of birth, of religious
faith, or of civil profession is permitted to fetter the judgement or disappoint the inclination of the people. If
we consider the situation of the men on whom the free suffrages of their fellowcitizens may confer the
representative trust, we shall find it involving every security which can be devised or desired for their fidelity
to their constituents. In the first place, as they will have been distinguished by the preference of their
fellowcitizens, we are to presume that in general they will be somewhat distinguished also by those qualities
which entitle them to it, and which promise a sincere and scrupulous regard to the nature of their
engagements. In the second place, they will enter into the public service under circumstances which cannot
fail to produce a temporary affection at least to their constituents. There is in every breast a sensibility to
marks of honor, of favor, of esteem, and of confidence, which, apart from all considerations of interest, is
some pledge for grateful and benevolent returns.
Ingratitude is a common topic of declamation against human nature; and it must be confessed that instances
of it are but too frequent and flagrant, both in public and in private life. But the universal and extreme
indignation which it inspires is itself a proof of the energy and prevalence of the contrary sentiment.
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In the third place, those ties which bind the representative to his constituents are strengthened by motives of a
more selfish nature. His pride and vanity attach him to a form of government which favors his pretensions
and gives him a share in its honors and distinctions. Whatever hopes or projects might be entertained by a
few aspiring characters, it must generally happen that a great proportion of the men deriving their
advancement from their influence with the people, would have more to hope from a preservation of the favor,
than from innovations in the government subversive of the authority of the people. All these securities,
however, would be found very insufficient without the restraint of frequent elections. Hence, in the fourth
place, the House of Representatives is so constituted as to support in the members an habitual recollection of
their dependence on the people. Before the sentiments impressed on their minds by the mode of their
elevation can be effaced by the exercise of power, they will be compelled to anticipate the moment when
their power is to cease, when their exercise of it is to be reviewed, and when they must descend to the level
from which they were raised; there forever to remain unless a faithful discharge of their trust shall have
established their title to a renewal of it. I will add, as a fifth circumstance in the situation of the House of
Representatives, restraining them from oppressive measures, that they can make no law which will not have
its full operation on themselves and their friends, as well as on the great mass of the society. This has always
been deemed one of the strongest bonds by which human policy can connect the rulers and the people
together. It creates between them that communion of interests and sympathy of sentiments, of which few
governments have furnished examples; but without which every government degenerates into tyranny. If it be
asked, what is to restrain the House of Representatives from making legal discriminations in favor of
themselves and a particular class of the society? I answer: the genius of the whole system; the nature of just
and constitutional laws; and above all, the vigilant and manly spirit which actuates the people of America, a
spirit which nourishes freedom, and in return is nourished by it. If this spirit shall ever be so far debased as to
tolerate a law not obligatory on the legislature, as well as on the people, the people will be prepared to
tolerate any thing but liberty. Such will be the relation between the House of Representatives and their
constituents. Duty, gratitude, interest, ambition itself, are the chords by which they will be bound to fidelity
and sympathy with the great mass of the people.
It is possible that these may all be insufficient to control the caprice and wickedness of man. But are they not
all that government will admit, and that human prudence can devise? Are they not the genuine and the
characteristic means by which republican government provides for the liberty and happiness of the people?
Are they not the identical means on which every State government in the Union relies for the attainment of
these important ends? What then are we to understand by the objection which this paper has combated? What
are we to say to the men who profess the most flaming zeal for republican government, yet boldly impeach
the fundamental principle of it; who pretend to be champions for the right and the capacity of the people to
choose their own rulers, yet maintain that they will prefer those only who will immediately and infallibly
betray the trust committed to them? Were the objection to be read by one who had not seen the mode
prescribed by the Constitution for the choice of representatives, he could suppose nothing less than that some
unreasonable qualification of property was annexed to the right of suffrage; or that the right of eligibility was
limited to persons of particular families or fortunes; or at least that the mode prescribed by the State
constitutions was in some respect or other, very grossly departed from. We have seen how far such a
supposition would err, as to the two first points. Nor would it, in fact, be less erroneous as to the last. The
only difference discoverable between the two cases is, that each representative of the United States will be
elected by five or six thousand citizens; whilst in the individual States, the election of a representative is left
to about as many hundreds. Will it be pretended that this difference is sufficient to justify an attachment to
the State governments, and an abhorrence to the federal government? If this be the point on which the
objection turns, it deserves to be examined. Is it supported by REASON? This cannot be said, without
maintaining that five or six thousand citizens are less capable of choosing a fit representative, or more liable
to be corrupted by an unfit one, than five or six hundred. Reason, on the contrary, assures us, that as in so
great a number a fit representative would be most likely to be found, so the choice would be less likely to be
diverted from him by the intrigues of the ambitious or the ambitious or the bribes of the rich. Is the
CONSEQUENCE from this doctrine admissible? If we say that five or six hundred citizens are as many as
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can jointly exercise their right of suffrage, must we not deprive the people of the immediate choice of their
public servants, in every instance where the administration of the government does not require as many of
them as will amount to one for that number of citizens? Is the doctrine warranted by FACTS? It was shown in
the last paper, that the real representation in the British House of Commons very little exceeds the proportion
of one for every thirty thousand inhabitants. Besides a variety of powerful causes not existing here, and which
favor in that country the pretensions of rank and wealth, no person is eligible as a representative of a county,
unless he possess real estate of the clear value of six hundred pounds sterling per year; nor of a city or
borough, unless he possess a like estate of half that annual value. To this qualification on the part of the
county representatives is added another on the part of the county electors, which restrains the right of suffrage
to persons having a freehold estate of the annual value of more than twenty pounds sterling, according to the
present rate of money. Notwithstanding these unfavorable circumstances, and notwithstanding some very
unequal laws in the British code, it cannot be said that the representatives of the nation have elevated the few
on the ruins of the many. But we need not resort to foreign experience on this subject. Our own is explicit and
decisive. The districts in New Hampshire in which the senators are chosen immediately by the people, are
nearly as large as will be necessary for her representatives in the Congress. Those of Massachusetts are larger
than will be necessary for that purpose; and those of New York still more so.
In the last State the members of Assembly for the cities and counties of New York and Albany are elected by
very nearly as many voters as will be entitled to a representative in the Congress, calculating on the number
of sixtyfive representatives only. It makes no difference that in these senatorial districts and counties a
number of representatives are voted for by each elector at the same time. If the same electors at the same time
are capable of choosing four or five representatives, they cannot be incapable of choosing one. Pennsylvania
is an additional example. Some of her counties, which elect her State representatives, are almost as large as
her districts will be by which her federal representatives will be elected. The city of Philadelphia is supposed
to contain between fifty and sixty thousand souls. It will therefore form nearly two districts for the choice of
federal representatives. It forms, however, but one county, in which every elector votes for each of its
representatives in the State legislature. And what may appear to be still more directly to our purpose, the
whole city actually elects a SINGLE MEMBER for the executive council. This is the case in all the other
counties of the State. Are not these facts the most satisfactory proofs of the fallacy which has been employed
against the branch of the federal government under consideration? Has it appeared on trial that the senators of
New Hampshire, Massachusetts, and New York, or the executive council of Pennsylvania, or the members of
the Assembly in the two last States, have betrayed any peculiar disposition to sacrifice the many to the few,
or are in any respect less worthy of their places than the representatives and magistrates appointed in other
States by very small divisions of the people? But there are cases of a stronger complexion than any which I
have yet quoted.
One branch of the legislature of Connecticut is so constituted that each member of it is elected by the whole
State. So is the governor of that State, of Massachusetts, and of this State, and the president of New
Hampshire. I leave every man to decide whether the result of any one of these experiments can be said to
countenance a suspicion, that a diffusive mode of choosing representatives of the people tends to elevate
traitors and to undermine the public liberty. PUBLIUS.
FEDERALIST No. 58 Objection That The Number of Members Will Not Be
Augmented as the Progress of Population Demands Considered
MADISON
To the People of the State of New York:
THE remaining charge against the House of Representatives, which I am to examine, is grounded on a
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supposition that the number of members will not be augmented from time to time, as the progress of
population may demand. It has been admitted, that this objection, if well supported, would have great weight.
The following observations will show that, like most other objections against the Constitution, it can only
proceed from a partial view of the subject, or from a jealousy which discolors and disfigures every object
which is beheld. 1. Those who urge the objection seem not to have recollected that the federal Constitution
will not suffer by a comparison with the State constitutions, in the security provided for a gradual
augmentation of the number of representatives. The number which is to prevail in the first instance is
declared to be temporary. Its duration is limited to the short term of three years. Within every successive term
of ten years a census of inhabitants is to be repeated. The unequivocal objects of these regulations are, first, to
readjust, from time to time, the apportionment of representatives to the number of inhabitants, under the
single exception that each State shall have one representative at least; secondly, to augment the number of
representatives at the same periods, under the sole limitation that the whole number shall not exceed one for
every thirty thousand inhabitants. If we review the constitutions of the several States, we shall find that some
of them contain no determinate regulations on this subject, that others correspond pretty much on this point
with the federal Constitution, and that the most effectual security in any of them is resolvable into a mere
directory provision. 2. As far as experience has taken place on this subject, a gradual increase of
representatives under the State constitutions has at least kept pace with that of the constituents, and it appears
that the former have been as ready to concur in such measures as the latter have been to call for them. 3.
There is a peculiarity in the federal Constitution which insures a watchful attention in a majority both of the
people and of their representatives to a constitutional augmentation of the latter. The peculiarity lies in this,
that one branch of the legislature is a representation of citizens, the other of the States: in the former,
consequently, the larger States will have most weight; in the latter, the advantage will be in favor of the
smaller States. From this circumstance it may with certainty be inferred that the larger States will be
strenuous advocates for increasing the number and weight of that part of the legislature in which their
influence predominates. And it so happens that four only of the largest will have a majority of the whole
votes in the House of Representatives. Should the representatives or people, therefore, of the smaller States
oppose at any time a reasonable addition of members, a coalition of a very few States will be sufficient to
overrule the opposition; a coalition which, notwithstanding the rivalship and local prejudices which might
prevent it on ordinary occasions, would not fail to take place, when not merely prompted by common interest,
but justified by equity and the principles of the Constitution. It may be alleged, perhaps, that the Senate
would be prompted by like motives to an adverse coalition; and as their concurrence would be indispensable,
the just and constitutional views of the other branch might be defeated. This is the difficulty which has
probably created the most serious apprehensions in the jealous friends of a numerous representation.
Fortunately it is among the difficulties which, existing only in appearance, vanish on a close and accurate
inspection. The following reflections will, if I mistake not, be admitted to be conclusive and satisfactory on
this point. Notwithstanding the equal authority which will subsist between the two houses on all legislative
subjects, except the originating of money bills, it cannot be doubted that the House, composed of the greater
number of members, when supported by the more powerful States, and speaking the known and determined
sense of a majority of the people, will have no small advantage in a question depending on the comparative
firmness of the two houses. This advantage must be increased by the consciousness, felt by the same side of
being supported in its demands by right, by reason, and by the Constitution; and the consciousness, on the
opposite side, of contending against the force of all these solemn considerations. It is farther to be considered,
that in the gradation between the smallest and largest States, there are several, which, though most likely in
general to arrange themselves among the former are too little removed in extent and population from the
latter, to second an opposition to their just and legitimate pretensions. Hence it is by no means certain that a
majority of votes, even in the Senate, would be unfriendly to proper augmentations in the number of
representatives. It will not be looking too far to add, that the senators from all the new States may be gained
over to the just views of the House of Representatives, by an expedient too obvious to be overlooked. As
these States will, for a great length of time, advance in population with peculiar rapidity, they will be
interested in frequent reapportionments of the representatives to the number of inhabitants. The large States,
therefore, who will prevail in the House of Representatives, will have nothing to do but to make
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reapportionments and augmentations mutually conditions of each other; and the senators from all the most
growing States will be bound to contend for the latter, by the interest which their States will feel in the
former. These considerations seem to afford ample security on this subject, and ought alone to satisfy all the
doubts and fears which have been indulged with regard to it. Admitting, however, that they should all be
insufficient to subdue the unjust policy of the smaller States, or their predominant influence in the councils of
the Senate, a constitutional and infallible resource still remains with the larger States, by which they will be
able at all times to accomplish their just purposes. The House of Representatives cannot only refuse, but they
alone can propose, the supplies requisite for the support of government. They, in a word, hold the purse that
powerful instrument by which we behold, in the history of the British Constitution, an infant and humble
representation of the people gradually enlarging the sphere of its activity and importance, and finally
reducing, as far as it seems to have wished, all the overgrown prerogatives of the other branches of the
government. This power over the purse may, in fact, be regarded as the most complete and effectual weapon
with which any constitution can arm the immediate representatives of the people, for obtaining a redress of
every grievance, and for carrying into effect every just and salutary measure. But will not the House of
Representatives be as much interested as the Senate in maintaining the government in its proper functions,
and will they not therefore be unwilling to stake its existence or its reputation on the pliancy of the Senate?
Or, if such a trial of firmness between the two branches were hazarded, would not the one be as likely first to
yield as the other? These questions will create no difficulty with those who reflect that in all cases the smaller
the number, and the more permanent and conspicuous the station, of men in power, the stronger must be the
interest which they will individually feel in whatever concerns the government. Those who represent the
dignity of their country in the eyes of other nations, will be particularly sensible to every prospect of public
danger, or of dishonorable stagnation in public affairs. To those causes we are to ascribe the continual
triumph of the British House of Commons over the other branches of the government, whenever the engine of
a money bill has been employed. An absolute inflexibility on the side of the latter, although it could not have
failed to involve every department of the state in the general confusion, has neither been apprehended nor
experienced. The utmost degree of firmness that can be displayed by the federal Senate or President, will not
be more than equal to a resistance in which they will be supported by constitutional and patriotic principles.
In this review of the Constitution of the House of Representatives, I have passed over the circumstances of
economy, which, in the present state of affairs, might have had some effect in lessening the temporary
number of representatives, and a disregard of which would probably have been as rich a theme of
declamation against the Constitution as has been shown by the smallness of the number proposed. I omit also
any remarks on the difficulty which might be found, under present circumstances, in engaging in the federal
service a large number of such characters as the people will probably elect. One observation, however, I must
be permitted to add on this subject as claiming, in my judgment, a very serious attention. It is, that in all
legislative assemblies the greater the number composing them may be, the fewer will be the men who will in
fact direct their proceedings. In the first place, the more numerous an assembly may be, of whatever
characters composed, the greater is known to be the ascendency of passion over reason. In the next place, the
larger the number, the greater will be the proportion of members of limited information and of weak
capacities. Now, it is precisely on characters of this description that the eloquence and address of the few are
known to act with all their force. In the ancient republics, where the whole body of the people assembled in
person, a single orator, or an artful statesman, was generally seen to rule with as complete a sway as if a
sceptre had been placed in his single hand. On the same principle, the more multitudinous a representative
assembly may be rendered, the more it will partake of the infirmities incident to collective meetings of the
people.
Ignorance will be the dupe of cunning, and passion the slave of sophistry and declamation. The people can
never err more than in supposing that by multiplying their representatives beyond a certain limit, they
strengthen the barrier against the government of a few. Experience will forever admonish them that, on the
contrary, AFTER SECURING A SUFFICIENT NUMBER FOR THE PURPOSES OF SAFETY, OF
LOCAL INFORMATION, AND OF DIFFUSIVE SYMPATHY WITH THE WHOLE SOCIETY, they will
counteract their own views by every addition to their representatives. The countenance of the government
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may become more democratic, but the soul that animates it will be more oligarchic. The machine will be
enlarged, but the fewer, and often the more secret, will be the springs by which its motions are directed. As
connected with the objection against the number of representatives, may properly be here noticed, that which
has been suggested against the number made competent for legislative business. It has been said that more
than a majority ought to have been required for a quorum; and in particular cases, if not in all, more than a
majority of a quorum for a decision. That some advantages might have resulted from such a precaution,
cannot be denied. It might have been an additional shield to some particular interests, and another obstacle
generally to hasty and partial measures. But these considerations are outweighed by the inconveniences in the
opposite scale. In all cases where justice or the general good might require new laws to be passed, or active
measures to be pursued, the fundamental principle of free government would be reversed. It would be no
longer the majority that would rule: the power would be transferred to the minority. Were the defensive
privilege limited to particular cases, an interested minority might take advantage of it to screen themselves
from equitable sacrifices to the general weal, or, in particular emergencies, to extort unreasonable
indulgences. Lastly, it would facilitate and foster the baneful practice of secessions; a practice which has
shown itself even in States where a majority only is required; a practice subversive of all the principles of
order and regular government; a practice which leads more directly to public convulsions, and the ruin of
popular governments, than any other which has yet been displayed among us. PUBLIUS.
FEDERALIST No. 59 Concerning the Power of Congress to Regulate the
Election of Members
From the New York Packet.
Friday, February 22, 1788.
HAMILTON
To the People of the State of New York:
THE natural order of the subject leads us to consider, in this place, that provision of the Constitution which
authorizes the national legislature to regulate, in the last resort, the election of its own members. It is in these
words: ``The TIMES, PLACES, and MANNER of holding elections for senators and representatives shall be
prescribed in each State by the legislature thereof; but the Congress may, at any time, by law, make or alter
SUCH REGULATIONS, except as to the PLACES of choosing senators. ''1 This provision has not only been
declaimed against by those who condemn the Constitution in the gross, but it has been censured by those who
have objected with less latitude and greater moderation; and, in one instance it has been thought
exceptionable by a gentleman who has declared himself the advocate of every other part of the system. I am
greatly mistaken, notwithstanding, if there be any article in the whole plan more completely defensible than
this. Its propriety rests upon the evidence of this plain proposition, that EVERY GOVERNMENT OUGHT
TO CONTAIN IN ITSELF THE MEANS OF ITS OWN PRESERVATION. Every just reasoner will, at first
sight, approve an adherence to this rule, in the work of the convention; and will disapprove every deviation
from it which may not appear to have been dictated by the necessity of incorporating into the work some
particular ingredient, with which a rigid conformity to the rule was incompatible. Even in this case, though he
may acquiesce in the necessity, yet he will not cease to regard and to regret a departure from so fundamental
a principle, as a portion of imperfection in the system which may prove the seed of future weakness, and
perhaps anarchy. It will not be alleged, that an election law could have been framed and inserted in the
Constitution, which would have been always applicable to every probable change in the situation of the
country; and it will therefore not be denied, that a discretionary power over elections ought to exist
somewhere. It will, I presume, be as readily conceded, that there were only three ways in which this power
could have been reasonably modified and disposed: that it must either have been lodged wholly in the
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national legislature, or wholly in the State legislatures, or primarily in the latter and ultimately in the former.
The last mode has, with reason, been preferred by the convention. They have submitted the regulation of
elections for the federal government, in the first instance, to the local administrations; which, in ordinary
cases, and when no improper views prevail, may be both more convenient and more satisfactory; but they
have reserved to the national authority a right to interpose, whenever extraordinary circumstances might
render that interposition necessary to its safety. Nothing can be more evident, than that an exclusive power of
regulating elections for the national government, in the hands of the State legislatures, would leave the
existence of the Union entirely at their mercy. They could at any moment annihilate it, by neglecting to
provide for the choice of persons to administer its affairs. It is to little purpose to say, that a neglect or
omission of this kind would not be likely to take place. The constitutional possibility of the thing, without an
equivalent for the risk, is an unanswerable objection. Nor has any satisfactory reason been yet assigned for
incurring that risk. The extravagant surmises of a distempered jealousy can never be dignified with that
character. If we are in a humor to presume abuses of power, it is as fair to presume them on the part of the
State governments as on the part of the general government. And as it is more consonant to the rules of a just
theory, to trust the Union with the care of its own existence, than to transfer that care to any other hands, if
abuses of power are to be hazarded on the one side or on the other, it is more rational to hazard them where
the power would naturally be placed, than where it would unnaturally be placed. Suppose an article had been
introduced into the Constitution, empowering the United States to regulate the elections for the particular
States, would any man have hesitated to condemn it, both as an unwarrantable transposition of power, and as
a premeditated engine for the destruction of the State governments? The violation of principle, in this case,
would have required no comment; and, to an unbiased observer, it will not be less apparent in the project of
subjecting the existence of the national government, in a similar respect, to the pleasure of the State
governments. An impartial view of the matter cannot fail to result in a conviction, that each, as far as
possible, ought to depend on itself for its own preservation. As an objection to this position, it may be
remarked that the constitution of the national Senate would involve, in its full extent, the danger which it is
suggested might flow from an exclusive power in the State legislatures to regulate the federal elections. It
may be alleged, that by declining the appointment of Senators, they might at any time give a fatal blow to the
Union; and from this it may be inferred, that as its existence would be thus rendered dependent upon them in
so essential a point, there can be no objection to intrusting them with it in the particular case under
consideration. The interest of each State, it may be added, to maintain its representation in the national
councils, would be a complete security against an abuse of the trust. This argument, though specious, will
not, upon examination, be found solid. It is certainly true that the State legislatures, by forbearing the
appointment of senators, may destroy the national government. But it will not follow that, because they have
a power to do this in one instance, they ought to have it in every other. There are cases in which the
pernicious tendency of such a power may be far more decisive, without any motive equally cogent with that
which must have regulated the conduct of the convention in respect to the formation of the Senate, to
recommend their admission into the system. So far as that construction may expose the Union to the
possibility of injury from the State legislatures, it is an evil; but it is an evil which could not have been
avoided without excluding the States, in their political capacities, wholly from a place in the organization of
the national government. If this had been done, it would doubtless have been interpreted into an entire
dereliction of the federal principle; and would certainly have deprived the State governments of that absolute
safeguard which they will enjoy under this provision. But however wise it may have been to have submitted
in this instance to an inconvenience, for the attainment of a necessary advantage or a greater good, no
inference can be drawn from thence to favor an accumulation of the evil, where no necessity urges, nor any
greater good invites. It may be easily discerned also that the national government would run a much greater
risk from a power in the State legislatures over the elections of its House of Representatives, than from their
power of appointing the members of its Senate. The senators are to be chosen for the period of six years;
there is to be a rotation, by which the seats of a third part of them are to be vacated and replenished every two
years; and no State is to be entitled to more than two senators; a quorum of the body is to consist of sixteen
members. The joint result of these circumstances would be, that a temporary combination of a few States to
intermit the appointment of senators, could neither annul the existence nor impair the activity of the body;
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and it is not from a general and permanent combination of the States that we can have any thing to fear. The
first might proceed from sinister designs in the leading members of a few of the State legislatures; the last
would suppose a fixed and rooted disaffection in the great body of the people, which will either never exist at
all, or will, in all probability, proceed from an experience of the inaptitude of the general government to the
advancement of their happiness in which event no good citizen could desire its continuance. But with regard
to the federal House of Representatives, there is intended to be a general election of members once in two
years. If the State legislatures were to be invested with an exclusive power of regulating these elections, every
period of making them would be a delicate crisis in the national situation, which might issue in a dissolution
of the Union, if the leaders of a few of the most important States should have entered into a previous
conspiracy to prevent an election. I shall not deny, that there is a degree of weight in the observation, that the
interests of each State, to be represented in the federal councils, will be a security against the abuse of a
power over its elections in the hands of the State legislatures. But the security will not be considered as
complete, by those who attend to the force of an obvious distinction between the interest of the people in the
public felicity, and the interest of their local rulers in the power and consequence of their offices. The people
of America may be warmly attached to the government of the Union, at times when the particular rulers of
particular States, stimulated by the natural rivalship of power, and by the hopes of personal aggrandizement,
and supported by a strong faction in each of those States, may be in a very opposite temper. This diversity of
sentiment between a majority of the people, and the individuals who have the greatest credit in their councils,
is exemplified in some of the States at the present moment, on the present question. The scheme of separate
confederacies, which will always nultiply the chances of ambition, will be a never failing bait to all such
influential characters in the State administrations as are capable of preferring their own emolument and
advancement to the public weal. With so effectual a weapon in their hands as the exclusive power of
regulating elections for the national government, a combination of a few such men, in a few of the most
considerable States, where the temptation will always be the strongest, might accomplish the destruction of
the Union, by seizing the opportunity of some casual dissatisfaction among the people (and which perhaps
they may themselves have excited), to discontinue the choice of members for the federal House of
Representatives. It ought never to be forgotten, that a firm union of this country, under an efficient
government, will probably be an increasing object of jealousy to more than one nation of Europe; and that
enterprises to subvert it will sometimes originate in the intrigues of foreign powers, and will seldom fail to be
patronized and abetted by some of them. Its preservation, therefore ought in no case that can be avoided, to
be committed to the guardianship of any but those whose situation will uniformly beget an immediate interest
in the faithful and vigilant performance of the trust. PUBLIUS. Ist clause, 4th section, of the Ist article.
FEDERALIST No. 60 The Same Subject Continued (Concerning the Power of
Congress to Regulate the Election of Members)
From the New York Packet.
Tuesday, February 26, 1788.
HAMILTON
To the People of the State of New York:
WE HAVE seen, that an uncontrollable power over the elections to the federal government could not, without
hazard, be committed to the State legislatures. Let us now see, what would be the danger on the other side;
that is, from confiding the ultimate right of regulating its own elections to the Union itself. It is not pretended,
that this right would ever be used for the exclusion of any State from its share in the representation. The
interest of all would, in this respect at least, be the security of all. But it is alleged, that it might be employed
in such a manner as to promote the election of some favorite class of men in exclusion of others, by confining
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the places of election to particular districts, and rendering it impracticable to the citizens at large to partake in
the choice. Of all chimerical suppositions, this seems to be the most chimerical. On the one hand, no rational
calculation of probabilities would lead us to imagine that the disposition which a conduct so violent and
extraordinary would imply, could ever find its way into the national councils; and on the other, it may be
concluded with certainty, that if so improper a spirit should ever gain admittance into them, it would display
itself in a form altogether different and far more decisive.
The improbability of the attempt may be satisfactorily inferred from this single reflection, that it could never
be made without causing an immediate revolt of the great body of the people, headed and directed by the
State governments. It is not difficult to conceive that this characteristic right of freedom may, in certain
turbulent and factious seasons, be violated, in respect to a particular class of citizens, by a victorious and
overbearing majority; but that so fundamental a privilege, in a country so situated and enlightened, should be
invaded to the prejudice of the great mass of the people, by the deliberate policy of the government, without
occasioning a popular revolution, is altogether inconceivable and incredible.
In addition to this general reflection, there are considerations of a more precise nature, which forbid all
apprehension on the subject. The dissimilarity in the ingredients which will compose the national
government, and Ustill more in the manner in which they will be brought into action in its various branches,
must form a powerful obstacle to a concert of views in any partial scheme of elections. There is sufficient
diversity in the state of property, in the genius, manners, and habits of the people of the different parts of the
Union, to occasion a material diversity of disposition in their representatives towards the different ranks and
conditions in society. And though an intimate intercourse under the same government will promote a gradual
assimilation in some of these respects, yet there are causes, as well physical as moral, which may, in a greater
or less degree, permanently nourish different propensities and inclinations in this respect. But the
circumstance which will be likely to have the greatest influence in the matter, will be the dissimilar modes of
constituting the several component parts of the government. The House of Representatives being to be
elected immediately by the people, the Senate by the State legislatures, the President by electors chosen for
that purpose by the people, there would be little probability of a common interest to cement these different
branches in a predilection for any particular class of electors.
As to the Senate, it is impossible that any regulation of ``time and manner,'' which is all that is proposed to be
submitted to the national government in respect to that body, can affect the spirit which will direct the choice
of its members. The collective sense of the State legislatures can never be influenced by extraneous
circumstances of that sort; a consideration which alone ought to satisfy us that the discrimination
apprehended would never be attempted. For what inducement could the Senate have to concur in a preference
in which itself would not be included? Or to what purpose would it be established, in reference to one branch
of the legislature, if it could not be extended to the other? The composition of the one would in this case
counteract that of the other. And we can never suppose that it would embrace the appointments to the Senate,
unless we can at the same time suppose the voluntary cooperation of the State legislatures. If we make the
latter supposition, it then becomes immaterial where the power in question is placed whether in their hands or
in those of the Union.
But what is to be the object of this capricious partiality in the national councils? Is it to be exercised in a
discrimination between the different departments of industry, or between the different kinds of property, or
between the different degrees of property? Will it lean in favor of the landed interest, or the moneyed interest,
or the mercantile interest, or the manufacturing interest? Or, to speak in the fashionable language of the
adversaries to the Constitution, will it court the elevation of ``the wealthy and the wellborn,'' to the
exclusion and debasement of all the rest of the society? If this partiality is to be exerted in favor of those who
are concerned in any particular description of industry or property, I presume it will readily be admitted, that
the competition for it will lie between landed men and merchants. And I scruple not to affirm, that it is
infinitely less likely that either of them should gain an ascendant in the national councils, than that the one or
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the other of them should predominate in all the local councils. The inference will be, that a conduct tending to
give an undue preference to either is much less to be dreaded from the former than from the latter.
The several States are in various degrees addicted to agriculture and commerce. In most, if not all of them,
agriculture is predominant. In a few of them, however, commerce nearly divides its empire, and in most of
them has a considerable share of influence. In proportion as either prevails, it will be conveyed into the
national representation; and for the very reason, that this will be an emanation from a greater variety of
interests, and in much more various proportions, than are to be found in any single State, it will be much less
apt to espouse either of them with a decided partiality, than the representation of any single State.
In a country consisting chiefly of the cultivators of land, where the rules of an equal representation obtain, the
landed interest must, upon the whole, preponderate in the government. As long as this interest prevails in
most of the State legislatures, so long it must maintain a correspondent superiority in the national Senate,
which will generally be a faithful copy of the majorities of those assemblies. It cannot therefore be presumed,
that a sacrifice of the landed to the mercantile class will ever be a favorite object of this branch of the federal
legislature. In applying thus particularly to the Senate a general observation suggested by the situation of the
country, I am governed by the consideration, that the credulous votaries of State power cannot, upon their
own principles, suspect, that the State legislatures would be warped from their duty by any external influence.
But in reality the same situation must have the same effect, in the primative composition at least of the
federal House of Representatives: an improper bias towards the mercantile class is as little to be expected
from this quarter as from the other.
In order, perhaps, to give countenance to the objection at any rate, it may be asked, is there not danger of an
opposite bias in the national government, which may dispose it to endeavor to secure a monopoly of the
federal administration to the landed class? As there is little likelihood that the supposition of such a bias will
have any terrors for those who would be immediately injured by it, a labored answer to this question will be
dispensed with. It will be sufficient to remark, first, that for the reasons elsewhere assigned, it is less likely
that any decided partiality should prevail in the councils of the Union than in those of any of its members.
Secondly, that there would be no temptation to violate the Constitution in favor of the landed class, because
that class would, in the natural course of things, enjoy as great a preponderancy as itself could desire. And
thirdly, that men accustomed to investigate the sources of public prosperity upon a large scale, must be too
well convinced of the utility of commerce, to be inclined to inflict upon it so deep a wound as would result
from the entire exclusion of those who would best understand its interest from a share in the management of
them. The importance of commerce, in the view of revenue alone, must effectually guard it against the
enmity of a body which would be continually importuned in its favor, by the urgent calls of public necessity.
I the rather consult brevity in discussing the probability of a preference founded upon a discrimination
between the different kinds of industry and property, because, as far as I understand the meaning of the
objectors, they contemplate a discrimination of another kind. They appear to have in view, as the objects of
the preference with which they endeavor to alarm us, those whom they designate by the description of ``the
wealthy and the wellborn.'' These, it seems, are to be exalted to an odious preeminence over the rest of
their fellowcitizens. At one time, however, their elevation is to be a necessary consequence of the smallness
of the representative body; at another time it is to be effected by depriving the people at large of the
opportunity of exercising their right of suffrage in the choice of that body.
But upon what principle is the discrimination of the places of election to be made, in order to answer the
purpose of the meditated preference? Are ``the wealthy and the wellborn,'' as they are called, confined to
particular spots in the several States? Have they, by some miraculous instinct or foresight, set apart in each of
them a common place of residence? Are they only to be met with in the towns or cities? Or are they, on the
contrary, scattered over the face of the country as avarice or chance may have happened to cast their own lot
or that of their predecessors? If the latter is the case, (as every intelligent man knows it to be,1) is it not
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evident that the policy of confining the places of election to particular districts would be as subversive of its
own aim as it would be exceptionable on every other account? The truth is, that there is no method of
securing to the rich the preference apprehended, but by prescribing qualifications of property either for those
who may elect or be elected. But this forms no part of the power to be conferred upon the national
government. Its authority would be expressly restricted to the regulation of the TIMES, the PLACES, the
MANNER of elections. The qualifications of the persons who may choose or be chosen, as has been
remarked upon other occasions, are defined and fixed in the Constitution, and are unalterable by the
legislature.
Let it, however, be admitted, for argument sake, that the expedient suggested might be successful; and let it at
the same time be equally taken for granted that all the scruples which a sense of duty or an apprehension of
the danger of the experiment might inspire, were overcome in the breasts of the national rulers, still I imagine
it will hardly be pretended that they could ever hope to carry such an enterprise into execution without the aid
of a military force sufficient to subdue the resistance of the great body of the people. The improbability of the
existence of a force equal to that object has been discussed and demonstrated in different parts of these
papers; but that the futility of the objection under consideration may appear in the strongest light, it shall be
conceded for a moment that such a force might exist, and the national government shall be supposed to be in
the actual possession of it. What will be the conclusion? With a disposition to invade the essential rights of
the community, and with the means of gratifying that disposition, is it presumable that the persons who were
actuated by it would amuse themselves in the ridiculous task of fabricating election laws for securing a
preference to a favorite class of men? Would they not be likely to prefer a conduct better adapted to their own
immediate aggrandizement? Would they not rather boldly resolve to perpetuate themselves in office by one
decisive act of usurpation, than to trust to precarious expedients which, in spite of all the precautions that
might accompany them, might terminate in the dismission, disgrace, and ruin of their authors? Would they
not fear that citizens, not less tenacious than conscious of their rights, would flock from the remote extremes
of their respective States to the places of election, to voerthrow their tyrants, and to substitute men who
would be disposed to avenge the violated majesty of the people? PUBLIUS.
1 Particularly in the Southern States and in this State.
FEDERALIST No. 61 The Same Subject Continued (Concerning the Power of
Congress to Regulate the Election of Members)
From the New York Packet.
Tuesday, February 26, 1788.
HAMILTON
To the People of the State of New York:
THE more candid opposers of the provision respecting elections, contained in the plan of the convention,
when pressed in argument, will sometimes concede the propriety of that provision; with this qualification,
however, that it ought to have been accompanied with a declaration, that all elections should be had in the
counties where the electors resided. This, say they, was a necessary precaution against an abuse of the power.
A declaration of this nature would certainly have been harmless; so far as it would have had the effect of
quieting apprehensions, it might not have been undesirable. But it would, in fact, have afforded little or no
additional security against the danger apprehended; and the want of it will never be considered, by an
impartial and judicious examiner, as a serious, still less as an insuperable, objection to the plan.
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The different views taken of the subject in the two preceding papers must be sufficient to satisfy all
dispassionate and discerning men, that if the public liberty should ever be the victim of the ambition of the
national rulers, the power under examination, at least, will be guiltless of the sacrifice.
If those who are inclined to consult their jealousy only, would exercise it in a careful inspection of the several
State constitutions, they would find little less room for disquietude and alarm, from the latitude which most
of them allow in respect to elections, than from the latitude which is proposed to be allowed to the national
government in the same respect. A review of their situation, in this particular, would tend greatly to remove
any ill impressions which may remain in regard to this matter. But as that view would lead into long and
tedious details, I shall content myself with the single example of the State in which I write. The constitution
of New York makes no other provision for LOCALITY of elections, than that the members of the Assembly
shall be elected in the COUNTIES; those of the Senate, in the great districts into which the State is or may be
divided: these at present are four in number, and comprehend each from two to six counties. It may readily be
perceived that it would not be more difficult to the legislature of New York to defeat the suffrages of the
citizens of New York, by confining elections to particular places, than for the legislature of the United States
to defeat the suffrages of the citizens of the Union, by the like expedient. Suppose, for instance, the city of
Albany was to be appointed the sole place of election for the county and district of which it is a part, would
not the inhabitants of that city speedily become the only electors of the members both of the Senate and
Assembly for that county and district? Can we imagine that the electors who reside in the remote
subdivisions of the counties of Albany, Saratoga, Cambridge, etc., or in any part of the county of
Montgomery, would take the trouble to come to the city of Albany, to give their votes for members of the
Assembly or Senate, sooner than they would repair to the city of New York, to participate in the choice of the
members of the federal House of Representatives? The alarming indifference discoverable in the exercise of
so invaluable a privilege under the existing laws, which afford every facility to it, furnishes a ready answer to
this question. And, abstracted from any experience on the subject, we can be at no loss to determine, that
when the place of election is at an INCONVENIENT DISTANCE from the elector, the effect upon his
conduct will be the same whether that distance be twenty miles or twenty thousand miles. Hence it must
appear, that objections to the particular modification of the federal power of regulating elections will, in
substance, apply with equal force to the modification of the like power in the constitution of this State; and
for this reason it will be impossible to acquit the one, and to condemn the other. A similar comparison would
lead to the same conclusion in respect to the constitutions of most of the other States.
If it should be said that defects in the State constitutions furnish no apology for those which are to be found in
the plan proposed, I answer, that as the former have never been thought chargeable with inattention to the
security of liberty, where the imputations thrown on the latter can be shown to be applicable to them also, the
presumption is that they are rather the cavilling refinements of a predetermined opposition, than the
wellfounded inferences of a candid research after truth. To those who are disposed to consider, as innocent
omissions in the State constitutions, what they regard as unpardonable blemishes in the plan of the
convention, nothing can be said; or at most, they can only be asked to assign some substantial reason why the
representatives of the people in a single State should be more impregnable to the lust of power, or other
sinister motives, than the representatives of the people of the United States? If they cannot do this, they ought
at least to prove to us that it is easier to subvert the liberties of three millions of people, with the advantage of
local governments to head their opposition, than of two hundred thousand people who are destitute of that
advantage. And in relation to the point immediately under consideration, they ought to convince us that it is
less probable that a predominant faction in a single State should, in order to maintain its superiority, incline to
a preference of a particular class of electors, than that a similar spirit should take possession of the
representatives of thirteen States, spread over a vast region, and in several respects distinguishable from each
other by a diversity of local circumstances, prejudices, and interests.
Hitherto my observations have only aimed at a vindication of the provision in question, on the ground of
theoretic propriety, on that of the danger of placing the power elsewhere, and on that of the safety of placing
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it in the manner proposed. But there remains to be mentioned a positive advantage which will result from this
disposition, and which could not as well have been obtained from any other: I allude to the circumstance of
uniformity in the time of elections for the federal House of Representatives. It is more than possible that this
uniformity may be found by experience to be of great importance to the public welfare, both as a security
against the perpetuation of the same spirit in the body, and as a cure for the diseases of faction. If each State
may choose its own time of election, it is possible there may be at least as many different periods as there are
months in the year. The times of election in the several States, as they are now established for local purposes,
vary between extremes as wide as March and November. The consequence of this diversity would be that
there could never happen a total dissolution or renovation of the body at one time. If an improper spirit of any
kind should happen to prevail in it, that spirit would be apt to infuse itself into the new members, as they
come forward in succession. The mass would be likely to remain nearly the same, assimilating constantly to
itself its gradual accretions. There is a contagion in example which few men have sufficient force of mind to
resist. I am inclined to think that treble the duration in office, with the condition of a total dissolution of the
body at the same time, might be less formidable to liberty than one third of that duration subject to gradual
and successive alterations.
Uniformity in the time of elections seems not less requisite for executing the idea of a regular rotation in the
Senate, and for conveniently assembling the legislature at a stated period in each year.
It may be asked, Why, then, could not a time have been fixed in the Constitution? As the most zealous
adversaries of the plan of the convention in this State are, in general, not less zealous admirers of the
constitution of the State, the question may be retorted, and it may be asked, Why was not a time for the like
purpose fixed in the constitution of this State? No better answer can be given than that it was a matter which
might safely be entrusted to legislative discretion; and that if a time had been appointed, it might, upon
experiment, have been found less convenient than some other time. The same answer may be given to the
question put on the other side. And it may be added that the supposed danger of a gradual change being
merely speculative, it would have been hardly advisable upon that speculation to establish, as a fundamental
point, what would deprive several States of the convenience of having the elections for their own
governments and for the national government at the same epochs.
PUBLIUS.
FEDERALIST No. 62 The Senate
For the Independent Journal.
HAMILTON OR MADISON
To the People of the State of New York:
HAVING examined the constitution of the House of Representatives, and answered such of the objections
against it as seemed to merit notice, I enter next on the examination of the Senate.
The heads into which this member of the government may be considered are: I. The qualification of senators;
II. The appointment of them by the State legislatures; III. The equality of representation in the Senate; IV.
The number of senators, and the term for which they are to be elected; V. The powers vested in the Senate.
I. The qualifications proposed for senators, as distinguished from those of representatives, consist in a more
advanced age and a longer period of citizenship. A senator must be thirty years of age at least; as a
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representative must be twentyfive. And the former must have been a citizen nine years; as seven years are
required for the latter. The propriety of these distinctions is explained by the nature of the senatorial trust,
which, requiring greater extent of information and tability of character, requires at the same time that the
senator should have reached a period of life most likely to supply these advantages; and which, participating
immediately in transactions with foreign nations, ought to be exercised by none who are not thoroughly
weaned from the prepossessions and habits incident to foreign birth and education. The term of nine years
appears to be a prudent mediocrity between a total exclusion of adopted citizens, whose merits and talents
may claim a share in the public confidence, and an indiscriminate and hasty admission of them, which might
create a channel for foreign influence on the national councils.
II. It is equally unnecessary to dilate on the appointment of senators by the State legislatures. Among the
various modes which might have been devised for constituting this branch of the government, that which has
been proposed by the convention is probably the most congenial with the public opinion. It is recommended
by the double advantage of favoring a select appointment, and of giving to the State governments such an
agency in the formation of the federal government as must secure the authority of the former, and may form a
convenient link between the two systems.
III. The equality of representation in the Senate is another point, which, being evidently the result of
compromise between the opposite pretensions of the large and the small States, does not call for much
discussion. If indeed it be right, that among a people thoroughly incorporated into one nation, every district
ought to have a PROPORTIONAL share in the government, and that among independent and sovereign
States, bound together by a simple league, the parties, however unequal in size, ought to have an EQUAL
share in the common councils, it does not appear to be without some reason that in a compound republic,
partaking both of the national and federal character, the government ought to be founded on a mixture of the
principles of proportional and equal representation. But it is superfluous to try, by the standard of theory, a
part of the Constitution which is allowed on all hands to be the result, not of theory, but ``of a spirit of amity,
and that mutual deference and concession which the peculiarity of our political situation rendered
indispensable.'' A common government, with powers equal to its objects, is called for by the voice, and still
more loudly by the political situation, of America. A government founded on principles more consonant to
the wishes of the larger States, is not likely to be obtained from the smaller States. The only option, then, for
the former, lies between the proposed government and a government still more objectionable. Under this
alternative, the advice of prudence must be to embrace the lesser evil; and, instead of indulging a fruitless
anticipation of the possible mischiefs which may ensue, to contemplate rather the advantageous consequences
which may qualify the sacrifice.
In this spirit it may be remarked, that the equal vote allowed to each State is at once a constitutional
recognition of the portion of sovereignty remaining in the individual States, and an instrument for preserving
that residuary sovereignty. So far the equality ought to be no less acceptable to the large than to the small
States; since they are not less solicitous to guard, by every possible expedient, against an improper
consolidation of the States into one simple republic.
Another advantage accruing from this ingredient in the constitution of the Senate is, the additional
impediment it must prove against improper acts of legislation. No law or resolution can now be passed
without the concurrence, first, of a majority of the people, and then, of a majority of the States. It must be
acknowledged that this complicated check on legislation may in some instances be injurious as well as
beneficial; and that the peculiar defense which it involves in favor of the smaller States, would be more
rational, if any interests common to them, and distinct from those of the other States, would otherwise be
exposed to peculiar danger. But as the larger States will always be able, by their power over the supplies, to
defeat unreasonable exertions of this prerogative of the lesser States, and as the faculty and excess of
lawmaking seem to be the diseases to which our governments are most liable, it is not impossible that this
part of the Constitution may be more convenient in practice than it appears to many in contemplation.
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IV. The number of senators, and the duration of their appointment, come next to be considered. In order to
form an accurate judgment on both of these points, it will be proper to inquire into the purposes which are to
be answered by a senate; and in order to ascertain these, it will be necessary to review the inconveniences
which a republic must suffer from the want of such an institution.
First. It is a misfortune incident to republican government, though in a less degree than to other governments,
that those who administer it may forget their obligations to their constituents, and prove unfaithful to their
important trust. In this point of view, a senate, as a second branch of the legislative assembly, distinct from,
and dividing the power with, a first, must be in all cases a salutary check on the government. It doubles the
security to the people, by requiring the concurrence of two distinct bodies in schemes of usurpation or
perfidy, where the ambition or corruption of one would otherwise be sufficient. This is a precaution founded
on such clear principles, and now so well understood in the United States, that it would be more than
superfluous to enlarge on it. I will barely remark, that as the improbability of sinister combinations will be in
proportion to the dissimilarity in the genius of the two bodies, it must be politic to distinguish them from each
other by every circumstance which will consist with a due harmony in all proper measures, and with the
genuine principles of republican government.
Secondly. The necessity of a senate is not less indicated by the propensity of all single and numerous
assemblies to yield to the impulse of sudden and violent passions, and to be seduced by factious leaders into
intemperate and pernicious resolutions.
Examples on this subject might be cited without number; and from proceedings within the United States, as
well as from the history of other nations. But a position that will not be contradicted, need not be proved. All
that need be remarked is, that a body which is to correct this infirmity ought itself to be free from it, and
consequently ought to be less numerous. It ought, moreover, to possess great firmness, and consequently
ought to hold its authority by a tenure of considerable duration.
Thirdly. Another defect to be supplied by a senate lies in a want of due acquaintance with the objects and
principles of legislation. It is not possible that an assembly of men called for the most part from pursuits of a
private nature, continued in appointment for a short time, and led by no permanent motive to devote the
intervals of public occupation to a study of the laws, the affairs, and the comprehensive interests of their
country, should, if left wholly to themselves, escape a variety of important errors in the exercise of their
legislative trust. It may be affirmed, on the best grounds, that no small share of the present embarrassments of
America is to be charged on the blunders of our governments; and that these have proceeded from the heads
rather than the hearts of most of the authors of them. What indeed are all the repealing, explaining, and
amending laws, which fill and disgrace our voluminous codes, but so many monuments of deficient wisdom;
so many impeachments exhibited by each succeeding against each preceding session; so many admonitions to
the people, of the value of those aids which may be expected from a wellconstituted senate? A good
government implies two things: first, fidelity to the object of government, which is the happiness of the
people; secondly, a knowledge of the means by which that object can be best attained. Some governments are
deficient in both these qualities; most governments are deficient in the first. I scruple not to assert, that in
American governments too little attention has been paid to the last. The federal Constitution avoids this error;
and what merits particular notice, it provides for the last in a mode which increases the security for the first.
Fourthly. The mutability in the public councils arising from a rapid succession of new members, however
qualified they may be, points out, in the strongest manner, the necessity of some stable institution in the
government. Every new election in the States is found to change one half of the representatives. From this
change of men must proceed a change of opinions; and from a change of opinions, a change of measures. But
a continual change even of good measures is inconsistent with every rule of prudence and every prospect of
success. The remark is verified in private life, and becomes more just, as well as more important, in national
transactions.
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To trace the mischievous effects of a mutable government would fill a volume. I will hint a few only, each of
which will be perceived to be a source of innumerable others.
In the first place, it forfeits the respect and confidence of other nations, and all the advantages connected with
national character. An individual who is observed to be inconstant to his plans, or perhaps to carry on his
affairs without any plan at all, is marked at once, by all prudent people, as a speedy victim to his own
unsteadiness and folly. His more friendly neighbors may pity him, but all will decline to connect their
fortunes with his; and not a few will seize the opportunity of making their fortunes out of his. One nation is to
another what one individual is to another; with this melancholy distinction perhaps, that the former, with
fewer of the benevolent emotions than the latter, are under fewer restraints also from taking undue advantage
from the indiscretions of each other. Every nation, consequently, whose affairs betray a want of wisdom and
stability, may calculate on every loss which can be sustained from the more systematic policy of their wiser
neighbors. But the best instruction on this subject is unhappily conveyed to America by the example of her
own situation. She finds that she is held in no respect by her friends; that she is the derision of her enemies;
and that she is a prey to every nation which has an interest in speculating on her fluctuating councils and
embarrassed affairs.
The internal effects of a mutable policy are still more calamitous. It poisons the blessing of liberty itself. It
will be of little avail to the people, that the laws are made by men of their own choice, if the laws be so
voluminous that they cannot be read, or so incoherent that they cannot be understood; if they be repealed or
revised before they are promulgated, or undergo such incessant changes that no man, who knows what the
law is today, can guess what it will be tomorrow. Law is defined to be a rule of action; but how can that be
a rule, which is little known, and less fixed? Another effect of public instability is the unreasonable advantage
it gives to the sagacious, the enterprising, and the moneyed few over the industrious and uniformed mass of
the people.
Every new regulation concerning commerce or revenue, or in any way affecting the value of the different
species of property, presents a new harvest to those who watch the change, and can trace its consequences; a
harvest, reared not by themselves, but by the toils and cares of the great body of their fellowcitizens. This is
a state of things in which it may be said with some truth that laws are made for the FEW, not for the MANY.
In another point of view, great injury results from an unstable government. The want of confidence in the
public councils damps every useful undertaking, the success and profit of which may depend on a
continuance of existing arrangements. What prudent merchant will hazard his fortunes in any new branch of
commerce when he knows not but that his plans may be rendered unlawful before they can be executed?
What farmer or manufacturer will lay himself out for the encouragement given to any particular cultivation or
establishment, when he can have no assurance that his preparatory labors and advances will not render him a
victim to an inconstant government? In a word, no great improvement or laudable enterprise can go forward
which requires the auspices of a steady system of national policy.
But the most deplorable effect of all is that diminution of attachment and reverence which steals into the
hearts of the people, towards a political system which betrays so many marks of infirmity, and disappoints so
many of their flattering hopes. No government, any more than an individual, will long be respected without
being truly respectable; nor be truly respectable, without possessing a certain portion of order and stability.
PUBLIUS.
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FEDERALIST. No. 63 The Senate Continued
For the Independent Journal.
HAMILTON OR MADISON
To the People of the State of New York:
A FIFTH desideratum, illustrating the utility of a senate, is the want of a due sense of national character.
Without a select and stable member of the government, the esteem of foreign powers will not only be
forfeited by an unenlightened and variable policy, proceeding from the causes already mentioned, but the
national councils will not possess that sensibility to the opinion of the world, which is perhaps not less
necessary in order to merit, than it is to obtain, its respect and confidence.
An attention to the judgment of other nations is important to every government for two reasons: the one is,
that, independently of the merits of any particular plan or measure, it is desirable, on various accounts, that it
should appear to other nations as the offspring of a wise and honorable policy; the second is, that in doubtful
cases, particularly where the national councils may be warped by some strong passion or momentary interest,
the presumed or known opinion of the impartial world may be the best guide that can be followed. What has
not America lost by her want of character with foreign nations; and how many errors and follies would she
not have avoided, if the justice and propriety of her measures had, in every instance, been previously tried by
the light in which they would probably appear to the unbiased part of mankind? Yet however requisite a
sense of national character may be, it is evident that it can never be sufficiently possessed by a numerous and
changeable body. It can only be found in a number so small that a sensible degree of the praise and blame of
public measures may be the portion of each individual; or in an assembly so durably invested with public
trust, that the pride and consequence of its members may be sensibly incorporated with the reputation and
prosperity of the community. The halfyearly representatives of Rhode Island would probably have been
little affected in their deliberations on the iniquitous measures of that State, by arguments drawn from the
light in which such measures would be viewed by foreign nations, or even by the sister States; whilst it can
scarcely be doubted that if the concurrence of a select and stable body had been necessary, a regard to
national character alone would have prevented the calamities under which that misguided people is now
laboring.
I add, as a SIXTH defect the want, in some important cases, of a due responsibility in the government to the
people, arising from that frequency of elections which in other cases produces this responsibility. This remark
will, perhaps, appear not only new, but paradoxical. It must nevertheless be acknowledged, when explained,
to be as undeniable as it is important.
Responsibility, in order to be reasonable, must be limited to objects within the power of the responsible party,
and in order to be effectual, must relate to operations of that power, of which a ready and proper judgment
can be formed by the constituents. The objects of government may be divided into two general classes: the
one depending on measures which have singly an immediate and sensible operation; the other depending on a
succession of wellchosen and wellconnected measures, which have a gradual and perhaps unobserved
operation. The importance of the latter description to the collective and permanent welfare of every country,
needs no explanation. And yet it is evident that an assembly elected for so short a term as to be unable to
provide more than one or two links in a chain of measures, on which the general welfare may essentially
depend, ought not to be answerable for the final result, any more than a steward or tenant, engaged for one
year, could be justly made to answer for places or improvements which could not be accomplished in less
than half a dozen years.
Nor is it possible for the people to estimate the SHARE of influence which their annual assemblies may
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respectively have on events resulting from the mixed transactions of several years. It is sufficiently difficult
to preserve a personal responsibility in the members of a NUMEROUS body, for such acts of the body as
have an immediate, detached, and palpable operation on its constituents.
The proper remedy for this defect must be an additional body in the legislative department, which, having
sufficient permanency to provide for such objects as require a continued attention, and a train of measures,
may be justly and effectually answerable for the attainment of those objects.
Thus far I have considered the circumstances which point out the necessity of a wellconstructed Senate only
as they relate to the representatives of the people. To a people as little blinded by prejudice or corrupted by
flattery as those whom I address, I shall not scruple to add, that such an institution may be sometimes
necessary as a defense to the people against their own temporary errors and delusions. As the cool and
deliberate sense of the community ought, in all governments, and actually will, in all free governments,
ultimately prevail over the views of its rulers; so there are particular moments in public affairs when the
people, stimulated by some irregular passion, or some illicit advantage, or misled by the artful
misrepresentations of interested men, may call for measures which they themselves will afterwards be the
most ready to lament and condemn. In these critical moments, how salutary will be the interference of some
temperate and respectable body of citizens, in order to check the misguided career, and to suspend the blow
meditated by the people against themselves, until reason, justice, and truth can regain their authority over the
public mind? What bitter anguish would not the people of Athens have often escaped if their government had
contained so provident a safeguard against the tyranny of their own passions? Popular liberty might then have
escaped the indelible reproach of decreeing to the same citizens the hemlock on one day and statues on the
next.
It may be suggested, that a people spread over an extensive region cannot, like the crowded inhabitants of a
small district, be subject to the infection of violent passions, or to the danger of combining in pursuit of
unjust measures. I am far from denying that this is a distinction of peculiar importance. I have, on the
contrary, endeavored in a former paper to show, that it is one of the principal recommendations of a
confederated republic. At the same time, this advantage ought not to be considered as superseding the use of
auxiliary precautions. It may even be remarked, that the same extended situation, which will exempt the
people of America from some of the dangers incident to lesser republics, will expose them to the
inconveniency of remaining for a longer time under the influence of those misrepresentations which the
combined industry of interested men may succeed in distributing among them.
It adds no small weight to all these considerations, to recollect that history informs us of no longlived
republic which had not a senate. Sparta, Rome, and Carthage are, in fact, the only states to whom that
character can be applied. In each of the two first there was a senate for life. The constitution of the senate in
the last is less known. Circumstantial evidence makes it probable that it was not different in this particular
from the two others. It is at least certain, that it had some quality or other which rendered it an anchor against
popular fluctuations; and that a smaller council, drawn out of the senate, was appointed not only for life, but
filled up vacancies itself. These examples, though as unfit for the imitation, as they are repugnant to the
genius, of America, are, notwithstanding, when compared with the fugitive and turbulent existence of other
ancient republics, very instructive proofs of the necessity of some institution that will blend stability with
liberty. I am not unaware of the circumstances which distinguish the American from other popular
governments, as well ancient as modern; and which render extreme circumspection necessary, in reasoning
from the one case to the other. But after allowing due weight to this consideration, it may still be maintained,
that there are many points of similitude which render these examples not unworthy of our attention. Many of
the defects, as we have seen, which can only be supplied by a senatorial institution, are common to a
numerous assembly frequently elected by the people, and to the people themselves. There are others peculiar
to the former, which require the control of such an institution.
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The people can never wilfully betray their own interests; but they may possibly be betrayed by the
representatives of the people; and the danger will be evidently greater where the whole legislative trust is
lodged in the hands of one body of men, than where the concurrence of separate and dissimilar bodies is
required in every public act.
The difference most relied on, between the American and other republics, consists in the principle of
representation; which is the pivot on which the former move, and which is supposed to have been unknown to
the latter, or at least to the ancient part of them.
The use which has been made of this difference, in reasonings contained in former papers, will have shown
that I am disposed neither to deny its existence nor to undervalue its importance. I feel the less restraint,
therefore, in observing, that the position concerning the ignorance of the ancient governments on the subject
of representation, is by no means precisely true in the latitude commonly given to it. Without entering into a
disquisition which here would be misplaced, I will refer to a few known facts, in support of what I advance.
In the most pure democracies of Greece, many of the executive functions were performed, not by the people
themselves, but by officers elected by the people, and REPRESENTING the people in their EXECUTIVE
capacity.
Prior to the reform of Solon, Athens was governed by nine Archons, annually ELECTED BY THE PEOPLE
AT LARGE. The degree of power delegated to them seems to be left in great obscurity.
Subsequent to that period, we find an assembly, first of four, and afterwards of six hundred members,
annually ELECTED BY THE PEOPLE; and PARTIALLY representing them in their LEGISLATIVE
capacity, since they were not only associated with the people in the function of making laws, but had the
exclusive right of originating legislative propositions to the people. The senate of Carthage, also, whatever
might be its power, or the duration of its appointment, appears to have been ELECTIVE by the suffrages of
the people. Similar instances might be traced in most, if not all the popular governments of antiquity.
Lastly, in Sparta we meet with the Ephori, and in Rome with the Tribunes; two bodies, small indeed in
numbers, but annually ELECTED BY THE WHOLE BODY OF THE PEOPLE, and considered as the
REPRESENTATIVES of the people, almost in their PLENIPOTENTIARY capacity. The Cosmi of Crete
were also annually ELECTED BY THE PEOPLE, and have been considered by some authors as an
institution analogous to those of Sparta and Rome, with this difference only, that in the election of that
representative body the right of suffrage was communicated to a part only of the people.
From these facts, to which many others might be added, it is clear that the principle of representation was
neither unknown to the ancients nor wholly overlooked in their political constitutions.
The true distinction between these and the American governments, lies IN THE TOTAL EXCLUSION OF
THE PEOPLE, IN THEIR COLLECTIVE CAPACITY, from any share in the LATTER, and not in the
TOTAL EXCLUSION OF THE REPRESENTATIVES OF THE PEOPLE from the administration of the
FORMER. The distinction, however, thus qualified, must be admitted to leave a most advantageous
superiority in favor of the United States. But to insure to this advantage its full effect, we must be careful not
to separate it from the other advantage, of an extensive territory. For it cannot be believed, that any form of
representative government could have succeeded within the narrow limits occupied by the democracies of
Greece.
In answer to all these arguments, suggested by reason, illustrated by examples, and enforced by our own
experience, the jealous adversary of the Constitution will probably content himself with repeating, that a
senate appointed not immediately by the people, and for the term of six years, must gradually acquire a
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dangerous preeminence in the government, and finally transform it into a tyrannical aristocracy.
To this general answer, the general reply ought to be sufficient, that liberty may be endangered by the abuses
of liberty as well as by the abuses of power; that there are numerous instances of the former as well as of the
latter; and that the former, rather than the latter, are apparently most to be apprehended by the United States.
But a more particular reply may be given.
Before such a revolution can be effected, the Senate, it is to be observed, must in the first place corrupt itself;
must next corrupt the State legislatures; must then corrupt the House of Representatives; and must finally
corrupt the people at large. It is evident that the Senate must be first corrupted before it can attempt an
establishment of tyranny. Without corrupting the State legislatures, it cannot prosecute the attempt, because
the periodical change of members would otherwise regenerate the whole body. Without exerting the means of
corruption with equal success on the House of Representatives, the opposition of that coequal branch of the
government would inevitably defeat the attempt; and without corrupting the people themselves, a succession
of new representatives would speedily restore all things to their pristine order. Is there any man who can
seriously persuade himself that the proposed Senate can, by any possible means within the compass of human
address, arrive at the object of a lawless ambition, through all these obstructions? If reason condemns the
suspicion, the same sentence is pronounced by experience. The constitution of Maryland furnishes the most
apposite example. The Senate of that State is elected, as the federal Senate will be, indirectly by the people,
and for a term less by one year only than the federal Senate. It is distinguished, also, by the remarkable
prerogative of filling up its own vacancies within the term of its appointment, and, at the same time, is not
under the control of any such rotation as is provided for the federal Senate. There are some other lesser
distinctions, which would expose the former to colorable objections, that do not lie against the latter. If the
federal Senate, therefore, really contained the danger which has been so loudly proclaimed, some symptoms
at least of a like danger ought by this time to have been betrayed by the Senate of Maryland, but no such
symptoms have appeared. On the contrary, the jealousies at first entertained by men of the same description
with those who view with terror the correspondent part of the federal Constitution, have been gradually
extinguished by the progress of the experiment; and the Maryland constitution is daily deriving, from the
salutary operation of this part of it, a reputation in which it will probably not be rivalled by that of any State
in the Union.
But if any thing could silence the jealousies on this subject, it ought to be the British example. The Senate
there instead of being elected for a term of six years, and of being unconfined to particular families or
fortunes, is an hereditary assembly of opulent nobles. The House of Representatives, instead of being elected
for two years, and by the whole body of the people, is elected for seven years, and, in very great proportion,
by a very small proportion of the people. Here, unquestionably, ought to be seen in full display the
aristocratic usurpations and tyranny which are at some future period to be exemplified in the United States.
Unfortunately, however, for the antifederal argument, the British history informs us that this hereditary
assembly has not been able to defend itself against the continual encroachments of the House of
Representatives; and that it no sooner lost the support of the monarch, than it was actually crushed by the
weight of the popular branch.
As far as antiquity can instruct us on this subject, its examples support the reasoning which we have
employed. In Sparta, the Ephori, the annual representatives of the people, were found an overmatch for the
senate for life, continually gained on its authority and finally drew all power into their own hands. The
Tribunes of Rome, who were the representatives of the people, prevailed, it is well known, in almost every
contest with the senate for life, and in the end gained the most complete triumph over it.
The fact is the more remarkable, as unanimity was required in every act of the Tribunes, even after their
number was augmented to ten.
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It proves the irresistible force possessed by that branch of a free government, which has the people on its side.
To these examples might be added that of Carthage, whose senate, according to the testimony of Polybius,
instead of drawing all power into its vortex, had, at the commencement of the second Punic War, lost almost
the whole of its original portion.
Besides the conclusive evidence resulting from this assemblage of facts, that the federal Senate will never be
able to transform itself, by gradual usurpations, into an independent and aristocratic body, we are warranted
in believing, that if such a revolution should ever happen from causes which the foresight of man cannot
guard against, the House of Representatives, with the people on their side, will at all times be able to bring
back the Constitution to its primitive form and principles. Against the force of the immediate representatives
of the people, nothing will be able to maintain even the constitutional authority of the Senate, but such a
display of enlightened policy, and attachment to the public good, as will divide with that branch of the
legislature the affections and support of the entire body of the people themselves.
PUBLIUS.
FEDERALIST No. 64 The Powers of the Senate
From the New York Packet.
Friday, March 7, 1788.
JAY
To the People of the State of New York:
IT IS a just and not a new observation, that enemies to particular persons, and opponents to particular
measures, seldom confine their censures to such things only in either as are worthy of blame. Unless on this
principle, it is difficult to explain the motives of their conduct, who condemn the proposed Constitution in the
aggregate, and treat with severity some of the most unexceptionable articles in it.
The second section gives power to the President, ``BY AND WITH THE ADVICE AND CONSENT OF
THE SENATE, TO MAKE TREATIES, PROVIDED TWO THIRDS OF THE SENATORS PRESENT
CONCUR.'' The power of making treaties is an important one, especially as it relates to war, peace, and
commerce; and it should not be delegated but in such a mode, and with such precautions, as will afford the
highest security that it will be exercised by men the best qualified for the purpose, and in the manner most
conducive to the public good. The convention appears to have been attentive to both these points: they have
directed the President to be chosen by select bodies of electors, to be deputed by the people for that express
purpose; and they have committed the appointment of senators to the State legislatures. This mode has, in
such cases, vastly the advantage of elections by the people in their collective capacity, where the activity of
party zeal, taking the advantage of the supineness, the ignorance, and the hopes and fears of the unwary and
interested, often places men in office by the votes of a small proportion of the electors.
As the select assemblies for choosing the President, as well as the State legislatures who appoint the senators,
will in general be composed of the most enlightened and respectable citizens, there is reason to presume that
their attention and their votes will be directed to those men only who have become the most distinguished by
their abilities and virtue, and in whom the people perceive just grounds for confidence. The Constitution
manifests very particular attention to this object. By excluding men under thirtyfive from the first office,
and those under thirty from the second, it confines the electors to men of whom the people have had time to
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form a judgment, and with respect to whom they will not be liable to be deceived by those brilliant
appearances of genius and patriotism, which, like transient meteors, sometimes mislead as well as dazzle.
If the observation be well founded, that wise kings will always be served by able ministers, it is fair to argue,
that as an assembly of select electors possess, in a greater degree than kings, the means of extensive and
accurate information relative to men and characters, so will their appointments bear at least equal marks of
discretion and discernment. The inference which naturally results from these considerations is this, that the
President and senators so chosen will always be of the number of those who best understand our national
interests, whether considered in relation to the several States or to foreign nations, who are best able to
promote those interests, and whose reputation for integrity inspires and merits confidence. With such men the
power of making treaties may be safely lodged.
Although the absolute necessity of system, in the conduct of any business, is universally known and
acknowledged, yet the high importance of it in national affairs has not yet become sufficiently impressed on
the public mind. They who wish to commit the power under consideration to a popular assembly, composed
of members constantly coming and going in quick succession, seem not to recollect that such a body must
necessarily be inadequate to the attainment of those great objects, which require to be steadily contemplated
in all their relations and circumstances, and which can only be approached and achieved by measures which
not only talents, but also exact information, and often much time, are necessary to concert and to execute. It
was wise, therefore, in the convention to provide, not only that the power of making treaties should be
committed to able and honest men, but also that they should continue in place a sufficient time to become
perfectly acquainted with our national concerns, and to form and introduce a a system for the management of
them. The duration prescribed is such as will give them an opportunity of greatly extending their political
information, and of rendering their accumulating experience more and more beneficial to their country. Nor
has the convention discovered less prudence in providing for the frequent elections of senators in such a way
as to obviate the inconvenience of periodically transferring those great affairs entirely to new men; for by
leaving a considerable residue of the old ones in place, uniformity and order, as well as a constant succession
of official information will be preserved.
There are a few who will not admit that the affairs of trade and navigation should be regulated by a system
cautiously formed and steadily pursued; and that both our treaties and our laws should correspond with and
be made to promote it. It is of much consequence that this correspondence and conformity be carefully
maintained; and they who assent to the truth of this position will see and confess that it is well provided for
by making concurrence of the Senate necessary both to treaties and to laws.
It seldom happens in the negotiation of treaties, of whatever nature, but that perfect SECRECY and
immediate DESPATCH are sometimes requisite. These are cases where the most useful intelligence may be
obtained, if the persons possessing it can be relieved from apprehensions of discovery. Those apprehensions
will operate on those persons whether they are actuated by mercenary or friendly motives; and there
doubtless are many of both descriptions, who would rely on the secrecy of the President, but who would not
confide in that of the Senate, and still less in that of a large popular Assembly. The convention have done
well, therefore, in so disposing of the power of making treaties, that although the President must, in forming
them, act by the advice and consent of the Senate, yet he will be able to manage the business of intelligence
in such a manner as prudence may suggest.
They who have turned their attention to the affairs of men, must have perceived that there are tides in them;
tides very irregular in their duration, strength, and direction, and seldom found to run twice exactly in the
same manner or measure. To discern and to profit by these tides in national affairs is the business of those
who preside over them; and they who have had much experience on this head inform us, that there frequently
are occasions when days, nay, even when hours, are precious. The loss of a battle, the death of a prince, the
removal of a minister, or other circumstances intervening to change the present posture and aspect of affairs,
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may turn the most favorable tide into a course opposite to our wishes.
As in the field, so in the cabinet, there are moments to be seized as they pass, and they who preside in either
should be left in capacity to improve them. So often and so essentially have we heretofore suffered from the
want of secrecy and despatch, that the Constitution would have been inexcusably defective, if no attention
had been paid to those objects. Those matters which in negotiations usually require the most secrecy and the
most despatch, are those preparatory and auxiliary measures which are not otherwise important in a national
view, than as they tend to facilitate the attainment of the objects of the negotiation. For these, the President
will find no difficulty to provide; and should any circumstance occur which requires the advice and consent
of the Senate, he may at any time convene them. Thus we see that the Constitution provides that our
negotiations for treaties shall have every advantage which can be derived from talents, information, integrity,
and deliberate investigations, on the one hand, and from secrecy and despatch on the other.
But to this plan, as to most others that have ever appeared, objections are contrived and urged.
Some are displeased with it, not on account of any errors or defects in it, but because, as the treaties, when
made, are to have the force of laws, they should be made only by men invested with legislative authority.
These gentlemen seem not to consider that the judgments of our courts, and the commissions constitutionally
given by our governor, are as valid and as binding on all persons whom they concern, as the laws passed by
our legislature. All constitutional acts of power, whether in the executive or in the judicial department, have
as much legal validity and obligation as if they proceeded from the legislature; and therefore, whatever name
be given to the power of making treaties, or however obligatory they may be when made, certain it is, that the
people may, with much propriety, commit the power to a distinct body from the legislature, the executive, or
the judicial. It surely does not follow, that because they have given the power of making laws to the
legislature, that therefore they should likewise give them the power to do every other act of sovereignty by
which the citizens are to be bound and affected.
Others, though content that treaties should be made in the mode proposed, are averse to their being the
SUPREME laws of the land.
They insist, and profess to believe, that treaties like acts of assembly, should be repealable at pleasure. This
idea seems to be new and peculiar to this country, but new errors, as well as new truths, often appear. These
gentlemen would do well to reflect that a treaty is only another name for a bargain, and that it would be
impossible to find a nation who would make any bargain with us, which should be binding on them
ABSOLUTELY, but on us only so long and so far as we may think proper to be bound by it. They who make
laws may, without doubt, amend or repeal them; and it will not be disputed that they who make treaties may
alter or cancel them; but still let us not forget that treaties are made, not by only one of the contracting parties,
but by both; and consequently, that as the consent of both was essential to their formation at first, so must it
ever afterwards be to alter or cancel them. The proposed Constitution, therefore, has not in the least extended
the obligation of treaties. They are just as binding, and just as far beyond the lawful reach of legislative acts
now, as they will be at any future period, or under any form of government.
However useful jealousy may be in republics, yet when like bile in the natural, it abounds too much in the
body politic, the eyes of both become very liable to be deceived by the delusive appearances which that
malady casts on surrounding objects. From this cause, probably, proceed the fears and apprehensions of
some, that the President and Senate may make treaties without an equal eye to the interests of all the States.
Others suspect that two thirds will oppress the remaining third, and ask whether those gentlemen are made
sufficiently responsible for their conduct; whether, if they act corruptly, they can be punished; and if they
make disadvantageous treaties, how are we to get rid of those treaties? As all the States are equally
represented in the Senate, and by men the most able and the most willing to promote the interests of their
constituents, they will all have an equal degree of influence in that body, especially while they continue to be
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careful in appointing proper persons, and to insist on their punctual attendance. In proportion as the United
States assume a national form and a national character, so will the good of the whole be more and more an
object of attention, and the government must be a weak one indeed, if it should forget that the good of the
whole can only be promoted by advancing the good of each of the parts or members which compose the
whole. It will not be in the power of the President and Senate to make any treaties by which they and their
families and estates will not be equally bound and affected with the rest of the community; and, having no
private interests distinct from that of the nation, they will be under no temptations to neglect the latter.
As to corruption, the case is not supposable. He must either have been very unfortunate in his intercourse
with the world, or possess a heart very susceptible of such impressions, who can think it probable that the
President and two thirds of the Senate will ever be capable of such unworthy conduct. The idea is too gross
and too invidious to be entertained. But in such a case, if it should ever happen, the treaty so obtained from us
would, like all other fraudulent contracts, be null and void by the law of nations.
With respect to their responsibility, it is difficult to conceive how it could be increased. Every consideration
that can influence the human mind, such as honor, oaths, reputations, conscience, the love of country, and
family affections and attachments, afford security for their fidelity. In short, as the Constitution has taken the
utmost care that they shall be men of talents and integrity, we have reason to be persuaded that the treaties
they make will be as advantageous as, all circumstances considered, could be made; and so far as the fear of
punishment and disgrace can operate, that motive to good behavior is amply afforded by the article on the
subject of impeachments.
PUBLIUS.
FEDERALIST No. 65 The Powers of the Senate Continued
From the New York Packet.
Friday, March 7, 1788.
HAMILTON
To the People of the State of New York:
THE remaining powers which the plan of the convention allots to the Senate, in a distinct capacity, are
comprised in their participation with the executive in the appointment to offices, and in their judicial
character as a court for the trial of impeachments.
As in the business of appointments the executive will be the principal agent, the provisions relating to it will
most properly be discussed in the examination of that department. We will, therefore, conclude this head with
a view of the judicial character of the Senate.
A wellconstituted court for the trial of impeachments is an object not more to be desired than difficult to be
obtained in a government wholly elective. The subjects of its jurisdiction are those offenses which proceed
from the misconduct of public men, or, in other words, from the abuse or violation of some public trust.
They are of a nature which may with peculiar propriety be denominated POLITICAL, as they relate chiefly to
injuries done immediately to the society itself. The prosecution of them, for this reason, will seldom fail to
agitate the passions of the whole community, and to divide it into parties more or less friendly or inimical to
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the accused. In many cases it will connect itself with the preexisting factions, and will enlist all their
animosities, partialities, influence, and interest on one side or on the other; and in such cases there will
always be the greatest danger that the decision will be regulated more by the comparative strength of parties,
than by the real demonstrations of innocence or guilt.
The delicacy and magnitude of a trust which so deeply concerns the political reputation and existence of
every man engaged in the administration of public affairs, speak for themselves. The difficulty of placing it
rightly, in a government resting entirely on the basis of periodical elections, will as readily be perceived,
when it is considered that the most conspicuous characters in it will, from that circumstance, be too often the
leaders or the tools of the most cunning or the most numerous faction, and on this account, can hardly be
expected to possess the requisite neutrality towards those whose conduct may be the subject of scrutiny.
The convention, it appears, thought the Senate the most fit depositary of this important trust. Those who can
best discern the intrinsic difficulty of the thing, will be least hasty in condemning that opinion, and will be
most inclined to allow due weight to the arguments which may be supposed to have produced it.
What, it may be asked, is the true spirit of the institution itself? Is it not designed as a method of NATIONAL
INQUEST into the conduct of public men? If this be the design of it, who can so properly be the inquisitors
for the nation as the representatives of the nation themselves? It is not disputed that the power of originating
the inquiry, or, in other words, of preferring the impeachment, ought to be lodged in the hands of one branch
of the legislative body. Will not the reasons which indicate the propriety of this arrangement strongly plead
for an admission of the other branch of that body to a share of the inquiry? The model from which the idea of
this institution has been borrowed, pointed out that course to the convention. In Great Britain it is the
province of the House of Commons to prefer the impeachment, and of the House of Lords to decide upon it.
Several of the State constitutions have followed the example. As well the latter, as the former, seem to have
regarded the practice of impeachments as a bridle in the hands of the legislative body upon the executive
servants of the government. Is not this the true light in which it ought to be regarded? Where else than in the
Senate could have been found a tribunal sufficiently dignified, or sufficiently independent? What other body
would be likely to feel CONFIDENCE ENOUGH IN ITS OWN SITUATION, to preserve, unawed and
uninfluenced, the necessary impartiality between an INDIVIDUAL accused, and the REPRESENTATIVES
OF THE PEOPLE, HIS ACCUSERS? Could the Supreme Court have been relied upon as answering this
description? It is much to be doubted, whether the members of that tribunal would at all times be endowed
with so eminent a portion of fortitude, as would be called for in the execution of so difficult a task; and it is
still more to be doubted, whether they would possess the degree of credit and authority, which might, on
certain occasions, be indispensable towards reconciling the people to a decision that should happen to clash
with an accusation brought by their immediate representatives. A deficiency in the first, would be fatal to the
accused; in the last, dangerous to the public tranquillity. The hazard in both these respects, could only be
avoided, if at all, by rendering that tribunal more numerous than would consist with a reasonable attention to
economy. The necessity of a numerous court for the trial of impeachments, is equally dictated by the nature
of the proceeding. This can never be tied down by such strict rules, either in the delineation of the offense by
the prosecutors, or in the construction of it by the judges, as in common cases serve to limit the discretion of
courts in favor of personal security. There will be no jury to stand between the judges who are to pronounce
the sentence of the law, and the party who is to receive or suffer it. The awful discretion which a court of
impeachments must necessarily have, to doom to honor or to infamy the most confidential and the most
distinguished characters of the community, forbids the commitment of the trust to a small number of persons.
These considerations seem alone sufficient to authorize a conclusion, that the Supreme Court would have
been an improper substitute for the Senate, as a court of impeachments. There remains a further
consideration, which will not a little strengthen this conclusion. It is this: The punishment which may be the
consequence of conviction upon impeachment, is not to terminate the chastisement of the offender. After
having been sentenced to a prepetual ostracism from the esteem and confidence, and honors and emoluments
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of his country, he will still be liable to prosecution and punishment in the ordinary course of law. Would it be
proper that the persons who had disposed of his fame, and his most valuable rights as a citizen in one trial,
should, in another trial, for the same offense, be also the disposers of his life and his fortune? Would there not
be the greatest reason to apprehend, that error, in the first sentence, would be the parent of error in the second
sentence? That the strong bias of one decision would be apt to overrule the influence of any new lights which
might be brought to vary the complexion of another decision? Those who know anything of human nature,
will not hesitate to answer these questions in the affirmative; and will be at no loss to perceive, that by
making the same persons judges in both cases, those who might happen to be the objects of prosecution
would, in a great measure, be deprived of the double security intended them by a double trial. The loss of life
and estate would often be virtually included in a sentence which, in its terms, imported nothing more than
dismission from a present, and disqualification for a future, office. It may be said, that the intervention of a
jury, in the second instance, would obviate the danger. But juries are frequently influenced by the opinions of
judges. They are sometimes induced to find special verdicts, which refer the main question to the decision of
the court. Who would be willing to stake his life and his estate upon the verdict of a jury acting under the
auspices of judges who had predetermined his guilt? Would it have been an improvement of the plan, to have
united the Supreme Court with the Senate, in the formation of the court of impeachments? This union would
certainly have been attended with several advantages; but would they not have been overbalanced by the
signal disadvantage, already stated, arising from the agency of the same judges in the double prosecution to
which the offender would be liable? To a certain extent, the benefits of that union will be obtained from
making the chief justice of the Supreme Court the president of the court of impeachments, as is proposed to
be done in the plan of the convention; while the inconveniences of an entire incorporation of the former into
the latter will be substantially avoided. This was perhaps the prudent mean. I forbear to remark upon the
additional pretext for clamor against the judiciary, which so considerable an augmentation of its authority
would have afforded.
Would it have been desirable to have composed the court for the trial of impeachments, of persons wholly
distinct from the other departments of the government? There are weighty arguments, as well against, as in
favor of, such a plan. To some minds it will not appear a trivial objection, that it could tend to increase the
complexity of the political machine, and to add a new spring to the government, the utility of which would at
best be questionable. But an objection which will not be thought by any unworthy of attention, is this: a court
formed upon such a plan, would either be attended with a heavy expense, or might in practice be subject to a
variety of casualties and inconveniences. It must either consist of permanent officers, stationary at the seat of
government, and of course entitled to fixed and regular stipends, or of certain officers of the State
governments to be called upon whenever an impeachment was actually depending. It will not be easy to
imagine any third mode materially different, which could rationally be proposed. As the court, for reasons
already given, ought to be numerous, the first scheme will be reprobated by every man who can compare the
extent of the public wants with the means of supplying them. The second will be espoused with caution by
those who will seriously consider the difficulty of collecting men dispersed over the whole Union; the injury
to the innocent, from the procrastinated determination of the charges which might be brought against them;
the advantage to the guilty, from the opportunities which delay would afford to intrigue and corruption; and
in some cases the detriment to the State, from the prolonged inaction of men whose firm and faithful
execution of their duty might have exposed them to the persecution of an intemperate or designing majority
in the House of Representatives. Though this latter supposition may seem harsh, and might not be likely often
to be verified, yet it ought not to be forgotten that the demon of faction will, at certain seasons, extend his
sceptre over all numerous bodies of men.
But though one or the other of the substitutes which have been examined, or some other that might be
devised, should be thought preferable to the plan in this respect, reported by the convention, it will not follow
that the Constitution ought for this reason to be rejected. If mankind were to resolve to agree in no institution
of government, until every part of it had been adjusted to the most exact standard of perfection, society would
soon become a general scene of anarchy, and the world a desert. Where is the standard of perfection to be
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found? Who will undertake to unite the discordant opinions of a whole commuity, in the same judgment of it;
and to prevail upon one conceited projector to renounce his INFALLIBLE criterion for the FALLIBLE
criterion of his more CONCEITED NEIGHBOR? To answer the purpose of the adversaries of the
Constitution, they ought to prove, not merely that particular provisions in it are not the best which might have
been imagined, but that the plan upon the whole is bad and pernicious.
PUBLIUS.
FEDERALIST No. 66 Objections to the Power of the Senate To Set as a Court
for Impeachments Further Considered
From the New York Packet.
Tuesday, March 11, 1788.
HAMILTON
To the People of the State of New York:
A REVIEW of the principal objections that have appeared against the proposed court for the trial of
impeachments, will not improbably eradicate the remains of any unfavorable impressions which may still
exist in regard to this matter.
The FIRST of these objections is, that the provision in question confounds legislative and judiciary
authorities in the same body, in violation of that important and wellestablished maxim which requires a
separation between the different departments of power. The true meaning of this maxim has been discussed
and ascertained in another place, and has been shown to be entirely compatible with a partial intermixture of
those departments for special purposes, preserving them, in the main, distinct and unconnected. This partial
intermixture is even, in some cases, not only proper but necessary to the mutual defense of the several
members of the government against each other. An absolute or qualified negative in the executive upon the
acts of the legislative body, is admitted, by the ablest adepts in political science, to be an indispensable barrier
against the encroachments of the latter upon the former. And it may, perhaps, with no less reason be
contended, that the powers relating to impeachments are, as before intimated, an essential check in the hands
of that body upon the encroachments of the executive. The division of them between the two branches of the
legislature, assigning to one the right of accusing, to the other the right of judging, avoids the inconvenience
of making the same persons both accusers and judges; and guards against the danger of persecution, from the
prevalency of a factious spirit in either of those branches. As the concurrence of two thirds of the Senate will
be requisite to a condemnation, the security to innocence, from this additional circumstance, will be as
complete as itself can desire.
It is curious to observe, with what vehemence this part of the plan is assailed, on the principle here taken
notice of, by men who profess to admire, without exception, the constitution of this State; while that
constitution makes the Senate, together with the chancellor and judges of the Supreme Court, not only a court
of impeachments, but the highest judicatory in the State, in all causes, civil and criminal. The proportion, in
point of numbers, of the chancellor and judges to the senators, is so inconsiderable, that the judiciary
authority of New York, in the last resort, may, with truth, be said to reside in its Senate. If the plan of the
convention be, in this respect, chargeable with a departure from the celebrated maxim which has been so
often mentioned, and seems to be so little understood, how much more culpable must be the constitution of
New York?1 A SECOND objection to the Senate, as a court of impeachments, is, that it contributes to an
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undue accumulation of power in that body, tending to give to the government a countenance too aristocratic.
The Senate, it is observed, is to have concurrent authority with the Executive in the formation of treaties and
in the appointment to offices: if, say the objectors, to these prerogatives is added that of deciding in all cases
of impeachment, it will give a decided predominancy to senatorial influence. To an objection so little precise
in itself, it is not easy to find a very precise answer. Where is the measure or criterion to which we can
appeal, for determining what will give the Senate too much, too little, or barely the proper degree of
influence? Will it not be more safe, as well as more simple, to dismiss such vague and uncertain calculations,
to examine each power by itself, and to decide, on general principles, where it may be deposited with most
advantage and least inconvenience? If we take this course, it will lead to a more intelligible, if not to a more
certain result. The disposition of the power of making treaties, which has obtained in the plan of the
convention, will, then, if I mistake not, appear to be fully justified by the considerations stated in a former
number, and by others which will occur under the next head of our inquiries. The expediency of the junction
of the Senate with the Executive, in the power of appointing to offices, will, I trust, be placed in a light not
less satisfactory, in the disquisitions under the same head. And I flatter myself the observations in my last
paper must have gone no inconsiderable way towards proving that it was not easy, if practicable, to find a
more fit receptacle for the power of determining impeachments, than that which has been chosen. If this be
truly the case, the hypothetical dread of the too great weight of the Senate ought to be discarded from our
reasonings.
But this hypothesis, such as it is, has already been refuted in the remarks applied to the duration in office
prescribed for the senators. It was by them shown, as well on the credit of historical examples, as from the
reason of the thing, that the most POPULAR branch of every government, partaking of the republican genius,
by being generally the favorite of the people, will be as generally a full match, if not an overmatch, for every
other member of the Government.
But independent of this most active and operative principle, to secure the equilibrium of the national House
of Representatives, the plan of the convention has provided in its favor several important counterpoises to the
additional authorities to be conferred upon the Senate. The exclusive privilege of originating money bills will
belong to the House of Representatives. The same house will possess the sole right of instituting
impeachments: is not this a complete counterbalance to that of determining them? The same house will be the
umpire in all elections of the President, which do not unite the suffrages of a majority of the whole number of
electors; a case which it cannot be doubted will sometimes, if not frequently, happen. The constant possibility
of the thing must be a fruitful source of influence to that body. The more it is contemplated, the more
important will appear this ultimate though contingent power, of deciding the competitions of the most
illustrious citizens of the Union, for the first office in it. It would not perhaps be rash to predict, that as a
mean of influence it will be found to outweigh all the peculiar attributes of the Senate.
A THIRD objection to the Senate as a court of impeachments, is drawn from the agency they are to have in
the appointments to office. It is imagined that they would be too indulgent judges of the conduct of men, in
whose official creation they had participated.
The principle of this objection would condemn a practice, which is to be seen in all the State governments, if
not in all the governments with which we are acquainted: I mean that of rendering those who hold offices
during pleasure, dependent on the pleasure of those who appoint them. With equal plausibility might it be
alleged in this case, that the favoritism of the latter would always be an asylum for the misbehavior of the
former. But that practice, in contradiction to this principle, proceeds upon the presumption, that the
responsibility of those who appoint, for the fitness and competency of the persons on whom they bestow their
choice, and the interest they will have in the respectable and prosperous administration of affairs, will inspire
a sufficient disposition to dismiss from a share in it all such who, by their conduct, shall have proved
themselves unworthy of the confidence reposed in them.
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Though facts may not always correspond with this presumption, yet if it be, in the main, just, it must destroy
the supposition that the Senate, who will merely sanction the choice of the Executive, should feel a bias,
towards the objects of that choice, strong enough to blind them to the evidences of guilt so extraordinary, as
to have induced the representatives of the nation to become its accusers.
If any further arguments were necessary to evince the improbability of such a bias, it might be found in the
nature of the agency of the Senate in the business of appointments.
It will be the office of the President to NOMINATE, and, with the advice and consent of the Senate, to
APPOINT. There will, of course, be no exertion of CHOICE on the part of the Senate. They may defeat one
choice of the Executive, and oblige him to make another; but they cannot themselves CHOOSE, they can
only ratify or reject the choice of the President. They might even entertain a preference to some other person,
at the very moment they were assenting to the one proposed, because there might be no positive ground of
opposition to him; and they could not be sure, if they withheld their assent, that the subsequent nomination
would fall upon their own favorite, or upon any other person in their estimation more meritorious than the
one rejected. Thus it could hardly happen, that the majority of the Senate would feel any other complacency
towards the object of an appointment than such as the appearances of merit might inspire, and the proofs of
the want of it destroy.
A FOURTH objection to the Senate in the capacity of a court of impeachments, is derived from its union with
the Executive in the power of making treaties. This, it has been said, would constitute the senators their own
judges, in every case of a corrupt or perfidious execution of that trust. After having combined with the
Executive in betraying the interests of the nation in a ruinous treaty, what prospect, it is asked, would there be
of their being made to suffer the punishment they would deserve, when they were themselves to decide upon
the accusation brought against them for the treachery of which they have been guilty? This objection has been
circulated with more earnestness and with greater show of reason than any other which has appeared against
this part of the plan; and yet I am deceived if it does not rest upon an erroneous foundation.
The security essentially intended by the Constitution against corruption and treachery in the formation of
treaties, is to be sought for in the numbers and characters of those who are to make them. The JOINT
AGENCY of the Chief Magistrate of the Union, and of two thirds of the members of a body selected by the
collective wisdom of the legislatures of the several States, is designed to be the pledge for the fidelity of the
national councils in this particular. The convention might with propriety have meditated the punishment of
the Executive, for a deviation from the instructions of the Senate, or a want of integrity in the conduct of the
negotiations committed to him; they might also have had in view the punishment of a few leading individuals
in the Senate, who should have prostituted their influence in that body as the mercenary instruments of
foreign corruption: but they could not, with more or with equal propriety, have contemplated the
impeachment and punishment of two thirds of the Senate, consenting to an improper treaty, than of a majority
of that or of the other branch of the national legislature, consenting to a pernicious or unconstitutional law, a
principle which, I believe, has never been admitted into any government. How, in fact, could a majority in the
House of Representatives impeach themselves? Not better, it is evident, than two thirds of the Senate might
try themselves. And yet what reason is there, that a majority of the House of Representatives, sacrificing the
interests of the society by an unjust and tyrannical act of legislation, should escape with impunity, more than
two thirds of the Senate, sacrificing the same interests in an injurious treaty with a foreign power? The truth
is, that in all such cases it is essential to the freedom and to the necessary independence of the deliberations of
the body, that the members of it should be exempt from punishment for acts done in a collective capacity; and
the security to the society must depend on the care which is taken to confide the trust to proper hands, to
make it their interest to execute it with fidelity, and to make it as difficult as possible for them to combine in
any interest opposite to that of the public good.
So far as might concern the misbehavior of the Executive in perverting the instructions or contravening the
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views of the Senate, we need not be apprehensive of the want of a disposition in that body to punish the abuse
of their confidence or to vindicate their own authority. We may thus far count upon their pride, if not upon
their virtue. And so far even as might concern the corruption of leading members, by whose arts and
influence the majority may have been inveigled into measures odious to the community, if the proofs of that
corruption should be satisfactory, the usual propensity of human nature will warrant us in concluding that
there would be commonly no defect of inclination in the body to divert the public resentment from
themselves by a ready sacrifice of the authors of their mismanagement and disgrace.
PUBLIUS.
In that of New Jersey, also, the final judiciary authority is in a branch of the legislature. In New Hampshire,
Massachusetts, Pennsylvanis, and South Carolina, one branch of the legislature is the court for the trial of
impeachments.
FEDERALIST No. 67 The Executive Department
From the New York Packet.
Tuesday, March 11, 1788.
HAMILTON
To the People of the State of New York:
THE constitution of the executive department of the proposed government, claims next our attention.
There is hardly any part of the system which could have been atten ed with greater difficulty in the
arrangement of it than this; and there is, perhaps, none which has been inveighed against with less candor or
criticised with less judgment.
Here the writers against the Constitution seem to have taken pains to signalize their talent of
misrepresentation. Calculating upon the aversion of the people to monarchy, they have endeavored to enlist
all their jealousies and apprehensions in opposition to the intended President of the United States; not merely
as the embryo, but as the fullgrown progeny, of that detested parent. To establish the pretended affinity,
they have not scrupled to draw resources even from the regions of fiction. The authorities of a magistrate, in
few instances greater, in some instances less, than those of a governor of New York, have been magnified
into more than royal prerogatives. He has been decorated with attributes superior in dignity and splendor to
those of a king of Great Britain. He has been shown to us with the diadem sparkling on his brow and the
imperial purple flowing in his train. He has been seated on a throne surrounded with minions and mistresses,
giving audience to the envoys of foreign potentates, in all the supercilious pomp of majesty. The images of
Asiatic despotism and voluptuousness have scarcely been wanting to crown the exaggerated scene. We have
been taught to tremble at the terrific visages of murdering janizaries, and to blush at the unveiled mysteries of
a future seraglio.
Attempts so extravagant as these to disfigure or, it might rather be said, to metamorphose the object, render it
necessary to take an accurate view of its real nature and form: in order as well to ascertain its true aspect and
genuine appearance, as to unmask the disingenuity and expose the fallacy of the counterfeit resemblances
which have been so insidiously, as well as industriously, propagated.
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In the execution of this task, there is no man who would not find it an arduous effort either to behold with
moderation, or to treat with seriousness, the devices, not less weak than wicked, which have been contrived to
pervert the public opinion in relation to the subject. They so far exceed the usual though unjustifiable licenses
of party artifice, that even in a disposition the most candid and tolerant, they must force the sentiments which
favor an indulgent construction of the conduct of political adversaries to give place to a voluntary and
unreserved indignation. It is impossible not to bestow the imputation of deliberate imposture and deception
upon the gross pretense of a similitude between a king of Great Britain and a magistrate of the character
marked out for that of the President of the United States. It is still more impossible to withhold that
imputation from the rash and barefaced expedients which have been employed to give success to the
attempted imposition.
In one instance, which I cite as a sample of the general spirit, the temerity has proceeded so far as to ascribe
to the President of the United States a power which by the instrument reported is EXPRESSLY allotted to the
Executives of the individual States. I mean the power of filling casual vacancies in the Senate.
This bold experiment upon the discernment of his countrymen has been hazarded by a writer who (whatever
may be his real merit) has had no inconsiderable share in the applauses of his party1; and who, upon this false
and unfounded suggestion, has built a series of observations equally false and unfounded. Let him now be
confronted with the evidence of the fact, and let him, if he be able, justify or extenuate the shameful outrage
he has offered to the dictates of truth and to the rules of fair dealing.
The second clause of the second section of the second article empowers the President of the United States ``to
nominate, and by and with the advice and consent of the Senate, to appoint ambassadors, other public
ministers and consuls, judges of the Supreme Court, and all other OFFICERS of United States whose
appointments are NOT in the Constitution OTHERWISE PROVIDED FOR, and WHICH SHALL BE
ESTABLISHED BY LAW.'' Immediately after this clause follows another in these words: ``The President
shall have power to fill up ?? VACANCIES that may happen DURING THE RECESS OF THE SENATE, by
granting commissions which shall EXPIRE AT THE END OF THEIR NEXT SESSION.'' It is from this last
provision that the pretended power of the President to fill vacancies in the Senate has been deduced. A slight
attention to the connection of the clauses, and to the obvious meaning of the terms, will satisfy us that the
deduction is not even colorable.
The first of these two clauses, it is clear, only provides a mode for appointing such officers, ``whose
appointments are NOT OTHERWISE PROVIDED FOR in the Constitution, and which SHALL BE
ESTABLISHED BY LAW''; of course it cannot extend to the appointments of senators, whose appointments
are OTHERWISE PROVIDED FOR in the Constitution2, and who are ESTABLISHED BY THE
CONSTITUTION, and will not require a future establishment by law.
This position will hardly be contested.
The last of these two clauses, it is equally clear, cannot be understood to comprehend the power of filling
vacancies in the Senate, for the following reasons: First. The relation in which that clause stands to the other,
which declares the general mode of appointing officers of the United States, denotes it to be nothing more
than a supplement to the other, for the purpose of establishing an auxiliary method of appointment, in cases to
which the general method was inadequate. The ordinary power of appointment is confined to the President
and Senate JOINTLY, and can therefore only be exercised during the session of the Senate; but as it would
have been improper to oblige this body to be continually in session for the appointment of officers and as
vacancies might happen IN THEIR RECESS, which it might be necessary for the public service to fill
without delay, the succeeding clause is evidently intended to authorize the President, SINGLY, to make
temporary appointments ``during the recess of the Senate, by granting commissions which shall expire at the
end of their next session.'' Secondly. If this clause is to be considered as supplementary to the one which
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precedes, the VACANCIES of which it speaks must be construed to relate to the ``officers'' described in the
preceding one; and this, we have seen, excludes from its description the members of the Senate. Thirdly. The
time within which the power is to operate, ``during the recess of the Senate,'' and the duration of the
appointments, ``to the end of the next session'' of that body, conspire to elucidate the sense of the provision,
which, if it had been intended to comprehend senators, would naturally have referred the temporary power of
filling vacancies to the recess of the State legislatures, who are to make the permanent appointments, and not
to the recess of the national Senate, who are to have no concern in those appointments; and would have
extended the duration in office of the temporary senators to the next session of the legislature of the State, in
whose representation the vacancies had happened, instead of making it to expire at the end of the ensuing
session of the national Senate. The circumstances of the body authorized to make the permanent
appointments would, of course, have governed the modification of a power which related to the temporary
appointments; and as the national Senate is the body, whose situation is alone contemplated in the clause
upon which the suggestion under examination has been founded, the vacancies to which it alludes can only be
deemed to respect those officers in whose appointment that body has a concurrent agency with the President.
But lastly, the first and second clauses of the third section of the first article, not only obviate all possibility of
doubt, but destroy the pretext of misconception. The former provides, that ``the Senate of the United States
shall be composed of two Senators from each State, chosen BY THE LEGISLATURE THEREOF for six
years''; and the latter directs, that, ``if vacancies in that body should happen by resignation or otherwise,
DURING THE RECESS OF THE LEGISLATURE OF ANY STATE, the Executive THEREOF may make
temporary appointments until the NEXT MEETING OF THE LEGISLATURE, which shall then fill such
vacancies.'' Here is an express power given, in clear and unambiguous terms, to the State Executives, to fill
casual vacancies in the Senate, by temporary appointments; which not only invalidates the supposition, that
the clause before considered could have been intended to confer that power upon the President of the United
States, but proves that this supposition, destitute as it is even of the merit of plausibility, must have originated
in an intention to deceive the people, too palpable to be obscured by sophistry, too atrocious to be palliated
by hypocrisy.
I have taken the pains to select this instance of misrepresentation, and to place it in a clear and strong light, as
an unequivocal proof of the unwarrantable arts which are practiced to prevent a fair and impartial judgment
of the real merits of the Constitution submitted to the consideration of the people. Nor have I scrupled, in so
flagrant a case, to allow myself a severity of animadversion little congenial with the general spirit of these
papers. I hesitate not to submit it to the decision of any candid and honest adversary of the proposed
government, whether language can furnish epithets of too much asperity, for so shameless and so prostitute
an attempt to impose on the citizens of America.
PUBLIUS.
1 See CATO, No. V.
2 Article I, section 3, clause I.
FEDERALIST No. 68 The Mode of Electing the President
From the New York Packet.
Friday, March 14, 1788.
HAMILTON
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To the People of the State of New York:
THE mode of appointment of the Chief Magistrate of the United States is almost the only part of the system,
of any consequence, which has escaped without severe censure, or which has received the slightest mark of
approbation from its opponents. The most plausible of these, who has appeared in print, has even deigned to
admit that the election of the President is pretty well guarded.1 I venture somewhat further, and hesitate not
to affirm, that if the manner of it be not perfect, it is at least excellent. It unites in an eminent degree all the
advantages, the union of which was to be wished for.
It was desirable that the sense of the people should operate in the choice of the person to whom so important
a trust was to be confided. This end will be answered by committing the right of making it, not to any
preestablished body, but to men chosen by the people for the special purpose, and at the particular
conjuncture.
It was equally desirable, that the immediate election should be made by men most capable of analyzing the
qualities adapted to the station, and acting under circumstances favorable to deliberation, and to a judicious
combination of all the reasons and inducements which were proper to govern their choice. A small number of
persons, selected by their fellowcitizens from the general mass, will be most likely to possess the
information and discernment requisite to such complicated investigations.
It was also peculiarly desirable to afford as little opportunity as possible to tumult and disorder. This evil was
not least to be dreaded in the election of a magistrate, who was to have so important an agency in the
administration of the government as the President of the United States. But the precautions which have been
so happily concerted in the system under consideration, promise an effectual security against this mischief.
The choice of SEVERAL, to form an intermediate body of electors, will be much less apt to convulse the
community with any extraordinary or violent movements, than the choice of ONE who was himself to be the
final object of the public wishes. And as the electors, chosen in each State, are to assemble and vote in the
State in which they are chosen, this detached and divided situation will expose them much less to heats and
ferments, which might be communicated from them to the people, than if they were all to be convened at one
time, in one place.
Nothing was more to be desired than that every practicable obstacle should be opposed to cabal, intrigue, and
corruption.
These most deadly adversaries of republican government might naturally have been expected to make their
approaches from more than one querter, but chiefly from the desire in foreign powers to gain an improper
ascendant in our councils. How could they better gratify this, than by raising a creature of their own to the
chief magistracy of the Union? But the convention have guarded against all danger of this sort, with the most
provident and judicious attention. They have not made the appointment of the President to depend on any
preexisting bodies of men, who might be tampered with beforehand to prostitute their votes; but they have
referred it in the first instance to an immediate act of the people of America, to be exerted in the choice of
persons for the temporary and sole purpose of making the appointment. And they have excluded from
eligibility to this trust, all those who from situation might be suspected of too great devotion to the President
in office. No senator, representative, or other person holding a place of trust or profit under the United States,
can be of the numbers of the electors. Thus without corrupting the body of the people, the immediate agents
in the election will at least enter upon the task free from any sinister bias. Their transient existence, and their
detached situation, already taken notice of, afford a satisfactory prospect of their continuing so, to the
conclusion of it. The business of corruption, when it is to embrace so considerable a number of men, requires
time as well as means. Nor would it be found easy suddenly to embark them, dispersed as they would be over
thirteen States, in any combinations founded upon motives, which though they could not properly be
denominated corrupt, might yet be of a nature to mislead them from their duty.
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Another and no less important desideratum was, that the Executive should be independent for his continuance
in office on all but the people themselves. He might otherwise be tempted to sacrifice his duty to his
complaisance for those whose favor was necessary to the duration of his official consequence. This advantage
will also be secured, by making his reelection to depend on a special body of representatives, deputed by the
society for the single purpose of making the important choice.
All these advantages will happily combine in the plan devised by the convention; which is, that the people of
each State shall choose a number of persons as electors, equal to the number of senators and representatives
of such State in the national government, who shall assemble within the State, and vote for some fit person as
President. Their votes, thus given, are to be transmitted to the seat of the national government, and the person
who may happen to have a majority of the whole number of votes will be the President. But as a majority of
the votes might not always happen to centre in one man, and as it might be unsafe to permit less than a
majority to be conclusive, it is provided that, in such a contingency, the House of Representatives shall select
out of the candidates who shall have the five highest number of votes, the man who in their opinion may be
best qualified for the office.
The process of election affords a moral certainty, that the office of President will never fall to the lot of any
man who is not in an eminent degree endowed with the requisite qualifications.
Talents for low intrigue, and the little arts of popularity, may alone suffice to elevate a man to the first honors
in a single State; but it will require other talents, and a different kind of merit, to establish him in the esteem
and confidence of the whole Union, or of so considerable a portion of it as would be necessary to make him a
successful candidate for the distinguished office of President of the United States. It will not be too strong to
say, that there will be a constant probability of seeing the station filled by characters preeminent for ability
and virtue. And this will be thought no inconsiderable recommendation of the Constitution, by those who are
able to estimate the share which the executive in every government must necessarily have in its good or ill
administration. Though we cannot acquiesce in the political heresy of the poet who says: ``For forms of
government let fools contest That which is best administered is best,'' yet we may safely pronounce, that the
true test of a good government is its aptitude and tendency to produce a good administration.
The VicePresident is to be chosen in the same manner with the President; with this difference, that the
Senate is to do, in respect to the former, what is to be done by the House of Representatives, in respect to the
latter.
The appointment of an extraordinary person, as VicePresident, has been objected to as superfluous, if not
mischievous. It has been alleged, that it would have been preferable to have authorized the Senate to elect out
of their own body an officer answering that description. But two considerations seem to justify the ideas of
the convention in this respect. One is, that to secure at all times the possibility of a definite resolution of the
body, it is necessary that the President should have only a casting vote. And to take the senator of any State
from his seat as senator, to place him in that of President of the Senate, would be to exchange, in regard to the
State from which he came, a constant for a contingent vote. The other consideration is, that as the
VicePresident may occasionally become a substitute for the President, in the supreme executive magistracy,
all the reasons which recommend the mode of election prescribed for the one, apply with great if not with
equal force to the manner of appointing the other. It is remarkable that in this, as in most other instances, the
objection which is made would lie against the constitution of this State. We have a LieutenantGovernor,
chosen by the people at large, who presides in the Senate, and is the constitutional substitute for the
Governor, in casualties similar to those which would authorize the VicePresident to exercise the authorities
and discharge the duties of the President.
PUBLIUS.
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1 Vide FEDERAL FARMER.
FEDERALIST No. 69 The Real Character of the Executive
From the New York Packet.
Friday, March 14, 1788.
HAMILTON
To the People of the State of New York:
I PROCEED now to trace the real characters of the proposed Executive, as they are marked out in the plan of
the convention.
This will serve to place in a strong light the unfairness of the representations which have been made in regard
to it.
The first thing which strikes our attention is, that the executive authority, with few exceptions, is to be vested
in a single magistrate. This will scarcely, however, be considered as a point upon which any comparison can
be grounded; for if, in this particular, there be a resemblance to the king of Great Britain, there is not less a
resemblance to the Grand Seignior, to the khan of Tartary, to the Man of the Seven Mountains, or to the
governor of New York.
That magistrate is to be elected for FOUR years; and is to be reeligible as often as the people of the United
States shall think him worthy of their confidence. In these circumstances there is a total dissimilitude between
HIM and a king of Great Britain, who is an HEREDITARY monarch, possessing the crown as a patrimony
descendible to his heirs forever; but there is a close analogy between HIM and a governor of New York, who
is elected for THREE years, and is reeligible without limitation or intermission. If we consider how much
less time would be requisite for establishing a dangerous influence in a single State, than for establishing a
like influence throughout the United States, we must conclude that a duration of FOUR years for the Chief
Magistrate of the Union is a degree of permanency far less to be dreaded in that office, than a duration of
THREE years for a corresponding office in a single State.
The President of the United States would be liable to be impeached, tried, and, upon conviction of treason,
bribery, or other high crimes or misdemeanors, removed from office; and would afterwards be liable to
prosecution and punishment in the ordinary course of law. The person of the king of Great Britain is sacred
and inviolable; there is no constitutional tribunal to which he is amenable; no punishment to which he can be
subjected without involving the crisis of a national revolution. In this delicate and important circumstance of
personal responsibility, the President of Confederated America would stand upon no better ground than a
governor of New York, and upon worse ground than the governors of Maryland and Delaware.
The President of the United States is to have power to return a bill, which shall have passed the two branches
of the legislature, for reconsideration; and the bill so returned is to become a law, if, upon that
reconsideration, it be approved by two thirds of both houses. The king of Great Britain, on his part, has an
absolute negative upon the acts of the two houses of Parliament. The disuse of that power for a considerable
time past does not affect the reality of its existence; and is to be ascribed wholly to the crown's having found
the means of substituting influence to authority, or the art of gaining a majority in one or the other of the two
houses, to the necessity of exerting a prerogative which could seldom be exerted without hazarding some
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degree of national agitation. The qualified negative of the President differs widely from this absolute negative
of the British sovereign; and tallies exactly with the revisionary authority of the council of revision of this
State, of which the governor is a constituent part. In this respect the power of the President would exceed that
of the governor of New York, because the former would possess, singly, what the latter shares with the
chancellor and judges; but it would be precisely the same with that of the governor of Massachusetts, whose
constitution, as to this article, seems to have been the original from which the convention have copied.
The President is to be the ``commanderinchief of the army and navy of the United States, and of the militia
of the several States, when called into the actual service of the United States. He is to have power to grant
reprieves and pardons for offenses against the United States, EXCEPT IN CASES OF IMPEACHMENT; to
recommend to the consideration of Congress such measures as he shall judge necessary and expedient; to
convene, on extraordinary occasions, both houses of the legislature, or either of them, and, in case of
disagreement between them WITH RESPECT TO THE TIME OF ADJOURNMENT, to adjourn them to
such time as he shall think proper; to take care that the laws be faithfully executed; and to commission all
officers of the United States.'' In most of these particulars, the power of the President will resemble equally
that of the king of Great Britain and of the governor of New York. The most material points of difference are
these: First. The President will have only the occasional command of such part of the militia of the nation as
by legislative provision may be called into the actual service of the Union. The king of Great Britain and the
governor of New York have at all times the entire command of all the militia within their several
jurisdictions. In this article, therefore, the power of the President would be inferior to that of either the
monarch or the governor. Secondly. The President is to be commanderinchief of the army and navy of the
United States. In this respect his authority would be nominally the same with that of the king of Great Britain,
but in substance much inferior to it. It would amount to nothing more than the supreme command and
direction of the military and naval forces, as first General and admiral of the Confederacy; while that of the
British king extends to the DECLARING of war and to the RAISING and REGULATING of fleets and
armies, all which, by the Constitution under consideration, would appertain to the legislature.1 The governor
of New York, on the other hand, is by the constitution of the State vested only with the command of its
militia and navy. But the constitutions of several of the States expressly declare their governors to be
commandersinchief, as well of the army as navy; and it may well be a question, whether those of New
Hampshire and Massachusetts, in particular, do not, in this instance, confer larger powers upon their
respective governors, than could be claimed by a President of the United States. Thirdly.
The power of the President, in respect to pardons, would extend to all cases, EXCEPT THOSE OF
IMPEACHMENT. The governor of New York may pardon in all cases, even in those of impeachment, except
for treason and murder. Is not the power of the governor, in this article, on a calculation of political
consequences, greater than that of the President? All conspiracies and plots against the government, which
have not been matured into actual treason, may be screened from punishment of every kind, by the
interposition of the prerogative of pardoning. If a governor of New York, therefore, should be at the head of
any such conspiracy, until the design had been ripened into actual hostility he could insure his accomplices
and adherents an entire impunity. A President of the Union, on the other hand, though he may even pardon
treason, when prosecuted in the ordinary course of law, could shelter no offender, in any degree, from the
effects of impeachment and conviction. Would not the prospect of a total indemnity for all the preliminary
steps be a greater temptation to undertake and persevere in an enterprise against the public liberty, than the
mere prospect of an exemption from death and confiscation, if the final execution of the design, upon an
actual appeal to arms, should miscarry? Would this last expectation have any influence at all, when the
probability was computed, that the person who was to afford that exemption might himself be involved in the
consequences of the measure, and might be incapacitated by his agency in it from affording the desired
impunity? The better to judge of this matter, it will be necessary to recollect, that, by the proposed
Constitution, the offense of treason is limited ``to levying war upon the United States, and adhering to their
enemies, giving them aid and comfort''; and that by the laws of New York it is confined within similar
bounds.
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Fourthly. The President can only adjourn the national legislature in the single case of disagreement about the
time of adjournment.
The British monarch may prorogue or even dissolve the Parliament.
The governor of New York may also prorogue the legislature of this State for a limited time; a power which,
in certain situations, may be employed to very important purposes.
The President is to have power, with the advice and consent of the Senate, to make treaties, provided two
thirds of the senators present concur. The king of Great Britain is the sole and absolute representative of the
nation in all foreign transactions. He can of his own accord make treaties of peace, commerce, alliance, and
of every other description. It has been insinuated, that his authority in this respect is not conclusive, and that
his conventions with foreign powers are subject to the revision, and stand in need of the ratification, of
Parliament. But I believe this doctrine was never heard of, until it was broached upon the present occasion.
Every jurist2 of that kingdom, and every other man acquainted with its Constitution, knows, as an established
fact, that the prerogative of making treaties exists in the crown in its utomst plentitude; and that the compacts
entered into by the royal authority have the most complete legal validity and perfection, independent of any
other sanction. The Parliament, it is true, is sometimes seen employing itself in altering the existing laws to
conform them to the stipulations in a new treaty; and this may have possibly given birth to the imagination,
that its cooperation was necessary to the obligatory efficacy of the treaty. But this parliamentary
interposition proceeds from a different cause: from the necessity of adjusting a most artificial and intricate
system of revenue and commercial laws, to the changes made in them by the operation of the treaty; and of
adapting new provisions and precautions to the new state of things, to keep the machine from running into
disorder. In this respect, therefore, there is no comparison between the intended power of the President and
the actual power of the British sovereign. The one can perform alone what the other can do only with the
concurrence of a branch of the legislature. It must be admitted, that, in this instance, the power of the federal
Executive would exceed that of any State Executive. But this arises naturally from the sovereign power which
relates to treaties. If the Confederacy were to be dissolved, it would become a question, whether the
Executives of the several States were not solely invested with that delicate and important prerogative.
The President is also to be authorized to receive ambassadors and other public ministers. This, though it has
been a rich theme of declamation, is more a matter of dignity than of authority. It is a circumstance which
will be without consequence in the administration of the government; and it was far more convenient that it
should be arranged in this manner, than that there should be a necessity of convening the legislature, or one of
its branches, upon every arrival of a foreign minister, though it were merely to take the place of a departed
predecessor.
The President is to nominate, and, WITH THE ADVICE AND CONSENT OF THE SENATE, to appoint
ambassadors and other public ministers, judges of the Supreme Court, and in general all officers of the United
States established by law, and whose appointments are not otherwise provided for by the Constitution. The
king of Great Britain is emphatically and truly styled the fountain of honor. He not only appoints to all
offices, but can create offices. He can confer titles of nobility at pleasure; and has the disposal of an immense
number of church preferments. There is evidently a great inferiority in the power of the President, in this
particular, to that of the British king; nor is it equal to that of the governor of New York, if we are to interpret
the meaning of the constitution of the State by the practice which has obtained under it. The power of
appointment is with us lodged in a council, composed of the governor and four members of the Senate,
chosen by the Assembly.
The governor CLAIMS, and has frequently EXERCISED, the right of nomination, and is ENTITLED to a
casting vote in the appointment.
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If he really has the right of nominating, his authority is in this respect equal to that of the President, and
exceeds it in the article of the casting vote. In the national government, if the Senate should be divided, no
appointment could be made; in the government of New York, if the council should be divided, the governor
can turn the scale, and confirm his own nomination.3 If we compare the publicity which must necessarily
attend the mode of appointment by the President and an entire branch of the national legislature, with the
privacy in the mode of appointment by the governor of New York, closeted in a secret apartment with at most
four, and frequently with only two persons; and if we at the same time consider how much more easy it must
be to influence the small number of which a council of appointment consists, than the considerable number of
which the national Senate would consist, we cannot hesitate to pronounce that the power of the chief
magistrate of this State, in the disposition of offices, must, in practice, be greatly superior to that of the Chief
Magistrate of the Union.
Hence it appears that, except as to the concurrent authority of the President in the article of treaties, it would
be difficult to determine whether that magistrate would, in the aggregate, possess more or less power than the
Governor of New York. And it appears yet more unequivocally, that there is no pretense for the parallel
which has been attempted between him and the king of Great Britain.
But to render the contrast in this respect still more striking, it may be of use to throw the principal
circumstances of dissimilitude into a closer group.
The President of the United States would be an officer elected by the people for FOUR years; the king of
Great Britain is a perpetual and HEREDITARY prince. The one would be amenable to personal punishment
and disgrace; the person of the other is sacred and inviolable. The one would have a QUALIFIED negative
upon the acts of the legislative body; the other has an ABSOLUTE negative.
The one would have a right to command the military and naval forces of the nation; the other, in addition to
this right, possesses that of DECLARING war, and of RAISING and REGULATING fleets and armies by his
own authority. The one would have a concurrent power with a branch of the legislature in the formation of
treaties; the other is the SOLE POSSESSOR of the power of making treaties. The one would have a like
concurrent authority in appointing to offices; the other is the sole author of all appointments. The one can
confer no privileges whatever; the other can make denizens of aliens, noblemen of commoners; can erect
corporations with all the rights incident to corporate bodies. The one can prescribe no rules concerning the
commerce or currency of the nation; the other is in several respects the arbiter of commerce, and in this
capacity can establish markets and fairs, can regulate weights and measures, can lay embargoes for a limited
time, can coin money, can authorize or prohibit the circulation of foreign coin. The one has no particle of
spiritual jurisdiction; the other is the supreme head and governor of the national church! What answer shall
we give to those who would persuade us that things so unlike resemble each other? The same that ought to be
given to those who tell us that a government, the whole power of which would be in the hands of the elective
and periodical servants of the people, is an aristocracy, a monarchy, and a despotism.
PUBLIUS.
1 A writer in a Pennsylvania paper, under the signature of TAMONY, has asserted that the king of Great
Britain oweshis prerogative as commanderinchief to an annual mutiny bill. The truth is, on the contrary,
that his prerogative, in this respect, is immenmorial, and was only disputed, ``contrary to all reason and
precedent,'' as Blackstone vol. i., page 262, expresses it, by the Long Parliament of Charles I. but by the
statute the 13th of Charles II., chap. 6, it was declared to be in the king alone, for that the sole supreme
government and command of the militia within his Majesty's realms and dominions, and of all forces by sea
and land, and of all forts and places of strength, EVER WAS AND IS the undoubted right of his Majesty and
his royal predecessors, kings and queens of England, and that both or either house of Parliament cannot nor
ought to pretend to the same.
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2 Vide Blackstone's ``Commentaries,'' vol i., p. 257.
3 Candor, however, demands an acknowledgment that I do not think the claim of the governor to a right of
nomination well founded.
Yet it is always justifiable to reason from the practice of a government, till its propriety has been
constitutionally questioned.
And independent of this claim, when we take into view the other considerations, and pursue them through all
their consequences, we shall be inclined to draw much the same conclusion.
*There are two slightly different versions of No. 70 included here.
FEDERALIST No. 70 The Executive Department Further Considered
From the New York Packet.
Tuesday, March 18, 1788.
HAMILTON
To the People of the State of New York:
THERE is an idea, which is not without its advocates, that a vigorous Executive is inconsistent with the
genius of republican government. The enlightened wellwishers to this species of government must at least
hope that the supposition is destitute of foundation; since they can never admit its truth, without at the same
time admitting the condemnation of their own principles.
Energy in the Executive is a leading character in the definition of good government. It is essential to the
protection of the community against foreign attacks; it is not less essential to the steady administration of the
laws; to the protection of property against those irregular and highhanded combinations which sometimes
interrupt the ordinary course of justice; to the security of liberty against the enterprises and assaults of
ambition, of faction, and of anarchy. Every man the least conversant in Roman story, knows how often that
republic was obliged to take refuge in the absolute power of a single man, under the formidable title of
Dictator, as well against the intrigues of ambitious individuals who aspired to the tyranny, and the seditions
of whole classes of the community whose conduct threatened the existence of all government, as against the
invasions of external enemies who menaced the conquest and destruction of Rome.
There can be no need, however, to multiply arguments or examples on this head. A feeble Executive implies
a feeble execution of the government. A feeble execution is but another phrase for a bad execution; and a
government ill executed, whatever it may be in theory, must be, in practice, a bad government.
Taking it for granted, therefore, that all men of sense will agree in the necessity of an energetic Executive, it
will only remain to inquire, what are the ingredients which constitute this energy? How far can they be
combined with those other ingredients which constitute safety in the republican sense? And how far does this
combination characterize the plan which has been reported by the convention? The ingredients which
constitute energy in the Executive are, first, unity; secondly, duration; thirdly, an adequate provision for its
support; fourthly, competent powers.
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The ingredients which constitute safety in the repub lican sense are, first, a due dependence on the people,
secondly, a due responsibility.
Those politicians and statesmen who have been the most celebrated for the soundness of their principles and
for the justice of their views, have declared in favor of a single Executive and a numerous legislature. They
have with great propriety, considered energy as the most necessary qualification of the former, and have
regarded this as most applicable to power in a single hand, while they have, with equal propriety, considered
the latter as best adapted to deliberation and wisdom, and best calculated to conciliate the confidence of the
people and to secure their privileges and interests.
That unity is conducive to energy will not be disputed.
Decision, activity, secrecy, and despatch will generally characterize the proceedings of one man in a much
more eminent degree than the proceedings of any greater number; and in proportion as the number is
increased, these qualities will be diminished.
This unity may be destroyed in two ways: either by vesting the power in two or more magistrates of equal
dignity and authority; or by vesting it ostensibly in one man, subject, in whole or in part, to the control and
cooperation of others, in the capacity of counsellors to him. Of the first, the two Consuls of Rome may serve
as an example; of the last, we shall find examples in the constitutions of several of the States. New York and
New Jersey, if I recollect right, are the only States which have intrusted the executive authority wholly to
single men.1 Both these methods of destroying the unity of the Executive have their partisans; but the
votaries of an executive council are the most numerous. They are both liable, if not to equal, to similar
objections, and may in most lights be examined in conjunction.
The experience of other nations will afford little instruction on this head. As far, however, as it teaches any
thing, it teaches us not to be enamoured of plurality in the Executive. We have seen that the Achaeans, on an
experiment of two Praetors, were induced to abolish one. The Roman history records many instances of
mischiefs to the republic from the dissensions between the Consuls, and between the military Tribunes, who
were at times substituted for the Consuls. But it gives us no specimens of any peculiar advantages derived to
the state from the circumstance of the plurality of those magistrates. That the dissensions between them were
not more frequent or more fatal, is a matter of astonishment, until we advert to the singular position in which
the republic was almost continually placed, and to the prudent policy pointed out by the circumstances of the
state, and pursued by the Consuls, of making a division of the government between them. The patricians
engaged in a perpetual struggle with the plebeians for the preservation of their ancient authorities and
dignities; the Consuls, who were generally chosen out of the former body, were commonly united by the
personal interest they had in the defense of the privileges of their order. In addition to this motive of union,
after the arms of the republic had considerably expanded the bounds of its empire, it became an established
custom with the Consuls to divide the administration between themselves by lot one of them remaining at
Rome to govern the city and its environs, the other taking the command in the more distant provinces. This
expedient must, no doubt, have had great influence in preventing those collisions and rivalships which might
otherwise have embroiled the peace of the republic.
But quitting the dim light of historical research, attaching ourselves purely to the dictates of reason and good
se se, we shall discover much greater cause to reject than to approve the idea of plurality in the Executive,
under any modification whatever.
Wherever two or more persons are engaged in any common enterprise or pursuit, there is always danger of
difference of opinion. If it be a public trust or office, in which they are clothed with equal dignity and
authority, there is peculiar danger of personal emulation and even animosity. From either, and especially
from all these causes, the most bitter dissensions are apt to spring. Whenever these happen, they lessen the
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respectability, weaken the authority, and distract the plans and operation of those whom they divide. If they
should unfortunately assail the supreme executive magistracy of a country, consisting of a plurality of
persons, they might impede or frustrate the most important measures of the government, in the most critical
emergencies of the state. And what is still worse, they might split the community into the most violent and
irreconcilable factions, adhering differently to the different individuals who composed the magistracy.
Men often oppose a thing, merely because they have had no agency in planning it, or because it may have
been planned by those whom they dislike. But if they have been consulted, and have happened to disapprove,
opposition then becomes, in their estimation, an indispensable duty of selflove. They seem to think
themselves bound in honor, and by all the motives of personal infallibility, to defeat the success of what has
been resolved upon contrary to their sentiments. Men of upright, benevolent tempers have too many
opportunities of remarking, with horror, to what desperate lengths this disposition is sometimes carried, and
how often the great interests of society are sacrificed to the vanity, to the conceit, and to the obstinacy of
individuals, who have credit enough to make their passions and their caprices interesting to mankind. Perhaps
the question now before the public may, in its consequences, afford melancholy proofs of the effects of this
despicable frailty, or rather detestable vice, in the human character.
Upon the principles of a free government, inconveniences from the source just mentioned must necessarily be
submitted to in the formation of the legislature; but it is unnecessary, and therefore unwise, to introduce them
into the constitution of the Executive.
It is here too that they may be most pernicious. In the legislature, promptitude of decision is oftener an evil
than a benefit. The differences of opinion, and the jarrings of parties in that department of the government,
though they may sometimes obstruct salutary plans, yet often promote deliberation and circumspection, and
serve to check excesses in the majority. When a resolution too is once taken, the opposition must be at an
end.
That resolution is a law, and resistance to it punishable. But no favorable circumstances palliate or atone for
the disadvantages of dissension in the executive department. Here, they are pure and unmixed. There is no
point at which they cease to operate. They serve to embarrass and weaken the execution of the plan or
measure to which they relate, from the first step to the final conclusion of it. They constantly counteract those
qualities in the Executive which are the most necessary ingredients in its composition, vigor and expedition,
and this without anycounterbalancing good. In the conduct of war, in which the energy of the Executive is the
bulwark of the national security, every thing would be to be apprehended from its plurality.
It must be confessed that these observations apply with principal weight to the first case supposed that is, to a
plurality of magistrates of equal dignity and authority a scheme, the advocates for which are not likely to
form a numerous sect; but they apply, though not with equal, yet with considerable weight to the project of a
council, whose concurrence is made constitutionally necessary to the operations of the ostensible Executive.
An artful cabal in that council would be able to distract and to enervate the whole system of administration. If
no such cabal should exist, the mere diversity of views and opinions would alone be sufficient to tincture the
exercise of the executive authority with a spirit of habitual feebleness and dilatoriness.
But one of the weightiest objections to a plurality in the Executive, and which lies as much against the last as
the first plan, is, that it tends to conceal faults and destroy responsibility. Responsibility is of two kinds to
censure and to punishment. The first is the more important of the two, especially in an elective office. Man, in
public trust, will much oftener act in such a manner as to render him unworthy of being any longer trusted,
than in such a manner as to make him obnoxious to legal punishment. But the multiplication of the Executive
adds to the difficulty of detection in either case. It often becomes impossible, amidst mutual accusations, to
determine on whom the blame or the punishment of a pernicious measure, or series of pernicious measures,
ought really to fall. It is shifted from one to another with so much dexterity, and under such plausible
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appearances, that the public opinion is left in suspense about the real author. The circumstances which may
have led to any national miscarriage or misfortune are sometimes so complicated that, where there are a
number of actors who may have had different degrees and kinds of agency, though we may clearly see upon
the whole that there has been mismanagement, yet it may be impracticable to pronounce to whose account the
evil which may have been incurred is truly chargeable.
``I was overruled by my council. The council were so divided in their opinions that it was impossible to
obtain any better resolution on the point.'' These and similar pretexts are constantly at hand, whether true or
false. And who is there that will either take the trouble or incur the odium, of a strict scrunity into the secret
springs of the transaction? Should there be found a citizen zealous enough to undertake the unpromising task,
if there happen to be collusion between the parties concerned, how easy it is to clothe the circumstances with
so much ambiguity, as to render it uncertain what was the precise conduct of any of those parties? In the
single instance in which the governor of this State is coupled with a council that is, in the appointment to
offices, we have seen the mischiefs of it in the view now under consideration.
Scandalous appointments to important offices have been made. Some cases, indeed, have been so flagrant
that ALL PARTIES have agreed in the impropriety of the thing. When inquiry has been made, the blame has
been laid by the governor on the members of the council, who, on their part, have charged it upon his
nomination; while the people remain altogether at a loss to determine, by whose influence their interests have
been committed to hands so unqualified and so manifestly improper. In tenderness to individuals, I forbear to
descend to particulars.
It is evident from these considerations, that the plurality of the Executive tends to deprive the people of the
two greatest securities they can have for the faithful exercise of any delegated power, first, the restraints of
public opinion, which lose their efficacy, as well on account of the division of the censure attendant on bad
measures among a number, as on account of the uncertainty on whom it ought to fall; and, secondly, the
opportunity of discovering with facility and clearness the misconduct of the persons they trust, in order either
to their removal from office or to their actual punishment in cases which admit of it.
In England, the king is a perpetual magistrate; and it is a maxim which has obtained for the sake of the pub lic
peace, that he is unaccountable for his administration, and his person sacred.
Nothing, therefore, can be wiser in that kingdom, than to annex to the king a constitutional council, who may
be responsible to the nation for the advice they give. Without this, there would be no responsibility whatever
in the executive department an idea inadmissible in a free government. But even there the king is not bound
by the resolutions of his council, though they are answerable for the advice they give. He is the absolute
master of his own conduct in the exercise of his office, and may observe or disregard the counsel given to
him at his sole discretion.
But in a republic, where every magistrate ought to be personally responsible for his behavior in office the
reason which in the British Constitution dictates the propriety of a council, not only ceases to apply, but turns
against the institution. In the monarchy of Great Britain, it furnishes a substitute for the prohibited
responsibility of the chief magistrate, which serves in some degree as a hostage to the national justice for his
good behavior. In the American republic, it would serve to destroy, or would greatly diminish, the intended
and necessary responsibility of the Chief Magistrate himself.
The idea of a council to the Executive, which has so generally obtained in the State constitutions, has been
derived from that maxim of republican jealousy which considers power as safer in the hands of a number of
men than of a single man. If the maxim should be admitted to be applicable to the case, I should contend that
the advantage on that side would not counterbalance the numerous disadvantages on the opposite side. But I
do not think the rule at all applicable to the executive power. I clearly concur in opinion, in this particular,
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with a writer whom the celebrated Junius pronounces to be ``deep, solid, and ingenious,'' that ``the executive
power is more easily confined when it is ONE'';2 that it is far more safe there should be a single object for the
jealousy and watchfulness of the people; and, in a word, that all multiplication of the Executive is rather
dangerous than friendly to liberty.
A little consideration will satisfy us, that the species of security sought for in the multiplication of the
Executive, is nattainable. Numbers must be so great as to render combination difficult, or they are rather a
source of danger than of security.
The united credit and influence of several individuals must be more formidable to liberty, than the credit and
influence of either of them separately. When power, therefore, is placed in the hands of so small a number of
men, as to admit of their interests and views being easily combined in a common enterprise, by an artful
leader, it becomes more liable to abuse, and more dangerous when abused, than if it be lodged in the hands of
one man; who, from the very circumstance of his being alone, will be more narrowly watched and more
readily suspected, and who cannot unite so great a mass of influence as when he is associated with others.
The Decemvirs of Rome, whose name denotes their number,3 were more to be dreaded in their usurpation
than any ONE of them would have been. No person would think of proposing an Executive much more
numerous than that body; from six to a dozen have been suggested for the number of the council. The
extreme of these numbers, is not too great for an easy combination; and from such a combination America
would have more to fear, than from the ambition of any single individual. A council to a magistrate, who is
himself responsible for what he does, are generally nothing better than a clog upon his good intentions, are
often the instruments and accomplices of his bad and are almost always a cloak to his faults.
I forbear to dwell upon the subject of expense; though it be evident that if the council should be numerous
enough to answer the principal end aimed at by the institution, the salaries of the members, who must be
drawn from their homes to reside at the seat of government, would form an item in the catalogue of public
expenditures too serious to be incurred for an object of equivocal utility. I will only add that, prior to the
appearance of the Constitution, I rarely met with an intelligent man from any of the States, who did not
admit, as the result of experience, that the UNITY of the executive of this State was one of the best of the
distinguishing features of our constitution.
PUBLIUS.
1 New York has no council except for the single purpose of appointing to offices; New Jersey has a council
whom the governor may consult. But I think, from the terms of the constitution, their resolutions do not bind
him.
2 De Lolme.
3 Ten.
*There are two slightly different versions of No. 70 included here.
FEDERALIST No. 70 The Executive Department Further Considered
From the New York Packet.
Tuesday, March 18, 1788.
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Page No 214
HAMILTON
To the People of the State of New York:
THERE is an idea, which is not without its advocates, that a vigorous Executive is inconsistent with the
genius of republican government. The enlightened wellwishers to this species of government must at least
hope that the supposition is destitute of foundation; since they can never admit its truth, without at the same
time admitting the condemnation of their own principles.
Energy in the Executive is a leading character in the definition of good government. It is essential to the
protection of the community against foreign attacks; it is not less essential to the steady administration of the
laws; to the protection of property against those irregular and highhanded combinations which sometimes
interrupt the ordinary course of justice; to the security of liberty against the enterprises and assaults of
ambition, of faction, and of anarchy. Every man the least conversant in Roman story, knows how often that
republic was obliged to take refuge in the absolute power of a single man, under the formidable title of
Dictator, as well against the intrigues of ambitious individuals who aspired to the tyranny, and the seditions
of whole classes of the community whose conduct threatened the existence of all government, as against the
invasions of external enemies who menaced the conquest and destruction of Rome.
There can be no need, however, to multiply arguments or examples on this head. A feeble Executive implies
a feeble execution of the government. A feeble execution is but another phrase for a bad execution; and a
government ill executed, whatever it may be in theory, must be, in practice, a bad government.
Taking it for granted, therefore, that all men of sense will agree in the necessity of an energetic Executive, it
will only remain to inquire, what are the ingredients which constitute this energy? How far can they be
combined with those other ingredients which constitute safety in the republican sense? And how far does this
combination characterize the plan which has been reported by the convention? The ingredients which
constitute energy in the Executive are, first, unity; secondly, duration; thirdly, an adequate provision for its
support; fourthly, competent powers.
The ingredients which constitute safety in the repub lican sense are, first, a due dependence on the people,
secondly, a due responsibility.
Those politicians and statesmen who have been the most celebrated for the soundness of their principles and
for the justice of their views, have declared in favor of a single Executive and a numerous legislature. They
have with great propriety, considered energy as the most necessary qualification of the former, and have
regarded this as most applicable to power in a single hand, while they have, with equal propriety, considered
the latter as best adapted to deliberation and wisdom, and best calculated to conciliate the confidence of the
people and to secure their privileges and interests.
That unity is conducive to energy will not be disputed.
Decision, activity, secrecy, and despatch will generally characterize the proceedings of one man in a much
more eminent degree than the proceedings of any greater number; and in proportion as the number is
increased, these qualities will be diminished.
This unity may be destroyed in two ways: either by vesting the power in two or more magistrates of equal
dignity and authority; or by vesting it ostensibly in one man, subject, in whole or in part, to the control and
cooperation of others, in the capacity of counsellors to him. Of the first, the two Consuls of Rome may serve
as an example; of the last, we shall find examples in the constitutions of several of the States. New York and
New Jersey, if I recollect right, are the only States which have intrusted the executive authority wholly to
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single men.1 Both these methods of destroying the unity of the Executive have their partisans; but the
votaries of an executive council are the most numerous. They are both liable, if not to equal, to similar
objections, and may in most lights be examined in conjunction.
The experience of other nations will afford little instruction on this head. As far, however, as it teaches any
thing, it teaches us not to be enamoured of plurality in the Executive. We have seen that the Achaeans, on an
experiment of two Praetors, were induced to abolish one. The Roman history records many instances of
mischiefs to the republic from the dissensions between the Consuls, and between the military Tribunes, who
were at times substituted for the Consuls. But it gives us no specimens of any peculiar advantages derived to
the state from the circumstance of the plurality of those magistrates. That the dissensions between them were
not more frequent or more fatal, is a matter of astonishment, until we advert to the singular position in which
the republic was almost continually placed, and to the prudent policy pointed out by the circumstances of the
state, and pursued by the Consuls, of making a division of the government between them. The patricians
engaged in a perpetual struggle with the plebeians for the preservation of their ancient authorities and
dignities; the Consuls, who were generally chosen out of the former body, were commonly united by the
personal interest they had in the defense of the privileges of their order. In addition to this motive of union,
after the arms of the republic had considerably expanded the bounds of its empire, it became an established
custom with the Consuls to divide the administration between themselves by lot one of them remaining at
Rome to govern the city and its environs, the other taking the command in the more distant provinces. This
expedient must, no doubt, have had great influence in preventing those collisions and rivalships which might
otherwise have embroiled the peace of the republic.
But quitting the dim light of historical research, attaching ourselves purely to the dictates of reason and good
se se, we shall discover much greater cause to reject than to approve the idea of plurality in the Executive,
under any modification whatever.
Wherever two or more persons are engaged in any common enterprise or pursuit, there is always danger of
difference of opinion. If it be a public trust or office, in which they are clothed with equal dignity and
authority, there is peculiar danger of personal emulation and even animosity. From either, and especially
from all these causes, the most bitter dissensions are apt to spring. Whenever these happen, they lessen the
respectability, weaken the authority, and distract the plans and operation of those whom they divide. If they
should unfortunately assail the supreme executive magistracy of a country, consisting of a plurality of
persons, they might impede or frustrate the most important measures of the government, in the most critical
emergencies of the state. And what is still worse, they might split the community into the most violent and
irreconcilable factions, adhering differently to the different individuals who composed the magistracy.
Men often oppose a thing, merely because they have had no agency in planning it, or because it may have
been planned by those whom they dislike. But if they have been consulted, and have happened to disapprove,
opposition then becomes, in their estimation, an indispensable duty of selflove. They seem to think
themselves bound in honor, and by all the motives of personal infallibility, to defeat the success of what has
been resolved upon contrary to their sentiments. Men of upright, benevolent tempers have too many
opportunities of remarking, with horror, to what desperate lengths this disposition is sometimes carried, and
how often the great interests of society are sacrificed to the vanity, to the conceit, and to the obstinacy of
individuals, who have credit enough to make their passions and their caprices interesting to mankind. Perhaps
the question now before the public may, in its consequences, afford melancholy proofs of the effects of this
despicable frailty, or rather detestable vice, in the human character.
Upon the principles of a free government, inconveniences from the source just mentioned must necessarily be
submitted to in the formation of the legislature; but it is unnecessary, and therefore unwise, to introduce them
into the constitution of the Executive.
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It is here too that they may be most pernicious. In the legislature, promptitude of decision is oftener an evil
than a benefit. The differences of opinion, and the jarrings of parties in that department of the government,
though they may sometimes obstruct salutary plans, yet often promote deliberation and circumspection, and
serve to check excesses in the majority. When a resolution too is once taken, the opposition must be at an
end.
That resolution is a law, and resistance to it punishable. But no favorable circumstances palliate or atone for
the disadvantages of dissension in the executive department. Here, they are pure and unmixed. There is no
point at which they cease to operate. They serve to embarrass and weaken the execution of the plan or
measure to which they relate, from the first step to the final conclusion of it. They constantly counteract those
qualities in the Executive which are the most necessary ingredients in its composition, vigor and expedition,
and this without anycounterbalancing good. In the conduct of war, in which the energy of the Executive is the
bulwark of the national security, every thing would be to be apprehended from its plurality.
It must be confessed that these observations apply with principal weight to the first case supposed that is, to a
plurality of magistrates of equal dignity and authority a scheme, the advocates for which are not likely to
form a numerous sect; but they apply, though not with equal, yet with considerable weight to the project of a
council, whose concurrence is made constitutionally necessary to the operations of the ostensible Executive.
An artful cabal in that council would be able to distract and to enervate the whole system of administration. If
no such cabal should exist, the mere diversity of views and opinions would alone be sufficient to tincture the
exercise of the executive authority with a spirit of habitual feebleness and dilatoriness.
But one of the weightiest objections to a plurality in the Executive, and which lies as much against the last as
the first plan, is, that it tends to conceal faults and destroy responsibility. Responsibility is of two kinds to
censure and to punishment. The first is the more important of the two, especially in an elective office. Man, in
public trust, will much oftener act in such a manner as to render him unworthy of being any longer trusted,
than in such a manner as to make him obnoxious to legal punishment. But the multiplication of the Executive
adds to the difficulty of detection in either case. It often becomes impossible, amidst mutual accusations, to
determine on whom the blame or the punishment of a pernicious measure, or series of pernicious measures,
ought really to fall. It is shifted from one to another with so much dexterity, and under such plausible
appearances, that the public opinion is left in suspense about the real author. The circumstances which may
have led to any national miscarriage or misfortune are sometimes so complicated that, where there are a
number of actors who may have had different degrees and kinds of agency, though we may clearly see upon
the whole that there has been mismanagement, yet it may be impracticable to pronounce to whose account the
evil which may have been incurred is truly chargeable.
``I was overruled by my council. The council were so divided in their opinions that it was impossible to
obtain any better resolution on the point.'' These and similar pretexts are constantly at hand, whether true or
false. And who is there that will either take the trouble or incur the odium, of a strict scrunity into the secret
springs of the transaction? Should there be found a citizen zealous enough to undertake the unpromising task,
if there happen to be collusion between the parties concerned, how easy it is to clothe the circumstances with
so much ambiguity, as to render it uncertain what was the precise conduct of any of those parties? In the
single instance in which the governor of this State is coupled with a council that is, in the appointment to
offices, we have seen the mischiefs of it in the view now under consideration.
Scandalous appointments to important offices have been made. Some cases, indeed, have been so flagrant
that ALL PARTIES have agreed in the impropriety of the thing. When inquiry has been made, the blame has
been laid by the governor on the members of the council, who, on their part, have charged it upon his
nomination; while the people remain altogether at a loss to determine, by whose influence their interests have
been committed to hands so unqualified and so manifestly improper. In tenderness to individuals, I forbear to
descend to particulars.
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It is evident from these considerations, that the plurality of the Executive tends to deprive the people of the
two greatest securities they can have for the faithful exercise of any delegated power, first, the restraints of
public opinion, which lose their efficacy, as well on account of the division of the censure attendant on bad
measures among a number, as on account of the uncertainty on whom it ought to fall; and, secondly, the
opportunity of discovering with facility and clearness the misconduct of the persons they trust, in order either
to their removal from office or to their actual punishment in cases which admit of it.
In England, the king is a perpetual magistrate; and it is a maxim which has obtained for the sake of the pub lic
peace, that he is unaccountable for his administration, and his person sacred.
Nothing, therefore, can be wiser in that kingdom, than to annex to the king a constitutional council, who may
be responsible to the nation for the advice they give. Without this, there would be no responsibility whatever
in the executive department an idea inadmissible in a free government. But even there the king is not bound
by the resolutions of his council, though they are answerable for the advice they give. He is the absolute
master of his own conduct in the exercise of his office, and may observe or disregard the counsel given to
him at his sole discretion.
But in a republic, where every magistrate ought to be personally responsible for his behavior in office the
reason which in the British Constitution dictates the propriety of a council, not only ceases to apply, but turns
against the institution. In the monarchy of Great Britain, it furnishes a substitute for the prohibited
responsibility of the chief magistrate, which serves in some degree as a hostage to the national justice for his
good behavior. In the American republic, it would serve to destroy, or would greatly diminish, the intended
and necessary responsibility of the Chief Magistrate himself.
The idea of a council to the Executive, which has so generally obtained in the State constitutions, has been
derived from that maxim of republican jealousy which considers power as safer in the hands of a number of
men than of a single man. If the maxim should be admitted to be applicable to the case, I should contend that
the advantage on that side would not counterbalance the numerous disadvantages on the opposite side. But I
do not think the rule at all applicable to the executive power. I clearly concur in opinion, in this particular,
with a writer whom the celebrated Junius pronounces to be ``deep, solid, and ingenious,'' that ``the executive
power is more easily confined when it is ONE'';2 that it is far more safe there should be a single object for the
jealousy and watchfulness of the people; and, in a word, that all multiplication of the Executive is rather
dangerous than friendly to liberty.
A little consideration will satisfy us, that the species of security sought for in the multiplication of the
Executive, is nattainable. Numbers must be so great as to render combination difficult, or they are rather a
source of danger than of security.
The united credit and influence of several individuals must be more formidable to liberty, than the credit and
influence of either of them separately. When power, therefore, is placed in the hands of so small a number of
men, as to admit of their interests and views being easily combined in a common enterprise, by an artful
leader, it becomes more liable to abuse, and more dangerous when abused, than if it be lodged in the hands of
one man; who, from the very circumstance of his being alone, will be more narrowly watched and more
readily suspected, and who cannot unite so great a mass of influence as when he is associated with others.
The Decemvirs of Rome, whose name denotes their number,3 were more to be dreaded in their usurpation
than any ONE of them would have been. No person would think of proposing an Executive much more
numerous than that body; from six to a dozen have been suggested for the number of the council. The
extreme of these numbers, is not too great for an easy combination; and from such a combination America
would have more to fear, than from the ambition of any single individual. A council to a magistrate, who is
himself responsible for what he does, are generally nothing better than a clog upon his good intentions, are
often the instruments and accomplices of his bad and are almost always a cloak to his faults.
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I forbear to dwell upon the subject of expense; though it be evident that if the council should be numerous
enough to answer the principal end aimed at by the institution, the salaries of the members, who must be
drawn from their homes to reside at the seat of government, would form an item in the catalogue of public
expenditures too serious to be incurred for an object of equivocal utility. I will only add that, prior to the
appearance of the Constitution, I rarely met with an intelligent man from any of the States, who did not
admit, as the result of experience, that the UNITY of the executive of this State was one of the best of the
distinguishing features of our constitution.
PUBLIUS.
1 New York has no council except for the single purpose of appointing to offices; New Jersey has a council
whom the governor may consult. But I think, from the terms of the constitution, their resolutions do not bind
him.
2 De Lolme.
3 Ten.
FEDERALIST No. 71 The Duration in Office of the Executive
From the New York Packet.
Tuesday, March 18, 1788.
HAMILTON
To the People of the State of New York:
DURATION in office has been mentioned as the second requisite to the energy of the Executive authority.
This has relation to two objects: to the personal firmness of the executive magistrate, in the employment of
his constitutional powers; and to the stability of the system of administration which may have been adopted
under his auspices. With regard to the first, it must be evident, that the longer the duration in office, the
greater will be the probability of obtaining so important an advantage. It is a general principle of human
nature, that a man will be interested in whatever he possesses, in proportion to the firmness or precariousness
of the tenure by which he holds it; will be less attached to what he holds by a momentary or uncertain title,
than to what he enjoys by a durable or certain title; and, of course, will be willing to risk more for the sake of
the one, than for the sake of the other. This remark is not less applicable to a political privilege, or honor, or
trust, than to any article of ordinary property. The inference from it is, that a man acting in the capacity of
chief magistrate, under a consciousness that in a very short time he MUST lay down his office, will be apt to
feel himself too little interested in it to hazard any material censure or perplexity, from the independent
exertion of his powers, or from encountering the illhumors, however transient, which may happen to
prevail, either in a considerable part of the society itself, or even in a predominant faction in the legislative
body. If the case should only be, that he MIGHT lay it down, unless continued by a new choice, and if he
should be desirous of being continued, his wishes, conspiring with his fears, would tend still more powerfully
to corrupt his integrity, or debase his fortitude. In either case, feebleness and irresolution must be the
characteristics of the station.
There are some who would be inclined to regard the servile pliancy of the Executive to a prevailing current,
either in the community or in the legislature, as its best recommendation. But such men entertain very crude
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notions, as well of the purposes for which government was instituted, as of the true means by which the
public happiness may be promoted. The republican principle demands that the deliberate sense of the
community should govern the conduct of those to whom they intrust the management of their affairs; but it
does not require an unqualified complaisance to every sudden breeze of passion, or to every transient impulse
which the people may receive from the arts of men, who flatter their prejudices to betray their interests. It is a
just observation, that the people commonly INTEND the PUBLIC GOOD. This often applies to their very
errors. But their good sense would despise the adulator who should pretend that they always REASON
RIGHT about the MEANS of promoting it. They know from experience that they sometimes err; and the
wonder is that they so seldom err as they do, beset, as they continually are, by the wiles of parasites and
sycophants, by the snares of the ambitious, the avaricious, the desperate, by the artifices of men who possess
their confidence more than they deserve it, and of those who seek to possess rather than to deserve it.
When occasions present themselves, in which the interests of the people are at variance with their
inclinations, it is the duty of the persons whom they have appointed to be the guardians of those interests, to
withstand the temporary delusion, in order to give them time and opportunity for more cool and sedate
reflection.
Instances might be cited in which a conduct of this kind has saved the people from very fatal consequences of
their own mistakes, and has procured lasting monuments of their gratitude to the men who had courage and
magnanimity enough to serve them at the peril of their displeasure.
But however inclined we might be to insist upon an unbounded complaisance in the Executive to the
inclinations of the people, we can with no propriety contend for a like complaisance to the humors of the
legislature. The latter may sometimes stand in opposition to the former, and at other times the people may be
entirely neutral.
In either supposition, it is certainly desirable that the Executive should be in a situation to dare to act his own
opinion with vigor and decision.
The same rule which teaches the propriety of a partition between the various branches of power, teaches us
likewise that this partition ought to be so contrived as to render the one independent of the other. To what
purpose separate the executive or the judiciary from the legislative, if both the executive and the judiciary are
so constituted as to be at the absolute devotion of the legislative? Such a separation must be merely nominal,
and incapable of producing the ends for which it was established. It is one thing to be subordinate to the laws,
and another to be dependent on the legislative body. The first comports with, the last violates, the
fundamental principles of good government; and, whatever may be the forms of the Constitution, unites all
power in the same hands. The tendency of the legislative authority to absorb every other, has been fully
displayed and illustrated by examples in some preceding numbers. In governments purely republican, this
tendency is almost irresistible. The representatives of the people, in a popular assembly, seem sometimes to
fancy that they are the people themselves, and betray strong symptoms of impatience and disgust at the least
sign of opposition from any other quarter; as if the exercise of its rights, by either the executive or judiciary,
were a breach of their privilege and an outrage to their dignity.
They often appear disposed to exert an imperious control over the other departments; and as they commonly
have the people on their side, they always act with such momentum as to make it very difficult for the other
members of the government to maintain the balance of the Constitution.
It may perhaps be asked, how the shortness of the duration in office can affect the independence of the
Executive on the legislature, unless the one were possessed of the power of appointing or displacing the
other. One answer to this inquiry may be drawn from the principle already remarked that is, from the slender
interest a man is apt to take in a shortlived advantage, and the little inducement it affords him to expose
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himself, on account of it, to any considerable inconvenience or hazard. Another answer, perhaps more
obvious, though not more conclusive, will result from the consideration of the influence of the legislative
body over the people; which might be employed to prevent the reelection of a man who, by an upright
resistance to any sinister project of that body, should have made himself obnoxious to its resentment.
It may be asked also, whether a duration of four years would answer the end proposed; and if it would not,
whether a less period, which would at least be recommended by greater security against ambitious designs,
would not, for that reason, be preferable to a longer period, which was, at the same time, too short for the
purpose of inspiring the desired firmness and independence of the magistrate.
It cannot be affirmed, that a duration of four years, or any other limited duration, would completely answer
the end proposed; but it would contribute towards it in a degree which would have a material influence upon
the spirit and character of the government.
Between the commencement and termination of such a period, there would always be a considerable interval,
in which the prospect of annihilation would be sufficiently remote, not to have an improper effect upon the
conduct of a man indued with a tolerable portion of fortitude; and in which he might reasonably promise
himself, that there would be time enough before it arrived, to make the community sensible of the propriety
of the measures he might incline to pursue. Though it be probable that, as he approached the moment when
the public were, by a new election, to signify their sense of his conduct, his confidence, and with it his
firmness, would decline; yet both the one and the other would derive support from the opportunities which
his previous continuance in the station had afforded him, of establishing himself in the esteem and goodwill
of his constituents. He might, then, hazard with safety, in proportion to the proofs he had given of his wisdom
and integrity, and to the title he had acquired to the respect and attachment of his fellowcitizens. As, on the
one hand, a duration of four years will contribute to the firmness of the Executive in a sufficient degree to
render it a very valuable ingredient in the composition; so, on the other, it is not enough to justify any alarm
for the public liberty. If a British House of Commons, from the most feeble beginnings, FROM THE MERE
POWER OF ASSENTING OR DISAGREEING TO THE IMPOSITION OF A NEW TAX, have, by rapid
strides, reduced the prerogatives of the crown and the privileges of the nobility within the limits they
conceived to be compatible with the principles of a free government, while they raised themselves to the rank
and consequence of a coequal branch of the legislature; if they have been able, in one instance, to abolish
both the royalty and the aristocracy, and to overturn all the ancient establishments, as well in the Church as
State; if they have been able, on a recent occasion, to make the monarch tremble at the prospect of an
innovation1 attempted by them, what would be to be feared from an elective magistrate of four years'
duration, with the confined authorities of a President of the United States? What, but that he might be unequal
to the task which the Constitution assigns him? I shall only add, that if his duration be such as to leave a
doubt of his firmness, that doubt is inconsistent with a jealousy of his encroachments.
PUBLIUS.
1 This was the case with respect to Mr. Fox's India bill, which was carried in the House of Commons, and
rejected in the House of Lords, to the entire satisfaction, as it is said, of the people.
FEDERALIST No. 72 The Same Subject Continued, and ReEligibility of the
Executive Considered
From the New York Packet.
Friday, March 21, 1788.
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HAMILTON
To the People of the State of New York:
THE administration of government, in its largest sense, comprehends all the operations of the body politic,
whether legislative, executive, or judiciary; but in its most usual, and perhaps its most precise signification. it
is limited to executive details, and falls peculiarly within the province of the executive department. The actual
conduct of foreign negotiations, the preparatory plans of finance, the application and disbursement of the
public moneys in conformity to the general appropriations of the legislature, the arrangement of the army and
navy, the directions of the operations of war, these, and other matters of a like nature, constitute what seems
to be most properly understood by the administration of government. The persons, therefore, to whose
immediate management these different matters are committed, ought to be considered as the assistants or
deputies of the chief magistrate, and on this account, they ought to derive their offices from his appointment,
at least from his nomination, and ought to be subject to his superintendence. This view of the subject will at
once suggest to us the intimate connection between the duration of the executive magistrate in office and the
stability of the system of administration. To reverse and undo what has been done by a predecessor, is very
often considered by a successor as the best proof he can give of his own capacity and desert; and in addition
to this propensity, where the alteration has been the result of public choice, the person substituted is
warranted in supposing that the dismission of his predecessor has proceeded from a dislike to his measures;
and that the less he resembles him, the more he will recommend himself to the favor of his constituents.
These considerations, and the influence of personal confidences and attachments, would be likely to induce
every new President to promote a change of men to fill the subordinate stations; and these causes together
could not fail to occasion a disgraceful and ruinous mutability in the administration of the government.
With a positive duration of considerable extent, I connect the circumstance of reeligibility. The first is
necessary to give to the officer himself the inclination and the resolution to act his part well, and to the
community time and leisure to observe the tendency of his measures, and thence to form an experimental
estimate of their merits. The last is necessary to enable the people, when they see reason to approve of his
conduct, to continue him in his station, in order to prolong the utility of his talents and virtues, and to secure
to the government the advantage of permanency in a wise system of administration.
Nothing appears more plausible at first sight, nor more illfounded upon close inspection, than a scheme
which in relation to the present point has had some respectable advocates, I mean that of continuing the chief
magistrate in office for a certain time, and then excluding him from it, either for a limited period or forever
after. This exclusion, whether temporary or perpetual, would have nearly the same effects, and these effects
would be for the most part rather pernicious than salutary.
One ill effect of the exclusion would be a diminution of the inducements to good behavior. There are few
men who would not feel much less zeal in the discharge of a duty when they were conscious that the
advantages of the station with which it was connected must be relinquished at a determinate period, than
when they were permitted to entertain a hope of OBTAINING, by MERITING, a continuance of them. This
position will not be disputed so long as it is admitted that the desire of reward is one of the strongest
incentives of human conduct; or that the best security for the fidelity of mankind is to make their interests
coincide with their duty. Even the love of fame, the ruling passion of the noblest minds, which would prompt
a man to plan and undertake extensive and arduous enterprises for the public benefit, requiring considerable
time to mature and perfect them, if he could flatter himself with the prospect of being allowed to finish what
he had begun, would, on the contrary, deter him from the undertaking, when he foresaw that he must quit the
scene before he could accomplish the work, and must commit that, together with his own reputation, to hands
which might be unequal or unfriendly to the task. The most to be expected from the generality of men, in
such a situation, is the negative merit of not doing harm, instead of the positive merit of doing good.
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Another ill effect of the exclusion would be the temptation to sordid views, to peculation, and, in some
instances, to usurpation.
An avaricious man, who might happen to fill the office, looking forward to a time when he must at all events
yield up the emoluments he enjoyed, would feel a propensity, not easy to be resisted by such a man, to make
the best use of the opportunity he enjoyed while it lasted, and might not scruple to have recourse to the most
corrupt expedients to make the harvest as abundant as it was transitory; though the same man, probably, with
a different prospect before him, might content himself with the regular perquisites of his situation, and might
even be unwilling to risk the consequences of an abuse of his opportunities. His avarice might be a guard
upon his avarice. Add to this that the same man might be vain or ambitious, as well as avaricious. And if he
could expect to prolong his honors by his good conduct, he might hesitate to sacrifice his appetite for them to
his appetite for gain. But with the prospect before him of approaching an inevitable annihilation, his avarice
would be likely to get the victory over his caution, his vanity, or his ambition.
An ambitious man, too, when he found himself seated on the summit of his country's honors, when he looked
forward to the time at which he must descend from the exalted eminence for ever, and reflected that no
exertion of merit on his part could save him from the unwelcome reverse; such a man, in such a situation,
would be much more violently tempted to embrace a favorable conjuncture for attempting the prolongation of
his power, at every personal hazard, than if he had the probability of answering the same end by doing his
duty.
Would it promote the peace of the community, or the stability of the government to have half a dozen men
who had had credit enough to be raised to the seat of the supreme magistracy, wandering among the people
like discontented ghosts, and sighing for a place which they were destined never more to possess? A third ill
effect of the exclusion would be, the depriving the community of the advantage of the experience gained by
the chief magistrate in the exercise of his office. That experience is the parent of wisdom, is an adage the
truth of which is recognized by the wisest as well as the simplest of mankind. What more desirable or more
essential than this quality in the governors of nations? Where more desirable or more essential than in the
first magistrate of a nation? Can it be wise to put this desirable and essential quality under the ban of the
Constitution, and to declare that the moment it is acquired, its possessor shall be compelled to abandon the
station in which it was acquired, and to which it is adapted? This, nevertheless, is the precise import of all
those regulations which exclude men from serving their country, by the choice of their fellowcitizens, after
they have by a course of service fitted themselves for doing it with a greater degree of utility.
A fourth ill effect of the exclusion would be the banishing men from stations in which, in certain emergencies
of the state, their presence might be of the greatest moment to the public interest or safety. There is no nation
which has not, at one period or another, experienced an absolute necessity of the services of particular men in
particular situations; perhaps it would not be too strong to say, to the preservation of its political existence.
How unwise, therefore, must be every such selfdenying ordinance as serves to prohibit a nation from
making use of its own citizens in the manner best suited to its exigencies and circumstances! Without
supposing the personal essentiality of the man, it is evident that a change of the chief magistrate, at the
breaking out of a war, or at any similar crisis, for another, even of equal merit, would at all times be
detrimental to the community, inasmuch as it would substitute inexperience to experience, and would tend to
unhinge and set afloat the already settled train of the administration.
A fifth ill effect of the exclusion would be, that it would operate as a constitutional interdiction of stability in
the administration. By NECESSITATING a change of men, in the first office of the nation, it would
necessitate a mutability of measures.
It is not generally to be expected, that men will vary and measures remain uniform. The contrary is the usual
course of things. And we need not be apprehensive that there will be too much stability, while there is even
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the option of changing; nor need we desire to prohibit the people from continuing their confidence where they
think it may be safely placed, and where, by constancy on their part, they may obviate the fatal
inconveniences of fluctuating councils and a variable policy.
These are some of the disadvantages which would flow from the principle of exclusion. They apply most
forcibly to the scheme of a perpetual exclusion; but when we consider that even a partial exclusion would
always render the readmission of the person a remote and precarious object, the observations which have
been made will apply nearly as fully to one case as to the other.
What are the advantages promised to counterbalance these disadvantages? They are represented to be: 1st,
greater independence in the magistrate; 2d, greater security to the people.
Unless the exclusion be perpetual, there will be no pretense to infer the first advantage. But even in that case,
may he have no object beyond his present station, to which he may sacrifice his independence? May he have
no connections, no friends, for whom he may sacrifice it? May he not be less willing by a firm conduct, to
make personal enemies, when he acts under the impression that a time is fast approaching, on the arrival of
which he not only MAY, but MUST, be exposed to their resentments, upon an equal, perhaps upon an
inferior, footing? It is not an easy point to determine whether his independence would be most promoted or
impaired by such an arrangement.
As to the second supposed advantage, there is still greater reason to entertain doubts concerning it. If the
exclusion were to be perpetual, a man of irregular ambition, of whom alone there could be reason in any case
to entertain apprehension, would, with infinite reluctance, yield to the necessity of taking his leave forever of
a post in which his passion for power and preeminence had acquired the force of habit. And if he had been
fortunate or adroit enough to conciliate the goodwill of the people, he might induce them to consider as a
very odious and unjustifiable restraint upon themselves, a provision which was calculated to debar them of
the right of giving a fresh proof of their attachment to a favorite.
There may be conceived circumstances in which this disgust of the people, seconding the thwarted ambition
of such a favorite, might occasion greater danger to liberty, than could ever reasonably be dreaded from the
possibility of a perpetuation in office, by the voluntary suffrages of the community, exercising a
constitutional privilege.
There is an excess of refinement in the idea of disabling the people to continue in office men who had entitled
themselves, in their opinion, to approbation and confidence; the advantages of which are at best speculative
and equivocal, and are overbalanced by disadvantages far more certain and decisive.
PUBLIUS.
FEDERALIST No. 73 The Provision For The Support of the Executive, and the
Veto Power
From the New York Packet.
Friday, March 21, 1788.
HAMILTON
To the People of the State of New York:
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THE third ingredient towards constituting the vigor of the executive authority, is an adequate provision for its
support. It is evident that, without proper attention to this article, the separation of the executive from the
legislative department would be merely nominal and nugatory. The legislature, with a discretionary power
over the salary and emoluments of the Chief Magistrate, could render him as obsequious to their will as they
might think proper to make him. They might, in most cases, either reduce him by famine, or tempt him by
largesses, to surrender at discretion his judgment to their inclinations. These expressions, taken in all the
latitude of the terms, would no doubt convey more than is intended. There are men who could neither be
distressed nor won into a sacrifice of their duty; but this stern virtue is the growth of few soils; and in the
main it will be found that a power over a man's support is a power over his will. If it were necessary to
confirm so plain a truth by facts, examples would not be wanting, even in this country, of the intimidation or
seduction of the Executive by the terrors or allurements of the pecuniary arrangements of the legislative body.
It is not easy, therefore, to commend too highly the judicious attention which has been paid to this subject in
the proposed Constitution. It is there provided that ``The President of the United States shall, at stated times,
receive for his services a compensation WHICH SHALL NEITHER BE INCREASED NOR DIMINISHED
DURING THE PERIOD FOR WHICH HE SHALL HAVE BEEN ELECTED; and he SHALL NOT
RECEIVE WITHIN THAT PERIOD ANY OTHER EMOLUMENT from the United States, or any of them.''
It is impossible to imagine any provision which would have been more eligible than this. The legislature, on
the appointment of a President, is once for all to declare what shall be the compensation for his services
during the time for which he shall have been elected. This done, they will have no power to alter it, either by
increase or diminution, till a new period of service by a new election commences. They can neither weaken
his fortitude by operating on his necessities, nor corrupt his integrity by appealing to his avarice. Neither the
Union, nor any of its members, will be at liberty to give, nor will he be at liberty to receive, any other
emolument than that which may have been determined by the first act. He can, of course, have no pecuniary
inducement to renounce or desert the independence intended for him by the Constitution.
The last of the requisites to energy, which have been enumerated, are competent powers. Let us proceed to
consider those which are proposed to be vested in the President of the United States.
The first thing that offers itself to our observation, is the qualified negative of the President upon the acts or
resolutions of the two houses of the legislature; or, in other words, his power of returning all bills with
objections, to have the effect of preventing their becoming laws, unless they should afterwards be ratified by
two thirds of each of the component members of the legislative body.
The propensity of the legislative department to intrude upon the rights, and to absorb the powers, of the other
departments, has been already suggested and repeated; the insufficiency of a mere parchment delineation of
the boundaries of each, has also been remarked upon; and the necessity of furnishing each with constitutional
arms for its own defense, has been inferred and proved. From these clear and indubitable principles results
the propriety of a negative, either absolute or qualified, in the Executive, upon the acts of the legislative
branches. Without the one or the other, the former would be absolutely unable to defend himself against the
depredations of the latter. He might gradually be stripped of his authorities by successive resolutions, or
annihilated by a single vote. And in the one mode or the other, the legislative and executive powers might
speedily come to be blended in the same hands. If even no propensity had ever discovered itself in the
legislative body to invade the rights of the Executive, the rules of just reasoning and theoretic propriety
would of themselves teach us, that the one ought not to be left to the mercy of the other, but ought to possess
a constitutional and effectual power of selfdefense.
But the power in question has a further use. It not only serves as a shield to the Executive, but it furnishes an
additional security against the enaction of improper laws. It establishes a salutary check upon the legislative
body, calculated to guard the community against the effects of faction, precipitancy, or of any impulse
unfriendly to the public good, which may happen to influence a majority of that body.
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The propriety of a negative has, upon some occasions, been combated by an observation, that it was not to be
presumed a single man would possess more virtue and wisdom than a number of men; and that unless this
presumption should be entertained, it would be improper to give the executive magistrate any species of
control over the legislative body.
But this observation, when examined, will appear rather specious than solid. The propriety of the thing does
not turn upon the supposition of superior wisdom or virtue in the Executive, but upon the supposition that the
legislature will not be infallible; that the love of power may sometimes betray it into a disposition to encroach
upon the rights of other members of the government; that a spirit of faction may sometimes pervert its
deliberations; that impressions of the moment may sometimes hurry it into measures which itself, on maturer
reflexion, would condemn. The primary inducement to conferring the power in question upon the Executive
is, to enable him to defend himself; the secondary one is to increase the chances in favor of the community
against the passing of bad laws, through haste, inadvertence, or design. The oftener the measure is brought
under examination, the greater the diversity in the situations of those who are to examine it, the less must be
the danger of those errors which flow from want of due deliberation, or of those missteps which proceed from
the contagion of some common passion or interest. It is far less probable, that culpable views of any kind
should infect all the parts of the government at the same moment and in relation to the same object, than that
they should by turns govern and mislead every one of them.
It may perhaps be said that the power of preventing bad laws includes that of preventing good ones; and may
be used to the one purpose as well as to the other. But this objection will have little weight with those who
can properly estimate the mischiefs of that inconstancy and mutability in the laws, which form the greatest
blemish in the character and genius of our governments. They will consider every institution calculated to
restrain the excess of lawmaking, and to keep things in the same state in which they happen to be at any
given period, as much more likely to do good than harm; because it is favorable to greater stability in the
system of legislation. The injury which may possibly be done by defeating a few good laws, will be amply
compensated by the advantage of preventing a number of bad ones.
Nor is this all. The superior weight and influence of the legislative body in a free government, and the hazard
to the Executive in a trial of strength with that body, afford a satisfactory security that the negative would
generally be employed with great caution; and there would oftener be room for a charge of timidity than of
rashness in the exercise of it. A king of Great Britain, with all his train of sovereign attributes, and with all
the influence he draws from a thousand sources, would, at this day, hesitate to put a negative upon the joint
resolutions of the two houses of Parliament. He would not fail to exert the utmost resources of that influence
to strangle a measure disagreeable to him, in its progress to the throne, to avoid being reduced to the dilemma
of permitting it to take effect, or of risking the displeasure of the nation by an opposition to the sense of the
legislative body. Nor is it probable, that he would ultimately venture to exert his prerogatives, but in a case of
manifest propriety, or extreme necessity. All wellinformed men in that kingdom will accede to the justness
of this remark. A very considerable period has elapsed since the negative of the crown has been exercised.
If a magistrate so powerful and so well fortified as a British monarch, would have scruples about the exercise
of the power under consideration, how much greater caution may be reasonably expected in a President of the
United States, clothed for the short period of four years with the executive authority of a government wholly
and purely republican? It is evident that there would be greater danger of his not using his power when
necessary, than of his using it too often, or too much. An argument, indeed, against its expediency, has been
drawn from this very source. It has been represented, on this account, as a power odious in appearance,
useless in practice. But it will not follow, that because it might be rarely exercised, it would never be
exercised. In the case for which it is chiefly designed, that of an immediate attack upon the constitutional
rights of the Executive, or in a case in which the public good was evidently and palpably sacrificed, a man of
tolerable firmness would avail himself of his constitutional means of defense, and would listen to the
admonitions of duty and responsibility. In the former supposition, his fortitude would be stimulated by his
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immediate interest in the power of his office; in the latter, by the probability of the sanction of his
constituents, who, though they would naturally incline to the legislative body in a doubtful case, would
hardly suffer their partiality to delude them in a very plain case. I speak now with an eye to a magistrate
possessing only a common share of firmness. There are men who, under any circumstances, will have the
courage to do their duty at every hazard.
But the convention have pursued a mean in this business, which will both facilitate the exercise of the power
vested in this respect in the executive magistrate, and make its efficacy to depend on the sense of a
considerable part of the legislative body.
Instead of an absolute negative, it is proposed to give the Executive the qualified negative already described.
This is a power which would be much more readily exercised than the other. A man who might be afraid to
defeat a law by his single VETO, might not scruple to return it for reconsideration; subject to being finally
rejected only in the event of more than one third of each house concurring in the sufficiency of his objections.
He would be encouraged by the reflection, that if his opposition should prevail, it would embark in it a very
respectable proportion of the legislative body, whose influence would be united with his in supporting the
propriety of his conduct in the public opinion. A direct and categorical negative has something in the
appearance of it more harsh, and more apt to irritate, than the mere suggestion of argumentative objections to
be approved or disapproved by those to whom they are addressed. In proportion as it would be less apt to
offend, it would be more apt to be exercised; and for this very reason, it may in practice be found more
effectual. It is to be hoped that it will not often happen that improper views will govern so large a proportion
as two thirds of both branches of the legislature at the same time; and this, too, in spite of the counterposing
weight of the Executive. It is at any rate far less probable that this should be the case, than that such views
should taint the resolutions and conduct of a bare majority. A power of this nature in the Executive, will often
have a silent and unperceived, though forcible, operation. When men, engaged in unjustifiable pursuits, are
aware that obstructions may come from a quarter which they cannot control, they will often be restrained by
the bare apprehension of opposition, from doing what they would with eagerness rush into, if no such
external impediments were to be feared.
This qualified negative, as has been elsewhere remarked, is in this State vested in a council, consisting of the
governor, with the chancellor and judges of the Supreme Court, or any two of them. It has been freely
employed upon a variety of occasions, and frequently with success. And its utility has become so apparent,
that persons who, in compiling the Constitution, were violent opposers of it, have from experience become its
declared admirers.1 I have in another place remarked, that the convention, in the formation of this part of
their plan, had departed from the model of the constitution of this State, in favor of that of Massachusetts.
Two strong reasons may be imagined for this preference. One is that the judges, who are to be the interpreters
of the law, might receive an improper bias, from having given a previous opinion in their revisionary
capacities; the other is that by being often associated with the Executive, they might be induced to embark too
far in the political views of that magistrate, and thus a dangerous combination might by degrees be cemented
between the executive and judiciary departments. It is impossible to keep the judges too distinct from every
other avocation than that of expounding the laws. It is peculiarly dangerous to place them in a situation to be
either corrupted or influenced by the Executive.
PUBLIUS.
1 Mr. Abraham Yates, a warm opponent of the plan of the convention is of this number.
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FEDERALIST No. 74 The Command of the Military and Naval Forces, and the
Pardoning Power of the Executive
From the New York Packet.
Tuesday, March 25, 1788.
HAMILTON
To the People of the State of New York:
THE President of the United States is to be ``commanderinchief of the army and navy of the United States,
and of the militia of the several States WHEN CALLED INTO THE ACTUAL SERVICE of the United
States.'' The propriety of this provision is so evident in itself, and it is, at the same time, so consonant to the
precedents of the State constitutions in general, that little need be said to explain or enforce it. Even those of
them which have, in other respects, coupled the chief magistrate with a council, have for the most part
concentrated the military authority in him alone. Of all the cares or concerns of government, the direction of
war most peculiarly demands those qualities which distinguish the exercise of power by a single hand. The
direction of war implies the direction of the common strength; and the power of directing and employing the
common strength, forms a usual and essential part in the definition of the executive authority.
``The President may require the opinion, in writing, of the principal officer in each of the executive
departments, upon any subject relating to the duties of their respective officers.'' This I consider as a mere
redundancy in the plan, as the right for which it provides would result of itself from the office.
He is also to be authorized to grant ``reprieves and pardons for offenses against the United States, EXCEPT
IN CASES OF IMPEACHMENT.'' Humanity and good policy conspire to dictate, that the benign prerogative
of pardoning should be as little as possible fettered or embarrassed. The criminal code of every country
partakes so much of necessary severity, that without an easy access to exceptions in favor of unfortunate
guilt, justice would wear a countenance too sanguinary and cruel. As the sense of responsibility is always
strongest, in proportion as it is undivided, it may be inferred that a single man would be most ready to attend
to the force of those motives which might plead for a mitigation of the rigor of the law, and least apt to yield
to considerations which were calculated to shelter a fit object of its vengeance. The reflection that the fate of
a fellowcreature depended on his sole fiat, would naturally inspire scrupulousness and caution; the dread of
being accused of weakness or connivance, would beget equal circumspection, though of a different kind. On
the other hand, as men generally derive confidence from their numbers, they might often encourage each
other in an act of obduracy, and might be less sensible to the apprehension of suspicion or censure for an
injudicious or affected clemency. On these accounts, one man appears to be a more eligible dispenser of the
mercy of government, than a body of men.
The expediency of vesting the power of pardoning in the President has, if I mistake not, been only contested
in relation to the crime of treason. This, it has been urged, ought to have depended upon the assent of one, or
both, of the branches of the legislative body. I shall not deny that there are strong reasons to be assigned for
requiring in this particular the concurrence of that body, or of a part of it. As treason is a crime levelled at the
immediate being of the society, when the laws have once ascertained the guilt of the offender, there seems a
fitness in referring the expediency of an act of mercy towards him to the judgment of the legislature. And this
ought the rather to be the case, as the supposition of the connivance of the Chief Magistrate ought not to be
entirely excluded. But there are also strong objections to such a plan. It is not to be doubted, that a single man
of prudence and good sense is better fitted, in delicate conjunctures, to balance the motives which may plead
for and against the remission of the punishment, than any numerous body whatever. It deserves particular
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attention, that treason will often be connected with seditions which embrace a large proportion of the
community; as lately happened in Massachusetts. In every such case, we might expect to see the
representation of the people tainted with the same spirit which had given birth to the offense. And when
parties were pretty equally matched, the secret sympathy of the friends and favorers of the condemned
person, availing itself of the goodnature and weakness of others, might frequently bestow impunity where
the terror of an example was necessary. On the other hand, when the sedition had proceeded from causes
which had inflamed the resentments of the major party, they might often be found obstinate and inexorable,
when policy demanded a conduct of forbearance and clemency. But the principal argument for reposing the
power of pardoning in this case to the Chief Magistrate is this: in seasons of insurrection or rebellion, there
are often critical moments, when a welltimed offer of pardon to the insurgents or rebels may restore the
tranquillity of the commonwealth; and which, if suffered to pass unimproved, it may never be possible
afterwards to recall. The dilatory process of convening the legislature, or one of its branches, for the purpose
of obtaining its sanction to the measure, would frequently be the occasion of letting slip the golden
opportunity. The loss of a week, a day, an hour, may sometimes be fatal. If it should be observed, that a
discretionary power, with a view to such contingencies, might be occasionally conferred upon the President,
it may be answered in the first place, that it is questionable, whether, in a limited Constitution, that power
could be delegated by law; and in the second place, that it would generally be impolitic beforehand to take
any step which might hold out the prospect of impunity. A proceeding of this kind, out of the usual course,
would be likely to be construed into an argument of timidity or of weakness, and would have a tendency to
embolden guilt.
PUBLIUS.
FEDERALIST No. 75 The TreatyMaking Power of the Executive
For the Independent Journal.
HAMILTON
To the People of the State of New York:
THE President is to have power, ``by and with the advice and consent of the Senate, to make treaties,
provided two thirds of the senators present concur.'' Though this provision has been assailed, on different
grounds, with no small degree of vehemence, I scruple not to declare my firm persuasion, that it is one of the
best digested and most unexceptionable parts of the plan. One ground of objection is the trite topic of the
intermixture of powers; some contending that the President ought alone to possess the power of making
treaties; others, that it ought to have been exclusively deposited in the Senate. Another source of objection is
derived from the small number of persons by whom a treaty may be made. Of those who espouse this
objection, a part are of opinion that the House of Representatives ought to have been associated in the
business, while another part seem to think that nothing more was necessary than to have substituted two
thirds of ALL the members of the Senate, to two thirds of the members PRESENT. As I flatter myself the
observations made in a preceding number upon this part of the plan must have sufficed to place it, to a
discerning eye, in a very favorable light, I shall here content myself with offering only some supplementary
remarks, principally with a view to the objections which have been just stated.
With regard to the intermixture of powers, I shall rely upon the explanations already given in other places, of
the true sense of the rule upon which that objection is founded; and shall take it for granted, as an inference
from them, that the union of the Executive with the Senate, in the article of treaties, is no infringement of that
rule. I venture to add, that the particular nature of the power of making treaties indicates a peculiar propriety
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in that union. Though several writers on the subject of government place that power in the class of executive
authorities, yet this is evidently an arbitrary disposition; for if we attend carefully to its operation, it will be
found to partake more of the legislative than of the executive character, though it does not seem strictly to fall
within the definition of either of them. The essence of the legislative authority is to enact laws, or, in other
words, to prescribe rules for the regulation of the society; while the execution of the laws, and the
employment of the common strength, either for this purpose or for the common defense, seem to comprise all
the functions of the executive magistrate. The power of making treaties is, plainly, neither the one nor the
other. It relates neither to the execution of the subsisting laws, nor to the enaction of new ones; and still less
to an exertion of the common strength.
Its objects are CONTRACTS with foreign nations, which have the force of law, but derive it from the
obligations of good faith.
They are not rules prescribed by the sovereign to the subject, but agreements between sovereign and
sovereign. The power in question seems therefore to form a distinct department, and to belong, properly,
neither to the legislative nor to the executive. The qualities elsewhere detailed as indispensable in the
management of foreign negotiations, point out the Executive as the most fit agent in those transactions; while
the vast importance of the trust, and the operation of treaties as laws, plead strongly for the participation of
the whole or a portion of the legislative body in the office of making them.
However proper or safe it may be in governments where the executive magistrate is an hereditary monarch, to
commit to him the entire power of making treaties, it would be utterly unsafe and improper to intrust that
power to an elective magistrate of four years' duration. It has been remarked, upon another occasion, and the
remark is unquestionably just, that an hereditary monarch, though often the oppressor of his people, has
personally too much stake in the government to be in any material danger of being corrupted by foreign
powers. But a man raised from the station of a private citizen to the rank of chief magistrate, possessed of a
moderate or slender fortune, and looking forward to a period not very remote when he may probably be
obliged to return to the station from which he was taken, might sometimes be under temptations to sacrifice
his duty to his interest, which it would require superlative virtue to withstand. An avaricious man might be
tempted to betray the interests of the state to the acquisition of wealth.
An ambitious man might make his own aggrandizement, by the aid of a foreign power, the price of his
treachery to his constituents. The history of human conduct does not warrant that exalted opinion of human
virtue which would make it wise in a nation to commit interests of so delicate and momentous a kind, as
those which concern its intercourse with the rest of the world, to the sole disposal of a magistrate created and
circumstanced as would be a President of the United States.
To have intrusted the power of making treaties to the Senate alone, would have been to relinquish the benefits
of the constitutional agency of the President in the conduct of foreign negotiations. It is true that the Senate
would, in that case, have the option of employing him in this capacity, but they would also have the option of
letting it alone, and pique or cabal might induce the latter rather than the former. Besides this, the ministerial
servant of the Senate could not be expected to enjoy the confidence and respect of foreign powers in the same
degree with the constitutional representatives of the nation, and, of course, would not be able to act with an
equal degree of weight or efficacy.
While the Union would, from this cause, lose a considerable advantage in the management of its external
concerns, the people would lose the additional security which would result from the cooperation of the
Executive. Though it would be imprudent to confide in him solely so important a trust, yet it cannot be
doubted that his participation would materially add to the safety of the society. It must indeed be clear to a
demonstration that the joint possession of the power in question, by the President and Senate, would afford a
greater prospect of security, than the separate possession of it by either of them. And whoever has maturely
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weighed the circumstances which must concur in the appointment of a President, will be satisfied that the
office will always bid fair to be filled by men of such characters as to render their concurrence in the
formation of treaties peculiarly desirable, as well on the score of wisdom, as on that of integrity.
The remarks made in a former number, which have been alluded to in another part of this paper, will apply
with conclusive force against the admission of the House of Representatives to a share in the formation of
treaties. The fluctuating and, taking its future increase into the account, the multitudinous composition of that
body, forbid us to expect in it those qualities which are essential to the proper execution of such a trust.
Accurate and comprehensive knowledge of foreign politics; a steady and systematic adherence to the same
views; a nice and uniform sensibility to national character; decision, SECRECY, and despatch, are
incompatible with the genius of a body so variable and so numerous. The very complication of the business,
by introducing a necessity of the concurrence of so many different bodies, would of itself afford a solid
objection. The greater frequency of the calls upon the House of Representatives, and the greater length of
time which it would often be necessary to keep them together when convened, to obtain their sanction in the
progressive stages of a treaty, would be a source of so great inconvenience and expense as alone ought to
condemn the project.
The only objection which remains to be canvassed, is that which would substitute the proportion of two thirds
of all the members composing the senatorial body, to that of two thirds of the members PRESENT. It has
been shown, under the second head of our inquiries, that all provisions which require more than the majority
of any body to its resolutions, have a direct tendency to embarrass the operations of the government, and an
indirect one to subject the sense of the majority to that of the minority. This consideration seems sufficient to
determine our opinion, that the convention have gone as far in the endeavor to secure the advantage of
numbers in the formation of treaties as could have been reconciled either with the activity of the public
councils or with a reasonable regard to the major sense of the community. If two thirds of the whole number
of members had been required, it would, in many cases, from the nonattendance of a part, amount in
practice to a necessity of unanimity. And the history of every political establishment in which this principle
has prevailed, is a history of impotence, perplexity, and disorder. Proofs of this position might be adduced
from the examples of the Roman Tribuneship, the Polish Diet, and the StatesGeneral of the Netherlands, did
not an example at home render foreign precedents unnecessary.
To require a fixed proportion of the whole body would not, in all probability, contribute to the advantages of
a numerous agency, better then merely to require a proportion of the attending members.
The former, by making a determinate number at all times requisite to a resolution, diminishes the motives to
punctual attendance. The latter, by making the capacity of the body to depend on a PROPORTION which
may be varied by the absence or presence of a single member, has the contrary effect. And as, by promoting
punctuality, it tends to keep the body complete, there is great likelihood that its resolutions would generally
be dictated by as great a number in this case as in the other; while there would be much fewer occasions of
delay. It ought not to be forgotten that, under the existing Confederation, two members MAY, and usually
DO, represent a State; whence it happens that Congress, who now are solely invested with ALL THE
POWERS of the Union, rarely consist of a greater number of persons than would compose the intended
Senate. If we add to this, that as the members vote by States, and that where there is only a single member
present from a State, his vote is lost, it will justify a supposition that the active voices in the Senate, where the
members are to vote individually, would rarely fall short in number of the active voices in the existing
Congress. When, in addition to these considerations, we take into view the cooperation of the President, we
shall not hesitate to infer that the people of America would have greater security against an improper use of
the power of making treaties, under the new Constitution, than they now enjoy under the Confederation. And
when we proceed still one step further, and look forward to the probable augmentation of the Senate, by the
erection of new States, we shall not only perceive ample ground of confidence in the sufficiency of the
members to whose agency that power will be intrusted, but we shall probably be led to conclude that a body
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more numerous than the Senate would be likely to become, would be very little fit for the proper discharge of
the trust.
PUBLIUS.
FEDERALIST No. 76 The Appointing Power of the Executive
From the New York Packet.
Tuesday, April 1, 1788.
HAMILTON
To the People of the State of New York:
THE President is ``to NOMINATE, and, by and with the advice and consent of the Senate, to appoint
ambassadors, other public ministers and consuls, judges of the Supreme Court, and all other officers of the
United States whose appointments are not otherwise provided for in the Constitution. But the Congress may
by law vest the appointment of such inferior officers as they think proper, in the President alone, or in the
courts of law, or in the heads of departments. The President shall have power to fill up ALL VACANCIES
which may happen DURING THE RECESS OF THE SENATE, by granting commissions which shall
EXPIRE at the end of their next session.'' It has been observed in a former paper, that ``the true test of a good
government is its aptitude and tendency to produce a good administration.'' If the justness of this observation
be admitted, the mode of appointing the officers of the United States contained in the foregoing clauses,
must, when examined, be allowed to be entitled to particular commendation. It is not easy to conceive a plan
better calculated than this to promote a judicious choice of men for filling the offices of the Union; and it will
not need proof, that on this point must essentially depend the character of its administration.
It will be agreed on all hands, that the power of appointment, in ordinary cases, ought to be modified in one
of three ways. It ought either to be vested in a single man, or in a SELECT assembly of a moderate number;
or in a single man, with the concurrence of such an assembly. The exercise of it by the people at large will be
readily admitted to be impracticable; as waiving every other consideration, it would leave them little time to
do anything else.
When, therefore, mention is made in the subsequent reasonings of an assembly or body of men, what is said
must be understood to relate to a select body or assembly, of the description already given. The people
collectively, from their number and from their dispersed situation, cannot be regulated in their movements by
that systematic spirit of cabal and intrigue, which will be urged as the chief objections to reposing the power
in question in a body of men.
Those who have themselves reflected upon the subject, or who have attended to the observations made in
other parts of these papers, in relation to the appointment of the President, will, I presume, agree to the
position, that there would always be great probability of having the place supplied by a man of abilities, at
least respectable. Premising this, I proceed to lay it down as a rule, that one man of discernment is better
fitted to analyze and estimate the peculiar qualities adapted to particular offices, than a body of men of equal
or perhaps even of superior discernment.
The sole and undivided responsibility of one man will naturally beget a livelier sense of duty and a more
exact regard to reputation. He will, on this account, feel himself under stronger obligations, and more
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interested to investigate with care the qualities requisite to the stations to be filled, and to prefer with
impartiality the persons who may have the fairest pretensions to them. He will have FEWER personal
attachments to gratify, than a body of men who may each be supposed to have an equal number; and will be
so much the less liable to be misled by the sentiments of friendship and of affection. A single welldirected
man, by a single understanding, cannot be distracted and warped by that diversity of views, feelings, and
interests, which frequently distract and warp the resolutions of a collective body. There is nothing so apt to
agitate the passions of mankind as personal considerations whether they relate to ourselves or to others, who
are to be the objects of our choice or preference. Hence, in every exercise of the power of appointing to
offices, by an assembly of men, we must expect to see a full display of all the private and party likings and
dislikes, partialities and antipathies, attachments and animosities, which are felt by those who compose the
assembly. The choice which may at any time happen to be made under such circumstances, will of course be
the result either of a victory gained by one party over the other, or of a compromise between the parties. In
either case, the intrinsic merit of the candidate will be too often out of sight. In the first, the qualifications
best adapted to uniting the suffrages of the party, will be more considered than those which fit the person for
the station. In the last, the coalition will commonly turn upon some interested equivalent: ``Give us the man
we wish for this office, and you shall have the one you wish for that.'' This will be the usual condition of the
bargain. And it will rarely happen that the advancement of the public service will be the primary object either
of party victories or of party negotiations.
The truth of the principles here advanced seems to have been felt by the most intelligent of those who have
found fault with the provision made, in this respect, by the convention. They contend that the President ought
solely to have been authorized to make the appointments under the federal government. But it is easy to
show, that every advantage to be expected from such an arrangement would, in substance, be derived from
the power of NOMINATION, which is proposed to be conferred upon him; while several disadvantages
which might attend the absolute power of appointment in the hands of that officer would be avoided. In the
act of nomination, his judgment alone would be exercised; and as it would be his sole duty to point out the
man who, with the approbation of the Senate, should fill an office, his responsibility would be as complete as
if he were to make the final appointment. There can, in this view, be no difference others, who are to be the
objects of our choice or preference. Hence, in every exercise of the power of appointing to offices, by an
assembly of men, we must expect to see a full display of all the private and party likings and dislikes,
partialities and antipathies, attachments and animosities, which are felt by those who compose the assembly.
The choice which may at any time happen to be made under such circumstances, will of course be the result
either of a victory gained by one party over the other, or of a compromise between the parties. In either case,
the intrinsic merit of the candidate will be too often out of sight. In the first, the qualifications best adapted to
uniting the suffrages of the party, will be more considered than those which fit the person for the station. In
the last, the coalition will commonly turn upon some interested equivalent: ``Give us the man we wish for
this office, and you shall have the one you wish for that.'' This will be the usual condition of the bargain. And
it will rarely happen that the advancement of the public service will be the primary object either of party
victories or of party negotiations.
The truth of the principles here advanced seems to have been felt by the most intelligent of those who have
found fault with the provision made, in this respect, by the convention. They contend that the President ought
solely to have been authorized to make the appointments under the federal government. But it is easy to
show, that every advantage to be expected from such an arrangement would, in substance, be derived from
the power of NOMINATION, which is proposed to be conferred upon him; while several disadvantages
which might attend the absolute power of appointment in the hands of that officer would be avoided. In the
act of nomination, his judgment alone would be exercised; and as it would be his sole duty to point out the
man who, with the approbation of the Senate, should fill an office, his responsibility would be as complete as
if he were to make the final appointment. There can, in this view, be no difference between nominating and
appointing. The same motives which would influence a proper discharge of his duty in one case, would exist
in the other. And as no man could be appointed but on his previous nomination, every man who might be
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appointed would be, in fact, his choice.
But might not his nomination be overruled? I grant it might, yet this could only be to make place for another
nomination by himself. The person ultimately appointed must be the object of his preference, though perhaps
not in the first degree. It is also not very probable that his nomination would often be overruled. The Senate
could not be tempted, by the preference they might feel to another, to reject the one proposed; because they
could not assure themselves, that the person they might wish would be brought forward by a second or by any
subsequent nomination. They could not even be certain, that a future nomination would present a candidate in
any degree more acceptable to them; and as their dissent might cast a kind of stigma upon the individual
rejected, and might have the appearance of a reflection upon the judgment of the chief magistrate, it is not
likely that their sanction would often be refused, where there were not special and strong reasons for the
refusal.
To what purpose then require the cooperation of the Senate? I answer, that the necessity of their
concurrence would have a powerful, though, in general, a silent operation. It would be an excellent check
upon a spirit of favoritism in the President, and would tend greatly to prevent the appointment of unfit
characters from State prejudice, from family connection, from personal attachment, or from a view to
popularity. In addition to this, it would be an efficacious source of stability in the administration.
It will readily be comprehended, that a man who had himself the sole disposition of offices, would be
governed much more by his private inclinations and interests, than when he was bound to submit the
propriety of his choice to the discussion and determination of a different and independent body, and that body
an entier branch of the legislature. The possibility of rejection would be a strong motive to care in proposing.
The danger to his own reputation, and, in the case of an elective magistrate, to his political existence, from
betraying a spirit of favoritism, or an unbecoming pursuit of popularity, to the observation of a body whose
opinion would have great weight in forming that of the public, could not fail to operate as a barrier to the one
and to the other. He would be both ashamed and afraid to bring forward, for the most distinguished or
lucrative stations, candidates who had no other merit than that of coming from the same State to which he
particularly belonged, or of being in some way or other personally allied to him, or of possessing the
necessary insignificance and pliancy to render them the obsequious instruments of his pleasure.
To this reasoning it has been objected that the President, by the influence of the power of nomination, may
secure the complaisance of the Senate to his views. This supposition of universal venalty in human nature is
little less an error in political reasoning, than the supposition of universal rectitude.
The institution of delegated power implies, that there is a portion of virtue and honor among mankind, which
may be a reasonable foundation of confidence; and experience justifies the theory. It has been found to exist
in the most corrupt periods of the most corrupt governments. The venalty of the British House of Commons
has been long a topic of accusation against that body, in the country to which they belong as well as in this;
and it cannot be doubted that the charge is, to a considerable extent, well founded.
But it is as little to be doubted, that there is always a large proportion of the body, which consists of
independent and publicspirited men, who have an influential weight in the councils of the nation. Hence it is
(the present reign not excepted) that the sense of that body is often seen to control the inclinations of the
monarch, both with regard to men and to measures. Though it might therefore be allowable to suppose that
the Executive might occasionally influence some individuals in the Senate, yet the supposition, that he could
in general purchase the integrity of the whole body, would be forced and improbable. A man disposed to
view human nature as it is, without either flattering its virtues or exaggerating its vices, will see sufficient
ground of confidence in the probity of the Senate, to rest satisfied, not only that it will be impracticable to the
Executive to corrupt or seduce a majority of its members, but that the necessity of its cooperation, in the
business of appointments, will be a considerable and salutary restraint upon the conduct of that magistrate.
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Nor is the integrity of the Senate the only reliance. The Constitution has provided some important guards
against the danger of executive influence upon the legislative body: it declares that ``No senator or
representative shall during the time FOR WHICH HE WAS ELECTED, be appointed to any civil office
under the United States, which shall have been created, or the emoluments whereof shall have been increased,
during such time; and no person, holding any office under the United States, shall be a member of either
house during his continuance in office.'' PUBLIUS.
FEDERALIST No. 77 The Appointing Power Continued and Other Powers of
the Executive Considered
From the New York Packet.
Friday, April 4, 1788.
HAMILTON
To the People of the State of New York:
IT HAS been mentioned as one of the advantages to be expected from the cooperation of the Senate, in the
business of appointments, that it would contribute to the stability of the administration. The consent of that
body would be necessary to displace as well as to appoint. A change of the Chief Magistrate, therefore, would
not occasion so violent or so general a revolution in the officers of the government as might be expected, if he
were the sole disposer of offices. Where a man in any station had given satisfactory evidence of his fitness for
it, a new President would be restrained from attempting a change in favor of a person more agreeable to him,
by the apprehension that a discountenance of the Senate might frustrate the attempt, and bring some degree of
discredit upon himself. Those who can best estimate the value of a steady administration, will be most
disposed to prize a provision which connects the official existence of public men with the approbation or
disapprobation of that body which, from the greater permanency of its own composition, will in all
probability be less subject to inconstancy than any other member of the government.
To this union of the Senate with the President, in the article of appointments, it has in some cases been
suggested that it would serve to give the President an undue influence over the Senate, and in others that it
would have an opposite tendency, a strong proof that neither suggestion is true.
To state the first in its proper form, is to refute it. It amounts to this: the President would have an improper
INFLUENCE OVER the Senate, because the Senate would have the power of RESTRAINING him. This is
an absurdity in terms. It cannot admit of a doubt that the entire power of appointment would enable him much
more effectually to establish a dangerous empire over that body, than a mere power of nomination subject to
their control.
Let us take a view of the converse of the proposition: ``the Senate would influence the Executive.'' As I have
had occasion to remark in several other instances, the indistinctness of the objection forbids a precise answer.
In what manner is this influence to be exerted? In relation to what objects? The power of influencing a
person, in the sense in which it is here used, must imply a power of conferring a benefit upon him. How could
the Senate confer a benefit upon the President by the manner of employing their right of negative upon his
nominations? If it be said they might sometimes gratify him by an acquiescence in a favorite choice, when
public motives might dictate a different conduct, I answer, that the instances in which the President could be
personally interested in the result, would be too few to admit of his being materially affected by the
compliances of the Senate. The POWER which can ORIGINATE the disposition of honors and emoluments,
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is more likely to attract than to be attracted by the POWER which can merely obstruct their course. If by
influencing the President be meant RESTRAINING him, this is precisely what must have been intended. And
it has been shown that the restraint would be salutary, at the same time that it would not be such as to destroy
a single advantage to be looked for from the uncontrolled agency of that Magistrate. The right of nomination
would produce all the good of that of appointment, and would in a great measure avoid its evils.
Upon a comparison of the plan for the appointment of the officers of the proposed government with that
which is established by the constitution of this State, a decided preference must be given to the former. In that
plan the power of nomination is unequivocally vested in the Executive. And as there would be a necessity for
submitting each nomination to the judgment of an entire branch of the legislature, the circumstances
attending an appointment, from the mode of conducting it, would naturally become matters of notoriety; and
the public would be at no loss to determine what part had been performed by the different actors. The blame
of a bad nomination would fall upon the President singly and absolutely. The censure of rejecting a good one
would lie entirely at the door of the Senate; aggravated by the consideration of their having counteracted the
good intentions of the Executive. If an ill appointment should be made, the Executive for nominating, and the
Senate for approving, would participate, though in different degrees, in the opprobrium and disgrace.
The reverse of all this characterizes the manner of appointment in this State. The council of appointment
consists of from three to five persons, of whom the governor is always one. This small body, shut up in a
private apartment, impenetrable to the public eye, proceed to the execution of the trust committed to them. It
is known that the governor claims the right of nomination, upon the strength of some ambiguous expressions
in the constitution; but it is not known to what extent, or in what manner he exercises it; nor upon what
occasions he is contradicted or opposed. The censure of a bad appointment, on account of the uncertainty of
its author, and for want of a determinate object, has neither poignancy nor duration. And while an unbounded
field for cabal and intrigue lies open, all idea of responsibility is lost. The most that the public can know, is
that the governor claims the right of nomination; that TWO out of the inconsiderable number of FOUR men
can too often be managed without much difficulty; that if some of the members of a particular council should
happen to be of an uncomplying character, it is frequently not impossible to get rid of their opposition by
regulating the times of meeting in such a manner as to render their attendance inconvenient; and that from
whatever cause it may proceed, a great number of very improper appointments are from time to time made.
Whether a governor of this State avails himself of the ascendant he must necessarily have, in this delicate and
important part of the administration, to prefer to offices men who are best qualified for them, or whether he
prostitutes that advantage to the advancement of persons whose chief merit is their implicit devotion to his
will, and to the support of a despicable and dangerous system of personal influence, are questions which,
unfortunately for the community, can only be the subjects of speculation and conjecture.
Every mere council of appointment, however constituted, will be a conclave, in which cabal and intrigue will
have their full scope.
Their number, without an unwarrantable increase of expense, cannot be large enough to preclude a facility of
combination. And as each member will have his friends and connections to provide for, the desire of mutual
gratification will beget a scandalous bartering of votes and bargaining for places. The private attachments of
one man might easily be satisfied; but to satisfy the private attachments of a dozen, or of twenty men, would
occasion a monopoly of all the principal employments of the government in a few families, and would lead
more directly to an aristocracy or an oligarchy than any measure that could be contrived. If, to avoid an
accumulation of offices, there was to be a frequent change in the persons who were to compose the council,
this would involve the mischiefs of a mutable administration in their full extent. Such a council would also be
more liable to executive influence than the Senate, because they would be fewer in number, and would act
less immediately under the public inspection. Such a council, in fine, as a substitute for the plan of the
convention, would be productive of an increase of expense, a multiplication of the evils which spring from
favoritism and intrigue in the distribution of public honors, a decrease of stability in the administration of the
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government, and a diminution of the security against an undue influence of the Executive. And yet such a
council has been warmly contended for as an essential amendment in the proposed Constitution.
I could not with propriety conclude my observations on the subject of appointments without taking notice of
a scheme for which there have appeared some, though but few advocates; I mean that of uniting the House of
Representatives in the power of making them. I shall, however, do little more than mention it, as I cannot
imagine that it is likely to gain the countenance of any considerable part of the community. A body so
fluctuating and at the same time so numerous, can never be deemed proper for the exercise of that power.
Its unfitness will appear manifest to all, when it is recollected that in half a century it may consist of three or
four hundred persons. All the advantages of the stability, both of the Executive and of the Senate, would be
defeated by this union, and infinite delays and embarrassments would be occasioned. The example of most of
the States in their local constitutions encourages us to reprobate the idea.
The only remaining powers of the Executive are comprehended in giving information to Congress of the state
of the Union; in recommending to their consideration such measures as he shall judge expedient; in
convening them, or either branch, upon extraordinary occasions; in adjourning them when they cannot
themselves agree upon the time of adjournment; in receiving ambassadors and other public ministers; in
faithfully executing the laws; and in commissioning all the officers of the United States.
Except some cavils about the power of convening EITHER house of the legislature, and that of receiving
ambassadors, no objection has been made to this class of authorities; nor could they possibly admit of any. It
required, indeed, an insatiable avidity for censure to invent exceptions to the parts which have been excepted
to. In regard to the power of convening either house of the legislature, I shall barely remark, that in respect to
the Senate at least, we can readily discover a good reason for it. AS this body has a concurrent power with the
Executive in the article of treaties, it might often be necessary to call it together with a view to this object,
when it would be unnecessary and improper to convene the House of Representatives. As to the reception of
ambassadors, what I have said in a former paper will furnish a sufficient answer.
We have now completed a survey of the structure and powers of the executive department, which, I have
endeavored to show, combines, as far as republican principles will admit, all the requisites to energy. The
remaining inquiry is: Does it also combine the requisites to safety, in a republican sense, a due dependence on
the people, a due responsibility? The answer to this question has been anticipated in the investigation of its
other characteristics, and is satisfactorily deducible from these circumstances; from the election of the
President once in four years by persons immediately chosen by the people for that purpose; and from his
being at all times liable to impeachment, trial, dismission from office, incapacity to serve in any other, and to
forfeiture of life and estate by subsequent prosecution in the common course of law. But these precautions,
great as they are, are not the only ones which the plan of the convention has provided in favor of the public
security. In the only instances in which the abuse of the executive authority was materially to be feared, the
Chief Magistrate of the United States would, by that plan, be subjected to the control of a branch of the
legislative body. What more could be desired by an enlightened and reasonable people? PUBLIUS.
FEDERALIST No. 78 The Judiciary Department
From McLEAN'S Edition, New York.
HAMILTON
To the People of the State of New York:
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WE PROCEED now to an examination of the judiciary department of the proposed government.
In unfolding the defects of the existing Confederation, the utility and necessity of a federal judicature have
been clearly pointed out. It is the less necessary to recapitulate the considerations there urged, as the propriety
of the institution in the abstract is not disputed; the only questions which have been raised being relative to
the manner of constituting it, and to its extent. To these points, therefore, our observations shall be confined.
The manner of constituting it seems to embrace these several objects: 1st. The mode of appointing the judges.
2d. The tenure by which they are to hold their places. 3d. The partition of the judiciary authority between
different courts, and their relations to each other.
First. As to the mode of appointing the judges; this is the same with that of appointing the officers of the
Union in general, and has been so fully discussed in the two last numbers, that nothing can be said here which
would not be useless repetition.
Second. As to the tenure by which the judges are to hold their places; this chiefly concerns their duration in
office; the provisions for their support; the precautions for their responsibility.
According to the plan of the convention, all judges who may be appointed by the United States are to hold
their offices DURING GOOD BEHAVIOR; which is conformable to the most approved of the State
constitutions and among the rest, to that of this State. Its propriety having been drawn into question by the
adversaries of that plan, is no light symptom of the rage for objection, which disorders their imaginations and
judgments. The standard of good behavior for the continuance in office of the judicial magistracy, is certainly
one of the most valuable of the modern improvements in the practice of government. In a monarchy it is an
excellent barrier to the despotism of the prince; in a republic it is a no less excellent barrier to the
encroachments and oppressions of the representative body. And it is the best expedient which can be devised
in any government, to secure a steady, upright, and impartial administration of the laws.
Whoever attentively considers the different departments of power must perceive, that, in a government in
which they are separated from each other, the judiciary, from the nature of its functions, will always be the
least dangerous to the political rights of the Constitution; because it will be least in a capacity to annoy or
injure them. The Executive not only dispenses the honors, but holds the sword of the community. The
legislature not only commands the purse, but prescribes the rules by which the duties and rights of every
citizen are to be regulated. The judiciary, on the contrary, has no influence over either the sword or the purse;
no direction either of the strength or of the wealth of the society; and can take no active resolution whatever.
It may truly be said to have neither FORCE nor WILL, but merely judgment; and must ultimately depend
upon the aid of the executive arm even for the efficacy of its judgments.
This simple view of the matter suggests several important consequences. It proves incontestably, that the
judiciary is beyond comparison the weakest of the three departments of power1; that it can never attack with
success either of the other two; and that all possible care is requisite to enable it to defend itself against their
attacks. It equally proves, that though individual oppression may now and then proceed from the courts of
justice, the general liberty of the people can never be endangered from that quarter; I mean so long as the
judiciary remains truly distinct from both the legislature and the Executive. For I agree, that ``there is no
liberty, if the power of judging be not separated from the legislative and executive powers.''2 And it proves,
in the last place, that as liberty can have nothing to fear from the judiciary alone, but would have every thing
to fear from its union with either of the other departments; that as all the effects of such a union must ensue
from a dependence of the former on the latter, notwithstanding a nominal and apparent separation; that as,
from the natural feebleness of the judiciary, it is in continual jeopardy of being overpowered, awed, or
influenced by its coordinate branches; and that as nothing can contribute so much to its firmness and
independence as permanency in office, this quality may therefore be justly regarded as an indispensable
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ingredient in its constitution, and, in a great measure, as the citadel of the public justice and the public
security.
The complete independence of the courts of justice is peculiarly essential in a limited Constitution. By a
limited Constitution, I understand one which contains certain specified exceptions to the legislative authority;
such, for instance, as that it shall pass no bills of attainder, no expostfacto laws, and the like.
Limitations of this kind can be preserved in practice no other way than through the medium of courts of
justice, whose duty it must be to declare all acts contrary to the manifest tenor of the Constitution void.
Without this, all the reservations of particular rights or privileges would amount to nothing.
Some perplexity respecting the rights of the courts to pronounce legislative acts void, because contrary to the
Constitution, has arisen from an imagination that the doctrine would imply a superiority of the judiciary to
the legislative power. It is urged that the authority which can declare the acts of another void, must
necessarily be superior to the one whose acts may be declared void.
As this doctrine is of great importance in all the American constitutions, a brief discussion of the ground on
which it rests cannot be unacceptable.
There is no position which depends on clearer principles, than that every act of a delegated authority, contrary
to the tenor of the commission under which it is exercised, is void. No legislative act, therefore, contrary to
the Constitution, can be valid. To deny this, would be to affirm, that the deputy is greater than his principal;
that the servant is above his master; that the representatives of the people are superior to the people
themselves; that men acting by virtue of powers, may do not only what their powers do not authorize, but
what they forbid.
If it be said that the legislative body are themselves the constitutional judges of their own powers, and that the
construction they put upon them is conclusive upon the other departments, it may be answered, that this
cannot be the natural presumption, where it is not to be collected from any particular provisions in the
Constitution. It is not otherwise to be supposed, that the Constitution could intend to enable the
representatives of the people to substitute their WILL to that of their constituents. It is far more rational to
suppose, that the courts were designed to be an intermediate body between the people and the legislature, in
order, among other things, to keep the latter within the limits assigned to their authority. The interpretation of
the laws is the proper and peculiar province of the courts. A constitution is, in fact, and must be regarded by
the judges, as a fundamental law. It therefore belongs to them to ascertain its meaning, as well as the meaning
of any particular act proceeding from the legislative body.
If there should happen to be an irreconcilable variance between the two, that which has the superior
obligation and validity ought, of course, to be preferred; or, in other words, the Constitution ought to be
preferred to the statute, the intention of the people to the intention of their agents.
Nor does this conclusion by any means suppose a superiority of the judicial to the legislative power. It only
supposes that the power of the people is superior to both; and that where the will of the legislature, declared
in its statutes, stands in opposition to that of the people, declared in the Constitution, the judges ought to be
governed by the latter rather than the former. They ought to regulate their decisions by the fundamental laws,
rather than by those which are not fundamental.
This exercise of judicial discretion, in determining between two contradictory laws, is exemplified in a
familiar instance. It not uncommonly happens, that there are two statutes existing at one time, clashing in
whole or in part with each other, and neither of them containing any repealing clause or expression. In such a
case, it is the province of the courts to liquidate and fix their meaning and operation. So far as they can, by
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any fair construction, be reconciled to each other, reason and law conspire to dictate that this should be done;
where this is impracticable, it becomes a matter of necessity to give effect to one, in exclusion of the other.
The rule which has obtained in the courts for determining their relative validity is, that the last in order of
time shall be preferred to the first. But this is a mere rule of construction, not derived from any positive law,
but from the nature and reason of the thing. It is a rule not enjoined upon the courts by legislative provision,
but adopted by themselves, as consonant to truth and propriety, for the direction of their conduct as
interpreters of the law. They thought it reasonable, that between the interfering acts of an EQUAL authority,
that which was the last indication of its will should have the preference.
But in regard to the interfering acts of a superior and subordinate authority, of an original and derivative
power, the nature and reason of the thing indicate the converse of that rule as proper to be followed. They
teach us that the prior act of a superior ought to be preferred to the subsequent act of an inferior and
subordinate authority; and that accordingly, whenever a particular statute contravenes the Constitution, it will
be the duty of the judicial tribunals to adhere to the latter and disregard the former.
It can be of no weight to say that the courts, on the pretense of a repugnancy, may substitute their own
pleasure to the constitutional intentions of the legislature. This might as well happen in the case of two
contradictory statutes; or it might as well happen in every adjudication upon any single statute. The courts
must declare the sense of the law; and if they should be disposed to exercise WILL instead of JUDGMENT,
the consequence would equally be the substitution of their pleasure to that of the legislative body. The
observation, if it prove any thing, would prove that there ought to be no judges distinct from that body.
If, then, the courts of justice are to be considered as the bulwarks of a limited Constitution against legislative
encroachments, this consideration will afford a strong argument for the permanent tenure of judicial offices,
since nothing will contribute so much as this to that independent spirit in the judges which must be essential
to the faithful performance of so arduous a duty.
This independence of the judges is equally requisite to guard the Constitution and the rights of individuals
from the effects of those ill humors, which the arts of designing men, or the influence of particular
conjunctures, sometimes disseminate among the people themselves, and which, though they speedily give
place to better information, and more deliberate reflection, have a tendency, in the meantime, to occasion
dangerous innovations in the government, and serious oppressions of the minor party in the community.
Though I trust the friends of the proposed Constitution will never concur with its enemies,3 in questioning
that fundamental principle of republican government, which admits the right of the people to alter or abolish
the established Constitution, whenever they find it inconsistent with their happiness, yet it is not to be
inferred from this principle, that the representatives of the people, whenever a momentary inclination happens
to lay hold of a majority of their constituents, incompatible with the provisions in the existing Constitution,
would, on that account, be justifiable in a violation of those provisions; or that the courts would be under a
greater obligation to connive at infractions in this shape, than when they had proceeded wholly from the
cabals of the representative body.
Until the people have, by some solemn and authoritative act, annulled or changed the established form, it is
binding upon themselves collectively, as well as individually; and no presumption, or even knowledge, of
their sentiments, can warrant their representatives in a departure from it, prior to such an act.
But it is easy to see, that it would require an uncommon portion of fortitude in the judges to do their duty as
faithful guardians of the Constitution, where legislative invasions of it had been instigated by the major voice
of the community.
But it is not with a view to infractions of the Constitution only, that the independence of the judges may be an
essential safeguard against the effects of occasional ill humors in the society. These sometimes extend no
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farther than to the injury of the private rights of particular classes of citizens, by unjust and partial laws. Here
also the firmness of the judicial magistracy is of vast importance in mitigating the severity and confining the
operation of such laws. It not only serves to moderate the immediate mischiefs of those which may have been
passed, but it operates as a check upon the legislative body in passing them; who, perceiving that obstacles to
the success of iniquitous intention are to be expected from the scruples of the courts, are in a manner
compelled, by the very motives of the injustice they meditate, to qualify their attempts. This is a circumstance
calculated to have more influence upon the character of our governments, than but few may be aware of. The
benefits of the integrity and moderation of the judiciary have already been felt in more States than one; and
though they may have displeased those whose sinister expectations they may have disappointed, they must
have commanded the esteem and applause of all the virtuous and disinterested. Considerate men, of every
description, ought to prize whatever will tend to beget or fortify that temper in the courts: as no man can be
sure that he may not be tomorrow the victim of a spirit of injustice, by which he may be a gainer today.
And every man must now feel, that the inevitable tendency of such a spirit is to sap the foundations of public
and private confidence, and to introduce in its stead universal distrust and distress.
That inflexible and uniform adherence to the rights of the Constitution, and of individuals, which we perceive
to be indispensable in the courts of justice, can certainly not be expected from judges who hold their offices
by a temporary commission. Periodical appointments, however regulated, or by whomsoever made, would, in
some way or other, be fatal to their necessary independence. If the power of making them was committed
either to the Executive or legislature, there would be danger of an improper complaisance to the branch which
possessed it; if to both, there would be an unwillingness to hazard the displeasure of either; if to the people,
or to persons chosen by them for the special purpose, there would be too great a disposition to consult
popularity, to justify a reliance that nothing would be consulted but the Constitution and the laws.
There is yet a further and a weightier reason for the permanency of the judicial offices, which is deducible
from the nature of the qualifications they require. It has been frequently remarked, with great propriety, that a
voluminous code of laws is one of the inconveniences necessarily connected with the advantages of a free
government. To avoid an arbitrary discretion in the courts, it is indispensable that they should be bound down
by strict rules and precedents, which serve to define and point out their duty in every particular case that
comes before them; and it will readily be conceived from the variety of controversies which grow out of the
folly and wickedness of mankind, that the records of those precedents must unavoidably swell to a very
considerable bulk, and must demand long and laborious study to acquire a competent knowledge of them.
Hence it is, that there can be but few men in the society who will have sufficient skill in the laws to qualify
them for the stations of judges. And making the proper deductions for the ordinary depravity of human
nature, the number must be still smaller of those who unite the requisite integrity with the requisite
knowledge. These considerations apprise us, that the government can have no great option between fit
character; and that a temporary duration in office, which would naturally discourage such characters from
quitting a lucrative line of practice to accept a seat on the bench, would have a tendency to throw the
administration of justice into hands less able, and less well qualified, to conduct it with utility and dignity. In
the present circumstances of this country, and in those in which it is likely to be for a long time to come, the
disadvantages on this score would be greater than they may at first sight appear; but it must be confessed, that
they are far inferior to those which present themselves under the other aspects of the subject.
Upon the whole, there can be no room to doubt that the convention acted wisely in copying from the models
of those constitutions which have established GOOD BEHAVIOR as the tenure of their judicial offices, in
point of duration; and that so far from being blamable on this account, their plan would have been
inexcusably defective, if it had wanted this important feature of good government. The experience of Great
Britain affords an illustrious comment on the excellence of the institution.
PUBLIUS.
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1 The celebrated Montesquieu, speaking of them, says: ``Of the three powers above mentioned, the judiciary
is next to nothing.'' ``Spirit of Laws.'' vol. i., page 186.
2 Idem, page 181.
3 Vide ``Protest of the Minority of the Convention of Pennsylvania,'' Martin's Speech, etc.
FEDERALIST No. 79 The Judiciary Continued
From MCLEAN's Edition, New York.
HAMILTON
To the People of the State of New York:
NEXT to permanency in office, nothing can contribute more to the independence of the judges than a fixed
provision for their support.
The remark made in relation to the President is equally applicable here. In the general course of human
nature, A POWER OVER A MAN's SUBSISTENCE AMOUNTS TO A POWER OVER HIS WILL. And
we can never hope to see realized in practice, the complete separation of the judicial from the legislative
power, in any system which leaves the former dependent for pecuniary resources on the occasional grants of
the latter. The enlightened friends to good government in every State, have seen cause to lament the want of
precise and explicit precautions in the State constitutions on this head. Some of these indeed have declared
that PERMANENT1 salaries should be established for the judges; but the experiment has in some instances
shown that such expressions are not sufficiently definite to preclude legislative evasions. Something still
more positive and unequivocal has been evinced to be requisite. The plan of the convention accordingly has
provided that the judges of the United States ``shall at STATED TIMES receive for their services a
compensation which shall not be DIMINISHED during their continuance in office.'' This, all circumstances
considered, is the most eligible provision that could have been devised. It will readily be understood that the
fluctuations in the value of money and in the state of society rendered a fixed rate of compensation in the
Constitution inadmissible. What might be extravagant today, might in half a century become penurious and
inadequate. It was therefore necessary to leave it to the discretion of the legislature to vary its provisions in
conformity to the variations in circumstances, yet under such restrictions as to put it out of the power of that
body to change the condition of the individual for the worse. A man may then be sure of the ground upon
which he stands, and can never be deterred from his duty by the apprehension of being placed in a less
eligible situation. The clause which has been quoted combines both advantages. The salaries of judicial
officers may from time to time be altered, as occasion shall require, yet so as never to lessen the allowance
with which any particular judge comes into office, in respect to him. It will be observed that a difference has
been made by the convention between the compensation of the President and of the judges, That of the
former can neither be increased nor diminished; that of the latter can only not be diminished. This probably
arose from the difference in the duration of the respective offices. As the President is to be elected for no
more than four years, it can rarely happen that an adequate salary, fixed at the commencement of that period,
will not continue to be such to its end. But with regard to the judges, who, if they behave properly, will be
secured in their places for life, it may well happen, especially in the early stages of the government, that a
stipend, which would be very sufficient at their first appointment, would become too small in the progress of
their service.
This provision for the support of the judges bears every mark of prudence and efficacy; and it may be safely
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affirmed that, together with the permanent tenure of their offices, it affords a better prospect of their
independence than is discoverable in the constitutions of any of the States in regard to their own judges.
The precautions for their responsibility are comprised in the article respecting impeachments. They are liable
to be impeached for malconduct by the House of Representatives, and tried by the Senate; and, if convicted,
may be dismissed from office, and disqualified for holding any other. This is the only provision on the point
which is consistent with the necessary independence of the judicial character, and is the only one which we
find in our own Constitution in respect to our own judges.
The want of a provision for removing the judges on account of inability has been a subject of complaint. But
all considerate men will be sensible that such a provision would either not be practiced upon or would be
more liable to abuse than calculated to answer any good purpose. The mensuration of the faculties of the
mind has, I believe, no place in the catalogue of known arts. An attempt to fix the boundary between the
regions of ability and inability, would much oftener give scope to personal and party attachments and
enmities than advance the interests of justice or the public good.
The result, except in the case of insanity, must for the most part be arbitrary; and insanity, without any formal
or express provision, may be safely pronounced to be a virtual disqualification.
The constitution of New York, to avoid investigations that must forever be vague and dangerous, has taken a
particular age as the criterion of inability. No man can be a judge beyond sixty. I believe there are few at
present who do not disapprove of this provision. There is no station, in relation to which it is less proper than
to that of a judge. The deliberating and comparing faculties generally preserve their strength much beyond
that period in men who survive it; and when, in addition to this circumstance, we consider how few there are
who outlive the season of intellectual vigor, and how improbable it is that any considerable portion of the
bench, whether more or less numerous, should be in such a situation at the same time, we shall be ready to
conclude that limitations of this sort have little to recommend them. In a republic, where fortunes are not
affluent, and pensions not expedient, the dismission of men from stations in which they have served their
country long and usefully, on which they depend for subsistence, and from which it will be too late to resort
to any other occupation for a livelihood, ought to have some better apology to humanity than is to be found in
the imaginary danger of a superannuated bench.
PUBLIUS.
1 Vide ``Constitution of Massachusetts,'' chapter 2, section I, article 13.
FEDERALIST No. 80 The Powers of the Judiciary
From McLEAN's Edition, New York.
HAMILTON
To the People of the State of New York:
To JUDGE with accuracy of the proper extent of the federal judicature, it will be necessary to consider, in the
first place, what are its proper objects.
It seems scarcely to admit of controversy, that the judicary authority of the Union ought to extend to these
several descriptions of cases: 1st, to all those which arise out of the laws of the United States, passed in
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pursuance of their just and constitutional powers of legislation; 2d, to all those which concern the execution
of the provisions expressly contained in the articles of Union; 3d, to all those in which the United States are a
party; 4th, to all those which involve the PEACE of the CONFEDERACY, whether they relate to the
intercourse between the United States and foreign nations, or to that between the States themselves; 5th, to all
those which originate on the high seas, and are of admiralty or maritime jurisdiction; and, lastly, to all those
in which the State tribunals cannot be supposed to be impartial and unbiased.
The first point depends upon this obvious consideration, that there ought always to be a constitutional method
of giving efficacy to constitutional provisions. What, for instance, would avail restrictions on the authority of
the State legislatures, without some constitutional mode of enforcing the observance of them? The States, by
the plan of the convention, are prohibited from doing a variety of things, some of which are incompatible
with the interests of the Union, and others with the principles of good government.
The imposition of duties on imported articles, and the emission of paper money, are specimens of each kind.
No man of sense will believe, that such prohibitions would be scrupulously regarded, without some effectual
power in the government to restrain or correct the infractions of them. This power must either be a direct
negative on the State laws, or an authority in the federal courts to overrule such as might be in manifest
contravention of the articles of Union. There is no third course that I can imagine. The latter appears to have
been thought by the convention preferable to the former, and, I presume, will be most agreeable to the States.
As to the second point, it is impossible, by any argument or comment, to make it clearer than it is in itself. If
there are such things as political axioms, the propriety of the judicial power of a government being
coextensive with its legislative, may be ranked among the number. The mere necessity of uniformity in the
interpretation of the national laws, decides the question. Thirteen independent courts of final jurisdiction over
the same causes, arising upon the same laws, is a hydra in government, from which nothing but contradiction
and confusion can proceed.
Still less need be said in regard to the third point.
Controversies between the nation and its members or citizens, can only be properly referred to the national
tribunals. Any other plan would be contrary to reason, to precedent, and to decorum.
The fourth point rests on this plain proposition, that the peace of the WHOLE ought not to be left at the
disposal of a PART. The Union will undoubtedly be answerable to foreign powers for the conduct of its
members. And the responsibility for an injury ought ever to be accompanied with the faculty of preventing it.
As the denial or perversion of justice by the sentences of courts, as well as in any other manner, is with
reason classed among the just causes of war, it will follow that the federal judiciary ought to have cognizance
of all causes in which the citizens of other countries are concerned. This is not less essential to the
preservation of the public faith, than to the security of the public tranquillity.
A distinction may perhaps be imagined between cases arising upon treaties and the laws of nations and those
which may stand merely on the footing of the municipal law. The former kind may be supposed proper for
the federal jurisdiction, the latter for that of the States. But it is at least problematical, whether an unjust
sentence against a foreigner, where the subject of controversy was wholly relative to the lex loci, would not,
if unredressed, be an aggression upon his sovereign, as well as one which violated the stipulations of a treaty
or the general law of nations. And a still greater objection to the distinction would result from the immense
difficulty, if not impossibility, of a practical discrimination between the cases of one complexion and those of
the other. So great a proportion of the cases in which foreigners are parties, involve national questions, that it
is by far most safe and most expedient to refer all those in which they are concerned to the national tribunals.
The power of determining causes between two States, between one State and the citizens of another, and
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between the citizens of different States, is perhaps not less essential to the peace of the Union than that which
has been just examined. History gives us a horrid picture of the dissensions and private wars which distracted
and desolated Germany prior to the institution of the Imperial Chamber by Maximilian, towards the close of
the fifteenth century; and informs us, at the same time, of the vast influence of that institution in appeasing
the disorders and establishing the tranquillity of the empire. This was a court invested with authority to
decide finally all differences among the members of the Germanic body.
A method of terminating territorial disputes between the States, under the authority of the federal head, was
not unattended to, even in the imperfect system by which they have been hitherto held together. But there are
many other sources, besides interfering claims of boundary, from which bickerings and animosities may
spring up among the members of the Union. To some of these we have been witnesses in the course of our
past experience. It will readily be conjectured that I allude to the fraudulent laws which have been passed in
too many of the States. And though the proposed Constitution establishes particular guards against the
repetition of those instances which have heretofore made their appearance, yet it is warrantable to apprehend
that the spirit which produced them will assume new shapes, that could not be foreseen nor specifically
provided against. Whatever practices may have a tendency to disturb the harmony between the States, are
proper objects of federal superintendence and control.
It may be esteemed the basis of the Union, that ``the citizens of each State shall be entitled to all the
privileges and immunities of citizens of the several States.'' And if it be a just principle that every government
OUGHT TO POSSESS THE MEANS OF EXECUTING ITS OWN PROVISIONS BY ITS OWN
AUTHORITY, it will follow, that in order to the inviolable maintenance of that equality of privileges and
immunities to which the citizens of the Union will be entitled, the national judiciary ought to preside in all
cases in which one State or its citizens are opposed to another State or its citizens. To secure the full effect of
so fundamental a provision against all evasion and subterfuge, it is necessary that its construction should be
committed to that tribunal which, having no local attachments, will be likely to be impartial between the
different States and their citizens, and which, owing its official existence to the Union, will never be likely to
feel any bias inauspicious to the principles on which it is founded.
The fifth point will demand little animadversion. The most bigoted idolizers of State authority have not thus
far shown a disposition to deny the national judiciary the cognizances of maritime causes. These so generally
depend on the laws of nations, and so commonly affect the rights of foreigners, that they fall within the
considerations which are relative to the public peace.
The most important part of them are, by the present Confederation, submitted to federal jurisdiction.
The reasonableness of the agency of the national courts in cases in which the State tribunals cannot be
supposed to be impartial, speaks for itself. No man ought certainly to be a judge in his own cause, or in any
cause in respect to which he has the least interest or bias. This principle has no inconsiderable weight in
designating the federal courts as the proper tribunals for the determination of controversies between different
States and their citizens. And it ought to have the same operation in regard to some cases between citizens of
the same State. Claims to land under grants of different States, founded upon adverse pretensions of
boundary, are of this description. The courts of neither of the granting States could be expected to be
unbiased. The laws may have even prejudged the question, and tied the courts down to decisions in favor of
the grants of the State to which they belonged. And even where this had not been done, it would be natural
that the judges, as men, should feel a strong predilection to the claims of their own government.
Having thus laid down and discussed the principles which ought to regulate the constitution of the federal
judiciary, we will proceed to test, by these principles, the particular powers of which, according to the plan of
the convention, it is to be composed. It is to comprehend ``all cases in law and equity arising under the
Constitution, the laws of the United States, and treaties made, or which shall be made, under their authority;
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to all cases affecting ambassadors, other public ministers, and consuls; to all cases of admiralty and maritime
jurisdiction; to controversies to which the United States shall be a party; to controversies between two or
more States; between a State and citizens of another State; between citizens of different States; between
citizens of the same State claiming lands and grants of different States; and between a State or the citizens
thereof and foreign states, citizens, and subjects.'' This constitutes the entire mass of the judicial authority of
the Union. Let us now review it in detail. It is, then, to extend: First. To all cases in law and equity, ARISING
UNDER THE CONSTITUTION and THE LAWS OF THE UNITED STATES. This corresponds with the
two first classes of causes, which have been enumerated, as proper for the jurisdiction of the United States. It
has been asked, what is meant by ``cases arising under the Constitution,'' in contradiction from those ``arising
under the laws of the United States''? The difference has been already explained. All the restrictions upon the
authority of the State legislatures furnish examples of it. They are not, for instance, to emit paper money; but
the interdiction results from the Constitution, and will have no connection with any law of the United States.
Should paper money, notwithstanding, be emited, the controversies concerning it would be cases arising
under the Constitution and not the laws of the United States, in the ordinary signification of the terms. This
may serve as a sample of the whole.
It has also been asked, what need of the word ``equity What equitable causes can grow out of the Constitution
and laws of the United States? There is hardly a subject of litigation between individuals, which may not
involve those ingredients of FRAUD, ACCIDENT, TRUST, or HARDSHIP, which would render the matter
an object of equitable rather than of legal jurisdiction, as the distinction is known and established in several of
the States. It is the peculiar province, for instance, of a court of equity to relieve against what are called hard
bargains: these are contracts in which, though there may have been no direct fraud or deceit, sufficient to
invalidate them in a court of law, yet there may have been some undue and unconscionable advantage taken
of the necessities or misfortunes of one of the parties, which a court of equity would not tolerate. In such
cases, where foreigners were concerned on either side, it would be impossible for the federal judicatories to
do justice without an equitable as well as a legal jurisdiction. Agreements to convey lands claimed under the
grants of different States, may afford another example of the necessity of an equitable jurisdiction in the
federal courts. This reasoning may not be so palpable in those States where the formal and technical
distinction between LAW and EQUITY is not maintained, as in this State, where it is exemplified by every
day's practice.
The judiciary authority of the Union is to extend: Second. To treaties made, or which shall be made, under
the authority of the United States, and to all cases affecting ambassadors, other public ministers, and consuls.
These belong to the fourth class of the enumerated cases, as they have an evident connection with the
preservation of the national peace.
Third. To cases of admiralty and maritime jurisdiction.
These form, altogether, the fifth of the enumerated classes of causes proper for the cognizance of the national
courts.
Fourth. To controversies to which the United States shall be a party. These constitute the third of those
classes.
Fifth. To controversies between two or more States; between a State and citizens of another State; between
citizens of different States. These belong to the fourth of those classes, and partake, in some measure, of the
nature of the last.
Sixth. To cases between the citizens of the same State, CLAIMING LANDS UNDER GRANTS OF
DIFFERENT STATES. These fall within the last class, and ARE THE ONLY INSTANCES IN WHICH
THE PROPOSED CONSTITUTION DIRECTLY CONTEMPLATES THE COGNIZANCE OF DISPUTES
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BETWEEN THE CITIZENS OF THE SAME STATE.
Seventh. To cases between a State and the citizens thereof, and foreign States, citizens, or subjects. These
have been already explained to belong to the fourth of the enumerated classes, and have been shown to be, in
a peculiar manner, the proper subjects of the national judicature.
From this review of the particular powers of the federal judiciary, as marked out in the Constitution, it
appears that they are all conformable to the principles which ought to have governed the structure of that
department, and which were necessary to the perfection of the system. If some partial inconviences should
appear to be connected with the incorporation of any of them into the plan, it ought to be recollected that the
national legislature will have ample authority to make such EXCEPTIONS, and to prescribe such regulations
as will be calculated to obviate or remove these inconveniences. The possibility of particular mischiefs can
never be viewed, by a wellinformed mind, as a solid objection to a general principle, which is calculated to
avoid general mischiefs and to obtain general advantages.
PUBLIUS.
FEDERALIST. No. 81 The Judiciary Continued, and the Distribution of the
Judicial Authority
From McLEAN's Edition, New York.
HAMILTON
To the People of the State of New York:
LET US now return to the partition of the judiciary authority between different courts, and their relations to
each other, ``The judicial power of the United States is'' (by the plan of the convention) ``to be vested in one
Supreme Court, and in such inferior courts as the Congress may, from time to time, ordain and establish.''1
That there ought to be one court of supreme and final jurisdiction, is a proposition which is not likely to be
contested.
The reasons for it have been assigned in another place, and are too obvious to need repetition. The only
question that seems to have been raised concerning it, is, whether it ought to be a distinct body or a branch of
the legislature. The same contradiction is observable in regard to this matter which has been remarked in
several other cases. The very men who object to the Senate as a court of impeachments, on the ground of an
improper intermixture of powers, advocate, by implication at least, the propriety of vesting the ultimate
decision of all causes, in the whole or in a part of the legislative body.
The arguments, or rather suggestions, upon which this charge is founded, are to this effect: ``The authority of
the proposed Supreme Court of the United States, which is to be a separate and independent body, will be
superior to that of the legislature. The power of construing the laws according to the SPIRIT of the
Constitution, will enable that court to mould them into whatever shape it may think proper; especially as its
decisions will not be in any manner subject to the revision or correction of the legislative body. This is as
unprecedented as it is dangerous. In Britain, the judical power, in the last resort, resides in the House of
Lords, which is a branch of the legislature; and this part of the British government has been imitated in the
State constitutions in general. The Parliament of Great Britain, and the legislatures of the several States, can
at any time rectify, by law, the exceptionable decisions of their respective courts. But the errors and
usurpations of the Supreme Court of the United States will be uncontrollable and remediless.'' This, upon
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examination, will be found to be made up altogether of false reasoning upon misconceived fact.
In the first place, there is not a syllable in the plan under consideration which DIRECTLY empowers the
national courts to construe the laws according to the spirit of the Constitution, or which gives them any
greater latitude in this respect than may be claimed by the courts of every State. I admit, however, that the
Constitution ought to be the standard of construction for the laws, and that wherever there is an evident
opposition, the laws ought to give place to the Constitution. But this doctrine is not deducible from any
circumstance peculiar to the plan of the convention, but from the general theory of a limited Constitution; and
as far as it is true, is equally applicable to most, if not to all the State governments. There can be no objection,
therefore, on this account, to the federal judicature which will not lie against the local judicatures in general,
and which will not serve to condemn every constitution that attempts to set bounds to legislative discretion.
But perhaps the force of the objection may be thought to consist in the particular organization of the Supreme
Court; in its being composed of a distinct body of magistrates, instead of being one of the branches of the
legislature, as in the government of Great Britain and that of the State. To insist upon this point, the authors
of the objection must renounce the meaning they have labored to annex to the celebrated maxim, requiring a
separation of the departments of power. It shall, nevertheless, be conceded to them, agreeably to the
interpretation given to that maxim in the course of these papers, that it is not violated by vesting the ultimate
power of judging in a PART of the legislative body. But though this be not an absolute violation of that
excellent rule, yet it verges so nearly upon it, as on this account alone to be less eligible than the mode
preferred by the convention. From a body which had even a partial agency in passing bad laws, we could
rarely expect a disposition to temper and moderate them in the application. The same spirit which had
operated in making them, would be too apt in interpreting them; still less could it be expected that men who
had infringed the Constitution in the character of legislators, would be disposed to repair the breach in the
character of judges. Nor is this all. Every reason which recommends the tenure of good behavior for judicial
offices, militates against placing the judiciary power, in the last resort, in a body composed of men chosen for
a limited period. There is an absurdity in referring the determination of causes, in the first instance, to judges
of permanent standing; in the last, to those of a temporary and mutable constitution. And there is a still
greater absurdity in subjecting the decisions of men, selected for their knowledge of the laws, acquired by
long and laborious study, to the revision and control of men who, for want of the same advantage, cannot but
be deficient in that knowledge. The members of the legislature will rarely be chosen with a view to those
qualifications which fit men for the stations of judges; and as, on this account, there will be great reason to
apprehend all the ill consequences of defective information, so, on account of the natural propensity of such
bodies to party divisions, there will be no less reason to fear that the pestilential breath of faction may poison
the fountains of justice. The habit of being continually marshalled on opposite sides will be too apt to stifle
the voice both of law and of equity.
These considerations teach us to applaud the wisdom of those States who have committed the judicial power,
in the last resort, not to a part of the legislature, but to distinct and independent bodies of men. Contrary to the
supposition of those who have represented the plan of the convention, in this respect, as novel and
unprecedented, it is but a copy of the constitutions of New Hampshire, Massachusetts, Pennsylvania,
Delaware, Maryland, Virginia, North Carolina, South Carolina, and Georgia; and the preference which has
been given to those models is highly to be commended.
It is not true, in the second place, that the Parliament of Great Britain, or the legislatures of the particular
States, can rectify the exceptionable decisions of their respective courts, in any other sense than might be
done by a future legislature of the United States. The theory, neither of the British, nor the State constitutions,
authorizes the revisal of a judicial sentence by a legislative act. Nor is there any thing in the proposed
Constitution, more than in either of them, by which it is forbidden.
In the former, as well as in the latter, the impropriety of the thing, on the general principles of law and reason,
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is the sole obstacle. A legislature, without exceeding its province, cannot reverse a determination once made
in a particular case; though it may prescribe a new rule for future cases. This is the principle, and it applies in
all its consequences, exactly in the same manner and extent, to the State governments, as to the national
government now under consideration. Not the least difference can be pointed out in any view of the subject.
It may in the last place be observed that the supposed danger of judiciary encroachments on the legislative
authority, which has been upon many occasions reiterated, is in reality a phantom. Particular misconstructions
and contraventions of the will of the legislature may now and then happen; but they can never be so extensive
as to amount to an inconvenience, or in any sensible degree to affect the order of the political system. This
may be inferred with certainty, from the general nature of the judicial power, from the objects to which it
relates, from the manner in which it is exercised, from its comparative weakness, and from its total incapacity
to support its usurpations by force. And the inference is greatly fortified by the consideration of the important
constitutional check which the power of instituting impeachments in one part of the legislative body, and of
determining upon them in the other, would give to that body upon the members of the judicial department.
This is alone a complete security. There never can be danger that the judges, by a series of deliberate
usurpations on the authority of the legislature, would hazard the united resentment of the body intrusted with
it, while this body was possessed of the means of punishing their presumption, by degrading them from their
stations. While this ought to remove all apprehensions on the subject, it affords, at the same time, a cogent
argument for constituting the Senate a court for the trial of impeachments.
Having now examined, and, I trust, removed the objections to the distinct and independent organization of the
Supreme Court, I proceed to consider the propriety of the power of constituting inferior courts,2 and the
relations which will subsist between these and the former.
The power of constituting inferior courts is evidently calculated to obviate the necessity of having recourse to
the Supreme Court in every case of federal cognizance. It is intended to enable the national government to
institute or AUTHORUZE, in each State or district of the United States, a tribunal competent to the
determination of matters of national jurisdiction within its limits.
But why, it is asked, might not the same purpose have been accomplished by the instrumentality of the State
courts? This admits of different answers. Though the fitness and competency of those courts should be
allowed in the utmost latitude, yet the substance of the power in question may still be regarded as a necessary
part of the plan, if it were only to empower the national legislature to commit to them the cognizance of
causes arising out of the national Constitution. To confer the power of determining such causes upon the
existing courts of the several States, would perhaps be as much ``to constitute tribunals,'' as to create new
courts with the like power. But ought not a more direct and explicit provision to have been made in favor of
the State courts? There are, in my opinion, substantial reasons against such a provision: the most discerning
cannot foresee how far the prevalency of a local spirit may be found to disqualify the local tribunals for the
jurisdiction of national causes; whilst every man may discover, that courts constituted like those of some of
the States would be improper channels of the judicial authority of the Union. State judges, holding their
offices during pleasure, or from year to year, will be too little independent to be relied upon for an inflexible
execution of the national laws. And if there was a necessity for confiding the original cognizance of causes
arising under those laws to them there would be a correspondent necessity for leaving the door of appeal as
wide as possible. In proportion to the grounds of confidence in, or distrust of, the subordinate tribunals, ought
to be the facility or difficulty of appeals. And well satisfied as I am of the propriety of the appellate
jurisdiction, in the several classes of causes to which it is extended by the plan of the convention. I should
consider every thing calculated to give, in practice, an UNRESTRAINED COURSE to appeals, as a source of
public and private inconvenience.
I am not sure, but that it will be found highly expedient and useful, to divide the United States into four or
five or half a dozen districts; and to institute a federal court in each district, in lieu of one in every State. The
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judges of these courts, with the aid of the State judges, may hold circuits for the trial of causes in the several
parts of the respective districts. Justice through them may be administered with ease and despatch; and
appeals may be safely circumscribed within a narrow compass. This plan appears to me at present the most
eligible of any that could be adopted; and in order to it, it is necessary that the power of constituting inferior
courts should exist in the full extent in which it is to be found in the proposed Constitution.
These reasons seem sufficient to satisfy a candid mind, that the want of such a power would have been a great
defect in the plan.
Let us now examine in what manner the judicial authority is to be distributed between the supreme and the
inferior courts of the Union.
The Supreme Court is to be invested with original jurisdiction, only ``in cases affecting ambassadors, other
public ministers, and consuls, and those in which A STATE shall be a party.'' Public ministers of every class
are the immediate representatives of their sovereigns. All questions in which they are concerned are so
directly connected with the public peace, that, as well for the preservation of this, as out of respect to the
sovereignties they represent, it is both expedient and proper that such questions should be submitted in the
first instance to the highest judicatory of the nation. Though consuls have not in strictness a diplomatic
character, yet as they are the public agents of the nations to which they belong, the same observation is in a
great measure applicable to them. In cases in which a State might happen to be a party, it would ill suit its
dignity to be turned over to an inferior tribunal.
Though it may rather be a digression from the immediate subject of this paper, I shall take occasion to
mention here a supposition which has excited some alarm upon very mistaken grounds. It has been suggested
that an assignment of the public securities of one State to the citizens of another, would enable them to
prosecute that State in the federal courts for the amount of those securities; a suggestion which the following
considerations prove to be without foundation.
It is inherent in the nature of sovereignty not to be amenable to the suit of an individual WITHOUT ITS
CONSENT. This is the general sense, and the general practice of mankind; and the exemption, as one of the
attributes of sovereignty, is now enjoyed by the government of every State in the Union. Unless, therefore,
there is a surrender of this immunity in the plan of the convention, it will remain with the States, and the
danger intimated must be merely ideal. The circumstances which are necessary to produce an alienation of
State sovereignty were discussed in considering the article of taxation, and need not be repeated here. A
recurrence to the principles there established will satisfy us, that there is no color to pretend that the State
governments would, by the adoption of that plan, be divested of the privilege of paying their own debts in
their own way, free from every constraint but that which flows from the obligations of good faith. The
contracts between a nation and individuals are only binding on the conscience of the sovereign, and have no
pretensions to a compulsive force. They confer no right of action, independent of the sovereign will. To what
purpose would it be to authorize suits against States for the debts they owe? How could recoveries be
enforced? It is evident, it could not be done without waging war against the contracting State; and to ascribe
to the federal courts, by mere implication, and in destruction of a preexisting right of the State governments,
a power which would involve such a consequence, would be altogether forced and unwarrantable.
Let us resume the train of our observations. We have seen that the original jurisdiction of the Supreme Court
would be confined to two classes of causes, and those of a nature rarely to occur. In all other cases of federal
cognizance, the original jurisdiction would appertain to the inferior tribunals; and the Supreme Court would
have nothing more than an appellate jurisdiction, ``with such EXCEPTIONS and under such
REGULATIONS as the Congress shall make.'' The propriety of this appellate jurisdiction has been scarcely
called in question in regard to matters of law; but the clamors have been loud against it as applied to matters
of fact. Some wellintentioned men in this State, deriving their notions from the language and forms which
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obtain in our courts, have been induced to consider it as an implied supersedure of the trial by jury, in favor
of the civillaw mode of trial, which prevails in our courts of admiralty, probate, and chancery. A technical
sense has been affixed to the term ``appellate,'' which, in our law parlance, is commonly used in reference to
appeals in the course of the civil law. But if I am not misinformed, the same meaning would not be given to it
in any part of New England. There an appeal from one jury to another, is familiar both in language and
practice, and is even a matter of course, until there have been two verdicts on one side.
The word ``appellate,'' therefore, will not be understood in the same sense in New England as in New York,
which shows the impropriety of a technical interpretation derived from the jurisprudence of any particular
State. The expression, taken in the abstract, denotes nothing more than the power of one tribunal to review
the proceedings of another, either as to the law or fact, or both. The mode of doing it may depend on ancient
custom or legislative provision (in a new government it must depend on the latter), and may be with or
without the aid of a jury, as may be judged advisable. If, therefore, the reexamination of a fact once
determined by a jury, should in any case be admitted under the proposed Constitution, it may be so regulated
as to be done by a second jury, either by remanding the cause to the court below for a second trial of the fact,
or by directing an issue immediately out of the Supreme Court.
But it does not follow that the reexamination of a fact once ascertained by a jury, will be permitted in the
Supreme Court. Why may not it be said, with the strictest propriety, when a writ of error is brought from an
inferior to a superior court of law in this State, that the latter has jurisdiction of the fact as well as the law? It
is true it cannot institute a new inquiry concerning the fact, but it takes cognizance of it as it appears upon the
record, and pronounces the law arising upon it.3 This is jurisdiction of both fact and law; nor is it even
possible to separate them.
Though the commonlaw courts of this State ascertain disputed facts by a jury, yet they unquestionably have
jurisdiction of both fact and law; and accordingly when the former is agreed in the pleadings, they have no
recourse to a jury, but proceed at once to judgment. I contend, therefore, on this ground, that the expressions,
``appellate jurisdiction, both as to law and fact,'' do not necessarily imply a reexamination in the Supreme
Court of facts decided by juries in the inferior courts.
The following train of ideas may well be imagined to have influenced the convention, in relation to this
particular provision.
The appellate jurisdiction of the Supreme Court (it may have been argued) will extend to causes determinable
in different modes, some in the course of the COMMON LAW, others in the course of the CIVIL LAW. In
the former, the revision of the law only will be, generally speaking, the proper province of the Supreme
Court; in the latter, the reexamination of the fact is agreeable to usage, and in some cases, of which prize
causes are an example, might be essential to the preservation of the public peace. It is therefore necessary that
the appellate jurisdiction should, in certain cases, extend in the broadest sense to matters of fact. It will not
answer to make an express exception of cases which shall have been originally tried by a jury, because in the
courts of some of the States ALL CAUSES are tried in this mode4; and such an exception would preclude the
revision of matters of fact, as well where it might be proper, as where it might be improper. To avoid all
inconveniencies, it will be safest to declare generally, that the Supreme Court shall possess appellate
jurisdiction both as to law and FACT, and that this jurisdiction shall be subject to such EXCEPTIONS and
regulations as the national legislature may prescribe. This will enable the government to modify it in such a
manner as will best answer the ends of public justice and security.
This view of the matter, at any rate, puts it out of all doubt that the supposed ABOLITION of the trial by
jury, by the operation of this provision, is fallacious and untrue. The legislature of the United States would
certainly have full power to provide, that in appeals to the Supreme Court there should be no reexamination
of facts where they had been tried in the original causes by juries.
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This would certainly be an authorized exception; but if, for the reason already intimated, it should be thought
too extensive, it might be qualified with a limitation to such causes only as are determinable at common law
in that mode of trial.
The amount of the observations hitherto made on the authority of the judicial department is this: that it has
been carefully restricted to those causes which are manifestly proper for the cognizance of the national
judicature; that in the partition of this authority a very small portion of original jurisdiction has been
preserved to the Supreme Court, and the rest consigned to the subordinate tribunals; that the Supreme Court
will possess an appellate jurisdiction, both as to law and fact, in all the cases referred to them, both subject to
any EXCEPTIONS and REGULATIONS which may be thought advisable; that this appellate jurisdiction
does, in no case, ABOLISH the trial by jury; and that an ordinary degree of prudence and integrity in the
national councils will insure us solid advantages from the establishment of the proposed judiciary, without
exposing us to any of the inconveniences which have been predicted from that source.
PUBLIUS.
1 Article 3, sec. I.
2 This power has been absurdly represented as intended to abolish all the county courts in the several States,
which are commonly called inferior courts. But the expressions of the Constitution are, to constitute
``tribunals INFERIOR TO THE SUPREME COURT''; and the evident design of the provision is to enable
the institution of local courts, subordinate to the Supreme, either in States or larger districts. It is ridiculous to
imagine that county courts were in contemplation.
3 This word is composed of JUS and DICTIO, juris dictio or a speaking and pronouncing of the law.
4 I hold that the States will have concurrent jurisdiction with the subordinate federal judicatories, in many
cases of federal cognizance, as will be explained in my next paper.
FEDERALIST No. 82 The Judiciary Continued
From McLEAN's Edition, New York.
HAMILTON
To the People of the State of New York:
THE erection of a new government, whatever care or wisdom may distinguish the work, cannot fail to
originate questions of intricacy and nicety; and these may, in a particular manner, be expected to flow from
the establishment of a constitution founded upon the total or partial incorporation of a number of distinct
sovereignties. 'T is time only that can mature and perfect so compound a system, can liquidate the meaning of
all the parts, and can adjust them to each other in a harmonious and consistent WHOLE.
Such questions, accordingly, have arisen upon the plan proposed by the convention, and particularly
concerning the judiciary department. The principal of these respect the situation of the State courts in regard
to those causes which are to be submitted to federal jurisdiction. Is this to be exclusive, or are those courts to
possess a concurrent jurisdiction? If the latter, in what relation will they stand to the national tribunals? These
are inquiries which we meet with in the mouths of men of sense, and which are certainly entitled to attention.
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The principles established in a former paper1 teach us that the States will retain all PREEXISTING
authorities which may not be exclusively delegated to the federal head; and that this exclusive delegation can
only exist in one of three cases: where an exclusive authority is, in express terms, granted to the Union; or
where a particular authority is granted to the Union, and the exercise of a like authority is prohibited to the
States; or where an authority is granted to the Union, with which a similar authority in the States would be
utterly incompatible. Though these principles may not apply with the same force to the judiciary as to the
legislative power, yet I am inclined to think that they are, in the main, just with respect to the former, as well
as the latter. And under this impression, I shall lay it down as a rule, that the State courts will RETAIN the
jurisdiction they now have, unless it appears to be taken away in one of the enumerated modes.
The only thing in the proposed Constitution, which wears the appearance of confining the causes of federal
cognizance to the federal courts, is contained in this passage: ``The JUDICIAL POWER of the United States
SHALL BE VESTED in one Supreme Court, and in SUCH inferior courts as the Congress shall from time to
time ordain and establish.'' This might either be construed to signify, that the supreme and subordinate courts
of the Union should alone have the power of deciding those causes to which their authority is to extend; or
simply to denote, that the organs of the national judiciary should be one Supreme Court, and as many
subordinate courts as Congress should think proper to appoint; or in other words, that the United States
should exercise the judicial power with which they are to be invested, through one supreme tribunal, and a
certain number of inferior ones, to be instituted by them.
The first excludes, the last admits, the concurrent jurisdiction of the State tribunals; and as the first would
amount to an alienation of State power by implication, the last appears to me the most natural and the most
defensible construction.
But this doctrine of concurrent jurisdiction is only clearly applicable to those descriptions of causes of which
the State courts have previous cognizance. It is not equally evident in relation to cases which may grow out
of, and be PECULIAR to, the Constitution to be established; for not to allow the State courts a right of
jurisdiction in such cases, can hardly be considered as the abridgment of a preexisting authority. I mean not
therefore to contend that the United States, in the course of legislation upon the objects intrusted to their
direction, may not commit the decision of causes arising upon a particular regulation to the federal courts
solely, if such a measure should be deemed expedient; but I hold that the State courts will be divested of no
part of their primitive jurisdiction, further than may relate to an appeal; and I am even of opinion that in every
case in which they were not expressly excluded by the future acts of the national legislature, they will of
course take cognizance of the causes to which those acts may give birth. This I infer from the nature of
judiciary power, and from the general genius of the system. The judiciary power of every government looks
beyond its own local or municipal laws, and in civil cases lays hold of all subjects of litigation between
parties within its jurisdiction, though the causes of dispute are relative to the laws of the most distant part of
the globe. Those of Japan, not less than of New York, may furnish the objects of legal discussion to our
courts. When in addition to this we consider the State governments and the national governments, as they
truly are, in the light of kindred systems, and as parts of ONE WHOLE, the inference seems to be conclusive,
that the State courts would have a concurrent jurisdiction in all cases arising under the laws of the Union,
where it was not expressly prohibited.
Here another question occurs: What relation would subsist between the national and State courts in these
instances of concurrent jurisdiction? I answer, that an appeal would certainly lie from the latter, to the
Supreme Court of the United States. The Constitution in direct terms gives an appellate jurisdiction to the
Supreme Court in all the enumerated cases of federal cognizance in which it is not to have an original one,
without a single expression to confine its operation to the inferior federal courts. The objects of appeal, not
the tribunals from which it is to be made, are alone contemplated. From this circumstance, and from the
reason of the thing, it ought to be construed to extend to the State tribunals. Either this must be the case, or
the local courts must be excluded from a concurrent jurisdiction in matters of national concern, else the
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judiciary authority of the Union may be eluded at the pleasure of every plaintiff or prosecutor. Neither of
these consequences ought, without evident necessity, to be involved; the latter would be entirely
inadmissible, as it would defeat some of the most important and avowed purposes of the proposed
government, and would essentially embarrass its measures. Nor do I perceive any foundation for such a
supposition. Agreeably to the remark already made, the national and State systems are to be regarded as ONE
WHOLE. The courts of the latter will of course be natural auxiliaries to the execution of the laws of the
Union, and an appeal from them will as naturally lie to that tribunal which is destined to unite and assimilate
the principles of national justice and the rules of national decisions. The evident aim of the plan of the
convention is, that all the causes of the specified classes shall, for weighty public reasons, receive their
original or final determination in the courts of the Union. To confine, therefore, the general expressions
giving appellate jurisdiction to the Supreme Court, to appeals from the subordinate federal courts, instead of
allowing their extension to the State courts, would be to abridge the latitude of the terms, in subversion of the
intent, contrary to every sound rule of interpretation.
But could an appeal be made to lie from the State courts to the subordinate federal judicatories? This is
another of the questions which have been raised, and of greater difficulty than the former.
The following considerations countenance the affirmative. The plan of the convention, in the first place,
authorizes the national legislature ``to constitute tribunals inferior to the Supreme Court.''2 It declares, in the
next place, that ``the JUDICIAL POWER of the United States SHALL BE VESTED in one Supreme Court,
and in such inferior courts as Congress shall ordain and establish''; and it then proceeds to enumerate the
cases to which this judicial power shall extend. It afterwards divides the jurisdiction of the Supreme Court
into original and appellate, but gives no definition of that of the subordinate courts. The only outlines
described for them, are that they shall be ``inferior to the Supreme Court,'' and that they shall not exceed the
specified limits of the federal judiciary. Whether their authority shall be original or appellate, or both, is not
declared. All this seems to be left to the discretion of the legislature. And this being the case, I perceive at
present no impediment to the establishment of an appeal from the State courts to the subordinate national
tribunals; and many advantages attending the power of doing it may be imagined. It would diminish the
motives to the multiplication of federal courts, and would admit of arrangements calculated to contract the
appellate jurisdiction of the Supreme Court. The State tribunals may then be left with a more entire charge of
federal causes; and appeals, in most cases in which they may be deemed proper, instead of being carried to
the Supreme Court, may be made to lie from the State courts to district courts of the Union.
PUBLIUS.
1 No. 31.
2 Sec. 8th art. 1st.
FEDERALIST No. 83 The Judiciary Continued in Relation to Trial by Jury
From MCLEAN's Edition, New York.
HAMILTON
To the People of the State of New York:
THE objection to the plan of the convention, which has met with most success in this State, and perhaps in
several of the other States, is THAT RELATIVE TO THE WANT OF A CONSTITUTIONAL PROVISION
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for the trial by jury in civil cases. The disingenuous form in which this objection is usually stated has been
repeatedly adverted to and exposed, but continues to be pursued in all the conversations and writings of the
opponents of the plan. The mere silence of the Constitution in regard to CIVIL CAUSES, is represented as an
abolition of the trial by jury, and the declamations to which it has afforded a pretext are artfully calculated to
induce a persuasion that this pretended abolition is complete and universal, extending not only to every
species of civil, but even to CRIMINAL CAUSES. To argue with respect to the latter would, however, be as
vain and fruitless as to attempt the serious proof of the EXISTENCE of MATTER, or to demonstrate any of
those propositions which, by their own internal evidence, force conviction, when expressed in language
adapted to convey their meaning.
With regard to civil causes, subtleties almost too contemptible for refutation have been employed to
countenance the surmise that a thing which is only NOT PROVIDED FOR, is entirely ABOLISHED. Every
man of discernment must at once perceive the wide difference between SILENCE and ABOLITION. But as
the inventors of this fallacy have attempted to support it by certain LEGAL MAXIMS of interpretation,
which they have perverted from their true meaning, it may not be wholly useless to explore the ground they
have taken.
The maxims on which they rely are of this nature: ``A specification of particulars is an exclusion of generals'';
or, ``The expression of one thing is the exclusion of another.'' Hence, say they, as the Constitution has
established the trial by jury in criminal cases, and is silent in respect to civil, this silence is an implied
prohibition of trial by jury in regard to the latter.
The rules of legal interpretation are rules of COMMONSENSE, adopted by the courts in the construction of
the laws. The true test, therefore, of a just application of them is its conformity to the source from which they
are derived. This being the case, let me ask if it is consistent with commonsense to suppose that a provision
obliging the legislative power to commit the trial of criminal causes to juries, is a privation of its right to
authorize or permit that mode of trial in other cases? Is it natural to suppose, that a command to do one thing
is a prohibition to the doing of another, which there was a previous power to do, and which is not
incompatible with the thing commanded to be done? If such a supposition would be unnatural and
unreasonable, it cannot be rational to maintain that an injunction of the trial by jury in certain cases is an
interdiction of it in others.
A power to constitute courts is a power to prescribe the mode of trial; and consequently, if nothing was said
in the Constitution on the subject of juries, the legislature would be at liberty either to adopt that institution or
to let it alone. This discretion, in regard to criminal causes, is abridged by the express injunction of trial by
jury in all such cases; but it is, of course, left at large in relation to civil causes, there being a total silence on
this head. The specification of an obligation to try all criminal causes in a particular mode, excludes indeed
the obligation or necessity of employing the same mode in civil causes, but does not abridge THE POWER of
the legislature to exercise that mode if it should be thought proper. The pretense, therefore, that the national
legislature would not be at full liberty to submit all the civil causes of federal cognizance to the determination
of juries, is a pretense destitute of all just foundation.
From these observations this conclusion results: that the trial by jury in civil cases would not be abolished;
and that the use attempted to be made of the maxims which have been quoted, is contrary to reason and
commonsense, and therefore not admissible.
Even if these maxims had a precise technical sense, corresponding with the idea of those who employ them
upon the present occasion, which, however, is not the case, they would still be inapplicable to a constitution
of government. In relation to such a subject, the natural and obvious sense of its provisions, apart from any
technical rules, is the true criterion of construction.
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Having now seen that the maxims relied upon will not bear the use made of them, let us endeavor to ascertain
their proper use and true meaning. This will be best done by examples. The plan of the convention declares
that the power of Congress, or, in other words, of the NATIONAL LEGISLATURE, shall extend to certain
enumerated cases. This specification of particulars evidently excludes all pretension to a general legislative
authority, because an affirmative grant of special powers would be absurd, as well as useless, if a general
authority was intended.
In like manner the judicial authority of the federal judicatures is declared by the Constitution to comprehend
certain cases particularly specified. The expression of those cases marks the precise limits, beyond which the
federal courts cannot extend their jurisdiction, because the objects of their cognizance being enumerated, the
specification would be nugatory if it did not exclude all ideas of more extensive authority.
These examples are sufficient to elucidate the maxims which have been mentioned, and to designate the
manner in which they should be used. But that there may be no misapprehensions upon this subject, I shall
add one case more, to demonstrate the proper use of these maxims, and the abuse which has been made of
them.
Let us suppose that by the laws of this State a married woman was incapable of conveying her estate, and that
the legislature, considering this as an evil, should enact that she might dispose of her property by deed
executed in the presence of a magistrate. In such a case there can be no doubt but the specification would
amount to an exclusion of any other mode of conveyance, because the woman having no previous power to
alienate her property, the specification determines the particular mode which she is, for that purpose, to avail
herself of. But let us further suppose that in a subsequent part of the same act it should be declared that no
woman should dispose of any estate of a determinate value without the consent of three of her nearest
relations, signified by their signing the deed; could it be inferred from this regulation that a married woman
might not procure the approbation of her relations to a deed for conveying property of inferior value? The
position is too absurd to merit a refutation, and yet this is precisely the position which those must establish
who contend that the trial by juries in civil cases is abolished, because it is expressly provided for in cases of
a criminal nature.
From these observations it must appear unquestionably true, that trial by jury is in no case abolished by the
proposed Constitution, and it is equally true, that in those controversies between individuals in which the
great body of the people are likely to be interested, that institution will remain precisely in the same situation
in which it is placed by the State constitutions, and will be in no degree altered or influenced by the adoption
of the plan under consideration. The foundation of this assertion is, that the national judiciary will have no
cognizance of them, and of course they will remain determinable as heretofore by the State courts only, and
in the manner which the State constitutions and laws prescribe. All land causes, except where claims under
the grants of different States come into question, and all other controversies between the citizens of the same
State, unless where they depend upon positive violations of the articles of union, by acts of the State
legislatures, will belong exclusively to the jurisdiction of the State tribunals. Add to this, that admiralty
causes, and almost all those which are of equity jurisdiction, are determinable under our own government
without the intervention of a jury, and the inference from the whole will be, that this institution, as it exists
with us at present, cannot possibly be affected to any great extent by the proposed alteration in our system of
government.
The friends and adversaries of the plan of the convention, if they agree in nothing else, concur at least in the
value they set upon the trial by jury; or if there is any difference between them it consists in this: the former
regard it as a valuable safeguard to liberty; the latter represent it as the very palladium of free government.
For my own part, the more the operation of the institution has fallen under my observation, the more reason I
have discovered for holding it in high estimation; and it would be altogether superfluous to examine to what
extent it deserves to be esteemed useful or essential in a representative republic, or how much more merit it
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may be entitled to, as a defense against the oppressions of an hereditary monarch, than as a barrier to the
tyranny of popular magistrates in a popular government. Discussions of this kind would be more curious than
beneficial, as all are satisfied of the utility of the institution, and of its friendly aspect to liberty. But I must
acknowledge that I cannot readily discern the inseparable connection between the existence of liberty, and the
trial by jury in civil cases. Arbitrary impeachments, arbitrary methods of prosecuting pretended offenses, and
arbitrary punishments upon arbitrary convictions, have ever appeared to me to be the great engines of judicial
despotism; and these have all relation to criminal proceedings. The trial by jury in criminal cases, aided by
the habeascorpus act, seems therefore to be alone concerned in the question. And both of these are provided
for, in the most ample manner, in the plan of the convention.
It has been observed, that trial by jury is a safeguard against an oppressive exercise of the power of taxation.
This observation deserves to be canvassed.
It is evident that it can have no influence upon the legislature, in regard to the AMOUNT of taxes to be laid,
to the OBJECTS upon which they are to be imposed, or to the RULE by which they are to be apportioned. If
it can have any influence, therefore, it must be upon the mode of collection, and the conduct of the officers
intrusted with the execution of the revenue laws.
As to the mode of collection in this State, under our own Constitution, the trial by jury is in most cases out of
use. The taxes are usually levied by the more summary proceeding of distress and sale, as in cases of rent.
And it is acknowledged on all hands, that this is essential to the efficacy of the revenue laws. The dilatory
course of a trial at law to recover the taxes imposed on individuals, would neither suit the exigencies of the
public nor promote the convenience of the citizens. It would often occasion an accumulation of costs, more
burdensome than the original sum of the tax to be levied.
And as to the conduct of the officers of the revenue, the provision in favor of trial by jury in criminal cases,
will afford the security aimed at. Wilful abuses of a public authority, to the oppression of the subject, and
every species of official extortion, are offenses against the government, for which the persons who commit
them may be indicted and punished according to the circumstances of the case.
The excellence of the trial by jury in civil cases appears to depend on circumstances foreign to the
preservation of liberty. The strongest argument in its favor is, that it is a security against corruption. As there
is always more time and better opportunity to tamper with a standing body of magistrates than with a jury
summoned for the occasion, there is room to suppose that a corrupt influence would more easily find its way
to the former than to the latter.
The force of this consideration is, however, diminished by others.
The sheriff, who is the summoner of ordinary juries, and the clerks of courts, who have the nomination of
special juries, are themselves standing officers, and, acting individually, may be supposed more accessible to
the touch of corruption than the judges, who are a collective body. It is not difficult to see, that it would be in
the power of those officers to select jurors who would serve the purpose of the party as well as a corrupted
bench. In the next place, it may fairly be supposed, that there would be less difficulty in gaining some of the
jurors promiscuously taken from the public mass, than in gaining men who had been chosen by the
government for their probity and good character. But making every deduction for these considerations, the
trial by jury must still be a valuable check upon corruption. It greatly multiplies the impediments to its
success. As matters now stand, it would be necessary to corrupt both court and jury; for where the jury have
gone evidently wrong, the court will generally grant a new trial, and it would be in most cases of little use to
practice upon the jury, unless the court could be likewise gained. Here then is a double security; and it will
readily be perceived that this complicated agency tends to preserve the purity of both institutions. By
increasing the obstacles to success, it discourages attempts to seduce the integrity of either. The temptations
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to prostitution which the judges might have to surmount, must certainly be much fewer, while the
cooperation of a jury is necessary, than they might be, if they had themselves the exclusive determination of
all causes.
Notwithstanding, therefore, the doubts I have expressed, as to the essentiality of trial by jury in civil cases to
liberty, I admit that it is in most cases, under proper regulations, an excellent method of determining
questions of property; and that on this account alone it would be entitled to a constitutional provision in its
favor if it were possible to fix the limits within which it ought to be comprehended. There is, however, in all
cases, great difficulty in this; and men not blinded by enthusiasm must be sensible that in a federal
government, which is a composition of societies whose ideas and institutions in relation to the matter
materially vary from each other, that difficulty must be not a little augmented. For my own part, at every new
view I take of the subject, I become more convinced of the reality of the obstacles which, we are
authoritatively informed, prevented the insertion of a provision on this head in the plan of the convention.
The great difference between the limits of the jury trial in different States is not generally understood; and as
it must have considerable influence on the sentence we ought to pass upon the omission complained of in
regard to this point, an explanation of it is necessary. In this State, our judicial establishments resemble, more
nearly than in any other, those of Great Britain. We have courts of common law, courts of probates
(analogous in certain matters to the spiritual courts in England), a court of admiralty and a court of chancery.
In the courts of common law only, the trial by jury prevails, and this with some exceptions. In all the others a
single judge presides, and proceeds in general either according to the course of the canon or civil law, without
the aid of a jury.1 In New Jersey, there is a court of chancery which proceeds like ours, but neither courts of
admiralty nor of probates, in the sense in which these last are established with us. In that State the courts of
common law have the cognizance of those causes which with us are determinable in the courts of admiralty
and of probates, and of course the jury trial is more extensive in New Jersey than in New York. In
Pennsylvania, this is perhaps still more the case, for there is no court of chancery in that State, and its
commonlaw courts have equity jurisdiction. It has a court of admiralty, but none of probates, at least on the
plan of ours.
Delaware has in these respects imitated Pennsylvania. Maryland approaches more nearly to New York, as
does also Virginia, except that the latter has a plurality of chancellors. North Carolina bears most affinity to
Pennsylvania; South Carolina to Virginia. I believe, however, that in some of those States which have distinct
courts of admiralty, the causes depending in them are triable by juries. In Georgia there are none but
commonlaw courts, and an appeal of course lies from the verdict of one jury to another, which is called a
special jury, and for which a particular mode of appointment is marked out. In Connecticut, they have no
distinct courts either of chancery or of admiralty, and their courts of probates have no jurisdiction of causes.
Their commonlaw courts have admiralty and, to a certain extent, equity jurisdiction. In cases of importance,
their General Assembly is the only court of chancery. In Connecticut, therefore, the trial by jury extends in
PRACTICE further than in any other State yet mentioned. Rhode Island is, I believe, in this particular, pretty
much in the situation of Connecticut. Massachusetts and New Hampshire, in regard to the blending of law,
equity, and admiralty jurisdictions, are in a similar predicament. In the four Eastern States, the trial by jury
not only stands upon a broader foundation than in the other States, but it is attended with a peculiarity
unknown, in its full extent, to any of them. There is an appeal OF COURSE from one jury to another, till
there have been two verdicts out of three on one side.
From this sketch it appears that there is a material diversity, as well in the modification as in the extent of the
institution of trial by jury in civil cases, in the several States; and from this fact these obvious reflections
flow: first, that no general rule could have been fixed upon by the convention which would have
corresponded with the circumstances of all the States; and secondly, that more or at least as much might have
been hazarded by taking the system of any one State for a standard, as by omitting a provision altogether and
leaving the matter, as has been done, to legislative regulation.
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The propositions which have been made for supplying the omission have rather served to illustrate than to
obviate the difficulty of the thing. The minority of Pennsylvania have proposed this mode of expression for
the purpose ``Trial by jury shall be as heretofore'' and this I maintain would be senseless and nugatory.
The United States, in their united or collective capacity, are the OBJECT to which all general provisions in
the Constitution must necessarily be construed to refer. Now it is evident that though trial by jury, with
various limitations, is known in each State individually, yet in the United States, AS SUCH, it is at this time
altogether unknown, because the present federal government has no judiciary power whatever; and
consequently there is no proper antecedent or previous establishment to which the term HERETOFORE
could relate. It would therefore be destitute of a precise meaning, and inoperative from its uncertainty.
As, on the one hand, the form of the provision would not fulfil the intent of its proposers, so, on the other, if I
apprehend that intent rightly, it would be in itself inexpedient. I presume it to be, that causes in the federal
courts should be tried by jury, if, in the State where the courts sat, that mode of trial would obtain in a similar
case in the State courts; that is to say, admiralty causes should be tried in Connecticut by a jury, in New York
without one. The capricious operation of so dissimilar a method of trial in the same cases, under the same
government, is of itself sufficient to indispose every wellregulated judgment towards it. Whether the cause
should be tried with or without a jury, would depend, in a great number of cases, on the accidental situation
of the court and parties.
But this is not, in my estimation, the greatest objection. I feel a deep and deliberate conviction that there are
many cases in which the trial by jury is an ineligible one. I think it so particularly in cases which concern the
public peace with foreign nations that is, in most cases where the question turns wholly on the laws of
nations. Of this nature, among others, are all prize causes. Juries cannot be supposed competent to
investigations that require a thorough knowledge of the laws and usages of nations; and they will sometimes
be under the influence of impressions which will not suffer them to pay sufficient regard to those
considerations of public policy which ought to guide their inquiries. There would of course be always danger
that the rights of other nations might be infringed by their decisions, so as to afford occasions of reprisal and
war. Though the proper province of juries be to determine matters of fact, yet in most cases legal
consequences are complicated with fact in such a manner as to render a separation impracticable.
It will add great weight to this remark, in relation to prize causes, to mention that the method of determining
them has been thought worthy of particular regulation in various treaties between different powers of Europe,
and that, pursuant to such treaties, they are determinable in Great Britain, in the last resort, before the king
himself, in his privy council, where the fact, as well as the law, undergoes a reexamination. This alone
demonstrates the impolicy of inserting a fundamental provision in the Constitution which would make the
State systems a standard for the national government in the article under consideration, and the danger of
encumbering the government with any constitutional provisions the propriety of which is not indisputable.
My convictions are equally strong that great advantages result from the separation of the equity from the law
jurisdiction, and that the causes which belong to the former would be improperly committed to juries. The
great and primary use of a court of equity is to give relief IN EXTRAORDINARY CASES, which are
EXCEPTIONS2 to general rules. To unite the jurisdiction of such cases with the ordinary jurisdiction, must
have a tendency to unsettle the general rules, and to subject every case that arises to a SPECIAL
determination; while a separation of the one from the other has the contrary effect of rendering one a sentinel
over the other, and of keeping each within the expedient limits. Besides this, the circumstances that constitute
cases proper for courts of equity are in many instances so nice and intricate, that they are incompatible with
the genius of trials by jury. They require often such long, deliberate, and critical investigation as would be
impracticable to men called from their occupations, and obliged to decide before they were permitted to
return to them. The simplicity and expedition which form the distinguishing characters of this mode of trial
require that the matter to be decided should be reduced to some single and obvious point; while the litigations
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usual in chancery frequently comprehend a long train of minute and independent particulars.
It is true that the separation of the equity from the legal jurisdiction is peculiar to the English system of
jurisprudence: which is the model that has been followed in several of the States.
But it is equally true that the trial by jury has been unknown in every case in which they have been united.
And the separation is essential to the preservation of that institution in its pristine purity. The nature of a court
of equity will readily permit the extension of its jurisdiction to matters of law; but it is not a little to be
suspected, that the attempt to extend the jurisdiction of the courts of law to matters of equity will not only be
unproductive of the advantages which may be derived from courts of chancery, on the plan upon which they
are established in this State, but will tend gradually to change the nature of the courts of law, and to
undermine the trial by jury, by introducing questions too complicated for a decision in that mode.
These appeared to be conclusive reasons against incorporating the systems of all the States, in the formation
of the national judiciary, according to what may be conjectured to have been the attempt of the Pennsylvania
minority. Let us now examine how far the proposition of Massachusetts is calculated to remedy the supposed
defect.
It is in this form: ``In civil actions between citizens of different States, every issue of fact, arising in
ACTIONS AT COMMON LAW, may be tried by a jury if the parties, or either of them request it.'' This, at
best, is a proposition confined to one description of causes; and the inference is fair, either that the
Massachusetts convention considered that as the only class of federal causes, in which the trial by jury would
be proper; or that if desirous of a more extensive provision, they found it impracticable to devise one which
would properly answer the end. If the first, the omission of a regulation respecting so partial an object can
never be considered as a material imperfection in the system. If the last, it affords a strong corroboration of
the extreme difficulty of the thing.
But this is not all: if we advert to the observations already made respecting the courts that subsist in the
several States of the Union, and the different powers exercised by them, it will appear that there are no
expressions more vague and indeterminate than those which have been employed to characterize THAT
species of causes which it is intended shall be entitled to a trial by jury.
In this State, the boundaries between actions at common law and actions of equitable jurisdiction, are
ascertained in conformity to the rules which prevail in England upon that subject. In many of the other States
the boundaries are less precise. In some of them every cause is to be tried in a court of common law, and
upon that foundation every action may be considered as an action at common law, to be determined by a jury,
if the parties, or either of them, choose it. Hence the same irregularity and confusion would be introduced by
a compliance with this proposition, that I have already noticed as resulting from the regulation proposed by
the Pennsylvania minority. In one State a cause would receive its determination from a jury, if the parties, or
either of them, requested it; but in another State, a cause exactly similar to the other, must be decided without
the intervention of a jury, because the State judicatories varied as to commonlaw jurisdiction.
It is obvious, therefore, that the Massachusetts proposition, upon this subject cannot operate as a general
regulation, until some uniform plan, with respect to the limits of commonlaw and equitable jurisdictions,
shall be adopted by the different States. To devise a plan of that kind is a task arduous in itself, and which it
would require much time and reflection to mature. It would be extremely difficult, if not impossible, to
suggest any general regulation that would be acceptable to all the States in the Union, or that would perfectly
quadrate with the several State institutions.
It may be asked, Why could not a reference have been made to the constitution of this State, taking that,
which is allowed by me to be a good one, as a standard for the United States? I answer that it is not very
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probable the other States would entertain the same opinion of our institutions as we do ourselves. It is natural
to suppose that they are hitherto more attached to their own, and that each would struggle for the preference.
If the plan of taking one State as a model for the whole had been thought of in the convention, it is to be
presumed that the adoption of it in that body would have been rendered difficult by the predilection of each
representation in favor of its own government; and it must be uncertain which of the States would have been
taken as the model.
It has been shown that many of them would be improper ones. And I leave it to conjecture, whether, under all
circumstances, it is most likely that New York, or some other State, would have been preferred. But admit
that a judicious selection could have been effected in the convention, still there would have been great danger
of jealousy and disgust in the other States, at the partiality which had been shown to the institutions of one.
The enemies of the plan would have been furnished with a fine pretext for raising a host of local prejudices
against it, which perhaps might have hazarded, in no inconsiderable degree, its final establishment.
To avoid the embarrassments of a definition of the cases which the trial by jury ought to embrace, it is
sometimes suggested by men of enthusiastic tempers, that a provision might have been inserted for
establishing it in all cases whatsoever. For this I believe, no precedent is to be found in any member of the
Union; and the considerations which have been stated in discussing the proposition of the minority of
Pennsylvania, must satisfy every sober mind that the establishment of the trial by jury in ALL cases would
have been an unpardonable error in the plan.
In short, the more it is considered the more arduous will appear the task of fashioning a provision in such a
form as not to express too little to answer the purpose, or too much to be advisable; or which might not have
opened other sources of opposition to the great and essential object of introducing a firm national
government.
I cannot but persuade myself, on the other hand, that the different lights in which the subject has been placed
in the course of these observations, will go far towards removing in candid minds the apprehensions they may
have entertained on the point. They have tended to show that the security of liberty is materially concerned
only in the trial by jury in criminal cases, which is provided for in the most ample manner in the plan of the
convention; that even in far the greatest proportion of civil cases, and those in which the great body of the
community is interested, that mode of trial will remain in its full force, as established in the State
constitutions, untouched and unaffected by the plan of the convention; that it is in no case abolished3 by that
plan; and that there are great if not insurmountable difficulties in the way of making any precise and proper
provision for it in a Constitution for the United States.
The best judges of the matter will be the least anxious for a constitutional establishment of the trial by jury in
civil cases, and will be the most ready to admit that the changes which are continually happening in the
affairs of society may render a different mode of determining questions of property preferable in many cases
in which that mode of trial now prevails. For my part, I acknowledge myself to be convinced that even in this
State it might be advantageously extended to some cases to which it does not at present apply, and might as
advantageously be abridged in others.
It is conceded by all reasonable men that it ought not to obtain in all cases. The examples of innovations
which contract its ancient limits, as well in these States as in Great Britain, afford a strong presumption that
its former extent has been found inconvenient, and give room to suppose that future experience may discover
the propriety and utility of other exceptions. I suspect it to be impossible in the nature of the thing to fix the
salutary point at which the operation of the institution ought to stop, and this is with me a strong argument for
leaving the matter to the discretion of the legislature.
This is now clearly understood to be the case in Great Britain, and it is equally so in the State of Connecticut;
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and yet it may be safely affirmed that more numerous encroachments have been made upon the trial by jury
in this State since the Revolution, though provided for by a positive article of our constitution, than has
happened in the same time either in Connecticut or Great Britain.
It may be added that these encroachments have generally originated with the men who endeavor to persuade
the people they are the warmest defenders of popular liberty, but who have rarely suffered constitutional
obstacles to arrest them in a favorite career. The truth is that the general GENIUS of a government is all that
can be substantially relied upon for permanent effects. Particular provisions, though not altogether useless,
have far less virtue and efficacy than are commonly ascribed to them; and the want of them will never be,
with men of sound discernment, a decisive objection to any plan which exhibits the leading characters of a
good government.
It certainly sounds not a little harsh and extraordinary to affirm that there is no security for liberty in a
Constitution which expressly establishes the trial by jury in criminal cases, because it does not do it in civil
also; while it is a notorious fact that Connecticut, which has been always regarded as the most popular State
in the Union, can boast of no constitutional provision for either.
PUBLIUS.
1 It has been erroneously insinuated. with regard to the court of chancery, that this court generally tries
disputed facts by a jury. The truth is, that references to a jury in that court rarely happen, and are in no case
necessary but where the validity of a devise of land comes into question.
2 It is true that the principles by which that relief is governed are now reduced to a regular system; but it is
not the less true that they are in the main applicable to SPECIAL circumstances, which form exceptions to
general rules.
3 Vide No. 81, in which the supposition of its being abolished by the appellate jurisdiction in matters of fact
being vested in the Supreme Court, is examined and refuted.
FEDERALIST No. 84 Certain General and Miscellaneous Objections to the
Constitution Considered and Answered
From McLEAN's Edition, New York.
HAMILTON
To the People of the State of New York:
IN THE course of the foregoing review of the Constitution, I have taken notice of, and endeavored to answer
most of the objections which have appeared against it. There, however, remain a few which either did not fall
naturally under any particular head or were forgotten in their proper places. These shall now be discussed; but
as the subject has been drawn into great length, I shall so far consult brevity as to comprise all my
observations on these miscellaneous points in a single paper.
The most considerable of the remaining objections is that the plan of the convention contains no bill of rights.
Among other answers given to this, it has been upon different occasions remarked that the constitutions of
several of the States are in a similar predicament. I add that New York is of the number. And yet the opposers
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of the new system, in this State, who profess an unlimited admiration for its constitution, are among the most
intemperate partisans of a bill of rights. To justify their zeal in this matter, they allege two things: one is that,
though the constitution of New York has no bill of rights prefixed to it, yet it contains, in the body of it,
various provisions in favor of particular privileges and rights, which, in substance amount to the same thing;
the other is, that the Constitution adopts, in their full extent, the common and statute law of Great Britain, by
which many other rights, not expressed in it, are equally secured.
To the first I answer, that the Constitution proposed by the convention contains, as well as the constitution of
this State, a number of such provisions.
Independent of those which relate to the structure of the government, we find the following: Article 1, section
3, clause 7 ``Judgment in cases of impeachment shall not extend further than to removal from office, and
disqualification to hold and enjoy any office of honor, trust, or profit under the United States; but the party
convicted shall, nevertheless, be liable and subject to indictment, trial, judgment, and punishment according
to law.'' Section 9, of the same article, clause 2 ``The privilege of the writ of habeas corpus shall not be
suspended, unless when in cases of rebellion or invasion the public safety may require it.'' Clause 3 ``No bill
of attainder or expostfacto law shall be passed.'' Clause 7 ``No title of nobility shall be granted by the
United States; and no person holding any office of profit or trust under them, shall, without the consent of the
Congress, accept of any present, emolument, office, or title of any kind whatever, from any king, prince, or
foreign state.'' Article 3, section 2, clause 3 ``The trial of all crimes, except in cases of impeachment, shall be
by jury; and such trial shall be held in the State where the said crimes shall have been committed; but when
not committed within any State, the trial shall be at such place or places as the Congress may by law have
directed.'' Section 3, of the same article ``Treason against the United States shall consist only in levying war
against them, or in adhering to their enemies, giving them aid and comfort. No person shall be convicted of
treason, unless on the testimony of two witnesses to the same overt act, or on confession in open court.'' And
clause 3, of the same section ``The Congress shall have power to declare the punishment of treason; but no
attainder of treason shall work corruption of blood, or forfeiture, except during the life of the person
attainted.'' It may well be a question, whether these are not, upon the whole, of equal importance with any
which are to be found in the constitution of this State. The establishment of the writ of habeas corpus, the
prohibition of expostfacto laws, and of TITLES OF NOBILITY, TO WHICH WE HAVE NO
CORRESPONDING PROVISION IN OUR CONSTITUTION, are perhaps greater securities to liberty and
republicanism than any it contains. The creation of crimes after the commission of the fact, or, in other
words, the subjecting of men to punishment for things which, when they were done, were breaches of no law,
and the practice of arbitrary imprisonments, have been, in all ages, the favorite and most formidable
instruments of tyranny. The observations of the judicious Blackstone,1 in reference to the latter, are well
worthy of recital: ``To bereave a man of life, Usays he,e or by violence to confiscate his estate, without
accusation or trial, would be so gross and notorious an act of despotism, as must at once convey the alarm of
tyranny throughout the whole nation; but confinement of the person, by secretly hurrying him to jail, where
his sufferings are unknown or forgotten, is a less public, a less striking, and therefore A MORE
DANGEROUS ENGINE of arbitrary government.'' And as a remedy for this fatal evil he is everywhere
peculiarly emphatical in his encomiums on the habeascorpus act, which in one place he calls ``the
BULWARK of the British Constitution.''2 Nothing need be said to illustrate the importance of the prohibition
of titles of nobility. This may truly be denominated the cornerstone of republican government; for so long as
they are excluded, there can never be serious danger that the government will be any other than that of the
people.
To the second that is, to the pretended establishment of the common and state law by the Constitution, I
answer, that they are expressly made subject ``to such alterations and provisions as the legislature shall from
time to time make concerning the same.'' They are therefore at any moment liable to repeal by the ordinary
legislative power, and of course have no constitutional sanction.
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The only use of the declaration was to recognize the ancient law and to remove doubts which might have
been occasioned by the Revolution. This consequently can be considered as no part of a declaration of rights,
which under our constitutions must be intended as limitations of the power of the government itself.
It has been several times truly remarked that bills of rights are, in their origin, stipulations between kings and
their subjects, abridgements of prerogative in favor of privilege, reservations of rights not surrendered to the
prince. Such was MAGNA CHARTA, obtained by the barons, sword in hand, from King John. Such were the
subsequent confirmations of that charter by succeeding princes.
Such was the PETITION OF RIGHT assented to by Charles I., in the beginning of his reign. Such, also, was
the Declaration of Right presented by the Lords and Commons to the Prince of Orange in 1688, and
afterwards thrown into the form of an act of parliament called the Bill of Rights. It is evident, therefore, that,
according to their primitive signification, they have no application to constitutions professedly founded upon
the power of the people, and executed by their immediate representatives and servants. Here, in strictness, the
people surrender nothing; and as they retain every thing they have no need of particular reservations. ``WE,
THE PEOPLE of the United States, to secure the blessings of liberty to ourselves and our posterity, do
ORDAIN and ESTABLISH this Constitution for the United States of America.'' Here is a better recognition
of popular rights, than volumes of those aphorisms which make the principal figure in several of our State
bills of rights, and which would sound much better in a treatise of ethics than in a constitution of government.
But a minute detail of particular rights is certainly far less applicable to a Constitution like that under
consideration, which is merely intended to regulate the general political interests of the nation, than to a
constitution which has the regulation of every species of personal and private concerns. If, therefore, the loud
clamors against the plan of the convention, on this score, are well founded, no epithets of reprobation will be
too strong for the constitution of this State. But the truth is, that both of them contain all which, in relation to
their objects, is reasonably to be desired.
I go further, and affirm that bills of rights, in the sense and to the extent in which they are contended for, are
not only unnecessary in the proposed Constitution, but would even be dangerous. They would contain various
exceptions to powers not granted; and, on this very account, would afford a colorable pretext to claim more
than were granted. For why declare that things shall not be done which there is no power to do? Why, for
instance, should it be said that the liberty of the press shall not be restrained, when no power is given by
which restrictions may be imposed? I will not contend that such a provision would confer a regulating power;
but it is evident that it would furnish, to men disposed to usurp, a plausible pretense for claiming that power.
They might urge with a semblance of reason, that the Constitution ought not to be charged with the absurdity
of providing against the abuse of an authority which was not given, and that the provision against restraining
the liberty of the press afforded a clear implication, that a power to prescribe proper regulations concerning it
was intended to be vested in the national government. This may serve as a specimen of the numerous handles
which would be given to the doctrine of constructive powers, by the indulgence of an injudicious zeal for
bills of rights.
On the subject of the liberty of the press, as much as has been said, I cannot forbear adding a remark or two:
in the first place, I observe, that there is not a syllable concerning it in the constitution of this State; in the
next, I contend, that whatever has been said about it in that of any other State, amounts to nothing. What
signifies a declaration, that ``the liberty of the press shall be inviolably preserved''? What is the liberty of the
press? Who can give it any definition which would not leave the utmost latitude for evasion? I hold it to be
impracticable; and from this I infer, that its security, whatever fine declarations may be inserted in any
constitution respecting it, must altogether depend on public opinion, and on the general spirit of the people
and of the government.3 And here, after all, as is intimated upon another occasion, must we seek for the only
solid basis of all our rights.
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There remains but one other view of this matter to conclude the point. The truth is, after all the declamations
we have heard, that the Constitution is itself, in every rational sense, and to every useful purpose, A BILL OF
RIGHTS. The several bills of rights in Great Britain form its Constitution, and conversely the constitution of
each State is its bill of rights. And the proposed Constitution, if adopted, will be the bill of rights of the
Union. Is it one object of a bill of rights to declare and specify the political privileges of the citizens in the
structure and administration of the government? This is done in the most ample and precise manner in the
plan of the convention; comprehending various precautions for the public security, which are not to be found
in any of the State constitutions. Is another object of a bill of rights to define certain immunities and modes of
proceeding, which are relative to personal and private concerns? This we have seen has also been attended to,
in a variety of cases, in the same plan.
Adverting therefore to the substantial meaning of a bill of rights, it is absurd to allege that it is not to be found
in the work of the convention. It may be said that it does not go far enough, though it will not be easy to make
this appear; but it can with no propriety be contended that there is no such thing. It certainly must be
immaterial what mode is observed as to the order of declaring the rights of the citizens, if they are to be found
in any part of the instrument which establishes the government. And hence it must be apparent, that much of
what has been said on this subject rests merely on verbal and nominal distinctions, entirely foreign from the
substance of the thing.
Another objection which has been made, and which, from the frequency of its repetition, it is to be presumed
is relied on, is of this nature: ``It is improper Usay the objectorse to confer such large powers, as are
proposed, upon the national government, because the seat of that government must of necessity be too remote
from many of the States to admit of a proper knowledge on the part of the constituent, of the conduct of the
representative body.'' This argument, if it proves any thing, proves that there ought to be no general
government whatever. For the powers which, it seems to be agreed on all hands, ought to be vested in the
Union, cannot be safely intrusted to a body which is not under every requisite control. But there are
satisfactory reasons to show that the objection is in reality not well founded. There is in most of the
arguments which relate to distance a palpable illusion of the imagination. What are the sources of information
by which the people in Montgomery County must regulate their judgment of the conduct of their
representatives in the State legislature? Of personal observation they can have no benefit. This is confined to
the citizens on the spot. They must therefore depend on the information of intelligent men, in whom they
confide; and how must these men obtain their information? Evidently from the complexion of public
measures, from the public prints, from correspondences with theirrepresentatives, and with other persons who
reside at the place of their deliberations. This does not apply to Montgomery County only, but to all the
counties at any considerable distance from the seat of government.
It is equally evident that the same sources of information would be open to the people in relation to the
conduct of their representatives in the general government, and the impediments to a prompt communication
which distance may be supposed to create, will be overbalanced by the effects of the vigilance of the State
governments. The executive and legislative bodies of each State will be so many sentinels over the persons
employed in every department of the national administration; and as it will be in their power to adopt and
pursue a regular and effectual system of intelligence, they can never be at a loss to know the behavior of
those who represent their constituents in the national councils, and can readily communicate the same
knowledge to the people. Their disposition to apprise the community of whatever may prejudice its interests
from another quarter, may be relied upon, if it were only from the rivalship of power. And we may conclude
with the fullest assurance that the people, through that channel, will be better informed of the conduct of their
national representatives, than they can be by any means they now possess of that of their State
representatives.
It ought also to be remembered that the citizens who inhabit the country at and near the seat of government
will, in all questions that affect the general liberty and prosperity, have the same interest with those who are
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at a distance, and that they will stand ready to sound the alarm when necessary, and to point out the actors in
any pernicious project. The public papers will be expeditious messengers of intelligence to the most remote
inhabitants of the Union.
Among the many curious objections which have appeared against the proposed Constitution, the most
extraordinary and the least colorable is derived from the want of some provision respecting the debts due TO
the United States. This has been represented as a tacit relinquishment of those debts, and as a wicked
contrivance to screen public defaulters. The newspapers have teemed with the most inflammatory railings on
this head; yet there is nothing clearer than that the suggestion is entirely void of foundation, the offspring of
extreme ignorance or extreme dishonesty. In addition to the remarks I have made upon the subject in another
place, I shall only observe that as it is a plain dictate of commonsense, so it is also an established doctrine of
political law, that ``STATES NEITHER LOSE ANY OF THEIR RIGHTS, NOR ARE DISCHARGED
FROM ANY OF THEIR OBLIGATIONS, BY A CHANGE IN THE FORM OF THEIR CIVIL
GOVERNMENT.''4 The last objection of any consequence, which I at present recollect, turns upon the article
of expense. If it were even true, that the adoption of the proposed government would occasion a considerable
increase of expense, it would be an objection that ought to have no weight against the plan.
The great bulk of the citizens of America are with reason convinced, that Union is the basis of their political
happiness.
Men of sense of all parties now, with few exceptions, agree that it cannot be preserved under the present
system, nor without radical alterations; that new and extensive powers ought to be granted to the national
head, and that these require a different organization of the federal government a single body being an unsafe
depositary of such ample authorities. In conceding all this, the question of expense must be given up; for it is
impossible, with any degree of safety, to narrow the foundation upon which the system is to stand.
The two branches of the legislature are, in the first instance, to consist of only sixtyfive persons, which is
the same number of which Congress, under the existing Confederation, may be composed.
It is true that this number is intended to be increased; but this is to keep pace with the progress of the
population and resources of the country. It is evident that a less number would, even in the first instance, have
been unsafe, and that a continuance of the present number would, in a more advanced stage of population, be
a very inadequate representation of the people.
Whence is the dreaded augmentation of expense to spring? One source indicated, is the multiplication of
offices under the new government. Let us examine this a little.
It is evident that the principal departments of the administration under the present government, are the same
which will be required under the new. There are now a Secretary of War, a Secretary of Foreign Affairs, a
Secretary for Domestic Affairs, a Board of Treasury, consisting of three persons, a Treasurer, assistants,
clerks, etc. These officers are indispensable under any system, and will suffice under the new as well as the
old. As to ambassadors and other ministers and agents in foreign countries, the proposed Constitution can
make no other difference than to render their characters, where they reside, more respectable, and their
services more useful. As to persons to be employed in the collection of the revenues, it is unquestionably true
that these will form a very considerable addition to the number of federal officers; but it will not follow that
this will occasion an increase of public expense. It will be in most cases nothing more than an exchange of
State for national officers. In the collection of all duties, for instance, the persons employed will be wholly of
the latter description. The States individually will stand in no need of any for this purpose. What difference
can it make in point of expense to pay officers of the customs appointed by the State or by the United States?
There is no good reason to suppose that either the number or the salaries of the latter will be greater than
those of the former.
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Where then are we to seek for those additional articles of expense which are to swell the account to the
enormous size that has been represented to us? The chief item which occurs to me respects the support of the
judges of the United States. I do not add the President, because there is now a president of Congress, whose
expenses may not be far, if any thing, short of those which will be incurred on account of the President of the
United States. The support of the judges will clearly be an extra expense, but to what extent will depend on
the particular plan which may be adopted in regard to this matter. But upon no reasonable plan can it amount
to a sum which will be an object of material consequence.
Let us now see what there is to counterbalance any extra expense that may attend the establishment of the
proposed government. The first thing which presents itself is that a great part of the business which now
keeps Congress sitting through the year will be transacted by the President. Even the management of foreign
negotiations will naturally devolve upon him, according to general principles concerted with the Senate, and
subject to their final concurrence. Hence it is evident that a portion of the year will suffice for the session of
both the Senate and the House of Representatives; we may suppose about a fourth for the latter and a third, or
perhaps half, for the former. The extra business of treaties and appointments may give this extra occupation
to the Senate. From this circumstance we may infer that, until the House of Representatives shall be increased
greatly beyond its present number, there will be a considerable saving of expense from the difference
between the constant session of the present and the temporary session of the future Congress.
But there is another circumstance of great importance in the view of economy. The business of the United
States has hitherto occupied the State legislatures, as well as Congress. The latter has made requisitions
which the former have had to provide for.
Hence it has happened that the sessions of the State legislatures have been protracted greatly beyond what
was necessary for the execution of the mere local business of the States. More than half their time has been
frequently employed in matters which related to the United States. Now the members who compose the
legislatures of the several States amount to two thousand and upwards, which number has hitherto performed
what under the new system will be done in the first instance by sixtyfive persons, and probably at no future
period by above a fourth or fifth of that number. The Congress under the proposed government will do all the
business of the United States themselves, without the intervention of the State legislatures, who thenceforth
will have only to attend to the affairs of their particular States, and will not have to sit in any proportion as
long as they have heretofore done. This difference in the time of the sessions of the State legislatures will be
clear gain, and will alone form an article of saving, which may be regarded as an equivalent for any
additional objects of expense that may be occasioned by the adoption of the new system.
The result from these observations is that the sources of additional expense from the establishment of the
proposed Constitution are much fewer than may have been imagined; that they are counterbalanced by
considerable objects of saving; and that while it is questionable on which side the scale will preponderate, it
is certain that a government less expensive would be incompetent to the purposes of the Union.
PUBLIUS.
1. Vide Blackstone's ``Commentaries,'' vol. 1., p. 136.
2. Vide Blackstone's ``Commentaries,'' vol. iv., p. 438.
3. To show that there is a power in the Constitution by which the liberty of the press may be affected,
recourse has been had to the power of taxation. It is said that duties may be laid upon the publications so high
as to amount to a prohibition. I know not by what logic it could be maintained, that the declarations in the
State constitutions, in favor of the freedom of the press, would be a constitutional impediment to the
imposition of duties upon publications by the State legislatures. It cannot certainly be pretended that any
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degree of duties, however low, would be an abridgment of the liberty of the press. We know that newspapers
are taxed in Great Britain, and yet it is notorious that the press nowhere enjoys greater liberty than in that
country. And if duties of any kind may be laid without a violation of that liberty, it is evident that the extent
must depend on legislative discretion, respecting the liberty of the press, will give it no greater security than it
will have without them. The same invasions of it may be effected under the State constitutions which contain
those declarations through the means of taxation, as under the proposed Constitution, which has nothing of
the kind. It would be quite as significant to declare that government ought to be free, that taxes ought not to
be excessive, etc., as that the liberty of the press ought not to be restrained.
FEDERALIST No. 85 Concluding Remarks
From MCLEAN's Edition, New York.
HAMILTON
To the People of the State of New York:
ACCORDING to the formal division of the subject of these papers, announced in my first number, there
would appear still to remain for discussion two points: ``the analogy of the proposed government to your own
State constitution,'' and ``the additional security which its adoption will afford to republican government, to
liberty, and to property.'' But these heads have been so fully anticipated and exhausted in the progress of the
work, that it would now scarcely be possible to do any thing more than repeat, in a more dilated form, what
has been heretofore said, which the advanced stage of the question, and the time already spent upon it,
conspire to forbid.
It is remarkable, that the resemblance of the plan of the convention to the act which organizes the government
of this State holds, not less with regard to many of the supposed defects, than to the real excellences of the
former. Among the pretended defects are the reeligibility of the Executive, the want of a council, the
omission of a formal bill of rights, the omission of a provision respecting the liberty of the press. These and
several others which have been noted in the course of our inquiries are as much chargeable on the existing
constitution of this State, as on the one proposed for the Union; and a man must have slender pretensions to
consistency, who can rail at the latter for imperfections which he finds no difficulty in excusing in the former.
Nor indeed can there be a better proof of the insincerity and affectation of some of the zealous adversaries of
the plan of the convention among us, who profess to be the devoted admirers of the government under which
they live, than the fury with which they have attacked that plan, for matters in regard to which our own
constitution is equally or perhaps more vulnerable.
The additional securities to republican government, to liberty and to property, to be derived from the adoption
of the plan under consideration, consist chiefly in the restraints which the preservation of the Union will
impose on local factions and insurrections, and on the ambition of powerful individuals in single States, who
may acquire credit and influence enough, from leaders and favorites, to become the despots of the people; in
the diminution of the opportunities to foreign intrigue, which the dissolution of the Confederacy would invite
and facilitate; in the prevention of extensive military establishments, which could not fail to grow out of wars
between the States in a disunited situation; in the express guaranty of a republican form of government to
each; in the absolute and universal exclusion of titles of nobility; and in the precautions against the repetition
of those practices on the part of the State governments which have undermined the foundations of property
and credit, have planted mutual distrust in the breasts of all classes of citizens, and have occasioned an almost
universal prostration of morals.
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Thus have I, fellowcitizens, executed the task I had assigned to myself; with what success, your conduct
must determine. I trust at least you will admit that I have not failed in the assurance I gave you respecting the
spirit with which my endeavors should be conducted. I have addressed myself purely to your judgments, and
have studiously avoided those asperities which are too apt to disgrace political disputants of all parties, and
which have been not a little provoked by the language and conduct of the opponents of the Constitution. The
charge of a conspiracy against the liberties of the people, which has been indiscriminately brought against the
advocates of the plan, has something in it too wanton and too malignant, not to excite the indignation of
every man who feels in his own bosom a refutation of the calumny. The perpetual changes which have been
rung upon the wealthy, the wellborn, and the great, have been such as to inspire the disgust of all sensible
men. And the unwarrantable concealments and misrepresentations which have been in various ways practiced
to keep the truth from the public eye, have been of a nature to demand the reprobation of all honest men. It is
not impossible that these circumstances may have occasionally betrayed me into intemperances of expression
which I did not intend; it is certain that I have frequently felt a struggle between sensibility and moderation;
and if the former has in some instances prevailed, it must be my excuse that it has been neither often nor
much.
Let us now pause and ask ourselves whether, in the course of these papers, the proposed Constitution has not
been satisfactorily vindicated from the aspersions thrown upon it; and whether it has not been shown to be
worthy of the public approbation, and necessary to the public safety and prosperity. Every man is bound to
answer these questions to himself, according to the best of his conscience and understanding, and to act
agreeably to the genuine and sober dictates of his judgment. This is a duty from which nothing can give him a
dispensation. 'T is one that he is called upon, nay, constrained by all the obligations that form the bands of
society, to discharge sincerely and honestly. No partial motive, no particular interest, no pride of opinion, no
temporary passion or prejudice, will justify to himself, to his country, or to his posterity, an improper election
of the part he is to act. Let him beware of an obstinate adherence to party; let him reflect that the object upon
which he is to decide is not a particular interest of the community, but the very existence of the nation; and let
him remember that a majority of America has already given its sanction to the plan which he is to approve or
reject.
I shall not dissemble that I feel an entire confidence in the arguments which recommend the proposed system
to your adoption, and that I am unable to discern any real force in those by which it has been opposed. I am
persuaded that it is the best which our political situation, habits, and opinions will admit, and superior to any
the revolution has produced.
Concessions on the part of the friends of the plan, that it has not a claim to absolute perfection, have afforded
matter of no small triumph to its enemies. ``Why,'' say they, ``should we adopt an imperfect thing? Why not
amend it and make it perfect before it is irrevocably established?'' This may be plausible enough, but it is only
plausible. In the first place I remark, that the extent of these concessions has been greatly exaggerated. They
have been stated as amounting to an admission that the plan is radically defective, and that without material
alterations the rights and the interests of the community cannot be safely confided to it. This, as far as I have
understood the meaning of those who make the concessions, is an entire perversion of their sense. No
advocate of the measure can be found, who will not declare as his sentiment, that the system, though it may
not be perfect in every part, is, upon the whole, a good one; is the best that the present views and
circumstances of the country will permit; and is such an one as promises every species of security which a
reasonable people can desire.
I answer in the next place, that I should esteem it the extreme of imprudence to prolong the precarious state of
our national affairs, and to expose the Union to the jeopardy of successive experiments, in the chimerical
pursuit of a perfect plan. I never expect to see a perfect work from imperfect man. The result of the
deliberations of all collective bodies must necessarily be a compound, as well of the errors and prejudices, as
of the good sense and wisdom, of the individuals of whom they are composed. The compacts which are to
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embrace thirteen distinct States in a common bond of amity and union, must as necessarily be a compromise
of as many dissimilar interests and inclinations. How can perfection spring from such materials? The reasons
assigned in an excellent little pamphlet lately published in this city,1 are unanswerable to show the utter
improbability of assembling a new convention, under circumstances in any degree so favorable to a happy
issue, as those in which the late convention met, deliberated, and concluded. I will not repeat the arguments
there used, as I presume the production itself has had an extensive circulation. It is certainly well worthy the
perusal of every friend to his country. There is, however, one point of light in which the subject of
amendments still remains to be considered, and in which it has not yet been exhibited to public view. I cannot
resolve to conclude without first taking a survey of it in this aspect.
It appears to me susceptible of absolute demonstration, that it will be far more easy to obtain subsequent than
previous amendments to the Constitution. The moment an alteration is made in the present plan, it becomes,
to the purpose of adoption, a new one, and must undergo a new decision of each State. To its complete
establishment throughout the Union, it will therefore require the concurrence of thirteen States. If, on the
contrary, the Constitution proposed should once be ratified by all the States as it stands, alterations in it may
at any time be effected by nine States. Here, then, the chances are as thirteen to nine2 in favor of subsequent
amendment, rather than of the original adoption of an entire system.
This is not all. Every Constitution for the United States must inevitably consist of a great variety of
particulars, in which thirteen independent States are to be accommodated in their interests or opinions of
interest. We may of course expect to see, in any body of men charged with its original formation, very
different combinations of the parts upon different points. Many of those who form a majority on one
question, may become the minority on a second, and an association dissimilar to either may constitute the
majority on a third. Hence the necessity of moulding and arranging all the particulars which are to compose
the whole, in such a manner as to satisfy all the parties to the compact; and hence, also, an immense
multiplication of difficulties and casualties in obtaining the collective assent to a final act. The degree of that
multiplication must evidently be in a ratio to the number of particulars and the number of parties.
But every amendment to the Constitution, if once established, would be a single proposition, and might be
brought forward singly.
There would then be no necessity for management or compromise, in relation to any other point no giving nor
taking. The will of the requisite number would at once bring the matter to a decisive issue.
And consequently, whenever nine, or rather ten States, were united in the desire of a particular amendment,
that amendment must infallibly take place. There can, therefore, be no comparison between the facility of
affecting an amendment, and that of establishing in the first instance a complete Constitution.
In opposition to the probability of subsequent amendments, it has been urged that the persons delegated to the
administration of the national government will always be disinclined to yield up any portion of the authority
of which they were once possessed. For my own part I acknowledge a thorough conviction that any
amendments which may, upon mature consideration, be thought useful, will be applicable to the organization
of the government, not to the mass of its powers; and on this account alone, I think there is no weight in the
observation just stated. I also think there is little weight in it on another account. The intrinsic difficulty of
governing thirteen States at any rate, independent of calculations upon an ordinary degree of public spirit and
integrity, will, in my opinion constantly impose on the national rulers the necessity of a spirit of
accommodation to the reasonable expectations of their constituents. But there is yet a further consideration,
which proves beyond the possibility of a doubt, that the observation is futile. It is this that the national rulers,
whenever nine States concur, will have no option upon the subject. By the fifth article of the plan, the
Congres will be obliged ``on the application of the legislatures of two thirds of the States Uwhich at present
amount to ninee, to call a convention for proposing amendments, which shall be valid, to all intents and
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purposes, as part of the Constitution, when ratified by the legislatures of three fourths of the States, or by
conventions in three fourths thereof.'' The words of this article are peremptory. The Congress ``shall call a
convention.'' Nothing in this particular is left to the discretion of that body.
And of consequence, all the declamation about the disinclination to a change vanishes in air. Nor however
difficult it may be supposed to unite two thirds or three fourths of the State legislatures, in amendments
which may affect local interests, can there be any room to apprehend any such difficulty in a union on points
which are merely relative to the general liberty or security of the people.
We may safely rely on the disposition of the State legislatures to erect barriers against the encroachments of
the national authority.
If the foregoing argument is a fallacy, certain it is that I am myself deceived by it, for it is, in my conception,
one of those rare instances in which a political truth can be brought to the test of a mathematical
demonstration. Those who see the matter in the same light with me, however zealous they may be for
amendments, must agree in the propriety of a previous adoption, as the most direct road to their own object.
The zeal for attempts to amend, prior to the establishment of the Constitution, must abate in every man who
is ready to accede to the truth of the following observations of a writer equally solid and ingenious: ``To
balance a large state or society Usays hee, whether monarchical or republican, on general laws, is a work of
so great difficulty, that no human genius, however comprehensive, is able, by the mere dint of reason and
reflection, to effect it. The judgments of many must unite in the work; experience must guide their labor; time
must bring it to perfection, and the feeling of inconveniences must correct the mistakes which they
INEVITABLY fall into in their first trials and experiments.''3 These judicious reflections contain a lesson of
moderation to all the sincere lovers of the Union, and ought to put them upon their guard against hazarding
anarchy, civil war, a perpetual alienation of the States from each other, and perhaps the military despotism of
a victorious demagogue, in the pursuit of what they are not likely to obtain, but from time and experience. It
may be in me a defect of political fortitude, but I acknowledge that I cannot entertain an equal tranquillity
with those who affect to treat the dangers of a longer continuance in our present situation as imaginary. A
nation, without a national government, is, in my view, an awful spectacle.
The establishment of a Constitution, in time of profound peace, by the voluntary ocnsent of a whole people,
is a prodigy, to the completion of which I look forward with trembling anxiety. I can reconcile it to no rules
of prudence to let go the hold we now have, in so arduous an enterprise, upon seven out of the thirteen States,
and after having passed over so considerable a part of the ground, to recommence the course. I dread the
more the consequences of new attempts, because I know that powerful individuals, in this and in other States,
are enemies to a general national government in every possible shape.
PUBLIUS.
1 Entitled ``An Address to the People of the State of New York.'' 2 It may rather be said TEN, for though two
thirds may set on foot the measure, three fourths must ratify.
3 Hume's ``Essays,'' vol. i., page 128: ``The Rise of Arts and Sciences.'' End of the Project Gutenberg Etext of
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