Title: Representative Government
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Author: John Stuart Mill
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Representative Government
John Stuart Mill
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Table of Contents
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Representative Government
John Stuart Mill
PREFACE.
Chapter 1. To what extent Forms of Government are a Matter of Choice
Chapter 2. The Criterion of a Good Form of Government
Chapter 3. That the ideally best Form of Government is Representative Government
Chapter 4. Under what Social Conditions Representative Government is Inapplicable
Chapter 5. Of the Proper Functions of Representative Bodies
Chapter 6. Of the Infirmities and Dangers to which Representative Government is Liable
Chapter 7. Of True and False Democracy; Representation of All, and Representation of the Majority only
Chapter 8. Of the Extension of the Suffrage
Chapter 9. Should there be Two Stages of Election?
Chapter 10. Of the Mode of Voting
Chapter 11. Of the Duration of Parliaments
Chapter 12. Ought Pledges to be Required from Members of Parliament?
Chapter 13. Of a Second Chamber
Chapter 14. Of the Executive in a Representative Government
Chapter 15. Of Local Representative Bodies
Chapter 16. Of Nationality, as connected with Representative Government
Chapter 17. Of Federal Representative Governments
Chapter 18. Of the Government of Dependencies by a Free State
PREFACE.
THOSE who have done me the honour of reading my previous writings will probably receive no strong
impression of novelty from the present volume; for the principles are those to which I have been working up
during the greater part of my life, and most of the practical suggestions have been anticipated by others or by
myself. There is novelty, however, in the fact of bringing them together, and exhibiting them in their
connection; and also, I believe, in much that is brought forward in their support. Several of the opinions at all
events, if not new, are for the present as little likely to meet with general acceptance as if they were.
It seems to me, however, from various indications, and from none more than the recent debates on Reform of
Parliament, that both Conservatives and Liberals (if I may continue to call them what they still call
themselves) have lost confidence in the political creeds which they nominally profess, while neither side
appears to have made any progress in providing itself with a better. Yet such a better doctrine must be
possible; not a mere compromise, by splitting the difference between the two, but something wider than
either, which, in virtue of its superior comprehensiveness, might be adopted by either Liberal or Conservative
without renouncing anything which he really feels to be valuable in his own creed. When so many feel
obscurely the want of such a doctrine, and so few even flatter themselves that they have attained it, any one
may without presumption offer what his own thoughts, and the best that he knows of those of others, are able
to contribute towards its formation.
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Chapter 1. To what extent Forms of Government are a Matter of Choice.
ALL SPECULATIONS concerning forms of government bear the impress, more or less exclusive, of two
conflicting theories respecting political institutions; or, to speak more properly, conflicting conceptions of
what political institutions are.
By some minds, government is conceived as strictly a practical art, giving rise to no questions but those of
means and an end. Forms of government are assimilated to any other expedients for the attainment of human
objects. They are regarded as wholly an affair of invention and contrivance. Being made by man, it is
assumed that man has the choice either to make them or not, and how or on what pattern they shall be made.
Government, according to this conception, is a problem, to be worked like any other question of business.
The first step is to define the purposes which governments are required to promote. The next, is to inquire
what form of government is best fitted to fulfil those purposes. Having satisfied ourselves on these two
points, and ascertained the form of government which combines the greatest amount of good with the least of
evil, what further remains is to obtain the concurrence of our countrymen, or those for whom the institutions
are intended, in the opinion which we have privately arrived at. To find the best form of government; to
persuade others that it is the best; and having done so, to stir them up to insist on having it, is the order of
ideas in the minds of those who adopt this view of political philosophy. They look upon a constitution in the
same light (difference of scale being allowed for) as they would upon a steam plough, or a threshing machine.
To these stand opposed another kind of political reasoners, who are so far from assimilating a form of
government to a machine, that they regard it as a sort of spontaneous product, and the science of government
as a branch (so to speak) of natural history. According to them, forms of government are not a matter of
choice. We must take them, in the main, as we find them. Governments cannot be constructed by
premeditated design. They "are not made, but grow." Our business with them, as with the other facts of the
universe, is to acquaint ourselves with their natural properties, and adapt ourselves to them. The fundamental
political institutions of a people are considered by this school as a sort of organic growth from the nature and
life of that people: a product of their habits, instincts, and unconscious wants and desires, scarcely at all of
their deliberate purposes. Their will has had no part in the matter but that of meeting the necessities of the
moment by the contrivances of the moment, which contrivances, if in sufficient conformity to the national
feelings and character, commonly last, and by successive aggregation constitute a polity, suited to the people
who possess it, but which it would be vain to attempt to superduce upon any people whose nature and
circumstances had not spontaneously evolved it.
It is difficult to decide which of these doctrines would be the most absurd, if we could suppose either of them
held as an exclusive theory. But the principles which men profess, on any controverted subject, are usually a
very incomplete exponent of the opinions they really hold. No one believes that every people is capable of
working every sort of institutions. Carry the analogy of mechanical contrivances as far as we will, a man does
not choose even an instrument of timber and iron on the sole ground that it is in itself the best. He considers
whether he possesses the other requisites which must be combined with it to render its employment
advantageous, and in particular whether those by whom it will have to be worked possess the knowledge and
skill necessary for its management. On the other hand, neither are those who speak of institutions as if they
were a kind of living organisms really the political fatalists they give themselves out to be. They do not
pretend that mankind have absolutely no range of choice as to the government they will live under, or that a
consideration of the consequences which flow from different forms of polity is no element at all in deciding
which of them should be preferred. But though each side greatly exaggerates its own theory, out of opposition
to the other, and no one holds without modification to either, the two doctrines correspond to a deepseated
difference between two modes of thought; and though it is evident that neither of these is entirely in the right,
yet it being equally evident that neither is wholly in the wrong, we must endeavour to get down to what is at
the root of each, and avail ourselves of the amount of truth which exists in either.
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Let us remember, then, in the first place, that political institutions (however the proposition may be at times
ignored) are the work of men; owe their origin and their whole existence to human will. Men did not wake on
a summer morning and find them sprung up. Neither do they resemble trees, which, once planted, "are aye
growing" while men "are sleeping." In every stage of their existence they are made what they are by human
voluntary agency. Like all things, therefore, which are made by men, they may be either well or ill made;
judgment and skill may have been exercised in their production, or the reverse of these. And again, if a
people have omitted, or from outward pressure have not had it in their power, to give themselves a
constitution by the tentative process of applying a corrective to each evil as it arose, or as the sufferers gained
strength to resist it, this retardation of political progress is no doubt a great disadvantage to them, but it does
not prove that what has been found good for others would not have been good also for them, and will not be
so still when they think fit to adopt it.
On the other hand, it is also to be borne in mind that political machinery does not act of itself. As it is first
made, so it has to be worked, by men, and even by ordinary men. It needs, not their simple acquiescence, but
their active participation; and must be adjusted to the capacities and qualities of such men as are available.
This implies three conditions. The people for whom the form of government is intended must be willing to
accept it; or at least not so unwilling as to oppose an insurmountable obstacle to its establishment. They must
be willing and able to do what is necessary to keep it standing. And they must be willing and able to do what
it requires of them to enable it to fulfil its purposes. The word "do" is to be understood as including
forbearances as well as acts. They must be capable of fulfilling the conditions of action, and the conditions of
selfrestraint, which are necessary either for keeping the established polity in existence, or for enabling it to
achieve the ends, its conduciveness to which forms its recommendation.
The failure of any of these conditions renders a form of government, whatever favourable promise it may
otherwise hold out, unsuitable to the particular case.
The first obstacle, the repugnance of the people to the particular form of government, needs little illustration,
because it never can in theory have been overlooked. The case is of perpetual occurrence. Nothing but foreign
force would induce a tribe of North American Indians to submit to the restraints of a regular and civilised
government. The same might have been said, though somewhat less absolutely, of the barbarians who
overran the Roman Empire. It required centuries of time, and an entire change of circumstances, to discipline
them into regular obedience even to their own leaders, when not actually serving under their banner. There
are nations who will not voluntarily submit to any government but that of certain families, which have from
time immemorial had the privilege of supplying them with chiefs. Some nations could not, except by foreign
conquest, be made to endure a monarchy; others are equally averse to a republic. The hindrance often
amounts, for the time being, to impracticability.
But there are also cases in which, though not averse to a form of government possibly even desiring it
a people may be unwilling or unable to fulfil its conditions. They may be incapable of fulfilling such of them
as are necessary to keep the government even in nominal existence. Thus a people may prefer a free
government, but if, from indolence, or carelessness, or cowardice, or want of public spirit, they are unequal to
the exertions necessary for preserving it; if they will not fight for it when it is directly attacked; if they can be
deluded by the artifices used to cheat them out of it; if by momentary discouragement, or temporary panic, or
a fit of enthusiasm for an individual, they can be induced to lay their liberties at the feet even of a great man,
or trust him with powers which enable him to subvert their institutions; in all these cases they are more or less
unfit for liberty: and though it may be for their good to have had it even for a short time, they are unlikely
long to enjoy it. Again, a people may be unwilling or unable to fulfil the duties which a particular form of
government requires of them. A rude people, though in some degree alive to the benefits of civilised society,
may be unable to practise the forbearance which it demands: their passions may be too violent, or their
personal pride too exacting, to forego private conflict, and leave to the laws the avenging of their real or
supposed wrongs. In such a case, a civilised government, to be really advantageous to them, will require to be
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in a considerable degree despotic: to be one over which they do not themselves exercise control, and which
imposes a great amount of forcible restraint upon their actions.
Again, a people must be considered unfit for more than a limited and qualified freedom, who will not
cooperate actively with the law and the public authorities in the repression of evildoers. A people who are
more disposed to shelter a criminal than to apprehend him; who, like the Hindoos, will perjure themselves to
screen the man who has robbed them, rather than take trouble or expose themselves to vindictiveness by
giving evidence against him; who, like some nations of Europe down to a recent date, if a man poniards
another in the public street, pass by on the other side, because it is the business of the police to look to the
matter, and it is safer not to interfere in what does not concern them; a people who are revolted by an
execution, but not shocked at an assassination require that the public authorities should be armed with
much sterner powers of repression than elsewhere, since the first indispensable requisites of civilised life
have nothing else to rest on. These deplorable states of feeling, in any people who have emerged from savage
life, are, no doubt, usually the consequence of previous bad government, which has taught them to regard the
law as made for other ends than their good, and its administrators as worse enemies than those who openly
violate it. But however little blame may be due to those in whom these mental habits have grown up, and
however the habits may be ultimately conquerable by better government, yet while they exist a people so
disposed cannot be governed with as little power exercised over them as a people whose sympathies are on
the side of the law, and who are willing to give active assistance in its enforcement. Again, representative
institutions are of little value, and may be a mere instrument of tyranny or intrigue, when the generality of
electors are not sufficiently interested in their own government to give their vote, or, if they vote at all, do not
bestow their suffrages on public grounds, but sell them for money, or vote at the beck of some one who has
control over them, or whom for private reasons they desire to propitiate. Popular election thus practised,
instead of a security against misgovernment, is but an additional wheel in its machinery.
Besides these moral hindrances, mechanical difficulties are often an insuperable impediment to forms of
government. In the ancient world, though there might be, and often was, great individual or local
independence, there could be nothing like a regulated popular government beyond the bounds of a single
citycommunity; because there did not exist the physical conditions for the formation and propagation of a
public opinion, except among those who could be brought together to discuss public matters in the same
agora. This obstacle is generally thought to have ceased by the adoption of the representative system. But to
surmount it completely, required the press, and even the newspaper press, the real equivalent, though not in
all respects an adequate one, of the Pnyx and the Forum. There have been states of society in which even a
monarchy of any great territorial extent could not subsist, but unavoidably broke up into petty principalities,
either mutually independent, or held together by a loose tie like the feudal: because the machinery of
authority was not perfect enough to carry orders into effect at a great distance from the person of the ruler. He
depended mainly upon voluntary fidelity for the obedience even of his army, nor did there exist the means of
making the people pay an amount of taxes sufficient for keeping up the force necessary to compel obedience
throughout a large territory. In these and all similar cases, it must be understood that the amount of the
hindrance may be either greater or less. It may be so great as to make the form of government work very ill,
without absolutely precluding its existence, or hindering it from being practically preferable to any other
which can be had. This last question mainly depends upon a consideration which we have not yet arrived at
the tendencies of different forms of government to promote Progress.
We have now examined the three fundamental conditions of the adaptation of forms of government to the
people who are to be governed by them. If the supporters of what may be termed the naturalistic theory of
politics, mean but to insist on the necessity of these three conditions; if they only mean that no government
can permanently exist which does not fulfil the first and second conditions, and, in some considerable
measure, the third; their doctrine, thus limited, is incontestable. Whatever they mean more than this appears
to me untenable. All that we are told about the necessity of an historical basis for institutions, of their being in
harmony with the national usages and character, and the like, means either this, or nothing to the purpose.
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There is a great quantity of mere sentimentality connected with these and similar phrases, over and above the
amount of rational meaning contained in them. But, considered practically, these alleged requisites of
political institutions are merely so many facilities for realising the three conditions. When an institution, or a
set of institutions, has the way prepared for it by the opinions, tastes, and habits of the people, they are not
only more easily induced to accept it, but will more easily learn, and will be, from the beginning, better
disposed, to do what is required of them both for the preservation of the institutions, and for bringing them
into such action as enables them to produce their best results. It would be a great mistake in any legislator not
to shape his measures so as to take advantage of such preexisting habits and feelings when available. On the
other hand, it is an exaggeration to elevate these mere aids and facilities into necessary conditions. People are
more easily induced to do, and do more easily, what they are already used to; but people also learn to do
things new to them. Familiarity is a great help; but much dwelling on an idea will make it familiar, even
when strange at first. There are abundant instances in which a whole people have been eager for untried
things. The amount of capacity which a people possess for doing new things, and adapting themselves to new
circumstances; is itself one of the elements of the question. It is a quality in which different nations, and
different stages of civilisation, differ much from one another. The capability of any given people for fulfilling
the conditions of a given form of government cannot be pronounced on by any sweeping rule. Knowledge of
the particular people, and general practical judgment and sagacity, must be the guides.
There is also another consideration not to be lost sight of. A people may be unprepared for good institutions;
but to kindle a desire for them is a necessary part of the preparation. To recommend and advocate a particular
institution or form of government, and set its advantages in the strongest light, is one of the modes, often the
only mode within reach, of educating the mind of the nation not only for accepting or claiming, but also for
working, the institution. What means had Italian patriots, during the last and present generation, of preparing
the Italian people for freedom in unity, but by inciting them to demand it? Those, however, who undertake
such a task, need to be duly impressed, not solely with the benefits of the institution or polity which they
recommend, but also with the capacities, moral, intellectual, and active, required for working it; that they may
avoid, if possible, stirring up a desire too much in advance of the capacity.
The result of what has been said is, that, within the limits set by the three conditions so often adverted to,
institutions and forms of government are a matter of choice. To inquire into the best form of government in
the abstract (as it is called) is not a chimerical, but a highly practical employment of scientific intellect; and to
introduce into any country the best institutions which, in the existing state of that country, are capable of, in
any tolerable degree, fulfilling the conditions, is one of the most rational objects to which practical effort can
address itself. Everything which can be said by way of disparaging the efficacy of human will and purpose in
matters of government might be said of it in every other of its applications. In all things there are very strict
limits to human power. It can only act by wielding some one or more of the forces of nature. Forces,
therefore, that can be applied to the desired use must exist; and will only act according to their own laws. We
cannot make the river run backwards; but we do not therefore say that watermills "are not made, but grow."
In politics, as in mechanics, the power which is to keep the engine going must be sought for outside the
machinery; and if it is not forthcoming, or is insufficient to surmount the obstacles which may reasonably be
expected, the contrivance will fail. This is no peculiarity of the political art; and amounts only to saying that
it is subject to the same limitations and conditions as all other arts.
At this point we are met by another objection, or the same objection in a different form. The forces, it is
contended, on which the greater political phenomena depend, are not amenable to the direction of politicians
or philosophers. The government of a country, it is affirmed, is, in all substantial respects, fixed and
determined beforehand by the state of the country in regard to the distribution of the elements of social
power. Whatever is the strongest power in society will obtain the governing authority; and a change in the
political constitution cannot be durable unless preceded or accompanied by an altered distribution of power in
society itself. A nation, therefore, cannot choose its form of government. The mere details, and practical
organisation, it may choose; but the essence of the whole, the seat of the supreme power, is determined for it
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by social circumstances.
That there is a portion of truth in this doctrine I at once admit; but to make it of any use, it must be reduced to
a distinct expression and proper limits. When it is said that the strongest power in society will make itself
strongest in the government, what is meant by power? Not thews and sinews; otherwise pure democracy
would be the only form of polity that could exist. To mere muscular strength, add two other elements,
property and intelligence, and we are nearer the truth, but far from having yet reached it. Not only is a greater
number often kept down by a less, but the greater number may have a preponderance in property, and
individually in intelligence, and may yet be held in subjection, forcibly or otherwise, by a minority in both
respects inferior to it. To make these various elements of power politically influential they must be organised;
and the advantage in organisation is necessarily with those who are in possession of the government. A much
weaker party in all other elements of power may greatly preponderate when the powers of government are
thrown into the scale; and may long retain its predominance through this alone: though, no doubt, a
government so situated is in the condition called in mechanics unstable equilibrium, like a thing balanced on
its smaller end, which, if once disturbed, tends more and more to depart from, instead of reverting to, its
previous state.
But there are still stronger objections to this theory of government in the terms in which it is usually stated.
The power in society which has any tendency to convert itself into political power is not power quiescent,
power merely passive, but active power; in other words, power actually exerted; that is to say, a very small
portion of all the power in existence. Politically speaking, a great part of all power consists in will. How is it
possible, then, to compute the elements of political power, while we omit from the computation anything
which acts on the will? To think that because those who wield the power in society wield in the end that of
government, therefore it is of no use to attempt to influence the constitution of the government by acting on
opinion, is to forget that opinion is itself one of the greatest active social forces. One person with a belief is a
social power equal to ninetynine who have only interests. They who can succeed in creating a general
persuasion that a certain form of government, or social fact of any kind, deserves to be preferred, have made
nearly the most important step which can possibly be taken towards ranging the powers of society on its side.
On the day when the protomartyr was stoned to death at Jerusalem, while he who was to be the Apostle of
the Gentiles stood by "consenting unto his death," would any one have supposed that the party of that stoned
man were then and there the strongest power in society? And has not the event proved that they were so?
Because theirs was the most powerful of then existing beliefs. The same element made a monk of Wittenberg,
at the meeting of the Diet of Worms, a more powerful social force than the Emperor Charles the Fifth, and all
the princes there assembled. But these, it may be said, are cases in which religion was concerned, and
religious convictions are something peculiar in their strength. Then let us take a case purely political, where
religion, so far as concerned at all, was chiefly on the losing side. If any one requires to be convinced that
speculative thought is one of the chief elements of social power, let him bethink himself of the age in which
there was scarcely a throne in Europe which was not filled by a liberal and reforming king, a liberal and
reforming emperor, or, strangest of all, a liberal and reforming pope; the age of Frederic the Great, of
Catherine the Second, of Joseph the Second, of Peter Leopold, of Benedict XIV., of Ganganelli, of Pombal,
of Aranda; when the very Bourbons of Naples were liberals and reformers, and all the active minds among
the noblesse of France were filled with the ideas which were soon after to cost them so dear. Surely a
conclusive example how far mere physical and economic power is from being the whole of social power.
It was not by any change in the distribution of material interests, but by the spread of moral convictions, that
negro slavery has been put an end to in the British Empire and elsewhere. The serfs in Russia owe their
emancipation, if not to a sentiment of duty, at least to the growth of a more enlightened opinion respecting
the true interest of the State. It is what men think that determines how they act; and though the persuasions
and convictions of average men are in a much greater degree determined by their personal position than by
reason, no little power is exercised over them by the persuasions and convictions of those whose personal
position is different, and by the united authority of the instructed. When, therefore, the instructed in general
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can be brought to recognise one social arrangement, or political or other institution, as good, and another as
bad, one as desirable, another as condemnable, very much has been done towards giving to the one, or
withdrawing from the other, that preponderance of social force which enables it to subsist. And the maxim,
that the government of a country is what the social forces in existence compel it to be, is true only in the
sense in which it favours, instead of discouraging, the attempt to exercise, among all forms of government
practicable in the existing condition of society, a rational choice.
Chapter 2. The Criterion of a Good Form of Government.
THE FORM of government for any given country being (within certain definite conditions) amenable to
choice, it is now to be considered by what test the choice should be directed; what are the distinctive
characteristics of the form of government best fitted to promote the interests of any given society.
Before entering into this inquiry, it may seem necessary to decide what are the proper functions of
government; for, government altogether being only a means, the eligibility of the means must depend on their
adaptation to the end. But this mode of stating the problem gives less aid to its investigation than might be
supposed, and does not even bring the whole of the question into view. For, in the first place, the proper
functions of a government are not a fixed thing, but different in different states of society; much more
extensive in a backward than in an advanced state. And, secondly, the character of a government or set of
political institutions cannot be sufficiently estimated while we confine our attention to the legitimate sphere
of governmental functions. For though the goodness of a government is necessarily circumscribed within that
sphere, its badness unhappily is not. Every kind and degree of evil of which mankind are susceptible may be
inflicted on them by their government; and none of the good which social existence is capable of can be any
further realised than as the constitution of the government is compatible with, and allows scope for, its
attainment. Not to speak of indirect effects, the direct meddling of the public authorities has no necessary
limits but those of human existence; and the influence of government on the wellbeing of society can be
considered or estimated in reference to nothing less than the whole of the interests of humanity.
Being thus obliged to place before ourselves, as the test of good and bad government, so complex an object as
the aggregate interests of society, we would willingly attempt some kind of classification of those interests,
which, bringing them before the mind in definite groups, might give indication of the qualities by which a
form of government is fitted to promote those various interests respectively. It would be a great facility if we
could say the good of society consists of such and such elements; one of these elements requires such
conditions, another such others; the government, then, which unites in the greatest degree all these conditions,
must be the best. The theory of government would thus be built up from the separate theorems of the
elements which compose a good state of society.
Unfortunately, to enumerate and classify the constituents of social wellbeing, so as to admit of the formation
of such theorems, is no easy task. Most of those who, in the last or present generation, have applied
themselves to the philosophy of politics in any comprehensive spirit, have felt the importance of such a
classification; but the attempts which have been made towards it are as yet limited, so far as I am aware, to a
single step. The classification begins and ends with a partition of the exigencies of society between the two
heads of Order and Progress (in the phraseology of French thinkers); Permanence and Progression in the
words of Coleridge. This division is plausible and seductive, from the apparently cleancut opposition
between its two members, and the remarkable difference between the sentiments to which they appeal. But I
apprehend that (however admissible for purposes of popular discourse) the distinction between Order, or
Permanence, and Progress, employed to define the qualities necessary in a government, is unscientific and
incorrect.
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For, first, what are Order and Progress? Concerning Progress there is no difficulty, or none which is apparent
at first sight. When Progress is spoken of as one of the wants of human society, it may be supposed to mean
Improvement. That is a tolerably distinct idea. But what is Order? Sometimes it means more, sometimes less,
but hardly ever the whole of what human society needs except improvement.
In its narrowest acceptation Order means Obedience. A government is said to preserve order if it succeeds in
getting itself obeyed. But there are different degrees of obedience, and it is not every degree that is
commendable. Only an unmitigated despotism demands that the individual citizen shall obey unconditionally
every mandate of persons in authority. We must at least limit the definition to such mandates as are general
and issued in the deliberate form of laws. Order, thus understood, expresses, doubtless, an indispensable
attribute of government. Those who are unable to make their ordinances obeyed, cannot be said to govern.
But though a necessary condition, this is not the object of government. That it should make itself obeyed is
requisite, in order that it may accomplish some other purpose. We are still to seek what is this other purpose,
which government ought to fulfil, abstractedly from the idea of improvement, and which has to be fulfilled in
every society, whether stationary or progressive.
In a sense somewhat more enlarged, Order means the preservation of peace by the cessation of private
violence. Order is said to exist where the people of the country have, as a general rule, ceased to prosecute
their quarrels by private force, and acquired the habit of referring the decision of their disputes and the
redress of their injuries to the public authorities. But in this larger use of the term, as well as in the former
narrow one, Order expresses rather one of the conditions of government, than either its purpose or the
criterion of its excellence. For the habit may be well established of submitting to the government, and
referring all disputed matters to its authority, and yet the manner in which the government deals with those
disputed matters, and with the other things about which it concerns itself, may differ by the whole interval
which divides the best from the worst possible.
If we intend to comprise in the idea of Order all that society requires from its government which is not
included in the idea of Progress, we must define Order as the preservation of all kinds and amounts of good
which already exist, and Progress as consisting in the increase of them. This distinction does comprehend in
one or the other section everything which a government can be required to promote. But, thus understood, it
affords no basis for a philosophy of government. We cannot say that, in constituting a polity, certain
provisions ought to be made for Order and certain others for Progress; since the conditions of Order, in the
sense now indicated, and those of Progress, are not opposite, but the same. The agencies which tend to
preserve the social good which already exists are the very same which promote the increase of it, and vice
versa: the sole difference being, that a greater degree of those agencies is required for the latter purpose than
for the former.
What, for example, are the qualities in the citizens individually which conduce most to keep up the amount of
good conduct, of good management, of success and prosperity, which already exist in society? Everybody
will agree that those qualities are industry, integrity, justice, and prudence. But are not these, of all qualities,
the most conducive to improvement? and is not any growth of these virtues in the community in itself the
greatest of improvements? If so, whatever qualities in the government are promotive of industry, integrity,
justice, and prudence, conduce alike to permanence and to progression; only there is needed more of those
qualities to make the society decidedly progressive than merely to keep it permanent.
What, again, are the particular attributes in human beings which seem to have a more especial reference to
Progress, and do not so directly suggest the ideas of Order and Preservation? They are chiefly the qualities of
mental activity, enterprise, and courage. But are not all these qualities fully as much required for preserving
the good we have, as for adding to it? If there is anything certain in human affairs, it is that valuable
acquisitions are only to be retained by the continuation of the same energies which gained them. Things left
to take care of themselves inevitably decay. Those whom success induces to relax their habits of care and
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thoughtfulness, and their willingness to encounter disagreeables, seldom long retain their good fortune at its
height. The mental attribute which seems exclusively dedicated to Progress, and is the culmination of the
tendencies to it, is Originality, or Invention. Yet this is no less necessary for Permanence; since, in the
inevitable changes of human affairs, new inconveniences and dangers continually grow up, which must be
encountered by new resources and contrivances, in order to keep things going on even only as well as they
did before. Whatever qualities, therefore, in a government, tend to encourage activity, energy, courage,
originality, are requisites of Permanence as well as of Progress; only a somewhat less degree of them will on
the average suffice for the former purpose than for the latter.
To pass now from the mental to the outward and objective requisites of society; it is impossible to point out
any contrivance in politics, or arrangement of social affairs, which conduces to Order only, or to Progress
only; whatever tends to either promotes both. Take, for instance, the common institution of a police. Order is
the object which seems most immediately interested in the efficiency of this part of the social organisation.
Yet if it is effectual to promote Order, that is, if it represses crime, and enables every one to feel his person
and property secure, can any state of things be more conducive to Progress? The greater security of property
is one of the main conditions and causes of greater production, which is Progress in its most familiar and
vulgarest aspect. The better repression of crime represses the dispositions which tend to crime, and this is
Progress in a somewhat higher sense. The release of the individual from the cares and anxieties of a state of
imperfect protection, sets his faculties free to be employed in any new effort for improving his own state and
that of others: while the same cause, by attaching him to social existence, and making him no longer see
present or prospective enemies in his fellow creatures, fosters all those feelings of kindness and fellowship
towards others, and interest in the general wellbeing of the community, which are such important parts of
social improvement.
Take, again, such a familiar case as that of a good system of taxation and finance. This would generally be
classed as belonging to the province of Order. Yet what can be more conducive to Progress? A financial
system which promotes the one, conduces, by the very same excellences, to the other. Economy, for example,
equally preserves the existing stock of national wealth, and favours the creation of more. A just distribution
of burthens, by holding up to every citizen an example of morality and good conscience applied to difficult
adjustments, and an evidence of the value which the highest authorities attach to them, tends in an eminent
degree to educate the moral sentiments of the community, both in respect of strength and of discrimination.
Such a mode of levying the taxes as does not impede the industry, or unnecessarily interfere with the liberty,
of the citizen, promotes, not the preservation only, but the increase of the national wealth, and encourages a
more active use of the individual faculties. And vice versa, all errors in finance and taxation which obstruct
the improvement of the people in wealth and morals tend also, if of sufficiently serious amount, positively to
impoverish and demoralise them. It holds, in short, universally, that when Order and Permanence are taken in
their widest sense, for the stability of existing advantages, the requisites of Progress are but the requisites of
Order in a greater degree; those of Permanence merely those of Progress in a somewhat smaller measure.
In support of the position that Order is intrinsically different from Progress, and that preservation of existing
and acquisition of additional good are sufficiently distinct to afford the basis of a fundamental classification,
we shall perhaps be reminded that Progress may be at the expense of Order; that while we are acquiring, or
striving to acquire, good of one kind, we may be losing ground in respect to others: thus there may be
progress in wealth, while there is deterioration in virtue. Granting this, what it proves is not that Progress is
generically a different thing from Permanence, but that wealth is a different thing from virtue. Progress is
permanence and something more; and it is no answer to this to say that Progress in one thing does not imply
Permanence in everything. No more does Progress in one thing imply Progress in everything. Progress of any
kind includes Permanence in that same kind; whenever Permanence is sacrificed to some particular kind of
Progress, other Progress is still more sacrificed to it; and if it be not worth the sacrifice, not the interest of
Permanence alone has been disregarded, but the general interest of Progress has been mistaken.
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If these improperly contrasted ideas are to be used at all in the attempt to give a first commencement of
scientific precision to the notion of good government, it would be more philosophically correct to leave out of
the definition the word Order, and to say that the best government is that which is most conducive to
Progress. For Progress includes Order, but Order does not include Progress. Progress is a greater degree of
that of which Order is a less. Order, in any other sense, stands only for a part of the prerequisites of good
government, not for its idea and essence. Order would find a more suitable place among the conditions of
Progress; since, if we would increase our sum of good, nothing is more indispensable than to take due care of
what we already have. If we are endeavouring after more riches, our very first rule should be not to squander
uselessly our existing means. Order, thus considered, is not an additional end to be reconciled with Progress,
but a part and means of Progress itself. If a gain in one respect is purchased by a more than equivalent loss in
the same or in any other, there is not Progress. Conduciveness to Progress, thus understood, includes the
whole excellence of a government.
But, though metaphysically defensible, this definition of the criterion of good government is not appropriate,
because, though it contains the whole of the truth, it recalls only a part. What is suggested by the term
Progress is the idea of moving onward, whereas the meaning of it here is quite as much the prevention of
falling back. The very same social causes the same beliefs, feelings, institutions, and practices are as
much required to prevent society from retrograding, as to produce a further advance. Were there no
improvement to be hoped for, life would not be the less an unceasing struggle against causes of deterioration;
as it even now is. Politics, as conceived by the ancients, consisted wholly in this. The natural tendency of
men and their works was to degenerate, which tendency, however, by good institutions virtuously
administered, it might be possible for an indefinite length of time to counteract. Though we no longer hold
this opinion; though most men in the present age profess the contrary creed, believing that the tendency of
things, on the whole, is towards improvement; we ought not to forget that there is an incessant and
everflowing current of human affairs towards the worse, consisting of all the follies, all the vices, all the
negligences, indolences, and supinenesses of mankind; which is only controlled, and kept from sweeping all
before it, by the exertions which some persons constantly, and others by fits, put forth in the direction of good
and worthy objects. It gives a very insufficient idea of the importance of the strivings which take place to
improve and elevate human nature and life, to suppose that their chief value consists in the amount of actual
improvement realised by their means, and that the consequence of their cessation would merely be that we
should remain as we are. A very small diminution of those exertions would not only put a stop to
improvement, but would turn the general tendency of things towards deterioration; which, once begun, would
proceed with increasingly rapidity, and become more and more difficult to check, until it reached a state often
seen in history, and in which many large portions of mankind even now grovel; when hardly anything short
of superhuman power seems sufficient to turn the tide, and give a fresh commencement to the upward
movement.
These reasons make the word Progress as unapt as the terms Order and Permanence to become the basis for a
classification of the requisites of a form of government. The fundamental antithesis which these words
express does not lie in the things themselves, so much as in the types of human character which answer to
them. There are, we know, some minds in which caution, and others in which boldness, predominates: in
some, the desire to avoid imperilling what is already possessed is a stronger sentiment than that which
prompts to improve the old and acquire new advantages; while there are others who lean the contrary way,
and are more eager for future than careful of present good. The road to the ends of both is the same; but they
are liable to wander from it in opposite directions. This consideration is of importance in composing the
personnel of any political body: persons of both types ought to be included in it, that the tendencies of each
may be tempered, in so far as they are excessive, by a due proportion of the other. There needs no express
provision to ensure this object, provided care is taken to admit nothing inconsistent with it. The natural and
spontaneous admixture of the old and the young, of those whose position and reputation are made and those
who have them still to make, will in general sufficiently answer the purpose, if only this natural balance is not
disturbed by artificial regulation.
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Since the distinction most commonly adopted for the classification of social exigencies does not possess the
properties needful for that use, we have to seek for some other leading distinction better adapted to the
purpose. Such a distinction would seem to be indicated by the considerations to which I now proceed.
If we ask ourselves on what causes and conditions good government in all its senses, from the humblest to the
most exalted, depends, we find that the principal of them, the one which transcends all others, is the qualities
of the human beings composing the society over which the government is exercised.
We may take, as a first instance, the administration of justice; with the more propriety, since there is no part
of public business in which the mere machinery, the rules and contrivances for conducting the details of the
operation, are of such vital consequence. Yet even these yield in importance to the qualities of the human
agents employed. Of what efficacy are rules of procedure in securing the ends of justice, if the moral
condition of the people is such that the witnesses generally lie, and the judges and their subordinates take
bribes? Again, how can institutions provide a good municipal administration if there exists such indifference
to the subject that those who would administer honestly and capably cannot be induced to serve, and the
duties are left to those who undertake them because they have some private interest to be promoted? Of what
avail is the most broadly popular representative system if the electors do not care to choose the best member
of parliament, but choose him who will spend most money to be elected? How can a representative assembly
work for good if its members can be bought, or if their excitability of temperament, uncorrected by public
discipline or private selfcontrol, makes them incapable of calm deliberation, and they resort to manual
violence on the floor of the House, or shoot at one another with rifles? How, again, can government, or any
joint concern, be carried on in a tolerable manner by people so envious that, if one among them seems likely
to succeed in anything, those who ought to cooperate with him form a tacit combination to make him fail?
Whenever the general disposition of the people is such that each individual regards those only of his interests
which are selfish, and does not dwell on, or concern himself for, his share of the general interest, in such a
state of things good government is impossible. The influence of defects of intelligence in obstructing all the
elements of good government requires no illustration. Government consists of acts done by human beings;
and if the agents, or those who choose the agents, or those to whom the agents are responsible, or the
lookerson whose opinion ought to influence and check all these, are mere masses of ignorance, stupidity,
and baleful prejudice, every operation of government will go wrong; while, in proportion as the men rise
above this standard, so will the government improve in quality; up to the point of excellence, attainable but
nowhere attained, where the officers of government, themselves persons of superior virtue and intellect, are
surrounded by the atmosphere of a virtuous and enlightened public opinion.
The first element of good government, therefore, being the virtue and intelligence of the human beings
composing the community, the most important point of excellence which any form of government can
possess is to promote the virtue and intelligence of the people themselves. The first question in respect to any
political institutions is, how far they tend to foster in the members of the community the various desirable
qualities, moral and intellectual; or rather (following Bentham's more complete classification) moral,
intellectual, and active. The government which does this the best has every likelihood of being the best in all
other respects, since it is on these qualities, so far as they exist in the people, that all possibility of goodness
in the practical operations of the government depends.
We may consider, then, as one criterion of the goodness of a government, the degree in which it tends to
increase the sum of good qualities in the governed, collectively and individually; since, besides that their
wellbeing is the sole object of government, their good qualities supply the moving force which works the
machinery. This leaves, as the other constituent element of the merit of a government, the quality of the
machinery itself; that is, the degree in which it is adapted to take advantage of the amount of good qualities
which may at any time exist, and make them instrumental to the right purposes. Let us again take the subject
of judicature as an example and illustration. The judicial system being given, the goodness of the
administration of justice is in the compound ratio of the worth of the men composing the tribunals, and the
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worth of the public opinion which influences or controls them. But all the difference between a good and a
bad system of judicature lies in the contrivances adopted for bringing whatever moral and intellectual worth
exists in the community to bear upon the administration of justice, and making it duly operative on the result.
The arrangements for rendering the choice of the judges such as to obtain the highest average of virtue and
intelligence; the salutary forms of procedure; the publicity which allows observation and criticism of
whatever is amiss; the liberty of discussion and censure through the press; the mode of taking evidence,
according as it is well or ill adapted to elicit truth; the facilities, whatever be their amount, for obtaining
access to the tribunals; the arrangements for detecting crimes and apprehending offenders; all these things
are not the power, but the machinery for bringing the power into contact with the obstacle: and the machinery
has no action of itself, but without it the power, let it be ever so ample, would be wasted and of no effect.
A similar distinction exists in regard to the constitution of the executive departments of administration. Their
machinery is good, when the proper tests are prescribed for the qualifications of officers, the proper rules for
their promotion; when the business is conveniently distributed among those who are to transact it, a
convenient and methodical order established for its transaction, a correct and intelligible record kept of it
after being transacted; when each individual knows for what he is responsible, and is known to others as
responsible for it; when the bestcontrived checks are provided against negligence, favouritism, or jobbery,
in any of the acts of the department. But political checks will no more act of themselves than a bridle will
direct a horse without a rider. If the checking functionaries are as corrupt or as negligent as those whom they
ought to check, and if the public, the mainspring of the whole checking machinery, are too ignorant, too
passive, or too careless and inattentive, to do their part, little benefit will be derived from the best
administrative apparatus. Yet a good apparatus is always preferable to a bad. It enables such insufficient
moving or checking power as exists to act at the greatest advantage; and without it, no amount of moving or
checking power would be sufficient. Publicity, for instance, is no impediment to evil nor stimulus to good if
the public will not look at what is done; but without publicity, how could they either check or encourage what
they were not permitted to see? The ideally perfect constitution of a public office is that in which the interest
of the functionary is entirely coincident with his duty. No mere system will make it so, but still less can it be
made so without a system, aptly devised for the purpose.
What we have said of the arrangements for the detailed administration of the government is still more
evidently true of its general constitution. All government which aims at being good is an organisation of
some part of the good qualities existing in the individual members of the community for the conduct of its
collective affairs. A representative constitution is a means of bringing the general standard of intelligence and
honesty existing in the community, and the individual intellect and virtue of its wisest members, more
directly to bear upon the government, and investing them with greater influence in it, than they would in
general have under any other mode of organisation; though, under any, such influence as they do have is the
source of all good that there is in the government, and the hindrance of every evil that there is not. The
greater the amount of these good qualities which the institutions of a country succeed in organising, and the
better the mode of organisation, the better will be the government.
We have now, therefore, obtained a foundation for a twofold division of the merit which any set of political
institutions can possess. It consists partly of the degree in which they promote the general mental
advancement of the community, including under that phrase advancement in intellect, in virtue, and in
practical activity and efficiency; and partly of the degree of perfection with which they organise the moral,
intellectual, and active worth already existing, so as to operate with the greatest effect on public affairs. A
government is to be judged by its action upon men, and by its action upon things; by what it makes of the
citizens, and what it does with them; its tendency to improve or deteriorate the people themselves, and the
goodness or badness of the work it performs for them, and by means of them. Government is at once a great
influence acting on the human mind, and a set of organised arrangements for public business: in the first
capacity its beneficial action is chiefly indirect, but not therefore less vital, while its mischievous action may
be direct.
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The difference between these two functions of a government is not, like that between Order and Progress, a
difference merely in degree, but in kind. We must not, however, suppose that they have no intimate
connection with one another. The institutions which ensure the best management of public affairs practicable
in the existing state of cultivation tend by this alone to the further improvement of that state. A people which
had the most just laws, the purest and most efficient judicature, the most enlightened administration, the most
equitable and least onerous system of finance, compatible with the stage it had attained in moral and
intellectual advancement, would be in a fair way to pass rapidly into a higher stage. Nor is there any mode in
which political institutions can contribute more effectually to the improvement of the people than by doing
their more direct work well. And, reversely, if their machinery is so badly constructed that they do their own
particular business ill, the effect is felt in a thousand ways in lowering the morality and deadening the
intelligence and activity of the people. But the distinction is nevertheless real, because this is only one of the
means by which political institutions improve or deteriorate the human mind, and the causes and modes of
that beneficial or injurious influence remain a distinct and much wider subject of study.
Of the two modes of operation by which a form of government or set of political institutions affects the
welfare of the community its operation as an agency of national education, and its arrangements for
conducting the collective affairs of the community in the state of education in which they already are; the last
evidently varies much less, from difference of country and state of civilisation, than the first. It has also much
less to do with the fundamental constitution of the government. The mode of conducting the practical
business of government, which is best under a free constitution, would generally be best also in an absolute
monarchy: only an absolute monarchy is not so likely to practise it. The laws of property, for example; the
principles of evidence and judicial procedure; the system of taxation and of financial administration, need not
necessarily be different in different forms of government. Each of these matters has principles and rules of its
own, which are a subject of separate study. General jurisprudence, civil and penal legislation, financial and
commercial policy, are sciences in themselves, or rather, separate members of the comprehensive science or
art of government: and the most enlightened doctrines on all these subjects, though not equally likely to be
understood, or acted on under all forms of government, yet, if understood and acted on, would in general be
equally beneficial under them all. It is true that these doctrines could not be applied without some
modifications to all states of society and of the human mind: nevertheless, by far the greater number of them
would require modifications solely of details, to adapt them to any state of society sufficiently advanced to
possess rulers capable of understanding them. A government to which they would be wholly unsuitable must
be one so bad in itself, or so opposed to public feeling, as to be unable to maintain itself in existence by
honest means.
It is otherwise with that portion of the interests of the community which relate to the better or worse training
of the people themselves. Considered as instrumental to this, institutions need to be radically different,
according to the stage of advancement already reached. The recognition of this truth, though for the most part
empirically rather than philosophically, may be regarded as the main point of superiority in the political
theories of the present above those of the last age; in which it customary to claim representative democracy
for England or France by arguments which would equally have proved it the only fit form of government for
Bedouins or Malays. The state of different communities, in point of culture and development, ranges
downwards to a condition very little above the highest of the beasts. The upward range, too, is considerable,
and the future possible extension vastly greater. A community can only be developed out of one of these
states into a higher by a concourse of influences, among the principal of which is the government to which
they are subject. In all states of human improvement ever yet attained, the nature and degree of authority
exercised over individuals, the distribution of power, and the conditions of command and obedience, are the
most powerful of the influences, except their religious belief, which make them what they are, and enable
them to become what they can be. They may be stopped short at any point in their progress by defective
adaptation of their government to that particular stage of advancement. And the one indispensable merit of a
government, in favour of which it may be forgiven almost any amount of other demerit compatible with
progress, is that its operation on the people is favourable, or not unfavourable, to the next step which it is
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necessary for them to take, in order to raise themselves to a higher level.
Thus (to repeat a former example), a people in a state of savage independence, in which every one lives for
himself, exempt, unless by fits, from any external control, is practically incapable of making any progress in
civilisation until it has learnt to obey. The indispensable virtue, therefore, in a government which establishes
itself over a people of this sort is, that it make itself obeyed. To enable it to do this, the constitution of the
government must be nearly, or quite, despotic. A constitution in any degree popular, dependent on the
voluntary surrender by the different members of the community of their individual freedom of action, would
fail to enforce the first lesson which the pupils, in this stage of their progress, require. Accordingly, the
civilisation of such tribes, when not the result of juxtaposition with others already civilised, is almost always
the work of an absolute ruler, deriving his power either from religion or military prowess; very often from
foreign arms.
Again, uncivilised races, and the bravest and most energetic still more than the rest, are averse to continuous
labour of an unexciting kind. Yet all real civilisation is at this price; without such labour, neither can the mind
be disciplined into the habits required by civilised society, nor the material world prepared to receive it. There
needs a rare concurrence of circumstances, and for that reason often a vast length of time, to reconcile such a
people to industry, unless they are for a while compelled to it. Hence even personal slavery, by giving a
commencement to industrial life, and enforcing it as the exclusive occupation of the most numerous portion
of the community, may accelerate the transition to a better freedom than that of fighting and rapine. It is
almost needless to say that this excuse for slavery is only available in a very early state of society. A civilised
people have far other means of imparting civilisation to those under their influence; and slavery is, in all its
details, so repugnant to that government of law, which is the foundation of all modern life, and so corrupting
to the masterclass when they have once come under civilised influences, that its adoption under any
circumstances whatever in modern society is a relapse into worse than barbarism.
At some period, however, of their history, almost every people, now civilised, have consisted, in majority, of
slaves. A people in that condition require to raise them out of it a very different polity from a nation of
savages. If they are energetic by nature, and especially if there be associated with them in. the same
community an industrious class who are neither slaves nor slaveowners (as was the case in Greece), they
need, probably, no more to ensure their improvement than to make them free: when freed, they may often be
fit, like Roman freedmen, to be admitted at once to the full rights of citizenship. This, however, is not the
normal condition of slavery, and is generally a sign that it is becoming obsolete. A slave, properly so called,
is a being who has not learnt to help himself. He is, no doubt, one step in advance of a savage. He has not the
first lesson of political society still to acquire. He has learnt to obey. But what he obeys is only a direct
command. It is the characteristic of born slaves to be incapable of conforming their conduct to a rule, or law.
They can only do what they are ordered, and only when they are ordered to do it. If a man whom they fear is
standing over them and threatening them with punishment, they obey; but when his back is turned, the work
remains undone. The motive determining them must appeal not to their interests, but to their instincts;
immediate hope or immediate terror. A despotism, which may tame the savage, will, in so far as it is a
despotism, only confirm the slaves in their incapacities. Yet a government under their own control would be
entirely unmanageable by them. Their improvement cannot come from themselves, but must be superinduced
from without. The step which they have to take, and their only path to improvement, is to be raised from a
government of will to one of law. They have to be taught selfgovernment, and this, in its initial stage, means
the capacity to act on general instructions. What they require is not a government of force, but one of
guidance. Being, however, in too low a state to yield to the guidance of any but those to whom they look up
as the possessors of force, the sort of government fittest for them is one which possesses force, but seldom
uses it: a parental despotism or aristocracy, resembling the St. Simonian form of Socialism; maintaining a
general superintendence over all the operations of society, so as to keep before each the sense of a present
force sufficient to compel his obedience to the rule laid down, but which, owing to the impossibility of
descending to regulate all the minutae of industry and life, necessarily leaves and induces individuals to do
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much of themselves. This, which may be termed the government of leadingstrings, seems to be the one
required to carry such a people the most rapidly through the next necessary step in social progress. Such
appears to have been the idea of the government of the Incas of Peru; and such was that of the Jesuits of
Paraguay. I need scarcely remark that leadingstrings are only admissible as a means of gradually training
the people to walk alone.
It would be out of place to carry the illustration further. To attempt to investigate what kind of government is
suited to every known state of society would be to compose a treatise, not on representative government, but
on political science at large. For our more limited purpose we borrow from political philosophy only its
general principles. To determine the form of government most suited to any particular people, we must be
able, among the defects and shortcomings which belong to that people, to distinguish those that are the
immediate impediment to progress; to discover what it is which (as it were) stops the way. The best
government for them is the one which tends most to give them that for want of which they cannot advance, or
advance only in a lame and lopsided manner. We must not, however, forget the reservation necessary in all
things which have for their object improvement, or Progress; namely, that in seeking the good which is
needed, no damage, or as little as possible, be done to that already possessed. A people of savages should be
taught obedience but not in such a manner as to convert them into a people of slaves. And (to give the
observation a higher generality) the form of government which is most effectual for carrying a people
through the next stage of progress will still be very improper for them if it does this in such a manner as to
obstruct, or positively unfit them for, the step next beyond. Such cases are frequent, and are among the most
melancholy facts in history. The Egyptian hierarchy, the paternal despotism of China, were very fit
instruments for carrying those nations up to the point of civilisation which they attained. But having reached
that point, they were brought to a permanent halt for want of mental liberty and individuality; requisites of
improvement which the institutions that had carried them thus far entirely incapacitated them from acquiring;
and as the institutions did not break down and give place to others, further improvement stopped.
In contrast with these nations, let us consider the example of an opposite character afforded by another and a
comparatively insignificant Oriental people the Jews. They, too, had an absolute monarchy and a
hierarchy, their organised institutions were as obviously of sacerdotal origin as those of the Hindoos. These
did for them what was done for other Oriental races by their institutions subdued them to industry and
order, and gave them a national life. But neither their kings nor their priests ever obtained, as in those other
countries, the exclusive moulding of their character. Their religion, which enabled persons of genius and a
high religious tone to be regarded and to regard themselves as inspired from heaven, gave existence to an
inestimably precious unorganised institution the Order (if it may be so termed) of Prophets. Under the
protection, generally though not always effectual, of their sacred character, the Prophets were a power in the
nation, often more than a match for kings and priests, and kept up, in that little corner of the earth, the
antagonism of influences which is the only real security for continued progress. Religion consequently was
not there what it has been in so many other places a consecration of all that was once established, and a
barrier against further improvement. The remark of a distinguished Hebrew, M. Salvador, that the Prophets
were, in Church and State, the equivalent of the modern liberty of the press, gives a just but not an adequate
conception of the part fulfilled in national and universal history by this great element of Jewish life; by means
of which, the canon of inspiration never being complete, the persons most eminent in genius and moral
feeling could not only denounce and reprobate, with the direct authority of the Almighty, whatever appeared
to them deserving of such treatment, but could give forth better and higher interpretations of the national
religion, which thenceforth became part of the religion. Accordingly, whoever can divest himself of the habit
of reading the Bible as if it was one book, which until lately was equally inveterate in Christians and in
unbelievers, sees with admiration the vast interval between the morality and religion of the Pentateuch, or
even of the historical books (the unmistakable work of Hebrew Conservatives of the sacerdotal order), and
the morality and religion of the Prophecies: a distance as wide as between these last and the Gospels.
Conditions more favourable to Progress could not easily exist: accordingly, the Jews, instead of being
stationary like other Asiatics, were, next to the Greeks, the most progressive people of antiquity, and, jointly
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with them, have been the startingpoint and main propelling agency of modern cultivation.
It is, then, impossible to understand the question of the adaptation of forms of government to states of society
without taking into account not only the next step, but all the steps which society has yet to make; both those
which can be foreseen, and the far wider indefinite range which is at present out of sight. It follows, that to
judge of the merits of forms of government, an ideal must be constructed of the form of government most
eligible in itself, that is, which, if the necessary conditions existed for giving effect to its beneficial
tendencies, would, more than all others, favour and promote not some one improvement, but all forms and
degrees of it. This having been done, we must consider what are the mental conditions of all sorts, necessary
to enable this government to realise its tendencies, and what, therefore, are the various defects by which a
people is made incapable of reaping its benefits. It would then be possible to construct a theorem of the
circumstances in which that form of government may wisely be introduced; and also to judge, in cases in
which it had better not be introduced, what inferior forms of polity will best carry those communities through
the intermediate stages which they must traverse before they can become fit for the best form of government.
Of these inquiries, the last does not concern us here; but the first is an essential part of our subject: for we
may, without rashness, at once enunciate a proposition, the proofs and illustrations of which will present
themselves in the ensuing pages; that this ideally best form of government will be found in some one or other
variety of the Representative System.
Chapter 3. That the ideally best Form of Government is Representative
Government.
IT HAS long (perhaps throughout the entire duration of British freedom) been a common saying, that if a
good despot could be ensured, despotic monarchy would be the best form of government. I look upon this as
a radical and most pernicious misconception of what good government is; which, until it can be got rid of,
will fatally vitiate all our speculations on government.
The supposition is, that absolute power, in the hands of an eminent individual, would ensure a virtuous and
intelligent performance of all the duties of government. Good laws would be established and enforced, bad
laws would be reformed; the best men would be placed in all situations of trust; justice would be as well
administered, the public burthens would be as light and as judiciously imposed, every branch of
administration would be as purely and as intelligently conducted, as the circumstances of the country and its
degree of intellectual and moral cultivation would admit. I am willing, for the sake of the argument, to
concede all this; but I must point out how great the concession is; how much more is needed to produce even
an approximation to these results than is conveyed in the simple expression, a good despot. Their realisation
would in fact imply, not merely a good monarch, but an allseeing one. He must be at all times informed
correctly, in considerable detail, of the conduct and working of every branch of administration, in every
district of the country, and must be able, in the twentyfour hours per day which are all that is granted to a
king as to the humblest labourer, to give an effective share of attention and superintendence to all parts of this
vast field; or he must at least be capable of discerning and choosing out, from among the mass of his subjects,
not only a large abundance of honest and able men, fit to conduct every branch of public administration under
supervision and control, but also the small number of men of eminent virtues and talents who can be trusted
not only to do without that supervision, but to exercise it themselves over others. So extraordinary are the
faculties and energies required for performing this task in any supportable manner, that the good despot
whom we are supposing can hardly be imagined as consenting to undertake it, unless as a refuge from
intolerable evils, and a transitional preparation for something beyond. But the argument can do without even
this immense item in the account. Suppose the difficulty vanquished. What should we then have? One man of
superhuman mental activity managing the entire affairs of a mentally passive people. Their passivity is
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implied in the very idea of absolute power. The nation as a whole, and every individual composing it, are
without any potential voice in their own destiny. They exercise no will in respect to their collective interests.
All is decided for them by a will not their own, which it is legally a crime for them to disobey.
What sort of human beings can be formed under such a regimen? What development can either their thinking
or their active faculties attain under it? On matters of pure theory they might perhaps be allowed to speculate,
so long as their speculations either did not approach politics, or had not the remotest connection with its
practice. On practical affairs they could at most be only suffered to suggest; and even under the most
moderate of despots, none but persons of already admitted or reputed superiority could hope that their
suggestions would be known to, much less regarded by, those who had the management of affairs. A person
must have a very unusual taste for intellectual exercise in and for itself, who will put himself to the trouble of
thought when it is to have no outward effect, or qualify himself for functions which he has no chance of being
allowed to exercise. The only sufficient incitement to mental exertion, in any but a few minds in a generation,
is the prospect of some practical use to be made of its results. It does not follow that the nation will be wholly
destitute of intellectual power. The common business of life, which must necessarily be performed by each
individual or family for themselves, will call forth some amount of intelligence and practical ability, within a
certain narrow range of ideas. There may be a select class of savants, who cultivate science with a view to its
physical uses, or for the pleasure of the pursuit. There will be a bureaucracy, and persons in training for the
bureaucracy, who will be taught at least some empirical maxims of government and public administration.
There may be, and often has been, a systematic organisation of the best mental power in the country in some
special direction (commonly military) to promote the grandeur of the despot. But the public at large remain
without information and without interest on all greater matters of practice; or, if they have any knowledge of
them, it is but a dilettante knowledge, like that which people have of the mechanical arts who have never
handled a tool.
Nor is it only in their intelligence that they suffer. Their moral capacities are equally stunted. Wherever the
sphere of action of human beings is artificially circumscribed, their sentiments are narrowed and dwarfed in
the same proportion. The food of feeling is action: even domestic affection lives upon voluntary good offices.
Let a person have nothing to do for his country, and he will not care for it. It has been said of old, that in a
despotism there is at most but one patriot, the despot himself; and the saying rests on a just appreciation of
the effects of absolute subjection, even to a good and wise master. Religion remains: and here at least, it may
be thought, is an agency that may be relied on for lifting men's eyes and minds above the dust at their feet.
But religion, even supposing it to escape perversion for the purposes of despotism, ceases in these
circumstances to be a social concern, and narrows into a personal affair between an individual and his Maker,
in which the issue at stake is but his private salvation. Religion in this shape is quite consistent with the most
selfish and contracted egoism, and identifies the votary as little in feeling with the rest of his kind as
sensuality itself.
A good despotism means a government in which, so far as depends on the despot, there is no positive
oppression by officers of state, but in which all the collective interests of the people are managed for them, all
the thinking that has relation to collective interests done for them, and in which their minds are formed by,
and consenting to, this abdication of their own energies. Leaving things to the Government, like leaving them
to Providence, is synonymous with caring nothing about them, and accepting their results, when disagreeable,
as visitations of Nature. With the exception, therefore, of a few studious men who take an intellectual interest
in speculation for its own sake, the intelligence and sentiments of the whole people are given up to the
material interests, and, when these are provided for, to the amusement and ornamentation, of private life. But
to say this is to say, if the whole testimony of history is worth anything, that the era of national decline has
arrived: that is, if the nation had ever attained anything to decline from. If it has never risen above the
condition of an Oriental people, in that condition it continues to stagnate. But if, like Greece or Rome, it had
realised anything higher, through the energy, patriotism, and enlargement of mind, which as national qualities
are the fruits solely of freedom, it relapses in a few generations into the Oriental state. And that state does not
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mean stupid tranquillity, with security against change for the worse; it often means being overrun, conquered,
and reduced to domestic slavery, either by a stronger despot, or by the nearest barbarous people who retain
along with their savage rudeness the energies of freedom.
Such are not merely the natural tendencies, but the inherent necessities of despotic government; from which
there is no outlet, unless in so far as the despotism consents not to be despotism; in so far as the supposed
good despot abstains from exercising his power, and, though holding it in reserve, allows the general business
of government to go on as if the people really governed themselves. However little probable it may be, we
may imagine a despot observing many of the rules and restraints of constitutional government. He might
allow such freedom of the press and of discussion as would enable a public opinion to form and express itself
on national affairs. He might suffer local interests to be managed, without the interference of authority, by the
people themselves. He might even surround himself with a council or councils of government, freely chosen
by the whole or some portion of the nation; retaining in his own hands the power of taxation, and the supreme
legislative as well as executive authority. Were he to act thus, and so far abdicate as a despot, he would do
away with a considerable part of the evils characteristic of despotism. Political activity and capacity for
public affairs would no longer be prevented from growing up in the body of the nation; and a public opinion
would form itself not the mere echo of the government. But such improvement would be the beginning of
new difficulties. This public opinion, independent of the monarch's dictation, must be either with him or
against him; if not the one, it will be the other. All governments must displease many persons, and these
having now regular organs, and being able to express their sentiments, opinions adverse to the measures of
government would often be expressed. What is the monarch to do when these unfavourable opinions happen
to be in the majority? Is he to alter his course? Is he to defer to the nation? If so, he is no longer a despot, but
a constitutional king; an organ or first minister of the people, distinguished only by being irremovable. If not,
he must either put down opposition by his despotic power, or there will arise a permanent antagonism
between the people and one man, which can have but one possible ending. Not even a religious principle of
passive obedience and "right divine" would long ward off the natural consequences of such a position. The
monarch would have to succumb, and conform to the conditions of constitutional royalty, or give place to
some one who would. The despotism, being thus chiefly nominal, would possess few of the advantages
supposed to belong to absolute monarchy; while it would realise in a very imperfect degree those of a free
government; since however great an amount of liberty the citizens might practically enjoy, they could never
forget that they held it on sufferance, and by a concession which under the existing constitution of the state
might at any moment be resumed; that they were legally slaves, though of a prudent, or indulgent, master.
It is not much to be wondered at if impatient or disappointed reformers, groaning under the impediments
opposed to the most salutary public improvements by the ignorance, the indifference, the intractableness, the
perverse obstinacy of a people, and the corrupt combinations of selfish private interests armed with the
powerful weapons afforded by free institutions, should at times sigh for a strong hand to bear down all these
obstacles, and compel a recalcitrant people to be better governed. But (setting aside the fact, that for one
despot who now and then reforms an abuse, there are ninetynine who do nothing but create them) those who
look in any such direction for the realisation of their hopes leave out of the idea of good government its
principal element, the improvement of the people themselves. One of the benefits of freedom is that under it
the ruler cannot pass by the people's minds, and amend their affairs for them without amending them. If it
were possible for the people to be well governed in spite of themselves, their good government would last no
longer than the freedom of a people usually lasts who have been liberated by foreign arms without their own
cooperation. It is true, a despot may educate the people; and to do so really, would be the best apology for
his despotism. But any education which aims at making human beings other than machines, in the long run
makes them claim to have the control of their own actions. The leaders of French philosophy in the
eighteenth century had been educated by the Jesuits. Even Jesuit education, it seems, was sufficiently real to
call forth the appetite for freedom. Whatever invigorates the faculties, in however small a measure, creates an
increased desire for their more unimpeded exercise; and a popular education is a failure, if it educates the
people for any state but that which it will certainly induce them to desire, and most probably to demand.
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I am far from condemning, in cases of extreme exigency, the assumption of absolute power in the form of a
temporary dictatorship. Free nations have, in times of old, conferred such power by their own choice, as a
necessary medicine for diseases of the body politic which could not be got rid of by less violent means. But
its acceptance, even for a time strictly limited, can only be excused, if, like Solon or Pittacus, the dictator
employs the whole power he assumes in removing the obstacles which debar the nation from the enjoyment
of freedom. A good despotism is an altogether false ideal, which practically (except as a means to some
temporary purpose) becomes the most senseless and dangerous of chimeras. Evil for evil, a good despotism,
in a country at all advanced in civilisation, is more noxious than a bad one; for it is far more relaxing and
enervating to the thoughts, feelings, and energies of the people. The despotism of Augustus prepared the
Romans for Tiberius. If the whole tone of their character had not first been prostrated by nearly two
generations of that mild slavery, they would probably have had spirit enough left to rebel against the more
odious one.
There is no difficulty in showing that the ideally best form of government is that in which the sovereignty, or
supreme controlling power in the last resort, is vested in the entire aggregate of the community; every citizen
not only having a voice in the exercise of that ultimate sovereignty, but being, at least occasionally, called on
to take an actual part in the government, by the personal discharge of some public function, local or general.
To test this proposition, it has to be examined in reference to the two branches into which, as pointed out in
the last chapter, the inquiry into the goodness of a government conveniently divides itself, namely, how far it
promotes the good management of the affairs of society by means of the existing faculties, moral, intellectual,
and active, of its various members, and what is its effect in improving or deteriorating those faculties.
The ideally best form of government, it is scarcely necessary to say, does not mean one which is practicable
or eligible in all states of civilisation, but the one which, in the circumstances in which it is practicable and
eligible, is attended with the greatest amount of beneficial consequences, immediate and prospective. A
completely popular government is the only polity which can make out any claim to this character. It is
preeminent in both the departments between which the excellence of a political constitution is divided. It is
both more favourable to present good government, and promotes a better and higher form of national
character, than any other polity whatsoever.
Its superiority in reference to present wellbeing rests upon two principles, of as universal truth and
applicability as any general propositions which can be laid down respecting human affairs. The first is, that
the rights and interests of every or any person are only secure from being disregarded when the person
interested is himself able, and habitually disposed, to stand up for them. The second is, that the general
prosperity attains a greater height, and is more widely diffused, in proportion to the amount and variety of the
personal energies enlisted in promoting it.
Putting these two propositions into a shape more special to their present application; human beings are only
secure from evil at the hands of others in proportion as they have the power of being, and are,
selfprotecting; and they only achieve a high degree of success in their struggle with Nature in proportion as
they are selfdependent, relying on what they themselves can do, either separately or in concert, rather than
on what others do for them.
The former proposition that each is the only safe guardian of his own rights and interests is one of
those elementary maxims of prudence, which every person, capable of conducting his own affairs, implicitly
acts upon, wherever he himself is interested. Many, indeed, have a great dislike to it as a political doctrine,
and are fond of holding it up to obloquy, as a doctrine of universal selfishness. To which we may answer, that
whenever it ceases to be true that mankind, as a rule, prefer themselves to others, and those nearest to them to
those more remote, from that moment Communism is not only practicable, but the only defensible form of
society; and will, when that time arrives, be assuredly carried into effect. For my own part, not believing in
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universal selfishness, I have no difficulty in admitting that Communism would even now be practicable
among the elite of mankind, and may become so among the rest. But as this opinion is anything but popular
with those defenders of existing institutions who find fault with the doctrine of the general predominance of
selfinterest, I am inclined to think they do in reality believe that most men consider themselves before other
people. It is not, however, necessary to affirm even thus much in order to support the claim of all to
participate in the sovereign power. We need not suppose that when power resides in an exclusive class, that
class will knowingly and deliberately sacrifice the other classes to themselves: it suffices that, in the absence
of its natural defenders, the interest of the excluded is always in danger of being overlooked; and, when
looked at, is seen with very different eyes from those of the persons whom it directly concerns.
In this country, for example, what are called the working classes may be considered as excluded from all
direct participation in the government. I do not believe that the classes who do participate in it have in general
any intention of sacrificing the working classes to themselves. They once had that intention; witness the
persevering attempts so long made to keep down wages by law. But in the present day their ordinary
disposition is the very opposite: they willingly make considerable sacrifices, especially of their pecuniary
interest, for the benefit of the working classes, and err rather by too lavish and indiscriminating beneficence;
nor do I believe that any rulers in history have been actuated by a more sincere desire to do their duty towards
the poorer portion of their countrymen. Yet does Parliament, or almost any of the members composing it,
ever for an instant look at any question with the eyes of a working man? When a subject arises in which the
labourers as such have an interest, is it regarded from any point of view but that of the employers of labour? I
do not say that the working men's view of these questions is in general nearer to the truth than the other: but it
is sometimes quite as near; and in any case it ought to be respectfully listened to, instead of being, as it is, not
merely turned away from, but ignored. On the question of strikes, for instance, it is doubtful if there is so
much as one among the leading members of either House who is not firmly convinced that the reason of the
matter is unqualifiedly on the side of the masters, and that the men's view of it is simply absurd. Those who
have studied the question know well how far this is from being the case; and in how different, and how
infinitely less superficial a manner the point would have to be argued, if the classes who strike were able to
make themselves heard in Parliament.
It is an adherent condition of human affairs that no intention, however sincere, of protecting the interests of
others can make it safe or salutary to tie up their own hands. Still more obviously true is it, that by their own
hands only can any positive and durable improvement of their circumstances in life be worked out. Through
the joint influence of these two principles, all free communities have both been more exempt from social
injustice and crime, and have attained more brilliant prosperity, than any others, or than they themselves after
they lost their freedom. Contrast the free states of the world, while their freedom lasted, with the cotemporary
subjects of monarchical or oligarchical despotism: the Greek cities with the Persian satrapies; the Italian
republics and the free towns of Flanders and Germany, with the feudal monarchies of Europe; Switzerland,
Holland, and England, with Austria or anterevolutionary France. Their superior prosperity was too obvious
ever to have been gainsaid: while their superiority in good government and social relations is proved by the
prosperity, and is manifest besides in every page of history. If we compare, not one age with another, but the
different governments which coexisted in the same age, no amount of disorder which exaggeration itself can
pretend to have existed amidst the publicity of the free states can be compared for a moment with the
contemptuous trampling upon the mass of the people which pervaded the whole life of the monarchical
countries, or the disgusting individual tyranny which was of more than daily occurrence under the systems of
plunder which they called fiscal arrangements, and in the secrecy of their frightful courts of justice.
It must be acknowledged that the benefits of freedom, so far as they have hitherto been enjoyed, were
obtained by the extension of its privileges to a part only of the community; and that a government in which
they are extended impartially to all is a desideratum still unrealised. But though every approach to this has an
independent value, and in many cases more than an approach could not, in the existing state of general
improvement, be made, the participation of all in these benefits is the ideally perfect conception of free
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government. In proportion as any, no matter who, are excluded from it, the interests of the excluded are left
without the guarantee accorded to the rest, and they themselves have less scope and encouragement than they
might otherwise have to that exertion of their energies for the good of themselves and of the community, to
which the general prosperity is always proportioned.
Thus stands the case as regards present wellbeing; the good management of the affairs of the existing
generation. If we now pass to the influence of the form of government upon character, we shall find the
superiority of popular government over every other to be, if possible, still more decided and indisputable.
This question really depends upon a still more fundamental one, viz., which of two common types of
character, for the general good of humanity, it is most desirable should predominate the active, or the
passive type; that which struggles against evils, or that which endures them; that which bends to
circumstances, or that which endeavours to make circumstances bend to itself.
The commonplaces of moralists, and the general sympathies of mankind, are in favour of the passive type.
Energetic characters may be admired, but the acquiescent and submissive are those which most men
personally prefer. The passiveness of our neighbours increases our sense of security, and plays into the hands
of our wilfulness. Passive characters, if we do not happen to need their activity, seem an obstruction the less
in our own path. A contented character is not a dangerous rival. Yet nothing is more certain than that
improvement in human affairs is wholly the work of the uncontented characters; and, moreover, that it is
much easier for an active mind to acquire the virtues of patience than for a passive one to assume those of
energy.
Of the three varieties of mental excellence, intellectual, practical, and moral, there never could be any doubt
in regard to the first two which side had the advantage. All intellectual superiority is the fruit of active effort.
Enterprise, the desire to keep moving, to be trying and accomplishing new things for our own benefit or that
of others, is the parent even of speculative, and much more of practical, talent. The intellectual culture
compatible with the other type is of that feeble and vague description which belongs to a mind that stops at
amusement, or at simple contemplation. The test of real and vigourous thinking, the thinking which ascertains
truths instead of dreaming dreams, is successful application to practice. Where that purpose does not exist, to
give definiteness, precision, and an intelligible meaning to thought, it generates nothing better than the
mystical metaphysics of the Pythagoreans or the Vedas. With respect to practical improvement, the case is
still more evident. The character which improves human life is that which struggles with natural powers and
tendencies, not that which gives way to them. The selfbenefiting qualities are all on the side of the active
and energetic character: and the habits and conduct which promote the advantage of each individual member
of the community must be at least a part of those which conduce most in the end to the advancement of the
community as a whole.
But on the point of moral preferability, there seems at first sight to be room for doubt. I am not referring to
the religious feeling which has so generally existed in favour of the inactive character, as being more in
harmony with the submission due to the divine will. Christianity as well as other religions has fostered this
sentiment; but it is the prerogative of Christianity, as regards this and many other perversions, that it is able to
throw them off. Abstractedly from religious considerations, a passive character, which yields to obstacles
instead of striving to overcome them, may not indeed be very useful to others, no more than to itself, but it
might be expected to be at least inoffensive. Contentment is always counted among the moral virtues. But it
is a complete error to suppose that contentment is necessarily or naturally attendant on passivity of character;
and useless it is, the moral consequences are mischievous. Where there exists a desire for advantages not
possessed, the mind which does not potentially possess them by means of its own energies is apt to look with
hatred and malice on those who do. The person bestirring himself with hopeful prospects to improve his
circumstances is the one who feels goodwill towards others engaged in, or who have succeeded in, the same
pursuit. And where the majority are so engaged, those who do not attain the object have had the tone given to
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their feelings by the general habit of the country, and ascribe their failure to want of effort or opportunity, or
to their personal ill luck. But those who, while desiring what others possess, put no energy into striving for it,
are either incessantly grumbling that fortune does not do for them what they do not attempt to do for
themselves, or overflowing with envy and illwill towards those who possess what they would like to have.
In proportion as success in life is seen or believed to be the fruit of fatality or accident, and not of exertion, in
that same ratio does envy develop itself as a point of national character. The most envious of all mankind are
the Orientals. In Oriental moralists, in Oriental tales, the envious man is remarkably prominent. In real life,
he is the terror of all who possess anything desirable, be it a palace, a handsome child, or even good health
and spirits: the supposed effect of his mere look constitutes the allpervading superstition of the evil eye.
Next to Orientals in envy, as in activity, are some of the Southern Europeans. The Spaniards pursued all their
great men with it, embittered their lives, and generally succeeded in putting an early stop to their
successes.[1] With the French, who are essentially a southern people, the double education of despotism and
Catholicism has, in spite of their impulsive temperament, made submission and endurance the common
character of the people, and their most received notion of wisdom and excellence: and if envy of one another,
and of all superiority, is not more rife among them than it is, the circumstance must be ascribed to the many
valuable counteracting elements in the French character, and most of all to the great individual energy which,
though less persistent and more intermittent than in the selfhelping and struggling AngloSaxons, has
nevertheless manifested itself among the French in nearly every direction in which the operation of their
institutions has been favourable to it.
There are, no doubt, in all countries, really contented characters, who not merely do not seek, but do not
desire, what they do not already possess, and these naturally bear no illwill towards such as have apparently
a more favoured lot. But the great mass of seeming contentment is real discontent, combined with indolence
or selfindulgence, which, while taking no legitimate means of raising itself, delights in bringing others down
to its own level. And if we look narrowly even at the cases of innocent contentment, we perceive that they
only win our admiration when the indifference is solely to improvement in outward circumstances, and there
is a striving for perpetual advancement in spiritual worth, or at least a disinterested zeal to benefit others. The
contented man, or the contented family, who have no ambition to make any one else happier, to promote the
good of their country or their neighbourhood, or to improve themselves in moral excellence, excite in us
neither admiration nor approval. We rightly ascribe this sort of contentment to mere unmanliness and want of
spirit. The content which we approve is an ability to do cheerfully without what cannot be had, a just
appreciation of the comparative value of different objects of desire, and a willing renunciation of the less
when incompatible with the greater. These, however, are excellences more natural to the character, in
proportion as it is actively engaged in the attempt to improve its own or some other lot. He who is continually
measuring his energy against difficulties learns what are the difficulties insuperable to him, and what are
those which, though he might overcome, the success is not worth the cost. He whose thoughts and activities
are all needed for, and habitually employed in, practicable and useful enterprises, is the person of all others
least likely to let his mind dwell with brooding discontent upon things either not worth attaining, or which are
not so to him. Thus the active, selfhelping character is not only intrinsically the best, but is the likeliest to
acquire all that is really excellent or desirable in the opposite type.
The striving, goahead character of England and the United States is only a fit subject of disapproving
criticism on account of the very secondary objects on which it commonly expends its strength. In itself it is
the foundation of the best hopes for the general improvement of mankind. It has been acutely remarked that
whenever anything goes amiss the habitual impulse of French people is to say, "ll faut de la patience"; and of
English people, "What a shame." The people who think it a shame when anything goes wrong who rush to
the conclusion that the evil could and ought to have been prevented, are those who, in the long run, do most
to make the world better. If the desires are low placed, if they extend to little beyond physical comfort, and
the show of riches, the immediate results of the energy will not be much more than the continual extension of
man's power over material objects; but even this makes room, and prepares the mechanical appliances, for the
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greatest intellectual and social achievements; and while the energy is there, some persons will apply it, and it
will be applied more and more, to the perfecting not of outward circumstances alone, but of man's inward
nature. Inactivity, unaspiringness, absence of desire, are a more fatal hindrance to improvement than any
misdirection of energy; and are that through which alone, when existing in the mass, any very formidable
misdirection by an energetic few becomes possible. It is this, mainly, which retains in a savage or
semisavage state the great majority of the human race.
Now there can be no kind of doubt that the passive type of character is favoured by the government of one or
a few, and the active selfhelping type by that of the Many. Irresponsible rulers need the quiescence of the
ruled more than they need any activity but that which they can compel. Submissiveness to the prescriptions of
men as necessities of nature is the lesson inculcated by all governments upon those who are wholly without
participation in them. The will of superiors, and the law as the will of superiors, must be passively yielded to.
But no men are mere instruments or materials in the hands of their rulers who have will or spirit or a spring of
internal activity in the rest of their proceedings: and any manifestation of these qualities, instead of receiving
encouragement from despots, has to get itself forgiven by them. Even when irresponsible rulers are not
sufficiently conscious of danger from the mental activity of their subjects to be desirous of repressing it, the
position itself is a repression. Endeavour is even more effectually restrained by the certainty of its impotence
than by any positive discouragement. Between subjection to the will of others, and the virtues of selfhelp
and selfgovernment, there is a natural incompatibility. This is more or less complete, according as the
bondage is strained or relaxed. Rulers differ very much in the length to which they carry the control of the
free agency of their subjects, or the supersession of it by managing their business for them. But the difference
is in degree, not in principle; and the best despots often go the greatest lengths in chaining up the free agency
of their subjects. A bad despot, when his own personal indulgences have been provided for, may sometimes
be willing to let the people alone; but a good despot insists on doing them good, by making them do their
own business in a better way than they themselves know of. The regulations which restricted to fixed
processes all the leading branches of French manufactures were the work of the great Colbert.
Very different is the state of the human faculties where a human being feels himself under no other external
restraint than the necessities of nature, or mandates of society which he has his share in imposing, and which
it is open to him, if he thinks them wrong, publicly to dissent from, and exert himself actively to get altered.
No doubt, under a government partially popular, this freedom may be exercised even by those who are not
partakers in the full privileges of citizenship. But it is a great additional stimulus to any one's selfhelp and
selfreliance when he starts from even ground, and has not to feel that his success depends on the impression
he can make upon the sentiments and dispositions of a body of whom he is not one. It is a great
discouragement to an individual, and a still greater one to a class, to be left out of the constitution; to be
reduced to plead from outside the door to the arbiters of their destiny, not taken into consultation within. The
maximum of the invigorating effect of freedom upon the character is only obtained when the person acted on
either is, or is looking forward to becoming, a citizen as fully privileged as any other.
What is still more important than even this matter of feeling is the practical discipline which the character
obtains from the occasional demand made upon the citizens to exercise, for a time and in their turn, some
social function. It is not sufficiently considered how little there is in most men's ordinary life to give any
largeness either to their conceptions or to their sentiments. Their work is a routine; not a labour of love, but of
selfinterest in the most elementary form, the satisfaction of daily wants; neither the thing done, nor the
process of doing it, introduces the mind to thoughts or feelings extending beyond individuals; if instructive
books are within their reach, there is no stimulus to read them; and in most cases the individual has no access
to any person of cultivation much superior to his own. Giving him something to do for the public, supplies, in
a measure, all these deficiencies. If circumstances allow the amount of public duty assigned him to be
considerable, it makes him an educated man. Notwithstanding the defects of the social system and moral
ideas of antiquity, the practice of the dicastery and the ecclesia raised the intellectual standard of an average
Athenian citizen far beyond anything of which there is yet an example in any other mass of men, ancient or
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modern. The proofs of this are apparent in every page of our great historian of Greece; but we need scarcely
look further than to the high quality of the addresses which their great orators deemed best calculated to act
with effect on their understanding and will. A benefit of the same kind, though far less in degree, is produced
on Englishmen of the lower middle class by their liability to be placed on juries and to serve parish offices;
which, though it does not occur to so many, nor is so continuous, nor introduces them to so great a variety of
elevated considerations, as to admit of comparison with the public education which every citizen of Athens
obtained from her democratic institutions, must make them nevertheless very different beings, in range of
ideas and development of faculties, from those who have done nothing in their lives but drive a quill, or sell
goods over a counter.
Still more salutary is the moral part of the instruction afforded by the participation of the private citizen, if
even rarely, in public functions. He is called upon, while so engaged, to weigh interests not his own; to be
guided, in case of conflicting claims, by another rule than his private partialities; to apply, at every turn,
principles and maxims which have for their reason of existence the common good: and he usually finds
associated with him in the same work minds more familiarised than his own with these ideas and operations,
whose study it will be to supply reasons to his understanding, and stimulation to his feeling for the general
interest. He is made to feel himself one of the public, and whatever is for their benefit to be for his benefit.
Where this school of public spirit does not exist, scarcely any sense is entertained that private persons, in no
eminent social situation, owe any duties to society, except to obey the laws and submit to the government.
There is no unselfish sentiment of identification with the public. Every thought or feeling, either of interest or
of duty, is absorbed in the individual and in the family. The man never thinks of any collective interest, of
any objects to be pursued jointly with others, but only in competition with them, and in some measure at their
expense. A neighbour, not being an ally or an associate, since he is never engaged in any common
undertaking for joint benefit, is therefore only a rival. Thus even private morality suffers, while public is
actually extinct. Were this the universal and only possible state of things, the utmost aspirations of the
lawgiver or the moralist could only stretch to make the bulk of the community a flock of sheep innocently
nibbling the grass side by side.
From these accumulated considerations it is evident that the only government which can fully satisfy all the
exigencies of the social state is one in which the whole people participate; that any participation, even in the
smallest public function, is useful; that the participation should everywhere be as great as the general degree
of improvement of the community will allow; and that nothing less can be ultimately desirable than the
admission of all to a share in the sovereign power of the state. But since all cannot, in a community exceeding
a single small town, participate personally in any but some very minor portions of the public business, it
follows that the ideal type of a perfect government must be representative.
Chapter 4. Under what Social Conditions Representative Government is
Inapplicable.
WE HAVE recognised in representative government the ideal type of the most perfect polity, for which, in
consequence, any portion of mankind are better adapted in proportion to their degree of general improvement.
As they range lower and lower in development, that form of government will be, generally speaking, less
suitable to them; though this is not true universally: for the adaptation of a people to representative
government does not depend so much upon the place they occupy in the general scale of humanity as upon
the degree in which they possess certain special requisites; requisites, however, so closely connected with
their degree of general advancement, that any variation between the two is rather the exception than the rule.
Let us examine at what point in the descending series representative government ceases altogether to be
admissible, either through its own unfitness, or the superior fitness of some other regimen.
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First, then, representative, like any other government, must be unsuitable in any case in which it cannot
permanently subsist i.e. in which it does not fulfil the three fundamental conditions enumerated in the first
chapter. These were 1. That the people should be willing to receive it. 2. That they should be willing and
able to do what is necessary for its preservation. 3. That they should be willing and able to fulfil the duties
and discharge the functions which it imposes on them.
The willingness of the people to accept representative government only becomes a practical question when an
enlightened ruler, or a foreign nation or nations who have gained power over the country, are disposed to
offer it the boon. To individual reformers the question is almost irrelevant, since, if no other objection can be
made to their enterprise than that the opinion of the nation is not yet on their side, they have the ready and
proper answer, that to bring it over to their side is the very end they aim at. When opinion is really adverse,
its hostility is usually to the fact of change, rather than to representative government in itself. The contrary
case is not indeed unexampled; there has sometimes been a religious repugnance to any limitation of the
power of a particular line of rulers; but, in general, the doctrine of passive obedience meant only submission
to the will of the powers that be, whether monarchical or popular. In any case in which the attempt to
introduce representative government is at all likely to be made, indifference to it, and inability to understand
its processes and requirements, rather than positive opposition, are the obstacles to be expected. These,
however, are as fatal, and may be as hard to be got rid of, as actual aversion; it being easier, in most cases, to
change the direction of an active feeling, than to create one in a state previously passive. When a people have
no sufficient value for, and attachment to, a representative constitution, they have next to no chance of
retaining it. In every country, the executive is the branch of the government which wields the immediate
power, and is in direct contact with the public; to it, principally, the hopes and fears of individuals are
directed, and by it both the benefits, and the terrors and prestige, of government are mainly represented to the
public eye. Unless, therefore, the authorities whose office it is to check the executive are backed by an
effective opinion and feeling in the country, the executive has always the means of setting them aside, or
compelling them to subservience, and is sure to be well supported in doing so. Representative institutions
necessarily depend for permanence upon the readiness of the people to fight for them in case of their being
endangered. If too little valued for this, they seldom obtain a footing at all, and if they do, are almost sure to
be overthrown, as soon as the head of the government, or any party leader who can muster force for a coup de
main, is willing to run some small risk for absolute power.
These considerations relate to the first two causes of failure in a representative government. The third is,
when the people want either the will or the capacity to fulfil the part which belongs to them in a
representative constitution. When nobody, or only some small fraction, feels the degree of interest in the
general affairs of the State necessary to the formation of a public opinion, the electors will seldom make any
use of the right of suffrage but to serve their private interest, or the interest of their locality, or of some one
with whom they are connected as adherents or dependents. The small class who, in this state of public
feeling, gain the command of the representative body, for the most part use it solely as a means of seeking
their fortune. if the executive is weak, the country is distracted by mere struggles for place; if strong, it makes
itself despotic, at the cheap price of appeasing the representatives, or such of them as are capable of giving
trouble, by a share of the spoil; and the only fruit produced by national representation is, that in addition to
those who really govern, there is an assembly quartered on the public, and no abuse in which a portion of the
assembly are interested is at all likely to be removed. When, however, the evil stops here, the price may be
worth paying, for the publicity and discussion which, though not an invariable, are a natural accompaniment
of any, even nominal, representation. In the modern Kingdom of Greece, for example,[2] it can hardly be
doubted, that the placehunters who chiefly compose the representative assembly, though they contribute little
or nothing directly to good government, nor even much temper the arbitrary power of the executive, yet keep
up the idea of popular rights, and conduce greatly to the real liberty of the press which exists in that country.
This benefit, however, is entirely dependent on the coexistence with the popular body of an hereditary king.
If, instead of struggling for the favours of the chief ruler, these selfish and sordid factions struggled for the
chief place itself, they would certainly, as in Spanish America, keep the country in a state of chronic
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revolution and civil war. A despotism, not even legal, but of illegal violence, would be alternately exercised
by a succession of political adventurers, and the name and forms of representation would have no effect but
to prevent despotism from attaining the stability and security by which alone its evils can be mitigated, or its
few advantages realised.
The preceding are the cases in which representative government cannot permanently exist. There are others in
which it possibly might exist, but in which some other form of government would be preferable. These are
principally when the people, in order to advance in civilisation, have some lesson to learn, some habit not yet
acquired, to the acquisition of which representative government is likely to be an impediment.
The most obvious of these cases is the one already considered, in which the people have still to learn the first
lesson of civilisation, that of obedience. A race who have been trained in energy and courage by struggles
with Nature and their neighbours, but who have not yet settled down into permanent obedience to any
common superior, would be little likely to acquire this habit under the collective government of their own
body. A representative assembly drawn from among themselves would simply reflect their own turbulent
insubordination. It would refuse its authority to all proceedings which would impose, on their savage
independence, any improving restraint. The mode in which such tribes are usually brought to submit to the
primary conditions of civilised society is through the necessities of warfare, and the despotic authority
indispensable to military command. A military leader is the only superior to whom they will submit, except
occasionally some prophet supposed to be inspired from above, or conjurer regarded as possessing
miraculous power. These may exercise a temporary ascendancy, but as it is merely personal, it rarely effects
any change in the general habits of the people, unless the prophet, like Mahomet, is also a military chief, and
goes forth the armed apostle of a new religion; or unless the military chiefs ally themselves with his
influence, and turn it into a prop for their own government.
A people are no less unfitted for representative government by the contrary fault to that last specified; by
extreme passiveness, and ready submission to tyranny. If a people thus prostrated by character and
circumstances could obtain representative institutions, they would inevitably choose their tyrants as their
representatives, and the yoke would be made heavier on them by the contrivance which prima facie might be
expected to lighten it. On the contrary, many a people has gradually emerged from this condition by the aid of
a central authority, whose position has made it the rival, and has ended by making it the master, of the local
despots, and which, above all, has been single. French history, from Hugh Capet to Richelieu and Louis
XIV., is a continued example of this course of things. Even when the King was scarcely so powerful as many
of his chief feudatories, the great advantage which he derived from being but one has been recognised by
French historians. To him the eyes of all the locally oppressed were turned; he was the object of hope and
reliance throughout the kingdom; while each local potentate was only powerful within a more or less
confined space. At his hands, refuge and protection were sought from every part of the country, against first
one, then another, of the immediate oppressors. His progress to ascendancy was slow; but it resulted from
successively taking advantage of opportunities which offered themselves only to him. It was, therefore, sure;
and, in proportion as it was accomplished, it abated, in the oppressed portion of the community, the habit of
submitting to oppression. The king's interest lay in encouraging all partial attempts on the part of the serfs to
emancipate themselves from their masters, and place themselves in immediate subordination to himself.
Under his protection numerous communities were formed which knew no one above them but the King.
Obedience to a distant monarch is liberty itself compared with the dominion of the lord of the neighbouring
castle: and the monarch was long compelled by necessities of position to exert his authority as the ally, rather
than the master, of the classes whom he had aided in affecting their liberation. In this manner a central power,
despotic in principle though generally much restricted in practice, was mainly instrumental in carrying the
people through a necessary stage of improvement, which representative government, if real, would most
likely have prevented them from entering upon. Nothing short of despotic rule, or a general massacre, could
have effected the emancipation of the serfs in the Russian Empire.
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The same passages of history forcibly illustrate another mode in which unlimited monarchy overcomes
obstacles to the progress of civilisation which representative government would have had a decided tendency
to aggravate. One of the strongest hindrances to improvement, up to a rather advanced stage, is an inveterate
spirit of locality. Portions of mankind, in many other respects capable of, and prepared for, freedom, may be
unqualified for amalgamating into even the smallest nation. Not only may jealousies and antipathies repel
them from one another, and bar all possibility of voluntary union, but they may not yet have acquired any of
the feelings or habits which would make the union real, supposing it to be nominally accomplished. They
may, like the citizens of an ancient community, or those of an Asiatic village, have had considerable practice
in exercising their faculties on village or town interests, and have even realised a tolerably effective popular
government on that restricted scale, and may yet have but slender sympathies with anything beyond, and no
habit or capacity of dealing with interests common to many such communities.
I am not aware that history furnishes any example in which a number of these political atoms or corpuscles
have coalesced into a body, and learnt to feel themselves one people, except through previous subjection to a
central authority common to all.[3] It is through the habit of deferring to that authority, entering into its plans
and subserving its purposes, that a people such as we have supposed receive into their minds the conception
of large interests, common to a considerable geographical extent. Such interests, on the contrary, are
necessarily the predominant consideration in the mind of the central ruler; and through the relations, more or
less intimate, which he progressively establishes with the localities, they become familiar to the general mind.
The most favourable concurrence of circumstances under which this step in improvement could be made,
would be one which should raise up representative institutions without representative government; a
representative body, or bodies, drawn from the localities, making itself the auxiliary and instrument of the
central power, but seldom attempting to thwart or control it. The people being thus taken, as it were, into
council, though not sharing the supreme power, the political education given by the central authority is
carried home, much more effectually than it could otherwise be, to the local chiefs and to the population
generally; while, at the same time, a tradition is kept up of government by general consent, or at least, the
sanction of tradition is not given to government without it, which, when consecrated by custom, has so often
put a bad end to a good beginning, and is one of the most frequent causes of the sad fatality which in most
countries has stopped improvement in so early a stage, because the work of some one period has been so
done as to bar the needful work of the ages following. Meanwhile, it may be laid down as a political truth,
that by irresponsible monarchy rather than by representative government can a multitude of insignificant
political units be welded into a people, with common feelings of cohesion, power enough to protect itself
against conquest or foreign aggression, and affairs sufficiently various and considerable of its own to occupy
worthily and expand to fit proportions the social and political intelligence of the population.
For these several reasons, kingly government, free from the control (though perhaps strengthened by the
support) of representative institutions, is the most suitable form of polity for the earliest stages of any
community, not excepting a citycommunity like those of ancient Greece: where, accordingly, the
government of kings, under some real but no ostensible or constitutional control by public opinion, did
historically precede by an unknown and probably great duration all free institutions, and gave place at last,
during a considerable lapse of time, to oligarchies of a few families.
A hundred other infirmities or shortcomings in a people might be pointed out, which pro tanto disqualify
them from making the best use of representative government; but in regard to these it is not equally obvious
that the government of One or a Few would have any tendency to cure or alleviate the evil. Strong prejudices
of any kind; obstinate adherence to old habits; positive defects of national character, or mere ignorance, and
deficiency of mental cultivation, if prevalent in a people, will be in general faithfully reflected in their
representative assemblies: and should it happen that the executive administration, the direct management of
public affairs, is in the hands of persons comparatively free from these defects, more good would frequently
be done by them when not hampered by the necessity of carrying with them the voluntary assent of such
bodies. But the mere position of the rulers does not in these, as it does in the other cases which we have
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examined, of itself invest them with interests and tendencies operating in the beneficial direction. From the
general weaknesses of the people or of the state of civilisation, the One and his counsellors, or the Few, are
not likely to be habitually exempt; except in the case of their being foreigners, belonging to a superior people
or a more advanced state of society. Then, indeed, the rulers may be, to almost any extent, superior in
civilisation to those over whom they rule; and subjection to a foreign government of this description,
notwithstanding its inevitable evils, is of ten of the greatest advantage to a people, carrying them rapidly
through several stages of progress, and clearing away obstacles to improvement which might have lasted
indefinitely if the subject population had been left unassisted to its native tendencies and chances. In a
country not under the dominion of foreigners, the only cause adequate to producing similar benefits is the
rare accident of a monarch of extraordinary genius. There have been in history a few of these, who, happily
for humanity, have reigned long enough to render some of their improvements permanent, by leaving them
under the guardianship of a generation which had grown up under their influence. Charlemagne may be cited
as one instance; Peter the Great is another. Such examples however are so unfrequent that they can only be
classed with the happy accidents which have so often decided at a critical moment whether some leading
portion of humanity should make a sudden start, or sink back towards barbarism: chances like the existence
of Themistocles at the time of the Persian invasion, or of the first or third William of Orange.
It would be absurd to construct institutions for the mere purpose of taking advantage of such possibilities;
especially as men of this calibre, in any distinguished position, do not require despotic power to enable them
to exert great influence, as is evidenced by the three last mentioned. The case most requiring consideration in
reference to institutions is the not very uncommon one in which a small but leading portion of the population,
from difference of race, more civilised origin, or other peculiarities of circumstance, are markedly superior in
civilisation and general character to the remainder. Under those conditions, government by the
representatives of the mass would stand a chance of depriving them of much of the benefit they might derive
from the greater civilisation of the superior ranks; while government by the representatives of those ranks
would probably rivet the degradation of the multitude, and leave them no hope of decent treatment except by
ridding themselves of one of the most valuable elements of future advancement. The best prospect of
improvement for a people thus composed lies in the existence of a constitutionally unlimited, or at least a
practically preponderant, authority in the chief ruler of the dominant class. He alone has by his position an
interest in raising and improving the mass of whom he is not jealous, as a counterpoise to his associates of
whom he is. And if fortunate circumstances place beside him, not as controllers but as subordinates, a body
representative of the superior caste, which by its objections and questionings, and by its occasional outbreaks
of spirit, keeps alive habits of collective resistance, and may admit of being, in time and by degrees,
expanded into a really national representation (which is in substance the history of the English Parliament),
the nation has then the most favourable prospects of improvement which can well occur to a community thus
circumstanced and constituted.
Among the tendencies which, without absolutely rendering a people unfit for representative government,
seriously incapacitate them from reaping the full benefit of it, one deserves particular notice. There are two
states of the inclinations, intrinsically very different, but which have something in common, by virtue of
which they often coincide in the direction they give to the efforts of individuals and of nations: one is, the
desire to exercise power over others; the other is disinclination to have power exercised over themselves.
The difference between different portions of mankind in the relative strength of these two dispositions is one
of the most important elements in their history. There are nations in whom the passion for governing others is
so much stronger than the desire of personal independence, that for the mere shadow of the one they are
found ready to sacrifice the whole of the other. Each one of their number is willing, like the private soldier in
an army, to abdicate his personal freedom of action into the hands of his general, provided the army is
triumphant and victorious, and he is able to flatter himself that he is one of a conquering host, though the
notion that he has himself any share in the domination exercised over the conquered is an illusion. A
government strictly limited in its powers and attributions, required to hold its hands from overmeddling, and
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to let most things go on without its assuming the part of guardian or director, is not to the taste of such a
people. In their eyes the possessors of authority can hardly take too much upon themselves, provided the
authority itself is open to general competition. An average individual among them prefers the chance,
however distant or improbable, of wielding some share of power over his fellow citizens, above the certainty,
to himself and others, of having no unnecessary power exercised over them. These are the elements of a
people of placehunters; in whom the course of politics is mainly determined by placehunting; where
equality alone is cared for, but not liberty; where the contests of political parties are but struggles to decide
whether the power of meddling in everything shall belong to one class or another, perhaps merely to one knot
of public men or another; where the idea entertained of democracy is merely that of opening offices to the
competition of all instead of a few; where, the more popular the institutions, the more innumerable are the
places created, and the more monstrous the overgovernment exercised by all over each, and by the executive
over all. It would be as unjust as it would be ungenerous to offer this, or anything approaching to it, as an
unexaggerated picture of the French people; yet the degree in which they do participate in this type of
character has caused representative government by a limited class to break down by excess of corruption, and
the attempt at representative government by the whole male population to end in giving one man the power of
consigning any number of the rest, without trial, to Lambessa or Cayenne, provided he allows all of them to
think themselves not excluded from the possibility of sharing his favours.
The point of character which, beyond any other, fits the people of this country for representative government
is that they have almost universally the contrary characteristic. They are very jealous of any attempt to
exercise power over them not sanctioned by long usage and by their own opinion of right; but they in general
care very little for the exercise of power over others. Not having the smallest sympathy with the passion for
governing, while they are but too well acquainted with the motives of private interest from which that office
is sought, they prefer that it should be performed by those to whom it comes without seeking, as a
consequence of social position. If foreigners understood this, it would account to them for some of the
apparent contradictions in the political feelings of Englishmen; their unhesitating readiness to let themselves
be governed by the higher classes, coupled with so little personal subservience to them, that no people are so
fond of resisting authority when it oversteps certain prescribed limits, or so determined to make their rulers
always remember that they will only be governed in the way they themselves like best. Placehunting,
accordingly, is a form of ambition to which the English, considered nationally, are almost strangers. If we
except the few families or connections of whom official employment lies directly in the way, Englishmen's
views of advancement in life take an altogether different direction that of success in business, or in a
profession. They have the strongest distaste for any mere struggle for office by political parties or individuals:
and there are few things to which they have a greater aversion than to the multiplication of public
employments: a thing, on the contrary, always popular with the bureaucracyridden nations of the Continent,
who would rather pay higher taxes than diminish by the smallest fraction their individual chances of a place
for themselves or their relatives, and among whom a cry for retrenchment never means abolition of offices,
but the reduction of the salaries of those which are too considerable for the ordinary citizen to have any
chance of being appointed to them.
Chapter 5. Of the Proper Functions of Representative Bodies.
IN TREATING of representative government, it is above all necessary to keep in view the distinction
between its idea or essence, and the particular forms in which the idea has been clothed by accidental
historical developments, or by the notions current at some particular period.
The meaning of representative government is, that the whole people, or some numerous portion of them,
exercise through deputies periodically elected by themselves the ultimate controlling power, which, in every
constitution, must reside somewhere. This ultimate power they must possess in all its completeness. They
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must be masters, whenever they please, of all the operations of government. There is no need that the
constitutional law should itself give them this mastery. It does not in the British Constitution. But what it
does give practically amounts to this. The power of final control is as essentially single, in a mixed and
balanced government, as in a pure monarchy or democracy. This is the portion of truth in the opinion of the
ancients, revived by great authorities in our own time, that a balanced constitution is impossible. There is
almost always a balance, but the scales never hang exactly even. Which of them preponderates is not always
apparent on the face of the political institutions. In the British Constitution, each of the three coordinate
members of the sovereignty is invested with powers which, if fully exercised, would enable it to stop all the
machinery of government. Nominally, therefore, each is invested with equal power of thwarting and
obstructing the others: and if, by exerting that power, any of the three could hope to better its position, the
ordinary course of human affairs forbids us to doubt that the power would be exercised. There can be no
question that the full powers of each would be employed defensively if it found itself assailed by one or both
of the others. What then prevents the same powers from being exerted aggressively? The unwritten maxims
of the Constitution in other words, the positive political morality of the country: and this positive political
morality is what we must look to, if we would know in whom the really supreme power in the Constitution
resides.
By constitutional law, the Crown can refuse its assent to any Act of Parliament, and can appoint to office and
maintain in it any Minister, in opposition to the remonstrances of Parliament. But the constitutional morality
of the country nullifies these powers, preventing them from being ever used; and, by requiring that the head
of the Administration should always be virtually appointed by the House of Commons, makes that body the
real sovereign of the State. These unwritten rules, which limit the use of lawful powers, are, however, only
effectual, and maintain themselves in existence, on condition of harmonising with the actual distribution of
real political strength. There is in every constitution a strongest power one which would gain the victory if
the compromises by which the Constitution habitually works were suspended and there came a trial of
strength. Constitutional maxims are adhered to, and are practically operative, so long as they give the
predominance in the Constitution to that one of the powers which has the preponderance of active power out
of doors. This, in England, is the popular power. If, therefore, the legal provisions of the British Constitution,
together with the unwritten maxims by which the conduct of the different political authorities is in fact
regulated, did not give to the popular element in the Constitution that substantial supremacy over every
department of the government which corresponds to its real power in the country, the Constitution would not
possess the stability which characterises it; either the laws or the unwritten maxims would soon have to be
changed. The British government is thus a representative government in the correct sense of the term: and the
powers which it leaves in hands not directly accountable to the people can only be considered as precautions
which the ruling power is willing should be taken against its own errors. Such precautions have existed in all
wellconstructed democracies. The Athenian Constitution had many such provisions; and so has that of the
United States.
But while it is essential to representative government that the practical supremacy in the state should reside in
the representatives of the people, it is an open question what actual functions, what precise part in the
machinery of government, shall be directly and personally discharged by the representative body. Great
varieties in this respect are compatible with the essence of representative government, provided the functions
are such as secure to the representative body the control of everything in the last resort.
There is a radical distinction between controlling the business of government and actually doing it. The same
person or body may be able to control everything, but cannot possibly do everything; and in many cases its
control over everything will be more perfect the less it personally attempts to do. The commander of an army
could not direct its movements effectually if he himself fought in the ranks, or led an assault. It is the same
with bodies of men. Some things cannot be done except by bodies; other things cannot be well done by them.
It is one question, therefore, what a popular assembly should control, another what it should itself do. It
should, as we have already seen, control all the operations of government. But in order to determine through
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what channel this general control may most expediently be exercised, and what portion of the business of
government the representative assembly should hold in its own hands, it is necessary to consider what kinds
of business a numerous body is competent to perform properly. That alone which it can do well it ought to
take personally upon itself. With regard to the rest, its proper province is not to do it, but to take means for
having it well done by others.
For example, the duty which is considered as belonging more peculiarly than any other to an assembly
representative of the people, is that of voting the taxes. Nevertheless, in no country does the representative
body undertake, by itself or its delegated officers, to prepare the estimates. Though the supplies can only be
voted by the House of Commons, and though the sanction of the House is also required for the appropriation
of the revenues to the different items of the public expenditure, it is the maxim and the uniform practice of
the Constitution that money can be granted only on the proposition of the Crown. It has, no doubt, been felt,
that moderation as to the amount, and care and judgment in the detail of its application, can only be expected
when the executive government, through whose hands it is to pass, is made responsible for the plans and
calculations on which the disbursements are grounded. Parliament, accordingly, is not expected, nor even
permitted, to originate directly either taxation or expenditure. All it is asked for is its consent, and the sole
power it possesses is that of refusal.
The principles which are involved and recognised in this constitutional doctrine, if followed as far as they
will go, are a guide to the limitation and definition of the general functions of representative assemblies. In
the first place, it is admitted in all countries in which the representative system is practically understood, that
numerous representative bodies ought not to administer. The maxim is grounded not only on the most
essential principles of good government, but on those of the successful conduct of business of any
description. No body of men, unless organised and under command, is fit for action, in the proper sense. Even
a select board, composed of few members, and these specially conversant with the business to be done, is
always an inferior instrument to some one individual who could be found among them, and would be
improved in character if that one person were made the chief, and all the others reduced to subordinates.
What can be done better by a body than by any individual is deliberation. When it is necessary or important
to secure hearing and consideration to many conflicting opinions, a deliberative body is indispensable. Those
bodies, therefore, are frequently useful, even for administrative business, but in general only as advisers; such
business being, as a rule, better conducted under the responsibility of one. Even a jointstock company has
always in practice, if not in theory, a managing director; its good or bad management depends essentially on
some one person's qualifications, and the remaining directors, when of any use, are so by their suggestions to
him, or by the power they possess of watching him, and restraining or removing him in case of misconduct.
That they are ostensibly equal shares with him in the management is no advantage, but a considerable setoff
against any good which they are capable of doing: it weakens greatly the sense in his own mind, and in those
of other people, of that individual responsibility in which he should stand forth personally and undividedly.
But a popular assembly is still less fitted to administer, or to dictate in detail to those who have the charge of
administration. Even when honestly meant, the interference is almost always injurious. Every branch of
public administration is a skilled business, which has its own peculiar principles and traditional rules, many
of them not even known, in any effectual way, except to those who have at some time had a hand in carrying
on the business, and none of them likely to be duly appreciated by persons not practically acquainted with the
department. I do not mean that the transaction of public business has esoteric mysteries, only to be
understood by the initiated. Its principles are all intelligible to any person of good sense, who has in his mind
a true picture of the circumstances and conditions to be dealt with: but to have this he must know those
circumstances and conditions; and the knowledge does not come by intuition. There are many rules of the
greatest importance in every branch of public business (as there are in every private occupation), of which a
person fresh to the subject neither knows the reason or even suspects the existence, because they are intended
to meet dangers or provide against inconveniences which never entered into his thoughts. I have known
public men, ministers, of more than ordinary natural capacity, who on their first introduction to a department
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of business new to them, have excited the mirth of their inferiors by the air with which they announced as a
truth hitherto set at nought, and brought to light by themselves, something which was probably the first
thought of everybody who ever looked at the subject, given up as soon as he had got on to a second. It is true
that a great statesman is he who knows when to depart from traditions, as well as when to adhere to them. But
it is a great mistake to suppose that he will do this better for being ignorant of the traditions. No one who
does not thoroughly know the modes of action which common experience has sanctioned is capable of
judging of the circumstances which require a departure from those ordinary modes of action. The interests
dependent on the acts done by a public department, the consequences liable to follow from any particular
mode of conducting it, require for weighing and estimating them a kind of knowledge, and of specially
exercised judgment, almost as rarely found in those not bred to it, as the capacity to reform the law in those
who have not professionally studied it.
All these difficulties are sure to be ignored by a representative assembly which attempts to decide on special
acts of administration. At its best, it is inexperience sitting in judgment on experience, ignorance on
knowledge: ignorance which never suspecting the existence of what it does not know, is equally careless and
supercilious, making light of, if not resenting, all pretensions to have a judgment better worth attending to
than its own. Thus it is when no interested motives intervene: but when they do, the result is jobbery more
unblushing and audacious than the worst corruption which can well take place in a public office under a
government of publicity. It is not necessary that the interested bias should extend to the majority of the
assembly. In any particular case it is of ten enough that it affects two or three of their number. Those two or
three will have a greater interest in misleading the body, than any other of its members are likely to have in
putting it right. The bulk of the assembly may keep their hands clean, but they cannot keep their minds
vigilant or their judgments discerning in matters they know nothing about; and an indolent majority, like an
indolent individual, belongs to the person who takes most pains with it. The bad measures or bad
appointments of a minister may be checked by Parliament; and the interest of ministers in defending, and of
rival partisans in attacking, secures a tolerably equal discussion: but quis custodiet custodes? who shall check
the Parliament? A minister, a head of an office, feels himself under some responsibility. An assembly in such
cases feels under no responsibility at all: for when did any member of Parliament lose his seat for the vote he
gave on any detail of administration? To a minister, or the head of an office, it is of more importance what
will be thought of his proceedings some time hence than what is thought of them at the instant: but an
assembly, if the cry of the moment goes with it, however hastily raised or artificially stirred up, thinks itself
and is thought by everybody to be completely exculpated however disastrous may be the consequences.
Besides, an assembly never personally experiences the inconveniences of its bad measures until they have
reached the dimensions of national evils. Ministers and administrators see them approaching, and have to
bear all the annoyance and trouble of attempting to ward them off.
The proper duty of a representative assembly in regard to matters of administration is not to decide them by
its own vote, but to take care that the persons who have to decide them shall be the proper persons. Even this
they cannot advantageously do by nominating the individuals. There is no act which more imperatively
requires to be performed under a strong sense of individual responsibility than the nomination to
employments. The experience of every person conversant with public affairs bears out the assertion, that
there is scarcely any act respecting which the conscience of an average man is less sensitive; scarcely any
case in which less consideration is paid to qualifications, partly because men do not know, and partly because
they do not care for, the difference in qualifications between one person and another. When a minister makes
what is meant to be an honest appointment, that is when he does not actually job it for his personal
connections or his party, an ignorant person might suppose that he would try to give it to the person best
qualified. No such thing. An ordinary minister thinks himself a miracle of virtue if he gives it to a person of
merit, or who has a claim on the public on any account, though the claim or the merit may be of the most
opposite description to that required. Il fallait un calculateur, ce fut un danseur qui l'obtint, is hardly more of a
caricature than in the days of Figaro; and the minister doubtless thinks himself not only blameless but
meritorious if the man dances well. Besides, the qualifications which fit special individuals for special duties
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can only be recognised by those who know the individuals, or who make it their business to examine and
judge of persons from what they have done, or from the evidence of those who are in a position to judge.
When these conscientious obligations are so little regarded by great public officers who can be made
responsible for their appointments, how must it be with assemblies who cannot? Even now, the worst
appointments are those which are made for the sake of gaining support or disarming opposition in the
representative body: what might we expect if they were made by the body itself? Numerous bodies never
regard special qualifications at all. Unless a man is fit for the gallows, he is thought to be about as fit as other
people for almost anything for which he can offer himself as a candidate. When appointments made by a
public body are not decided, as they almost always are, by party connection or private jobbing, a man is
appointed either because he has a reputation, often quite undeserved, for general ability, or frequently for no
better reason than that he is personally popular.
It has never been thought desirable that Parliament should itself nominate even the members of a Cabinet. It
is enough that it virtually decides who shall be prime minister, or who shall be the two or three individuals
from whom the prime minister shall be chosen. In doing this it merely recognises the fact that a certain
person is the candidate of the party whose general policy commands its support. In reality, the only thing
which Parliament decides is, which of two, or at most three, parties or bodies of men, shall furnish the
executive government: the opinion of the party itself decides which of its members is fittest to be placed at
the head. According to the existing practice of the British Constitution, these things seem to be on as good a
footing as they can be. Parliament does not nominate any minister, but the Crown appoints the head of the
administration in conformity to the general wishes and inclinations manifested by Parliament, and the other
ministers on the recommendation of the chief; while every minister has the undivided moral responsibility of
appointing fit persons to the other offices of administration which are not permanent. In a republic, some
other arrangement would be necessary: but the nearer it approached in practice to that which has long existed
in England, the more likely it would be to work well. Either, as in the American republic, the head of the
Executive must be elected by some agency entirely independent of the representative body; or the body must
content itself with naming the prime minister, and making him responsible for the choice of his associates
and subordinates. To all these considerations, at least theoretically, I fully anticipate a general assent: though,
practically, the tendency is strong in representative bodies to interfere more and more in the details of
administration, by virtue of the general law, that whoever has the strongest power is more and more tempted
to make an excessive use of it; and this is one of the practical dangers to which the futurity of representative
governments will be exposed.
But it is equally true, though only of late and slowly beginning to be acknowledged, that a numerous
assembly is as little fitted for the direct business of legislation as for that of administration. There is hardly
any kind of intellectual work which so much needs to be done, not only by experienced and exercised minds,
but by minds trained to the task through long and laborious study, as the business of making laws. This is a
sufficient reason, were there no other, why they can never be well made but by a committee of very few
persons. A reason no less conclusive is, that every provision of a law requires to be framed with the most
accurate and longsighted perception of its effect on all the other provisions; and the law when made should
be capable of fitting into a consistent whole with the previously existing laws. It is impossible that these
conditions should be in any degree fulfilled when laws are voted clause by clause in a miscellaneous
assembly. The incongruity of such a mode of legislating would strike all minds, were it not that our laws are
already, as to form and construction, such a chaos, that the confusion and contradiction seem incapable of
being made greater by any addition to the mass.
Yet even now, the utter unfitness of our legislative machinery for its purpose is making itself practically felt
every year more and more. The mere time necessarily occupied in getting through Bills renders Parliament
more and more incapable of passing any, except on detached and narrow points. If a Bill is prepared which
even attempts to deal with the whole of any subject (and it is impossible to legislate properly on any part
without having the whole present to the mind), it hangs over from session to session through sheer
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impossibility of finding time to dispose of it. It matters not though the Bill may have been deliberately drawn
up by the authority deemed the best qualified, with all appliances and means to boot; or by a select
commission, chosen for their conversancy with the subject, and having employed years in considering and
digesting the particular measure; it cannot be passed, because the House of Commons will not forego the
precious privilege of tinkering it with their clumsy hands. The custom has of late been to some extent
introduced, when the principle of a Bill has been affirmed on the second reading, of referring it for
consideration in detail to a Select Committee: but it has not been found that this practice causes much less
time to be lost afterwards in carrying it through the Committee of the whole House: the opinions or private
crotchets which have been overruled by knowledge always insist on giving themselves a second chance
before the tribunal of ignorance. Indeed, the practice itself has been adopted principally by the House of
Lords, the members of which are less busy and fond of meddling, and less jealous of the importance of their
individual voices, than those of the elective House. And when a Bill of many clauses does succeed in getting
itself discussed in detail, what can depict the state in which it comes out of Committee! Clauses omitted
which are essential to the working of the rest; incongruous ones inserted to conciliate some private interest, or
some crotchety member who threatens to delay the Bill; articles foisted in on the motion of some sciolist with
a mere smattering of the subject, leading to consequences which the member who introduced or those who
supported the Bill did not at the moment foresee, and which need an amending Act in the next session to
correct their mischiefs.
It is one of the evils of the present mode of managing these things that the explaining and defending of a Bill,
and of its various provisions, is scarcely ever performed by the person from whose mind they emanated, who
probably has not a seat in the House. Their defence rests upon some minister or member of Parliament who
did not frame them, who is dependent on cramming for all his arguments but those which are perfectly
obvious, who does not know the full strength of his case, nor the best reasons by which to support it, and is
wholly incapable of meeting unforeseen objections. This evil, as far as Government bills are concerned,
admits of remedy, and has been remedied in some representative constitutions, by allowing the Government
to be represented in either House by persons in its confidence, having a right to speak, though not to vote.
If that, as yet considerable, majority of the House of Commons who never desire to move an amendment or
make a speech would no longer leave the whole regulation of business to those who do; if they would bethink
themselves that better qualifications for legislation exist, and may be found if sought for, than a fluent tongue
and the faculty of getting elected by a constituency; it would soon be recognised that, in legislation as well as
administration, the only task to which a representative assembly can possibly be competent is not that of
doing the work, but of causing it to be done; of determining to whom or to what sort of people it shall be
confided, and giving or withholding the national sanction to it when performed. Any government fit for a
high state of civilisation would have as one of its fundamental elements a small body, not exceeding in
number the members of a Cabinet, who should act as a Commission of legislation, having for its appointed
office to make the laws. If the laws of this country were, as surely they will soon be, revised and put into a
connected form, the Commission of Codification by which this is effected should remain as a permanent
institution, to watch over the work, protect it from deterioration, and make further improvements as often as
required. No one would wish that this body should of itself have any power of enacting laws: the
Commission would only embody the element of intelligence in their construction; Parliament would
represent that of will. No measure would become a law until expressly sanctioned by Parliament: and
Parliament, or either House, would have the power not only of rejecting but of sending back a Bill to the
Commission for reconsideration or improvement. Either House might also exercise its initiative, by referring
any subject to the Commission, with directions to prepare a law. The Commission, of course, would have no
power of refusing its instrumentality to any legislation which the country desired. Instructions, concurred in
by both Houses, to draw up a Bill which should effect a particular purpose, would be imperative on the
Commissioners, unless they preferred to resign their office. Once framed, however, Parliament should have
no power to alter the measure, but solely to pass or reject it; or, if partially disapproved of, remit it to the
Commission for reconsideration. The Commissioners should be appointed by the Crown, but should hold
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their offices for a time certain, say five years, unless removed on an address from the two Houses of
Parliament, grounded either on personal misconduct (as in the case of judges), or on refusal to draw up a Bill
in obedience to the demands of Parliament. At the expiration of the five years a member should cease to hold
office unless reappointed, in order to provide a convenient mode of getting rid of those who had not been
found equal to their duties, and of infusing new and younger blood into the body.
The necessity of some provision corresponding to this was felt even in the Athenian Democracy, where, in
the time of its most complete ascendancy, the popular Ecclesia could pass Psephisms (mostly decrees on
single matters of policy), but laws, so called, could only be made or altered by a different and less numerous
body, renewed annually, called the Nomothetae, whose duty it also was to revise the whole of the laws, and
keep them consistent with one another. In the English Constitution there is great difficulty in introducing any
arrangement which is new both in form and in substance, but comparatively little repugnance is felt to the
attainment of new purposes by an adaptation of existing forms and traditions.
It appears to me that the means might be devised of enriching the Constitution with this great improvement
through the machinery of the House of Lords. A Commission for preparing Bills would in itself be no more
an innovation on the Constitution than the Board for the administration of the Poor Laws, or the Inclosure
Commission. If, in consideration of the great importance and dignity of the trust, it were made a rule that
every person appointed a member of the Legislative Commission, unless removed from office on an address
from Parliament, should be a Peer for life, it is probable that the same good sense and taste which leave the
judicial functions of the Peerage practically to the exclusive care of the law lords, would leave the business of
legislation, except on questions involving political principles and interests, to the professional legislators; that
Bills originating in the Upper House would always be drawn up by them; that the Government would devolve
on them the framing of all its Bills; and that private members of the House of Commons would gradually find
it convenient, and likely to facilitate the passing of their measures through the two Houses, if instead of
bringing in a Bill and submitting it directly to the House, they obtained leave to introduce it and have it
referred to the Legislative Commission. For it would, of course, be open to the House to refer for the
consideration of that body not a subject merely, but any specific proposal, or a Draft of a Bill in extenso,
when any member thought himself capable of preparing one such as ought to pass; and the House would
doubtless refer every such draft to the Commission, if only as materials, and for the benefit of the suggestions
it might contain: as they would, in like manner, refer every amendment or objection which might be proposed
in writing by any member of the House after a measure had left the Commissioners' hands. The alteration of
Bills by a Committee of the whole House would cease, not by formal abolition, but by desuetude; the right
not being abandoned, but laid up in the same armoury with the royal veto, the right of withholding the
supplies, and other ancient instruments of political warfare, which no one desires to see used, but no one likes
to part with, lest they should any time be found to be still needed in an extraordinary emergency. By such
arrangements as these, legislation would assume its proper place as a work of skilled labour and special study
and experience; while the most important liberty of the nation, that of being governed only by laws assented
to by its elected representatives, would be fully preserved, and made more valuable by being detached from
the serious, but by no means unavoidable, drawbacks which now accompany it in the form of ignorant and
illconsidered legislation.
Instead of the function of governing, for which it is radically unfit, the proper office of a representative
assembly is to watch and control the government: to throw the light of publicity on its acts: to compel a full
exposition and justification of all of them which any one considers questionable; to censure them if found
condemnable, and, if the men who compose the government abuse their trust, or fulfil it in a manner which
conflicts with the deliberate sense of the nation, to expel them from office, and either expressly or virtually
appoint their successors. This is surely ample power, and security enough for the liberty of the nation. In
addition to this, the Parliament has an office, not inferior even to this in importance; to be at once the nation's
Committee of Grievances, and its Congress of Opinions; an arena in which not only the general opinion of
the nation, but that of every section of it, and as far as possible of every eminent individual whom it contains,
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can produce itself in full light and challenge discussion; where every person in the country may count upon
finding somebody who speaks his mind, as well or better than he could speak it himself not to friends and
partisans exclusively, but in the face of opponents, to be tested by adverse controversy; where those whose
opinion is overruled, feel satisfied that it is heard, and set aside not by a mere act of will, but for what are
thought superior reasons, and commend themselves as such to the representatives of the majority of the
nation; where every party or opinion in the country can muster its strength, and be cured of any illusion
concerning the number or power of its adherents; where the opinion which prevails in the nation makes itself
manifest as prevailing, and marshals its hosts in the presence of the government, which is thus enabled and
compelled to give way to it on the mere manifestation, without the actual employment, of its strength; where
statesmen can assure themselves, far more certainly than by any other signs, what elements of opinion and
power are growing, and what declining, and are enabled to shape their measures with some regard not solely
to present exigencies, but to tendencies in progress.
Representative assemblies are often taunted by their enemies with being places of mere talk and bavardage.
There has seldom been more misplaced derision. I know not how a representative assembly can more usefully
employ itself than in talk, when the subject of talk is the great public interests of the country, and every
sentence of it represents the opinion either of some important body of persons in the nation, or of an
individual in whom some such body have reposed their confidence. A place where every interest and shade of
opinion in the country can have its cause even passionately pleaded, in the face of the government and of all
other interests and opinions, can compel them to listen, and either comply, or state clearly why they do not, is
in itself, if it answered no other purpose, one of the most important political institutions that can exist
anywhere, and one of the foremost benefits of free government. Such "talking" would never be looked upon
with disparagement if it were not allowed to stop "doing"; which it never would, if assemblies knew and
acknowledged that talking and discussion are their proper business, while doing, as the result of discussion, is
the task not of a miscellaneous body, but of individuals specially trained to it; that the fit office of an
assembly is to see that those individuals are honestly and intelligently chosen, and to interfere no further with
them, except by unlimited latitude of suggestion and criticism, and by applying or withholding the final seal
of national assent. It is for want of this judicious reserve that popular assemblies attempt to do what they
cannot do well to govern and legislate and provide no machinery but their own for much of it, when of
course every hour spent in talk is an hour withdrawn from actual business.
But the very fact which most unfits such bodies for a Council of Legislation qualifies them the more for their
other office namely, that they are not a selection of the greatest political minds in the country, from whose
opinions little could with certainty be inferred concerning those of the nation, but are, when properly
constituted, a fair sample of every grade of intellect among the people which is at all entitled to a voice in
public affairs. Their part is to indicate wants, to be an organ for popular demands, and a place of adverse
discussion for all opinions relating to public matters, both great and small; and, along with this, to check by
criticism, and eventually by withdrawing their support, those high public officers who really conduct the
public business, or who appoint those by whom it is conducted. Nothing but the restriction of the function of
representative bodies within these rational limits will enable the benefits of popular control to be enjoyed in
conjunction with the no less important requisites (growing ever more important as human affairs increase in
scale and in complexity) of skilled legislation and administration. There are no means of combining these
benefits except by separating the functions which guarantee the one from those which essentially require the
other; by disjoining the office of control and criticism from the actual conduct of affairs, and devolving the
former on the representatives of the Many, while securing for the latter, under strict responsibility to the
nation, the acquired knowledge and practised intelligence of a specially trained and experienced Few.
The preceding discussion of the functions which ought to devolve on the sovereign representative assembly
of the nation would require to be followed by an inquiry into those properly vested in the minor
representative bodies, which ought to exist for purposes that regard only localities. And such an inquiry forms
an essential part of the present treatise; but many reasons require its postponement, until we have considered
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the most proper composition of the great representative body, destined to control as sovereign the enactment
of laws and the administration of the general affairs of the nation.
Chapter 6. Of the Infirmities and Dangers to which Representative
Government is Liable.
THE DEFECTS of any form of government may be either negative or positive. It is negatively defective if it
does not concentrate in the hands of the authorities power sufficient to fulfil the necessary offices of a
government; or if it does not sufficiently develop by exercise the active capacities and social feelings of the
individual citizens. On neither of these points is it necessary that much should be said at this stage of our
inquiry.
The want of an amount power in the government, adequate to preserve order and allow of progress in the
people, is incident rather to a wild and rude state of society generally, than to any particular form of political
union. When the people are too much attached to savage independence to be tolerant of the amount of power
to which it is for their good that they should be subject, the state of society (as already observed) is not yet
ripe for representative government. When the time for that government has arrived, sufficient power for all
needful purposes is sure to reside in the sovereign assembly; and if enough of it is not entrusted to the
executive, this can only arise from a jealous feeling on the part of the assembly towards the administration,
never likely to exist but where the constitutional power of the assembly to turn them out of office has not yet
sufficiently established itself. Wherever that constitutional right is admitted in principle, and fully operative
in practice, there is no fear that the assembly will not be willing to trust its own ministers with any amount of
power really desirable; the danger is, on the contrary, lest they should grant it too ungrudgingly, and too
indefinite in extent, since the power of the minister is the power of the body who make and who keep him so.
It is, however, very likely, and is one of the dangers of a controlling assembly, that it may be lavish of
powers, but afterwards interfere with their exercise; may give power by wholesale, and take it back in detail,
by multiplied single acts of interference in the business of administration. The evils arising from this
assumption of the actual function of governing, in lieu of that of criticising and checking those who govern,
have been sufficiently dwelt upon in the preceding chapter. No safeguard can in the nature of things be
provided against this improper meddling, except a strong and general conviction of its injurious character.
The other negative defect which may reside in a government, that of not bringing into sufficient exercise the
individual faculties, moral, intellectual, and active, of the people, has been exhibited generally in setting forth
the distinctive mischiefs of despotism. As between one form of popular government and another, the
advantage in this respect lies with that which most widely diffuses the exercise of public functions; on the
one hand, by excluding fewest from the suffrage; on the other, by opening to all classes of private citizens, so
far as is consistent with other equally important objects, the widest participation in the details of judicial and
administrative business; as by jury trial, admission to municipal offices, and above all by the utmost possible
publicity and liberty of discussion, whereby not merely a few individuals in succession, but the whole public,
are made, to a certain extent, participants in the government, and sharers in the instruction and mental
exercise derivable from it. The further illustration of these benefits, as well as of the limitations under which
they must be aimed at, will be better deferred until we come to speak of the details of administration.
The positive evils and dangers of the representative, as of every other form of government, may be reduced to
two heads: first, general ignorance and incapacity, or, to speak more moderately, insufficient mental
qualifications, in the controlling body; secondly, the danger of its being under the influence of interests not
identical with the general welfare of the community.
The former of these evils, deficiency in high mental qualifications, is one to which it is generally supposed
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that popular government is liable in a greater degree than any other. The energy of a monarch, the steadiness
and prudence of an aristocracy, are thought to contrast most favourably with the vacillation and
shortsightedness of even a qualified democracy. These propositions, however, are not by any means so well
founded as they at first sight appear.
Compared with simple monarchy, representative government is in these respects at no disadvantage. Except
in a rude age, hereditary monarchy, when it is really such, and not aristocracy in disguise, far surpasses
democracy in all the forms of incapacity supposed to be characteristic of the last. I say, except in a rude age,
because in a really rude state of society there is a considerable guarantee for the intellectual and active
capacities of the sovereign. His personal will is constantly encountering obstacles from the wilfulness of his
subjects, and of powerful individuals among their number. The circumstances of society do not afford him
much temptation to mere luxurious selfindulgence; mental and bodily activity, especially political and
military, are his principal excitements; and among turbulent chiefs and lawless followers he has little
authority, and is seldom long secure even of his throne, unless he possesses a considerable amount of
personal daring, dexterity, and energy. The reason why the average of talent is so high among the Henries and
Edwards of our history may be read in the tragical fate of the second Edward and the second Richard, and the
civil wars and disturbances of the reigns of John and his incapable successor. The troubled period of the
Reformation also produced several eminent hereditary monarchs, Elizabeth, Henri Quatre, Gustavus
Adolphus; but they were mostly bred up in adversity, succeeded to the throne by the unexpected failure of
nearer heirs, or had to contend with great difficulties in the commencement of their reign. Since European life
assumed a settled aspect, anything above mediocrity in an hereditary king has become extremely rare, while
the general average has been even below mediocrity, both in talent and in vigour of character. A monarchy
constitutionally absolute now only maintains itself in existence (except temporarily in the hands of some
activeminded usurper) through the mental qualifications of a permanent bureaucracy. The Russian and
Austrian Governments, and even the French Government in its normal condition, are oligarchies of officials,
of whom the head of the State does little more than select the chiefs. I am speaking of the regular course of
their administration; for the will of the master of course determines many of their particular acts.
The governments which have been remarkable in history for sustained mental ability and vigour in the
conduct of affairs have generally been aristocracies. But they have been, without any exception, aristocracies
of public functionaries. The ruling bodies have been so narrow, that each member, or at least each influential
member, of the body, was able to make and did make, public business an active profession, and the principal
occupation of his life. The only aristocracies which have manifested high governing capacities, and acted on
steady maxims of policy, through many generations, are those of Rome and Venice. But, at Venice, though
the privileged order was numerous, the actual management of affairs was rigidly concentrated in a small
oligarchy within the oligarchy, whose whole lives were devoted to the study and conduct of the affairs of the
state. The Roman government partook more of the character of an open aristocracy like our own. But the
really governing body, the Senate, was in general exclusively composed of persons who had exercised public
functions, and had either already filled or were looking forward to fill the higher offices of the state, at the
peril of a severe responsibility in case of incapacity and failure. When once members of the Senate, their lives
were pledged to the conduct of public affairs; they were not permitted even to leave Italy except in the
discharge of some public trust; and unless turned out of the Senate by the censors for character or conduct
deemed disgraceful, they retained their powers and responsibilities to the end of life. In an aristocracy thus
constituted, every member felt his personal importance entirely bound up with the dignity and estimation of
the commonwealth which he administered, and with the part he was able to play in its councils. This dignity
and estimation were quite different things from the prosperity or happiness of the general body of the
citizens, and were often wholly incompatible with it. But they were closely linked with the external success
and aggrandisement of the State: and it was, consequently, in the pursuit of that object almost exclusively that
either the Roman or the Venetian aristocracies manifested the systematically wise collective policy, and the
great individual capacities for government, for which history has deservedly given them credit.
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It thus appears that the only governments, not representative, in which high political skill and ability have
been other than exceptional, whether under monarchical or aristocratic forms, have been essentially
bureaucracies. The work of government has been in the hands of governors by profession; which is the
essence and meaning of bureaucracy. Whether the work is done by them because they have been trained to it,
or they are trained to it because it is to be done by them, makes a great difference in many respects, but none
at all as to the essential character of the rule. Aristocracies, on the other hand, like that of England, in which
the class who possessed the power derived it merely from their social position, without being specially
trained or devoting themselves exclusively to it (and in which, therefore, the power was not exercised
directly, but through representative institutions oligarchically constituted) have been, in respect to intellectual
endowments, much on a par with democracies; that is, they have manifested such qualities in any
considerable degree only during the temporary ascendancy which great and popular talents, united with a
distinguished position, have given to some one man. Themistocles and Pericles, Washington and Jefferson,
were not more completely exceptions in their several democracies, and were assuredly much more splendid
exceptions, than the Chathams and Peels of the representative aristocracy of Great Britain, or even the Sullys
and Colberts of the aristocratic monarchy of France. A great minister, in the aristocratic governments of
modern Europe, is almost as rare a phenomenon as a great king.
The comparison, therefore, as to the intellectual attributes of a government, has to be made between a
representative democracy and a bureaucracy; all other governments may be left out of the account. And here
it must be acknowledged that a bureaucratic government has, in some important respects, greatly the
advantage. It accumulates experience, acquires welltried and wellconsidered traditional maxims, and
makes provision for appropriate practical knowledge in those who have the actual conduct of affairs. But it is
not equally favourable to individual energy of mind. The disease which afflicts bureaucratic governments,
and which they usually die of, is routine. They perish by the immutability of their maxims; and, still more, by
the universal law that whatever becomes a routine loses its vital principle, and having no longer a mind acting
within it, goes on revolving mechanically though the work it is intended to do remains undone. A
bureaucracy always tends to become a pedantocracy. When the bureaucracy is the real government, the spirit
of the corps (as with the Jesuits) bears down the individuality of its more distinguished members. In the
profession of government, as in other professions, the sole idea of the majority is to do what they have been
taught; and it requires a popular government to enable the conceptions of the man of original genius among
them to prevail over the obstructive spirit of trained mediocrity. Only in a popular government (setting apart
the accident of a highly intelligent despot) could Sir Rowland Hill have been victorious over the Post Office.
A popular government installed him in the Post Office, and made the body, in spite of itself, obey the impulse
given by the man who united special knowledge with individual vigour and originality. That the Roman
aristocracy escaped this characteristic disease of a bureaucracy was evidently owing to its popular element.
All special offices, both those which gave a seat in the Senate and those which were sought by senators, were
conferred by popular election. The Russian government is a characteristic exemplification of both the good
and bad side of bureaucracy; its fixed maxims, directed with Roman perseverance to the same
unflinchinglypursued ends from age to age; the remarkable skill with which those ends are generally
pursued; the frightful internal corruption, and the permanent organised hostility to improvements from
without, which even the autocratic power of a vigorousminded Emperor is seldom or never sufficient to
overcome; the patient obstructiveness of the body being in the long run more than a match for the fitful
energy of one man. The Chinese Government, a bureaucracy of Mandarins, is, as far as known to us, another
apparent example of the same qualities and defects.
In all human affairs conflicting influences are required to keep one another alive and efficient even for their
own proper uses; and the exclusive pursuit of one good object, apart from some other which should
accompany it, ends not in excess of one and defect of the other, but in the decay and loss even of that which
has been exclusively cared for. Government by trained officials cannot do, for a country, the things which can
be done by a free government; but it might be supposed capable of doing some things which free government,
of itself, cannot do. We find, however, that an outside element of freedom is necessary to enable it to do
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effectually or permanently even its own business. And so, also, freedom cannot produce its best effects, and
often breaks down altogether, unless means can be found of combining it with trained and skilled
administration. There could not be a moment's hesitation between representative government, among a
people in any degree ripe for it, and the most perfect imaginable bureaucracy. But it is, at the same time, one
of the most important ends of political institutions, to attain as many of the qualities of the one as are
consistent with the other; to secure, as far as they can be made compatible, the great advantage of the conduct
of affairs by skilled persons, bred to it as an intellectual profession, along with that of a general control vested
in, and seriously exercised by, bodies representative of the entire people. Much would be done towards this
end by recognising the line of separation, discussed in the preceding chapter, between the work of
government properly so called, which can only be well performed after special cultivation, and that of
selecting, watching, and, when needful, controlling the governors, which in this case, as in others, properly
devolves, not on those who do the work, but on those for whose benefit it ought to be done. No progress at all
can be made towards obtaining a skilled democracy unless the democracy are willing that the work which
requires skill should be done by those who possess it. A democracy has enough to do in providing itself with
an amount of mental competency sufficient for its own proper work, that of superintendence and check.
How to obtain and secure this amount is one of the questions to taken into consideration in judging of the
proper constitution of a representative body. In proportion as its composition fails to secure this amount, the
assembly will encroach, by special acts, on the province of the executive; it will expel a good, or elevate and
uphold a bad, ministry; it will connive at, or overlook in them, abuses of trust, will be deluded by their false
pretences, or will withhold support from those who endeavour to fulfil their trust conscientiously; it will
countenance, or impose, a selfish, a capricious and impulsive, a shortsighted, ignorant, and prejudiced
general policy, foreign and domestic; it will abrogate good laws, or enact bad ones, let in new evils, or cling
with perverse obstinacy to old; it will even, perhaps, under misleading impulses, momentary or permanent,
emanating from itself or from its constituents, tolerate or connive at proceedings which set law aside
altogether, in cases where equal justice would not be agreeable to popular feeling. Such are among the
dangers of representative government, arising from a constitution of the representation which does not secure
an adequate amount of intelligence and knowledge in the representative assembly.
We next proceed to the evils arising from the prevalence of modes of action in the representative body,
dictated by sinister interests (to employ the useful phrase introduced by Bentham), that is, interests
conflicting more or less with the general good of the community.
It is universally admitted that, of the evils incident to monarchical and aristocratic governments, a large
proportion arise from this cause. The interest of the monarch, or the interest of the aristocracy, either
collective or that of its individual members, is promoted, or they themselves think that it will be promoted, by
conduct opposed to that which the general interest of the community requires. The interest, for example, of
the government is to tax heavily: that of the community is to be as little taxed as the necessary expenses of
good government permit. The interest of the king, and of the governing aristocracy, is to possess, and
exercise, unlimited power over the people; to enforce, on their part, complete conformity to the will and
preferences of the rulers. The interest of the people is to have as little control exercised over them in any
respect as is consistent with attaining the legitimate ends of government. The interest, or apparent and
supposed interest, of the king or aristocracy is to permit no censure of themselves, at least in any form which
they may consider either to threaten their power, or seriously to interfere with their free agency. The interest
of the people is that there should be full liberty of censure on every public officer, and on every public act or
measure. The interest of a ruling class, whether in an aristocracy or an aristocratic monarchy, is to assume to
themselves an endless variety of unjust privileges, sometimes benefiting their pockets at the expense of the
people, sometimes merely tending to exalt them above others, or, what is the same thing in different words, to
degrade others below themselves. If the people are disaffected, which under such a government they are very
likely to be, it is the interest of the king or aristocracy to keep them at a low level of intelligence and
education, foment dissensions among them, and even prevent them from being too well off, lest they should
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"wax fat, and kick"; agreeably to the maxim of Cardinal Richelieu in his celebrated Testament Politique. All
these things are for the interest of a king or aristocracy, in a purely selfish point of view, unless a sufficiently
strong counterinterest is created by the fear of provoking resistance. All these evils have been, and many of
them still are, produced by the sinister interests of kings and aristocracies, where their power is sufficient to
raise them above the opinion of the rest of the community; nor is it rational to expect, as a consequence of
such a position, any other conduct.
These things are superabundantly evident in the case of a monarchy or an aristocracy; but it is sometimes
rather gratuitously assumed that the same kind of injurious influences do not operate in a democracy.
Looking at democracy in the way in which it is commonly conceived, as the rule of the numerical majority, it
is surely possible that the ruling power may be under the dominion of sectional or class interests, pointing to
conduct different from that which would be dictated by impartial regard for the interest of all. Suppose the
majority to be whites, the minority negroes, or vice versa: is it likely that the majority would allow equal
justice to the minority? Suppose the majority Catholics, the minority Protestants, or the reverse; will there not
be the same danger? Or let the majority be English, the minority Irish, or the contrary: is there not a great
probability of similar evil? In all countries there is a majority of poor, a minority who, in contradistinction,
may be called rich. Between these two classes, on many questions, there is complete opposition of apparent
interest. We will suppose the majority sufficiently intelligent to be aware that it is not for their advantage to
weaken the security of property, and that it would be weakened by any act of arbitrary spoliation. But is there
not a considerable danger lest they should throw upon the possessors of what is called realised property, and
upon the larger incomes, an unfair share, or even the whole, of the burden of taxation; and having done so,
add to the amount without scruple, expending the proceeds in modes supposed to conduce to the profit and
advantage of the labouring class? Suppose, again, a minority of skilled labourers, a majority of unskilled: the
experience of many trade unions, unless they are greatly calumniated, justifies the apprehension that equality
of earnings might be imposed as an obligation, and that piecework, payment by the hour, and all practices
which enable superior industry or abilities to gain a superior reward might be put down. Legislative attempts
to raise wages, limitation of competition in the labour market, taxes or restrictions on machinery, and on
improvements of all kinds tending to dispense with any of the existing labour even, perhaps, protection of
the home producer against foreign industry are very natural (I do not venture to say whether probable) results
of a feeling of class interest in a governing majority of manual labourers.
It will be said that none of these things are for the real interest of the most numerous class: to which I answer,
that if the conduct of human beings was determined by no other interested considerations than those which
constitute their "real" interest, neither monarchy nor oligarchy would be such bad governments as they are;
for assuredly very strong arguments may be, and often have been, adduced to show that either a king or a
governing senate are in much the most enviable position, when ruling justly and vigilantly over an active,
wealthy, enlightened, and highminded people. But a king only now and then, and an oligarchy in no known
instance, have taken this exalted view of their selfinterest: and why should we expect a loftier mode of
thinking from the labouring classes? It is not what their interest is, but what they suppose it to be, that is the
important consideration with respect to their conduct: and it is quite conclusive against any theory of
government that it assumes the numerical majority to do habitually what is never done, nor expected to be
done, save in very exceptional cases, by any other depositaries of power namely, to direct their conduct by
their real ultimate interest, in opposition to their immediate and apparent interest. No one, surely, can doubt
that many of the pernicious measures above enumerated, and many others as bad, would be for the immediate
interest of the general body of unskilled labourers. It is quite possible that they would be for the selfish
interest of the whole existing generation of the class. The relaxation of industry and activity, and diminished
encouragement to saving which would be their ultimate consequence, might perhaps be little felt by the class
of unskilled labourers in the space of a single lifetime.
Some of the most fatal changes in human affairs have been, as to their more manifest immediate effects,
beneficial. The establishment of the despotism of the Caesars was a great benefit to the entire generation in
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which it took place. It put a stop to civil war, abated a vast amount of malversation and tyranny by praetors
and proconsuls; it fostered many of the graces of life, and intellectual cultivation in all departments not
political; it produced monuments of literary genius dazzling to the imaginations of shallow readers of history,
who do not reflect that the men to whom the despotism of Augustus (as well as of Lorenzo de' Medici and of
Louis XIV.) owes its brilliancy, were all formed in the generation preceding. The accumulated riches, and the
mental energy and activity, produced by centuries of freedom, remained for the benefit of the first generation
of slaves. Yet this was the commencement of a regime by whose gradual operation all the civilisation which
had been gained insensibly faded away, until the Empire, which had conquered and embraced the world in its
grasp, so completely lost even its military efficiency, that invaders whom three or four legions had always
sufficed to coerce were able to overrun and occupy nearly the whole of its vast territory. The fresh impulse
given by Christianity came but just in time to save arts and letters from perishing, and the human race from
sinking back into perhaps endless night.
When we talk of the interest of a body of men, or even of an individual man, as a principle determining their
actions, the question what would be considered their interest by an unprejudiced observer is one of the least
important parts of the whole matter. As Coleridge observes, the man makes the motive, not the motive the
man. What it is the man's interest to do or refrain from depends less on any outward circumstances than upon
what sort of man he is. If you wish to know what is practically a man's interest, you must know the cast of his
habitual feelings and thoughts. Everybody has two kinds of interests, interests which he cares for, and
interests which he does not care for. Everybody has selfish and unselfish interests, and a selfish man has
cultivated the habit of caring for the former, and not caring for the latter. Every one has present and distant
interests, and the improvident man is he who cares for the present interests and does not care for the distant. It
matters little that on any correct calculation the latter may be the more considerable, if the habits of his mind
lead him to fix his thoughts and wishes solely on the former. It would be vain to attempt to persuade a man
who beats his wife and illtreats his children that he would be happier if he lived in love and kindness with
them. He would be happier if he were the kind of person who could so live; but he is not, and it is probably
too late for him to become, that kind of person. Being what he is, the gratification of his love of domineering,
and the indulgence of his ferocious temper, are to his perceptions a greater good to himself than he would be
capable of deriving from the pleasure and affection of those dependent on him. He has no pleasure in their
pleasure, and does not care for their affection. His neighbour, who does, is probably a happier man than he;
but could he be persuaded of this, the persuasion would, most likely, only still further exasperate his
malignity or his irritability. On the average, a person who cares for other people, for his country, or for
mankind, is a happier man than one who does not; but of what use is it to preach this doctrine to a man who
cares for nothing but his own ease, or his own pocket? He cannot care for other people if he would. It is like
preaching to the worm who crawls on the ground how much better it would be for him if he were an eagle.
Now it is a universally observed fact that the two evil dispositions in question, the disposition to prefer a
man's selfish interests to those which he shares with other people, and his immediate and direct interests to
those which are indirect and remote, are characteristics most especially called forth and fostered by the
possession of power. The moment a man, or a class of men, find themselves with power in their hands, the
man's individual interest, or the class's separate interest, acquires an entirely new degree of importance in
their eyes. Finding themselves worshipped by others, they become worshippers of themselves, and think
themselves entitled to be counted at a hundred times the value of other people; while the facility they acquire
of doing as they like without regard to consequences insensibly weakens the habits which make men look
forward even to such consequences as affect themselves. This is the meaning of the universal tradition,
grounded on universal experience, of men's being corrupted by power. Every one knows how absurd it would
be to infer from what a man is or does when in a private station, that he will be and do exactly the like when a
despot on a throne; where the bad parts of his human nature, instead of being restrained and kept in
subordination by every circumstance of his life and by every person surrounding him, are courted by all
persons, and ministered to by all circumstances. It would be quite as absurd to entertain a similar expectation
in regard to a class of men; the Demos, or any other. Let them be ever so modest and amenable to reason
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while there is a power over them stronger than they, we ought to expect a total change in this respect when
they themselves become the strongest power.
Governments must be made for human beings as they are, or as they are capable of speedily becoming: and in
any state of cultivation which mankind, or any class among them, have yet attained, or are likely soon to
attain, the interests by which they will be led, when they are thinking only of selfinterest, will be almost
exclusively those which are obvious at first sight, and which operate on their present condition. It is only a
disinterested regard for others, and especially for what comes after them, for the idea of posterity, of their
country, or of mankind, whether grounded on sympathy or on a conscientious feeling, which ever directs the
minds and purposes of classes or bodies of men towards distant or unobvious interests. And it cannot be
maintained that any form of government would be rational which required as a condition that these exalted
principles of action should be the guiding and master motives in the conduct of average human beings. A
certain amount of conscience, and, of disinterested public spirit, may fairly be calculated on in the citizens of
any community ripe for representative government. But it would be ridiculous to expect such a degree of it,
combined with such intellectual discernment, as would be proof against any plausible fallacy tending to make
that which was for their class interest appear the dictate of justice and of the general good.
We all know what specious fallacies may be urged in defence of every act of injustice yet proposed for the
imaginary benefit of the mass. We know how many, not otherwise fools or bad men, have thought it
justifiable to repudiate the national debt. We know how many, not destitute of ability, and of considerable
popular influence, think it fair to throw the whole burthen of taxation upon savings, under the name of
realised property, allowing those whose progenitors and themselves have always spent all they received to
remain, as a reward for such exemplary conduct, wholly untaxed. We know what powerful arguments, the
more dangerous because there is a portion of truth in them, may be brought against all inheritance, against the
power of bequest, against every advantage which one person seems to have over another. We know how
easily the uselessness of almost every branch of knowledge may be proved, to the complete satisfaction of
those who do not possess it. How many, not altogether stupid men, think the scientific study of languages
useless, think ancient literature useless, all erudition useless, logic and metaphysics useless, poetry and the
fine arts idle and frivolous, political economy purely mischievous? Even history has been pronounced useless
and mischievous by able men. Nothing but that acquaintance with external nature, empirically acquired,
which serves directly for the production of objects necessary to existence or agreeable to the senses, would
get its utility recognised if people had the least encouragement to disbelieve it. Is it reasonable to think that
even much more cultivated minds than those of the numerical majority can be expected to be will have so
delicate a conscience, and so just an appreciation of what is against their own apparent interest, that they will
reject these and the innumerable other fallacies which will press in upon them from all quarters as soon as
they come into power, to induce them to follow their own selfish inclinations and shortsighted notions of
their own good, in opposition to justice, at the expense of all other classes and of posterity?
One of the greatest dangers, therefore, of democracy, as of all other forms of government, lies in the sinister
interest of the holders of power: it is the danger of class legislation; of government intended for (whether
really effecting it or not) the immediate benefit of the dominant class, to the lasting detriment of the whole.
And one of the most important questions demanding consideration, in determining the best constitution of a
representative government, is how to provide efficacious securities against this evil.
If we consider as a class, politically speaking, any number of persons who have the same sinister interest
that is, whose direct and apparent interest points towards the same description of bad measures; the desirable
object would be that no class, and no combination of classes likely to combine, should be able to exercise a
preponderant influence in the government. A modern community, not divided within itself by strong
antipathies of race, language, or nationality, may be considered as in the main divisible into two sections,
which, in spite of partial variations, correspond on the whole with two divergent directions of apparent
interest. Let us call them (in brief general terms) labourers on the one hand, employers of labour on the other:
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including however along with employers of labour, not only retired capitalists, and the possessors of inherited
wealth, but all that highly paid description of labourers (such as the professions) whose education and way of
life assimilate them with the rich, and whose prospect and ambition it is to raise themselves into that class.
With the labourers, on the other hand, may be ranked those smaller employers of labour, who by interests,
habits, and educational impressions are assimilated in wishes, tastes, and objects to the labouring classes;
comprehending a large proportion of petty tradesmen. In a state of society thus composed, if the
representative system could be made ideally perfect, and if it were possible to maintain it in that state, its
organisation must be such that these two classes, manual labourers and their affinities on one side, employers
of labour and their affinities on the other, should be, in the arrangement of the representative system, equally
balanced, each influencing about an equal number of votes in Parliament: since, assuming that the majority of
each class, in any difference between them, would be mainly governed by their class interests, there would be
a minority of each in whom that consideration would be subordinate to reason, justice, and the good of the
whole; and this minority of either, joining with the whole of the other, would turn the scale against any
demands of their own majority which were not such as ought to prevail.
The reason why, in any tolerable constituted society, justice and the general interest mostly in the end carry
their point, is that the separate and selfish interests of mankind are almost always divided; some are interested
in what is wrong, but some, also, have their private interest on the side of what is right: and those who are
governed by higher considerations, though too few and weak to prevail against the whole of the others,
usually after sufficient discussion and agitation become strong enough to turn the balance in favour of the
body of private interests which is on the same side with them. The representative system ought to be so
constituted as to maintain this state of things: it ought not to allow any of the various sectional interests to be
so powerful as to be capable of prevailing against truth and justice and the other sectional interests combined.
There ought always to be such a balance preserved among personal interests as may render any one of them
dependent for its successes on carrying with it at least a large proportion of those who act on higher motives
and more comprehensive and distant views.
Chapter 7. Of True and False Democracy; Representation of All, and
Representation of the Majority only.
IT HAS been seen that the dangers incident to a representative democracy are of two kinds: danger of a low
grade of intelligence in the representative body, and in the popular opinion which controls it; and danger of
class legislation on the part of the numerical majority, these being all composed of the same class. We have
next to consider how far it is possible so to organise the democracy as, without interfering materially with the
characteristic benefits of democratic government, to do away with these two great evils, or at least to abate
them, in the utmost degree attainable by human contrivance.
The common mode of attempting this is by limiting the democratic character of the representation, through a
more or less restricted suffrage. But there is a previous consideration which, duly kept in view, considerably
modifies the circumstances which are supposed to render such a restriction necessary. A completely equal
democracy, in a nation in which a single class composes the numerical majority, cannot be divested of certain
evils; but those evils are greatly aggravated by the fact that the democracies which at present exist are not
equal, but systematically unequal in favour of the predominant class. Two very different ideas are usually
confounded under the name democracy. The pure idea of democracy, according to its definition, is the
government of the whole people by the whole people, equally represented. Democracy as commonly
conceived and hitherto practised is the government of the whole people by a mere majority of the people,
exclusively represented. The former is synonymous with the equality of all citizens; the latter, strangely
confounded with it, is a government of privilege, in favour of the numerical majority, who alone possess
practically any voice in the State. This is the inevitable consequence of the manner in which the votes are
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now taken, to the complete disfranchisement of minorities.
The confusion of ideas here is great, but it is so easily cleared up that one would suppose the slightest
indication would be sufficient to place the matter in its true light before any mind of average intelligence. It
would be so, but for the power of habit; owing to which the simplest idea, if unfamiliar, has as great difficulty
in making its way to the mind as a far more complicated one. That the minority must yield to the majority,
the smaller number to the greater, is a familiar idea; and accordingly men think there is no necessity for using
their minds any further, and it does not occur to them that there is any medium between allowing the smaller
number to be equally powerful with the greater, and blotting out the smaller number altogether. In a
representative body actually deliberating, the minority must of course be overruled; and in an equal
democracy (since the opinions of the constituents, when they insist on them, determine those of the
representative body) the majority of the people, through their representatives, will outvote and prevail over
the minority and their representatives. But does it follow that the minority should have no representatives at
all? Because the majority ought to prevail over the minority, must the majority have all the votes, the
minority none? Is it necessary that the minority should not even be heard? Nothing but habit and old
association can reconcile any reasonable being to the needless injustice. In a really equal democracy, every or
any section would be represented, not disproportionately, but proportionately. A majority of the electors
would always have a majority of the representatives; but a minority of the electors would always have a
minority of the representatives. Man for man they would be as fully represented as the majority. Unless they
are, there is not equal government, but a government of inequality and privilege: one part of the people rule
over the rest: there is a part whose fair and equal share of influence in the representation is withheld from
them; contrary to all just government, but, above all, contrary to the principle of democracy, which professes
equality as its very root and foundation.
The injustice and violation of principle are not less flagrant because those who suffer by them are a minority;
for there is not equal suffrage where every single individual does not count for as much as any other single
individual in the community. But it is not only a minority who suffer. Democracy, thus constituted, does not
even attain its ostensible object, that of giving the powers of government in all cases to the numerical
majority. It does something very different: it gives them to a majority of the majority; who may be, and often
are, but a minority of the whole. All principles are most effectually tested by extreme cases. Suppose then,
that, in a country governed by equal and universal suffrage, there is a contested election in every
constituency, and every election is carried by a small majority. The Parliament thus brought together
represents little more than a bare majority of the people. This Parliament proceeds to legislate, and adopts
important measures by a bare majority of itself. What guarantee is there that these measures accord with the
wishes of a majority of the people? Nearly half the electors, having been outvoted at the hustings, have had
no influence at all in the decision; and the whole of these may be, a majority of them probably are, hostile to
the measures, having voted against those by whom they have been carried. Of the remaining electors, nearly
half have chosen representatives who, by supposition, have voted against the measures. It is possible,
therefore, and not at all improbable, that the opinion which has prevailed was agreeable only to a minority of
the nation, though a majority of that portion of it whom the institutions of the country have erected into a
ruling class. If democracy means the certain ascendancy of the majority, there are no means of insuring that
but by allowing every individual figure to tell equally in the summing up. Any minority left out, either
purposely or by the play of the machinery, gives the power not to the majority, but to a minority in some
other part of the scale.
The only answer which can possibly be made to this reasoning is, that as different opinions predominate in
different localities, the opinion which is in a minority in some places has a majority in others, and on the
whole every opinion which exists in the constituencies obtains its fair share of voices in the representation.
And this is roughly true in the present state of the constituency; if it were not, the discordance of the House
with the general sentiment of the country would soon become evident. But it would be no longer true if the
present constituency were much enlarged; still less, if made coextensive with the whole population; for in
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that case the majority in every locality would consist of manual labourers; and when there was any question
pending, on which these classes were at issue with the rest of the community, no other class could succeed in
getting represented anywhere. Even now, is it not a great grievance that in every Parliament a very numerous
portion of the electors, willing and anxious to be represented, have no member in the House for whom they
have voted? Is it just that every elector of Marylebone is obliged to be represented by two nominees of the
vestries, every elector of Finsbury or Lambeth by those (as is generally believed) of the publicans? The
constituencies to which most of the highly educated and public spirited persons in the country belong, those
of the large towns, are now, in great part, either unrepresented or misrepresented. The electors who are on a
different side in party politics from the local majority are unrepresented. Of those who are on the same side, a
large proportion are misrepresented; having been obliged to accept the man who had the greatest number of
supporters in their political party, though his opinions may differ from theirs on every other point. The state
of things is, in some respects, even worse than if the minority were not allowed to vote at all; for then, at
least, the majority might have a member who would represent their own best mind: while now, the necessity
of not dividing the party, for fear of letting in its opponents, induces all to vote either for the first person who
presents himself wearing their colours, or for the one brought forward by their local leaders; and these, if we
pay them the compliment, which they very seldom deserve, of supposing their choice to be unbiassed by their
personal interests, are compelled, that they may be sure of mustering their whole strength, to bring forward a
candidate whom none of the party will strongly object to that is, a man without any distinctive peculiarity,
any known opinions except the shibboleth of the party.
This is strikingly exemplified in the United States; where, at the election of President, the strongest party
never dares put forward any of its strongest men, because every one of these, from the mere fact that he has
been long in the public eye, has made himself objectionable to some portion or other of the party, and is
therefore not so sure a card for rallying all their votes as a person who has never been heard of by the public
at all until he is produced as the candidate. Thus, the man who is chosen, even by the strongest party,
represents perhaps the real wishes only of the narrow margin by which that party outnumbers the other. Any
section whose support is necessary to success possesses a veto on the candidate. Any section which holds out
more obstinately than the rest can compel all the others to adopt its nominee; and this superior pertinacity is
unhappily more likely to be found among those who are holding out for their own interest than for that of the
public. The choice of the majority is therefore very likely to be determined by that portion of the body who
are the most timid, the most narrowminded and prejudiced, or who cling most tenaciously to the exclusive
classinterest; in which case the electoral rights of the minority, while useless for the purposes for which
votes are given, serve only for compelling the majority to accept the candidate of the weakest or worst
portion of themselves.
That, while recognising these evils, many should consider them as the necessary price paid for a free
government is in no way surprising: it was the opinion of all the friends of freedom up to a recent period. But
the habit of passing them over as irremediable has become so inveterate that many persons seem to have lost
the capacity of looking at them as things which they would be glad to remedy if they could. From despairing
of a cure, there is too often but one step to denying the disease; and from this follows dislike to having a
remedy proposed, as if the proposer were creating a mischief instead of offering relief from one. People are
so inured to the evils that they feel as if it were unreasonable, if not wrong, to complain of them. Yet,
avoidable or not, he must be a purblind lover of liberty on whose mind they do not weigh; who would not
rejoice at the discovery that they could be dispensed with. Now, nothing is more certain than that the virtual
blottingout of the minority is no necessary or natural consequence of freedom; that, far from having any
connection with democracy, it is diametrically opposed to the first principle of democracy, representation in
proportion to numbers. It is an essential part of democracy that minorities should be adequately represented.
No real democracy, nothing but a false show of democracy, is possible without it.
Those who have seen and felt, in some degree, the force of these considerations, have proposed various
expedients by which the evil may be, in a greater or less degree, mitigated. Lord John Russell, in one of his
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Reform Bills, introduced a provision, that certain constituencies should return three members, and that in
these each elector should be allowed to vote only for two; and Mr. Disraeli, in the recent debates, revived the
memory of the fact by reproaching him for it; being of opinion, apparently, that it befits a Conservative
statesman to regard only means, and to disown scornfully all fellowfeeling with any one who is betrayed,
even once, into thinking of ends.[4] Others have proposed that each elector should be allowed to vote only for
one. By either of these plans, a minority equalling or exceeding a third of the local constituency, would be
able, if it attempted no more, to return one out of three members. The same result might be attained in a still
better way if, as proposed in an able pamphlet by Mr. James Garth Marshall, the elector retained his three
votes, but was at liberty to bestow them all upon the same candidate. These schemes, though infinitely better
than none at all, are yet but makeshifts, and attain the end in a very imperfect manner; since all local
minorities of less than a third, and all minorities, however numerous, which are made up from several
constituencies, would remain unrepresented. It is much to be lamented, however, that none of these plans
have been carried into effect, as any of them would have recognised the right principle, and prepared the way
for its more complete application. But real equality of representation is not obtained unless any set of electors
amounting to the average number of a constituency, wherever in the country they happen to reside, have the
power of combining with one another to return a representative. This degree of perfection in representation,
appeared impracticable until a man of great capacity, fitted alike for large general views and for the
contrivance of practical details Mr. Thomas Hare had proved its possibility by drawing up a scheme
for its accomplishment, embodied in a Draft of an Act of Parliament: a scheme which has the almost
unparalleled merit of carrying out a great principle of government in a manner approaching to ideal
perfection as regards the special object in view, while it attains incidentally several other ends of scarcely
inferior importance.
According to this plan, the unit of representation, the quota of electors who would be entitled to have a
member to themselves, would be ascertained by the ordinary process of taking averages, the number of voters
being divided by the number of seats in the House: and every candidate who obtained that quota would be
returned, from however great a number of local constituencies it might be gathered. The votes would, as at
present, be given locally; but any elector would be at liberty to vote for any candidate in whatever part of the
country he might offer himself. Those electors, therefore, who did not wish to be represented by any of the
local candidates, might aid by their vote in the return of the person they liked best among all those throughout
the country who had expressed a willingness to be chosen. This would, so far, give reality to the electoral
rights of the otherwise virtually disfranchised minority. But it is important that not those alone who refuse to
vote for any of the local candidates, but those also who vote for one of them and are defeated, should be
enabled to find elsewhere the representation which they have not succeeded in obtaining in their own district.
It is therefore provided that an elector may deliver a voting paper, containing other names in addition to the
one which stands foremost in his preference. His vote would only be counted for one candidate; but if the
object of his first choice failed to be returned, from not having obtained the quota, his second perhaps might
be more fortunate. He may extend his list to a greater number, in the order of his preference, so that if the
names which stand near the top of the list either cannot make up the quota, or are able to make it up without
his vote, the vote may still be used for some one whom it may assist in returning. To obtain the full number
of members required to complete the House, as well as to prevent very popular candidates from engrossing
nearly all the suffrages, it is necessary, however many votes a candidate may obtain, that no more of them
than the quota should be counted for his return: the remainder of those who voted for him would have their
votes counted for the next person on their respective lists who needed them, and could by their aid complete
the quota. To determine which of a candidate's votes should be used for his return, and which set free for
others, several methods are proposed, into which we shall not here enter. He would of course retain the votes
of all those who would not otherwise be represented; and for the remainder, drawing lots, in default of better,
would be an unobjectionable expedient. The voting papers would be conveyed to a central office; where the
votes would be counted, the number of first, second, third, and other votes given for each candidate
ascertained, and the quota would be allotted to every one who could make it up, until the number of the
House was complete: first votes being preferred to second, second to third, and so forth. The voting papers,
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and all the elements of the calculation, would be placed in public repositories, accessible to all whom they
concerned; and if any one who had obtained the quota was not duly returned it would be in his power easily
to prove it.
These are the main provisions of the scheme. For a more minute e knowledge of its very simple machinery, I
must refer to Mr. Hare's Treatise on the Election of Representatives (a small volume Published in 1859),[5]
and to a pamphlet by Mr. Henry Fawcett (now Professor of Political Economy in the University, of
Cambridge), published in 1860, and entitled Mr. Hare's Reform Bill simplified and explained. This last is a
very clear and concise exposition of the plan, reduced to its simplest elements, by the omission of some of
Mr. Hare's original provisions, which, though in themselves beneficial, we're thought to take more from the
simplicity of the scheme than they added to its practical usefulness. The more these works are studied the
stronger, I venture to predict, will be the impression of the perfect feasibility of the scheme, and its
transcendant advantages. Such and so numerous are these, that, in my conviction, they place Mr. Hare's plan
among the very greatest improvements yet made in the theory and practice of government.
In the first place, it secures a representation, in proportion to numbers, of every division of the electoral body:
not two great parties alone, with perhaps a few large sectional minorities in particular places, but every
minority in the whole nation, consisting of a sufficiently large number to be, on principles of equal justice,
entitled to a representative. Secondly, no elector would, as at present, be nominally represented by some one
whom he had not chosen. Every member of the House would be the representative of a unanimous
constituency. He would represent a thousand electors, or two thousand, or five thousand, or ten thousand, as
the quota might be, every one of whom would have not only voted for him, but selected him from the whole
country; not merely from the assortment of two or three perhaps rotten oranges, which may be the only
choice offered to him in his local market. Under this relation the tie between the elector and the representative
would be of a strength, and a value, of which at present we have no experience. Every one of the electors
would be personally identified with his representative, and the representative with his constituents. Every
elector who voted for him would have done so either because, among all the candidates for Parliament who
are favourably known to a certain number of electors, he is the one who best expresses the voter's own
opinions, because he is one of those whose abilities and character the voter most respects, and whom he most
willingly trusts to think for him. The member would represent persons, not the mere bricks and mortar of the
town the voters themselves, not a few vestrymen or parish notabilities merely. All however, that is worth
preserving in the representation of places would be preserved. Though the Parliament of the nation ought to
have as little as possible to do with purely local affairs, yet, while it has to do with them, there ought to be
members specially commissioned to look after the interests of every important locality: and these there would
still be. In every locality which could make up the quota within itself, the majority would generally prefer to
be represented by one of themselves; by a person of local knowledge, and residing in the locality, if there is
any such person to be found among the candidates, who is otherwise well qualified to be their representative.
It would be the minorities chiefly, who being unable to return the local member, would look out elsewhere
for a candidate likely to obtain other votes in addition to their own.
Of all modes in which a national representation can possibly be constituted, this one affords the best, security
for the intellectual qualifications desirable in the representatives. At present, by universal admission, it is
becoming more and more difficult for any one who has only talents and character to gain admission into the
House of Commons. The only persons who can get elected are those who possess local influence, or make
their way by lavish expenditure, or who, on the invitation of three or four tradesmen or attorneys, are sent
down by one of the two great parties from their London clubs, as men whose votes the party can depend on
under all circumstances. On Mr. Hare's system, those who did not like the local candidates, or who could not
succeed in carrying the local candidate they preferred, would have the power to fill up their voting papers by
a selection from all the persons of national reputation, on the list of candidates, with whose general political
principles they were in sympathy. Almost every person, therefore, who had made himself in any way
honourably distinguished, though devoid of local influence, and having sworn allegiance to no political party,
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would have a fair chance of making up the quota; and with this encouragement such persons might be
expected to offer themselves, in numbers hitherto undreamt of. Hundreds of able men of independent
thought, who would have no chance whatever of being chosen by the majority of any existing constituency,
have by their writings, or their exertions in some field of public usefulness, made themselves known and
approved by a few persons in almost every district of the kingdom; and if every vote that would be given for
them in every place could be counted for their election, they might be able to complete the number of the
quota. In no other way which it seems possible to suggest would Parliament be so certain of containing the
very elite of the country.
And it is not solely through the votes of minorities that this system of election would raise the intellectual
standard of the House of Commons. Majorities would be compelled to look out for members of a much
higher calibre. When the individuals composing the majority would no longer be reduced to Hobson's choice,
of either voting for the person brought forward by their local leaders or not voting at all; when the nominee of
the leaders would have to encounter the competition not solely of the candidate of the minority, but of all the
men of established reputation in the country who were willing to serve; it would be impossible any longer to
foist upon the electors the first person who presents himself with the catchwords of the party in his mouth and
three or four thousand pounds in his pocket. The majority would insist on having a candidate worthy of their
choice, or they would carry their votes somewhere else, and the minority would prevail. The slavery of the
majority to the least estimable portion of their number would be at an end: the very best and most capable of
the local notabilities would be put forward by preference; if possible, such as were known in some
advantageous way beyond the locality, that their local strength might have a chance of being fortified by stray
votes from elsewhere. Constituencies would become competitors for the best candidates, and would vie with
one another in selecting from among the men of local knowledge and connections those who were most
distinguished in every other respect.
The natural tendency of representative government, as of modern civilisation, is towards collective
mediocrity: and this tendency is increased by all reductions and extensions of the franchise, their effect being
to place the principal power in the hands of classes more and more below the highest level of instruction in
the community. But though the superior intellects and characters will necessarily be outnumbered, it makes a
great difference whether or not they are heard. In the false democracy which, instead of giving representation
to all gives it only to the local majorities, the voice of the instructed minority may have no organs at all in the
representative body. It is an admitted fact that in the American democracy, which is constructed on this faulty
model, the highlycultivated members of the community, except such of them as are willing to sacrifice their
own opinions and modes of judgment, and become the servile mouthpieces of their inferiors in knowledge,
seldom even offer themselves for Congress or the State Legislatures, so little likelihood have they of being
returned.
Had a plan like Mr. Hare's by good fortune suggested itself to the enlightened and patriotic founders of the
American Republic, the Federal and State Assemblies would have contained many of these distinguished
men, and democracy would have been spared its greatest reproach and one of its most formidable evils.
Against this evil the system of personal representation, proposed by Mr. Hare, is almost a specific. The
minority of instructed minds scattered through the local constituencies would unite to return a number,
proportioned to their own numbers, of the very ablest men the country contains. They would be under the
strongest inducement to choose such men, since in no other mode could they make their small numerical
strength tell for anything considerable. The representatives of the majority, besides that they would
themselves be improved in quality by the operation of the system, would no longer have the whole field to
themselves. They would indeed outnumber the others, as much as the one class of electors outnumbers the
other in the country: they could always out vote them, but they would speak and vote in their presence, and
subject to their criticism. When any difference arose, they would have to meet the arguments of the instructed
few by reasons, at least apparently, as cogent; and since they could not, as those do who are speaking to
persons already unanimous, simply assume that they are in the right, it would occasionally happen to them to
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become convinced that they were in the wrong. As they would in general be wellmeaning (for thus much
may reasonably be expected from a fairlychosen national representation), their own minds would be
insensibly raised by the influence of the minds with which they were in contact, or even in conflict. The
champions of unpopular doctrines would not put forth their arguments merely in books and periodicals, read
only by their own side; the opposing ranks would meet face to face and hand to hand, and there would be a
fair comparison of their intellectual strength in the presence of the country. It would then be found out
whether the opinion which prevailed by counting votes would also prevail if the votes were weighed as well
as counted.
The multitude have often a true instinct for distinguishing an able man, when he has the means of displaying
his ability in a fair field before them. If such a man fails to obtain at least some portion of his just weight, it is
through institutions or usages which keep him out of sight. In the old democracies there were no means of
keeping out of sight any able man: the bema was open to him; he needed nobody's consent to become a
public adviser. It is not so in a representative government; and the best friends of representative democracy
can hardly be without misgivings that the Themistocles or Demosthenes, whose counsels would have saved
the nation, might be unable during his whole life ever to obtain a seat. But if the presence in the
representative assembly can be insured of even a few of the first minds in the country, though the remainder
consist only of average minds, the influence of these leading spirits is sure to make itself sensibly felt in the
general deliberations, even though they be known to be, in many respects, opposed to the tone of popular
opinion and feeling. I am unable to conceive any mode by which the presence of such minds can be so
positively insured as by that proposed by Mr. Hare.
This portion of the Assembly would also be the appropriate organ of a great social function, for which there
is no provision in any existing democracy, but which in no government can remain permanently unfulfilled
without condemning that government to infallible degeneracy and decay. This may be called the function of
Antagonism. In every government there is some power stronger than all the rest; and the power which is
strongest tends perpetually to become the sole power. Partly by intention, and partly unconsciously, it is ever
striving to make all other things bend to itself; and is not content while there is anything which makes
permanent head against it, any influence not in agreement with its spirit. Yet if it succeeds in suppressing all
rival influences, and moulding everything after its own model, improvement, in that country, is at an end, and
decline commences. Human improvement is a product of many factors, and no power ever yet constituted
among mankind includes them all: even the most beneficent power only contains in itself some of the
requisites of good, and the remainder, if progress is to continue, must be derived from some other source. No
community has ever long continued progressive, but while a conflict was going on between the strongest
power in the community and some rival power; between the spiritual and temporal authorities; the military or
territorial and the industrious classes; the king and the people; the orthodox and religious reformers. When
the victory on either side was so complete as to put an end to the strife, and no other conflict took its place,
first stagnation followed, and then decay. The ascendancy of the numerical majority is less unjust, and on the
whole less mischievous, than many others, but it is attended with the very same kind of dangers, and even
more certainly; for when the government is in the hands of One or a Few, the Many are always existent as a
rival power, which may not be strong enough ever to control the other, but whose opinion and sentiment are a
moral, and even a social, support to all who, either from conviction or contrariety of interest, are opposed to
any of the tendencies of the ruling authority. But when the Democracy is supreme, there is no One or Few
strong enough for dissentient opinions and injured or menaced interests to lean upon. The great difficulty of
democratic government has hitherto seemed to be, how to provide, in a democratic society, what
circumstances have provided hitherto in all the societies which have maintained themselves ahead of others
a social support, a point d'appui, for individual resistance to the tendencies of the ruling power; a
protection, a rallying point, for opinions and interests which the ascendant public opinion views with
disfavour. For want of such a point d'appui, the older societies, and all but a few modern ones, either fell into
dissolution or became stationary (which means slow deterioration) through the exclusive predominance of a
part only of the conditions of social and mental wellbeing.
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Now, this great want the system of Personal Representation is fitted to supply in the most perfect manner
which the circumstances of modern society admit of. The only quarter in which to look for a supplement, or
completing corrective, to the instincts of a democratic majority, is the instructed minority: but, in the ordinary
mode of constituting democracy, this minority has no organ: Mr. Hare's system provides one. The
representatives who would be returned to Parliament by the aggregate of minorities would afford that organ
in its greatest perfection. A separate organisation of the instructed classes, even if practicable, would be
invidious, and could only escape from being offensive by being totally without influence. But if the elite of
these classes formed part of the Parliament, by the same title as any other of its members by representing
the same number of citizens, the same numerical fraction of the national will their presence could give
umbrage to nobody, while they would be in the position of highest vantage, both for making their opinions
and counsels heard on all important subjects, and for taking an active part in public business. Their abilities
would probably draw to them more than their numerical share of the actual administration of government; as
the Athenians did not confide responsible public functions to Cleon or Hyperbolus (the employment of Cleon
at Pylos and Amphipolis was purely exceptional), but Nicias, and Theramenes, and Alcibiades, were in
constant employment both at home and abroad, though known to sympathise more with oligarchy than with
democracy. The instructed minority would, in the actual voting, count only for their numbers, but as a moral
power they would count for much more, in virtue of their knowledge, and of the influence it would give them
over the rest. An arrangement better adapted to keep popular opinion within reason and justice, and to guard
it from the various deteriorating influences which assail the weak side of democracy, could scarcely by
human ingenuity be devised. A democratic people would in this way be provided with what in any other way
it would almost certainly miss leaders of a higher grade of intellect and character than itself. Modern
democracy would have its occasional Pericles, and its habitual group of superior and guiding minds.
With all this array of reasons, of the most fundamental character, on the affirmative side of the question, what
is there on the negative? Nothing that will sustain examination, when people can once be induced to bestow
any real examination upon a new thing. Those indeed, if any such there be, who, under pretence of equal
justice, aim only at substituting the class ascendancy of the poor for that of the rich, will of course be
unfavourable to a scheme which places both on a level. But I do not believe that any such wish exists at
present among the working classes of this country, though I would not answer for the effect which
opportunity and demagogic artifices may hereafter have in exciting it. In the United States, where the
numerical majority have long been in full possession of collective despotism, they would probably be as
unwilling to part with it as a single despot or an aristocracy. But I believe that the English democracy would
as yet be content with protection against the class legislation of others, without claiming the power to
exercise it in their turn.
Among the ostensible objectors to Mr. Hare's scheme, some profess to think the plan unworkable; but these,
it will be found, are generally people who have barely heard of it, or have given it a very slight and cursory
examination. Others are unable to reconcile themselves to the loss of what they term the local character of the
representation. A nation does not seem to them to consist of persons, but of artificial units, the creation of
geography and statistics. Parliament must represent towns and counties, not human beings. But no one seeks
to annihilate towns and counties. Towns and counties, it may be presumed, are represented when the human
beings who inhabit them are represented. Local feelings cannot exist without somebody who feels them; nor
local interests without somebody interested in them. If the human beings whose feelings and interests these
are have their proper share of representation, these feelings and interests are represented in common with all
other feelings and interests of those persons. But I cannot see why the feelings and interests which arrange
mankind according to localities should be the only one thought worthy of being represented; or why people
who have other feelings and interests, which they value more than they do their geographical ones, should be
restricted to these as the sole principle of their political classification. The notion that Yorkshire and
Middlesex have rights apart from those of their inhabitants, or that Liverpool and Exeter are the proper
objects of the legislator's care, in contradistinction the population of those places, is a curious specimen of
delusion produced by words.
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In general, however, objectors cut the matter short by affirming that the people of England will never consent
to such a system. What the people of England are likely to think of those who pass such a summary sentence
on their capacity of understanding and judgment, deeming it superfluous to consider whether a thing is right
or wrong before affirming that they are certain to reject it, I will not undertake to say. For my own part, I do
not think that the people of England have deserved to be, without trial, stigmatised as insurmountably
prejudiced against anything which can be proved to be good either for themselves or for others. It also
appears to me that when prejudices persist obstinately, it is the fault of nobody so much as of those who make
a point of proclaiming them insuperable, as an excuse to themselves for never joining in an attempt to remove
them. Any prejudice whatever will be insurmountable if those who do not share it themselves truckle to it,
and flatter it, and accept it as a law of nature. I believe, however, that in this case there is in general, among
those who have yet heard of the proposition, no other hostility to it than the natural and healthy distrust
attaching to all novelties which have not been sufficiently canvassed to make generally manifest all the pros
and cons of the question. The only serious obstacle is the unfamiliarity: this indeed is a formidable one, for
the imagination much more easily reconciles itself to a great alteration in substance, than to a very small one
in names and forms. But unfamiliarity is a disadvantage which, when there is any real value in an idea, it only
requires time to remove. And in these days of discussion, and generally awakened interest in improvement,
what formerly was the work of centuries, often requires only years.
Since the first publication of this Treatise, several adverse criticisms have been made on Mr. Hare's plan,
which indicate at least a careful examination of it, and a more intelligent consideration than had previously
been given to its pretensions. This is the natural progress of the discussion of great improvements. They are at
first met by a blind prejudice, and by arguments to which only blind prejudice could attach any value. As the
prejudice weakens, the arguments it employs for some time increase in strength; since, the plan being better
understood, its inevitable inconveniences, and the circumstances which militate against its at once producing
all the benefits it is intrinsically capable of, come to light along with its merits. But of all the objections,
having any semblance of reason, which have come under my notice, there is not one which had not been
foreseen, considered, and canvassed by the supporters of the plan, and found either unreal or easily
surmountable.
The most serious, in appearance, of the objections may be the most briefly answered; the assumed
impossibility of guarding against fraud, or suspicion of fraud, in the operations of the Central Office.
Publicity, and complete liberty of inspecting the voting papers after the election, were the securities provided;
but these, it is maintained, would be unavailing; because, to check the returns, a voter would have to go over
all the work that had been done by the staff of clerks. This would be a very weighty objection, if there were
any necessity that the returns should be verified individually by every voter. All that a simple voter could be
expected to do in the way of verification would be to check the use made of his own voting paper; for which
purpose every paper would be returned, after a proper interval, to the place from whence it came. But what he
could not do would be done for him by the unsuccessful candidates and their agents. Those among the
defeated who thought that they ought to have been returned would, singly or a number together, employ an
agency for verifying the process of the election; and if they detected material error, the documents would be
referred to a Committee of the House of Commons, by whom the entire electoral operations of the nation
would be examined and verified, at a tenth part the expense of time and money necessary for the scrutiny of a
single return before an Election Committee under the system now in force.
Assuming the plan to be workable, two modes have been alleged in which its benefits might be frustrated,
and injurious consequences produced in lieu of them. First, it is said that undue power would be given to
knots or cliques; sectarian combinations; associations for special objects, such as the Maine Law League, the
Ballot or Liberation Society; or bodies united by class interests or community of religious persuasion. It is in
the second place objected that the system would admit of being worked for party purposes. A central organ of
each political party would send its list of 658 candidates all through the country, to be voted for by the whole
of its supporters in every constituency. Their votes would far outnumber those which could ever be obtained
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by any independent candidate. The "ticket" system, it is contended, would, as it does in America, operate
solely in favour of the great organised parties, whose tickets would be accepted blindly, and voted for in their
integrity; and would hardly ever be outvoted, except occasionally, by the sectarian groups, or knots of men
bound together by a common crotchet who have been already spoken of.
The answer to this appears to be conclusive. No one pretends that under Mr. Hare's or any other plan
organisation would cease to be an advantage. Scattered elements are always at a disadvantage compared with
organised bodies. As Mr. Hare's plan cannot alter the nature of things, we must expect that all parties or
sections, great or small, which possess organisation, would avail themselves of it to the utmost to strengthen
their influence. But under the existing system those influences are everything. The scattered elements are
absolutely nothing. The voters who are neither bound to the great political nor to any of the little sectarian
divisions have no means of making their votes available. Mr. Hare's plan gives them the means. They might
be more, or less, dexterous in using it. They might obtain their share of influence, or much less than their
share. But whatever they did acquire would be clear gain. And when it is assumed that every petty interest, or
combination for a petty object, would give itself an organisation, why should we suppose that the great
interest of national intellect and character would alone remain unorganised? If there would be Temperance
tickets, and Ragged School tickets, and the like, would not one publicspirited person in a constituency be
sufficient to put forth a "personal merit" ticket, and circulate it through a whole neighbourhood? And might
not a few such persons, meeting in London, select from the list of candidates the most distinguished names,
without regard to technical divisions of opinion, and publish them at a trifling expense through all the
constituencies? It must be remembered that the influence of the two great parties, under the present mode of
election, is unlimited: in Mr. Hare's scheme it would be great, but confined within bounds. Neither they, nor
any of the smaller knots, would be able to elect more members than in proportion to the relative number of
their adherents. The ticket system in America operates under conditions the reverse of this. In America
electors vote for the party ticket, because the election goes by a mere majority, and a vote for any one who is
certain not to obtain the majority is thrown away. But, on Mr. Hare's system, a vote given to a person of
known worth has almost as much chance of obtaining its object as one given to a party candidate. It might be
hoped, therefore, that every Liberal or Conservative, who was anything besides a Liberal or a Conservative
who had any preferences of his own in addition to those of his party would scratch through the names
of the more obscure and insignificant party candidates, and inscribe in their stead some of the men who are an
honour to the nation. And the probability of this fact would operate as a strong inducement with those who
drew up the party lists not to confine themselves to pledged party men, but to include along with these, in
their respective tickets, such of the national notabilities as were more in sympathy with their side than with
the opposite.
The real difficulty, for it is not to be dissembled that there is a difficulty, is that the independent voters, those
who are desirous of voting for unpatronised persons of merit, would be apt to put down the names of a few
such persons, and to fill up the remainder of their list with mere party candidates, thus helping to swell the
numbers against those by whom they would prefer to be represented. There would be an easy remedy for this,
should it be necessary to resort to it, namely, to impose a limit to the number of secondary or contingent
votes. No voter is likely to have an independent preference, grounded on knowledge, for 658, or even for 100
candidates. There would be little objection to his being limited to twenty, fifty, or whatever might be the
number in the selection of whom there was some probability that his own choice would be exercised that
he would vote as an individual, and not as one of the mere rank and file of a party. But even without this
restriction, the evil would be likely to cure itself as soon as the system came to be well understood. To
counteract it would become a paramount object with all the knots and cliques whose influence is so much
deprecated. From these, each in itself a small minority, the word would go forth, "Vote for your special
candidates only; or at least put their names foremost, so as to give them the full chance which your numerical
strength warrants, of obtaining the quota by means of first votes, or without descending low in the scale."
And those voters who did not belong to any clique would profit by the lesson.
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The minor groups would have precisely the amount of power which they ought to have. The influence they
could exercise would be exactly that which their number of voters entitled them to; not a particle more; while
to ensure even that, they would have a motive to put up, as representatives of their special objects, candidates
whose other recommendations would enable them to obtain the suffrages of voters not of the sect or clique. It
is curious to observe how the popular line of argument in defence of existing systems veers round, according
to the nature of the attack made upon them. Not many years ago it was the favourite argument in support of
the then existing system of representation, that under it all "interests" or "classes" were represented. And
certainly, all interests or classes of any importance ought to be represented, that is, ought to have spokesmen,
or advocates, in Parliament. But from thence it was argued that a system ought to be supported which gave to
the partial interests not advocates merely, but the tribunal itself. Now behold the change. Mr. Hare's system
makes it impossible for partial interests to have the command of the tribunal, but it ensures them advocates,
and for doing even this it is reproached. Because it unites the good points of class representation and the good
points of numerical representation, it is attacked from both sides at once.
But it is not such objections as these that are the real difficulty in getting the system accepted; it is the
exaggerated notion entertained of its complexity, and the consequent doubt whether it is capable of being
carried into effect. The only complete answer to this objection would be actual trial. When the merits of the
plan shall have become more generally known, and shall have gained for it a wider support among impartial
thinkers, an effort should be made to obtain its introduction experimentally in some limited field, such as the
municipal election of some great town. An opportunity was lost when the decision was taken to divide the
West Riding of Yorkshire for the purpose of giving it four members; instead of trying the new principle, by
leaving the constituency undivided, and allowing a candidate to be returned on obtaining either in first or
secondary votes a fourth part of the whole number of votes given. Such experiments, would be a very
imperfect test of the worth of the plan: but they would be an exemplification of its mode of working; they
would enable people to convince themselves that it is not impracticable; would familiarise them with its
machinery, and afford some materials for judging whether the difficulties which are thought to be so
formidable are real or imaginary. The day when such a partial trial shall be sanctioned by Parliament will, I
believe, inaugurate a new era of Parliamentary Reform; destined to give to Representative Government a
shape fitted to its mature and triumphant period, when it shall have passed through the militant stage in which
alone the world has yet seen it.[6]
Though Denmark is as yet the only country in which Personal Representation has become an institution, the
progress of the idea among thinking minds has been very rapid. In almost all the countries in which universal
suffrage is now regarded as a necessity, the scheme is rapidly making its way: with the friends of democracy,
as a logical consequence of their principle; with those who rather accept than prefer democratic government,
as indispensable corrective of its inconveniences. The political thinkers of Switzerland led the way. Those of
France followed. To mention no others, within a very recent period two of the most influential and
authoritative writers in France, one belonging to the moderate liberal and the other to the extreme democratic
school, have given in a public adhesion to the plan. Among its German supporters is numbered one of the
most eminent political thinkers in Germany, who is also a distinguished member of the liberal Cabinet of the
Grand Duke of Baden. This subject, among others, has its share in the important awakening of thought in the
American republic, which is already one of the fruits of the great pending contest for human freedom. In the
two principal of our Australian colonies Mr. Hare's plan has been brought under the consideration of their
respective legislatures, and though not yet adopted, has already a strong party in its favour; while the clear
and complete understanding of its principles, shown by the majority of the speakers both on the Conservative
and on the Radical side of general politics, shows how unfounded is the notion of its being too complicated to
be capable of being generally comprehended and acted on. Nothing is required to make both the plan and its
advantages intelligible to all, except that the time should have come when they will think it worth their while
to take the trouble of really attending to it.
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Chapter 8. Of the Extension of the Suffrage.
SUCH A representative democracy as has now been sketched, representative of all, and not solely of the
majority in which the interests the opinions, the grades of intellect which are outnumbered would
nevertheless be heard, and would have a chance of obtaining by weight of character and strength of argument
an influence which would not belong to their numerical force this democracy, which is alone equal, alone
impartial, alone the government of all by all, the only true type of democracy would be free from the
greatest evils of the falselycalled democracies which now prevail, and from which the current idea of
democracy is exclusively derived. But even in this democracy, absolute power, if they chose to exercise it,
would rest with the numerical majority; and these would be composed exclusively of a single class, alike in
biasses, prepossessions, and general modes of thinking, and a class, to say no more, not the most highly
cultivated. The constitution would therefore still be liable to the characteristic evils of class government: in a
far less degree, assuredly, than that exclusive government by a class, which now usurps the name of
democracy; but still, under no effective restraint, except what might be found in the good sense, moderation,
and forbearance of the class itself. If checks of this description are sufficient, the philosophy of constitutional
government is but solemn trifling. All trust in constitutions is grounded on the assurance they may afford, not
that the depositaries of power will not, but that they cannot, misemploy it. Democracy is not the ideally best
form of government unless this weak side of it can be strengthened; unless it can be so organised that no
class, not even the most numerous, shall be able to reduce all but itself to political insignificance, and direct
the course of legislation and administration by its exclusive class interest. The problem is, to find the means
of preventing this abuse, without sacrificing the characteristic advantages of popular government.
These twofold requisites are not fulfilled by the expedient of a limitation of the suffrage, involving the
compulsory exclusion of any portion of the citizens from a voice in the representation. Among the foremost
benefits of free government is that education of the intelligence and of the sentiments which is carried down
to the very lowest ranks of the people when they are called to take a part in acts which directly affect the
great interests of their country. On this topic I have already dwelt so emphatically that I only return to it
because there are few who seem to attach to this effect of popular institutions all the importance to which it is
entitled. People think it fanciful to expect so much from what seems so slight a cause to recognise a potent
instrument of mental improvement in the exercise of political franchises by manual labourers. Yet unless
substantial mental cultivation in the mass of mankind is to be a mere vision, this is the road by which it must
come. If any one supposes that this road will not bring it, I call to witness the entire contents of M. de
Tocqueville's great work; and especially his estimate of the Americans. Almost all travellers are struck by the
fact that every American is in some sense both a patriot, and a person of cultivated intelligence; and M. de
Tocqueville has shown how close the connection is between these qualities and their democratic institutions.
No such wide diffusion of the ideas, tastes, and sentiments of educated minds has ever been seen elsewhere,
or even conceived as attainable.[7]
Yet this is nothing to what we might look for in a government equally democratic in its unexclusiveness, but
better organised in other important points. For political life is indeed in America a most valuable school, but
it is a school from which the ablest teachers are excluded; the first minds in the country being as effectually
shut out from the national representation, and from public functions generally, as if they were under a formal
disqualification. The Demos, too, being in America the one source of power, all the selfish ambition of the
country gravitates towards it, as it does in despotic countries towards the monarch: the people, like the
despot, is pursued with adulation and sycophancy, and the corrupting effects of power fully keep pace with its
improving and ennobling influences. If, even with this alloy, democratic institutions produce so marked a
superiority of mental development in the lowest class of Americans, compared with the corresponding classes
in England and elsewhere, what would it be if the good portion of the influence could be retained without the
bad? And this, to a certain extent, may be done; but not by excluding that portion of the people who have
fewest intellectual stimuli of other kinds from so inestimable an introduction to large, distant, and
complicated interests as is afforded by the attention they may be induced to bestow on political affairs. It is
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by political discussion that the manual labourer, whose employment is a routine, and whose way of life
brings him in contact with no variety of impressions, circumstances, or ideas, is taught that remote causes,
and events which take place far off, have a most sensible effect even on his personal interests; and it is from
political discussion, and collective political action, that one whose daily occupations concentrate his interests
in a small circle round himself, learns to feel for and with his fellow citizens, and becomes consciously a
member of a great community. But political discussions fly over the heads of those who have no votes, and
are not endeavouring to acquire them. Their position, in comparison with the electors, is that of the audience
in a court of justice, compared with the twelve men in the jurybox. It is not their suffrages that are asked, it
is not their opinion that is sought to be influenced; the appeals are made, the arguments addressed, to others
than them; nothing depends on the decision they may arrive at, and there is no necessity and very little
inducement to them to come to any. Whoever, in an otherwise popular government, has no vote, and no
prospect of obtaining it, will either be a permanent malcontent, or will feel as one whom the general affairs of
society do not concern; for whom they are to be managed by others; who "has no business with the laws
except to obey them," nor with public interests and concerns except as a lookeron. What he will know or
care about them from this position may partly be measured by what an average woman of the middle class
knows and cares about politics, compared with her husband or brothers.
Independently of all these considerations, it is a personal injustice to withhold from any one, unless for the
prevention of greater evils, the ordinary privilege of having his voice reckoned in the disposal of affairs in
which he has the same interest as other people. If he is compelled to pay, if he may be compelled to fight, if
he is required implicitly to obey, he should be legally entitled to be told what for; to have his consent asked,
and his opinion counted at its worth, though not at more than its worth. There ought to be no pariahs in a
fullgrown and civilised nation; no persons disqualified, except through their own default. Every one is
degraded, whether aware of it or not, when other people, without consulting him, take upon themselves
unlimited power to regulate his destiny. And even in a much more improved state than the human mind has
ever yet reached, it is not in nature that they who are thus disposed of should meet with as fair play as those
who have a voice. Rulers and ruling classes are under a necessity of considering the interests and wishes of
those who have the suffrage; but of those who are excluded, it is in their option whether they will do so or
not, and, however honestly disposed, they are in general too fully occupied with things which they must
attend to, to have much room in their thoughts for anything which they can with impunity disregard. No
arrangement of the suffrage, therefore, can be permanently satisfactory in which any person or class is
peremptorily excluded; in which the electoral privilege is not open to all persons of full age who desire to
obtain it.
There are, however, certain exclusions, required by positive reasons, which do not conflict with this principle,
and which, though an evil in themselves, are only to be got rid of by the cessation of the state of things which
requires them. I regard it as wholly inadmissible that any person should participate in the suffrage without
being able to read, write, and, I will add, perform the common operations of arithmetic. Justice demands,
even when the suffrage does not depend on it, that the means of attaining these elementary acquirements
should be within the reach of every person, either gratuitously, or at an expense not exceeding what the
poorest who earn their own living can afford. If this were really the case, people would no more think of
giving the suffrage to a man who could not read, than of giving it to a child who could not speak; and it
would not be society that would exclude him, but his own laziness. When society has not performed its duty,
by rendering this amount of instruction accessible to all, there is some hardship in the case, but it is a
hardship that ought to be borne. If society has neglected to discharge two solemn obligations, the more
important and more fundamental of the two must be fulfilled first: universal teaching must precede universal
enfranchisement. No one but those in whom an a priori theory has silenced common sense will maintain that
power over others, over the whole community, should be imparted to people who have not acquired the
commonest and most essential requisities for taking care of themselves; for pursuing intelligently their own
interests, and those of the persons most nearly allied to them. This argument, doubtless, might be pressed
further, and made to prove much more. It would be eminently desirable that other things besides reading,
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writing, and arithmetic could be made necessary to the suffrage; that some knowledge of the conformation of
the earth, its natural and political divisions, the elements of general history, and of the history and institutions
of their own country, could be required from all electors. But these kinds of knowledge, however
indispensable to an intelligent use of the suffrage, are not, in this country, nor probably anywhere save in the
Northern United States, accessible to the whole people; nor does there exist any trustworthy machinery for
ascertaining whether they have been acquired or not. The attempt, at present, would lead to partiality,
chicanery, and every kind of fraud. It is better that the suffrage should be conferred indiscriminately, or even
withheld indiscriminately, than that it should be given to one and withheld from another at the discretion of a
public officer. In regard, however, to reading, writing, and calculating, there need be no difficulty. It would
be easy to require from every one who presented himself for registry that he should, in the presence of the
registrar, copy a sentence from an English book, and perform a sum in the rule of three; and to secure, by
fixed rules and complete publicity, the honest application of so very simple a test. This condition, therefore,
should in all cases accompany universal suffrage; and it would, after a few years, exclude none but those who
cared so little for the privilege, that their vote, if given, would not in general be an indication of any real
political opinion.
It is also important, that the assembly which votes the taxes, either general or local, should be elected
exclusively by those who pay something towards the taxes imposed. Those who pay no taxes, disposing by
their votes of other people's money, have every motive to be lavish and none to economise. As far as money
matters are concerned, any power of voting possessed by them is a violation of the fundamental principle of
free government; a severance of the power of control from the interest in its beneficial exercise. It amounts to
allowing them to put their hands into other people's pockets for any purpose which they think fit to call a
public one; which in some of the great towns of the United States is known to have produced a scale of local
taxation onerous beyond example, and wholly borne by the wealthier classes. That representation should be
coextensive with taxation, not stopping short of it, but also not going beyond it, is in accordance with the
theory of British institutions. But to reconcile this, as a condition annexed to the representation, with
universality, it is essential, as it is on many other accounts desirable, that taxation, in a visible shape, should
descend to the poorest class. In this country, and in most others, there is probably no labouring family which
does not contribute to the indirect taxes, by the purchase of tea, coffee, sugar, not to mention narcotics or
stimulants. But this mode of defraying a share of the public expenses is hardly felt: the payer, unless a person
of education and reflection, does not identify his interest with a low scale of public expenditure as closely as
when money for its support is demanded directly from himself; and even supposing him to do so, he would
doubtless take care that, however lavish an expenditure he might, by his vote, assist in imposing upon the
government, it should not be defrayed by any additional taxes on the articles which he himself consumes. It
would be better that a direct tax, in the simple form of a capitation, should be levied on every grown person in
the community; or that every such person should be admitted an elector on allowing himself to be rated extra
ordinem to the assessed taxes; or that a small annual payment, rising and falling with the gross expenditure of
the country, should be required from every registered elector; that so everyone might feel that the money
which he assisted in voting was partly his own, and that he was interested in keeping down its amount.
However this may be, I regard it as required by first principles, that the receipt of parish relief should be a
peremptory disqualification for the franchise. He who cannot by his labour suffice for his own support has no
claim to the privilege of helping himself to the money of others. By becoming dependent on the remaining
members of the community for actual subsistence, he abdicates his claim to equal rights with them in other
respects. Those to whom he is indebted for the continuance of his very existence may justly claim the
exclusive management of those common concerns, to which he now brings nothing, or less than he takes
away. As a condition of the franchise, a term should be fixed, say five years previous to the registry, during
which the applicant's name has not been on the parish books as a recipient of relief. To be an uncertified
bankrupt, or to have taken the benefit of the Insolvent Act, should disqualify for the franchise until the person
has paid his debts, or at least proved that he is not now, and has not for some long period been, dependent on
eleemosynary support. Nonpayment of taxes, when so long persisted in that it cannot have arisen from
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inadvertence, should disqualify while it lasts. These exclusions are not in their nature permanent. They exact
such conditions only as all are able, or ought to be able, to fulfil if they choose. They leave the suffrage
accessible to all who are in the normal condition of a human being: and if any one has to forego it, he either
does not care sufficiently for it to do for its sake what he is already bound to do, or he is in a general
condition of depression and degradation in which this slight addition, necessary for security of others, would
be unfelt, and on emerging from which, this mark of inferiority would disappear with the rest.
In the long run, therefore (supposing no restrictions to exist but those of which we have now treated), we
might expect that all, except that (it is to be hoped) progressively diminishing class, the recipients of parish
relief, would be in possession of votes, so that the suffrage would be, with that slight abatement, universal.
That it should be thus widely expanded is, as we have seen, absolutely necessary to an enlarged and elevated
conception of good government. Yet in this state of things, the great majority of voters, in most countries, and
emphatically in this, would be manual labourers; and the twofold danger, that of too low a standard of
political intelligence, and that of class legislation, would still exist in a very perilous degree. It remains to be
seen whether any means exist by which these evils can be obviated.
They are capable of being obviated, if men sincerely wish it; not by any artificial contrivance, but by carrying
out the natural order of human life, which recommends itself to every one in things in which he has no
interest or traditional opinion running counter to it. In all human affairs, every person directly interested, and
not under positive tutelage, has an admitted claim to a voice, and when his exercise of it is not inconsistent
with the safety of the whole, cannot justly be excluded from it. But though every one ought to have a voice
that every one should have an equal voice is a totally different proposition. When two persons who have a
joint interest in any business differ in opinion, does justice require that both opinions should be held of
exactly equal value? If, with equal virtue, one is superior to the other in knowledge and intelligence or if,
with equal intelligence, one excels the other in virtue the opinion, the judgment, of the higher moral or
intellectual being is worth more than that of the inferior: and if the institutions of the country virtually assert
that they are of the same value, they assert a thing which is not. One of the two, as the wiser or better man,
has a claim to superior weight: the difficulty is in ascertaining which of the two it is; a thing impossible as
between individuals, but, taking men in bodies and in numbers, it can be done with a certain approach to
accuracy. There would be no pretence for applying this doctrine to any case which could with reason be
considered as one of individual and private right. In an affair which concerns only one of two persons, that
one is entitled to follow his own opinion, however much wiser the other may be than himself. But we are
speaking of things which equally concern them both; where, if the more ignorant does not yield his share of
the matter to the guidance of the wiser man, the wiser man must resign his to that of the more ignorant.
Which of these modes of getting over the difficulty is most for the interest of both, and most conformable to
the general fitness of things? If it be deemed unjust that either should have to give way, which injustice is
greatest? that the better judgment should give way to the worse, or the worse to the better?
Now, national affairs are exactly such a joint concern, with the difference, that no one needs ever be called
upon for a complete sacrifice of his own opinion. It can always be taken into the calculation, and counted at a
certain figure, a higher figure being assigned to the suffrages of those whose opinion is entitled to greater
weight. There is not, in this arrangement, anything necessarily invidious to those to whom it assigns the lower
degrees of influence. Entire exclusion from a voice in the common concerns is one thing: the concession to
others of a more potential voice, on the ground of greater capacity for the management of the joint interests,
is another. The two things are not merely different, they are incommensurable. Every one has a right to feel
insulted by being made a nobody, and stamped as of no account at all. No one but a fool, and only a fool of a
peculiar description, feels offended by the acknowledgment that there are others whose opinion, and even
whose wish, is entitled to a greater amount of consideration than his. To have no voice in what are partly his
own concerns is a thing which nobody willingly submits to; but when what is partly his concern is also partly
another's, and he feels the other to understand the subject better than himself, that the other's opinion should
be counted for more than his own accords with his expectations, and with the course of things which in all
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other affairs of life he is accustomed to acquiese in. It is only necessary that this superior influence should be
assigned on grounds which he can comprehend, and of which he is able to perceive the justice.
I hasten to say that I consider it entirely inadmissible, unless as a temporary makeshift, that the superiority of
influence should be conferred in consideration of property. I do not deny that property is a kind of test;
education in most countries, though anything but proportional to riches, is on the average better in the richer
half of society than in the poorer. But the criterion is so imperfect; accident has so much more to do than
merit with enabling men to rise in the world; and it is so impossible for any one, by acquiring any amount of
instruction, to make sure of the corresponding rise in station, that this foundation of electoral privilege is
always, and will continue to be, supremely odious. To connect plurality of votes with any pecuniary
qualification would be not only objectionable in itself, but a sure mode of discrediting the principle, and
making its permanent maintenance impracticable. The Democracy, at least of this country, are not at present
jealous of personal superiority, but they are naturally and must justly so of that which is grounded on mere
pecuniary circumstances. The only thing which can justify reckoning one person's opinion as equivalent to
more than one is individual mental superiority; and what is wanted is some approximate means of
ascertaining that. If there existed such a thing as a really national education or a trustworthy system of general
examination, education might be tested directly. In the absence of these, the nature of a person's occupation is
some test. An employer of labour is on the average more intelligent than a labourer; for he must labour with
his head, and not solely with his hands. A foreman is generally more intelligent than an ordinary labourer,
and a labourer in the skilled trades than in the unskilled. A banker, merchant, or manufacturer is likely to be
more intelligent than a tradesman, because he has larger and more complicated interests to manage.
In all these cases it is not the having merely undertaken the superior function, but the successful performance
of it, that tests the qualifications; for which reason, as well as to prevent persons from engaging nominally in
an occupation for the sake of the vote, it would be proper to require that the occupation should have been
persevered in for some length of time (say three years). Subject to some such condition, two or more votes
might be allowed to every person who exercises any of these superior functions. The liberal professions,
when really and not nominally practised, imply, of course, a still higher degree of instruction; and wherever a
sufficient examination, or any serious conditions of education, are required before entering on a profession,
its members could be admitted at once to a plurality of votes. The same rule might be applied to graduates of
universities; and even to those who bring satisfactory certificates of having passed through the course of
study required by any school at which the higher branches of knowledge are taught, under proper securities
that the teaching is real, and not a mere pretence. The "local" or "middle class" examination for the degree of
Associate, so laudably and publicspiritedly established by the Universities of Oxford and Cambridge, and
any similar ones which may be instituted by other competent bodies (provided they are fairly open to all
comers), afford a ground on which plurality of votes might with great advantage be accorded to those who
have passed the test. All these suggestions are open to much discussion in the detail, and to objections which
it is of no use to anticipate. The time is not come for giving to such plans a practical shape, nor should I wish
to be bound by the particular proposals which I have made. But it is to me evident, that in this direction lies
the true ideal of representative government; and that to work towards it, by the best practical contrivances
which can be found, is the path of real political improvement.
If it be asked to what length the principle admits of being carried, or how many votes might be accorded to an
individual on the ground of superior qualifications, I answer, that this is not in itself very material, provided
the distinctions and gradations are not made arbitrarily, but are such as can be understood and accepted by the
general conscience and understanding. But it is an absolute condition not to overpass the limit prescribed by
the fundamental principle laid down in a former chapter as the condition of excellence in the constitution of a
representative system. The plurality of votes must on no account be carried so far that those who are
privileged by it, or the class (if any) to which they mainly belong, shall outweigh by means of it all the rest of
the community. The distinction in favour of education, right in itself, is further and strongly recommended by
its preserving the educated from the class legislation of the uneducated; but it must stop short of enabling
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them to practise class legislation on their own account. Let me add, that I consider it an absolutely necessary
part of the plurality scheme that it be open to the poorest individual in the community to claim its privileges,
if he can prove that, in spite of all difficulties and obstacles, he is, in point of intelligence, entitled to them.
There ought to be voluntary examinations at which any person whatever might present himself, might prove
that he came up to the standard of knowledge and ability laid down as sufficient, and be admitted, in
consequence, to the plurality of votes. A privilege which is not refused to any one who can show that he has
realised the conditions on which in theory and principle it is dependent would not necessarily be repugnant to
any one's sentiment of justice: but it would certainly be so, if, while conferred on general presumptions not
always infallible, it were denied to direct proof.
Plural voting, though practised in vestry elections and those of poorlaw guardians, is so unfamiliar in
elections to Parliament that it is not likely to be soon or willingly adopted: but as the time will certainly arrive
when the only choice will be between this and equal universal suffrage, whoever does not desire the last,
cannot too soon begin to reconcile himself to the former. In the meantime, though the suggestion, for the
present, may not be a practical one, it will serve to mark what is best in principle, and enable us to judge of
the eligibility of any indirect means, either existing or capable of being adopted, which may promote in a less
perfect manner the same end. A person may have a double vote by other means than that of tendering two
votes at the same hustings; he may have a vote in each of two different constituencies: and though this
exceptional privilege at present belongs rather to superiority of means than of intelligence, I would not
abolish it where it exists, since until a truer test of education is adopted it would be unwise to dispense with
even so imperfect a one as is afforded by pecuniary circumstances. Means might be found of giving a further
extension to the privilege, which would connect it in a more direct manner with superior education. In any
future Reform Bill which lowers greatly the pecuniary conditions of the suffrage, it might be a wise provision
to allow all graduates of universities, all persons who have passed creditably through the higher schools, all
members of the liberal professions, and perhaps some others, to be registered specifically in those characters,
and to give their votes as such in any constituency in which they choose to register; retaining, in addition,
their votes as simple citizens in the localities in which they reside.
Until there shall have been devised, and until opinion is willing to accept, some mode of plural voting which
may assign to education, as such, the degree of superior influence due to it, and sufficient as a counterpoise to
the numerical weight of the least educated class; for so long the benefits of completely universal suffrage
cannot be obtained without bringing with them, as it appears to me, a chance of more than equivalent evils. It
is possible, indeed (and this is perhaps one of the transitions through which we may have to pass in our
progress to a really good representative system), that the barriers which restrict the suffrage might be entirely
levelled in some particular constituencies, whose members, consequently, would be returned principally by
manual labourers; the existing electoral qualification being maintained elsewhere, or any alteration in it being
accompanied by such a grouping of the constituencies as to prevent the labouring class from becoming
preponderant in Parliament. By such a compromise, the anomalies in the representation would not only be
retained, but augmented: this however is not a conclusive objection; for if the country does not choose to
pursue the right ends by a regular system directly leading to them, it must be content with an irregular
makeshift, as being greatly preferable to a system free from irregularities, but regularly adapted to wrong
ends, or in which some ends equally necessary with the others have been left out. It is a far graver objection,
that this adjustment is incompatible with the intercommunity of local constituencies which Mr. Hare's plan
requires; that under it every voter would remain imprisoned within the one or more constituencies in which
his name is registered, and unless willing to be represented by one of the candidates for those localities,
would not be represented at all.
So much importance do I attach to the emancipation of those who already have votes, but whose votes are
useless, because always outnumbered; so much should I hope from the natural influence of truth and reason,
if only secured a hearing and a competent advocacy that I should not despair of the operation even of equal
and universal suffrage, if made real by the proportional representation of all minorities, on Mr. Hare's
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principle. But if the best hopes which can be formed on this subject were certainties, I should still contend for
the principle of plural voting. I do not propose the plurality as a thing in itself undesirable, which, like the
exclusion of part of the community from the suffrage, may be temporarily tolerated while necessary to
prevent greater evils. I do not look upon equal voting as among the things which are good in themselves,
provided they can be guarded against inconveniences. I look upon it as only relatively good; less
objectionable than inequality of privilege grounded on irrelevant or adventitious circumstances, but in
principle wrong, because recognising a wrong standard, and exercising a bad influence on the voter's mind. It
is not useful, but hurtful, that the constitution of the country should declare ignorance to be entitled to as
much political power as knowledge. The national institutions should place all things that they are concerned
with before the mind of the citizen in the light in which it is for his good that he should regard them: and as it
is for his good that he should think that every one is entitled to some influence, but the better and wiser to
more than others, it is important that this conviction should be professed by the State, and embodied in the
national institutions. Such things constitute the spirit of the institutions of a country: that portion of their
influence which is least regarded by common, and especially by English, thinkers; though the institutions of
every country, not under great positive oppression, produce more effect by their spirit than by any of their
direct provisions, since by it they shape the national character. The American institutions have imprinted
strongly on the American mind that any one man (with a white skin) is as good as any other; and it is felt that
this false creed is nearly connected with some of the more unfavourable points in American character. It is
not small mischief that the constitution of any country should sanction this creed; for the belief in it, whether
express or tacit, is almost as detrimental to moral and intellectual excellence any effect which most forms of
government can produce.
It may, perhaps, be said, that a constitution which gives equal influence, man for man, to the most and to the
least instructed, is nevertheless conducive to progress, because the appeals constantly made to the less
instructed classes, the exercise given to their mental powers, and the exertions which the more instructed are
obliged to make for enlightening their judgment and ridding them of errors and prejudices, are powerful
stimulants to their advance in intelligence. That this most desirable effect really attends the admission of the
less educated classes to some, and even to a large share of power, I admit, and have already strenuously
maintained. But theory and experience alike prove that a counter current sets in when they are made the
possessors of all power. Those who are supreme over everything, whether they be One, or Few, or Many,
have no longer need of the arms of reason: they can make their mere will prevail; and those who cannot be
resisted are usually far too well satisfied with their own opinion to be willing to change them, or listen
without impatience to any one who tells them that they are in the wrong. The position which gives the
strongest stimulus to the growth of intelligence is that of rising into power, not that of having achieved it; and
of all restingpoints, temporary or permanent, in the way to ascendancy, the one which develops the best and
highest qualities is the position of those who are strong enough to make reason prevail, but not strong enough
to prevail against reason. This is the position in which, according to the principles we have laid down, the
rich and the poor, the much and the little educated, and all the other classes and denominations which divide
society between them, ought as far as practicable to be placed. And by combining this principle with the
otherwise just one of allowing superiority of weight to superiority of mental qualities, a political constitution
would realise that kind of relative perfection which is alone compatible with the complicated nature of human
affairs.
In the preceding argument for universal, but graduated suffrage, I have taken no account of difference of sex.
I consider it to be as entirely irrelevant to political rights as difference in height or in the colour of the hair.
All human beings have the same interest in good government; the welfare of all is alike affected by it, and
they have equal need of a voice in it to secure their share of its benefits. If there be any difference, women
require it more than men, since, being physically weaker, they are more dependent on law and society for
protection. Mankind have long since abandoned the only premises which will support the conclusion that
women ought not to have votes. No one now holds that women should be in personal servitude, that they
should have no thought, wish, or occupation, but to be the domestic drudges of husbands, fathers, or brothers.
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It is allowed to unmarried, and wants but little of being conceded to married women, to hold property, and
have pecuniary and business interests, in the same manner as men. It is considered suitable and proper that
women should think and write, and be teachers. As soon as these things are admitted, the political
disqualification has no principle to rest on. The whole mode of thought of the modern world is with
increasing emphasis pronouncing against the claim of society to decide for individuals what they are and are
not fit for, and what they shall and shall not be allowed to attempt. If the principles of modern politics and
political economy are good for anything, it is for proving that these points can only be rightly judged of by
the individuals themselves and that, under complete freedom of choice, wherever there are real diversities of
aptitude, the great number will apply themselves to the things for which they are on the average fittest, and
the exceptional course will only be taken by the exceptions. Either the whole tendency of modern social
improvements has been wrong, or it ought to be carried out to the total abolition of all exclusions and
disabilities which close any honest employment to a human being.
But it is not even necessary to maintain so much in order to prove that women should have the suffrage. Were
it as right, as it is wrong, that they should be a subordinate class, confined to domestic occupations and
subject to domestic authority, they would not the less require the protection of the suffrage to secure them
from the abuse of that authority. Men, as well as women, do not need political rights in order that they may
govern, but in order that they may not be misgoverned. The majority of the male sex are, and will be all their
lives, nothing else than labourers in cornfields or manufactories; but this does not render the suffrage less
desirable for them, nor their claim to it less irresistible, when not likely to make a bad use of it. Nobody
pretends to think that woman would make a bad use of the suffrage. The worst that is said is that they would
vote as mere dependents, the bidding of their male relations. If it be so, so let it be. If they think for
themselves, great good will be done, and if they do not, no harm. It is a benefit to human beings to take off
their fetters, even if they do not desire to walk. It would already be a great improvement in the moral position
of women to be no longer declared by law incapable of an opinion, and not entitled to a preference,
respecting the most important concerns of humanity. There would be some benefit to them individually in
having something to bestow which their male relatives cannot exact, and are yet desirous to have. It would
also be no small benefit that the husband would necessarily discuss the matter with his wife, and that the vote
would not be his exclusive affair, but a joint concern. People do not sufficiently consider how markedly the
fact that she is able to have some action on the outward world independently of him raises her dignity and
value in a vulgar man's eyes, and makes her the object of a respect which no personal qualities would ever
obtain for one whose social existence he can entirely appropriate.
The vote itself, too, would be improved in quality. The man would often be obliged to find honest reasons for
his vote, such as might induce a more upright and impartial character to serve with him under the same
banner. The wife's influence would often keep him true to his own sincere opinion. Often, indeed, it would be
used, not on the side of public principle, but of the personal interest or worldly vanity of the family. But
wherever this would be the tendency of the wife's influence, it is exerted to the full already in that bad
direction; and with the more certainty, since under the present law and custom she is generally too utter a
stranger to politics in any sense in which they involve principle to be able to realise to herself that there is a
point of honour in them, and most people have as little sympathy in the point of honour of others, when their
own is not placed in the same thing, as they have in the religious feelings of those whose religion differs from
theirs. Give the woman a vote, and she comes under the operation of the political point of honour. She learns
to look on politics as a thing on which she is allowed to have an opinion, and in which if one has an opinion it
ought to be acted upon; she acquires a sense of personal accountability in the matter, and will no longer feel,
as she does at present, that whatever amount of bad influence she may exercise, if the man can but be
persuaded, all is right, and his responsibility covers all. It is only by being herself encouraged to form an
opinion, and obtain an intelligent comprehension of the reasons which ought to prevail with the conscience
against the temptations of personal or family interest, that she can ever cease to act as a disturbing force on
the political conscience of the man. Her indirect agency can only be prevented from being politically
mischievous by being exchanged for direct.
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I have supposed the right of suffrage to depend, as in a good state of things it would, on personal conditions.
Where it depends, as in this and most other countries, on conditions of property, the contradiction is even
more flagrant. There something more than ordinarily irrational in the fact that when a woman can give all the
guarantees required from a male elector, independent circumstances, the position of a householder and head
of a family, payment of taxes, or whatever may be the conditions imposed, the very principle and system of a
representation based on property is set aside, and an exceptionally personal disqualification is created for the
mere purpose of excluding her. When it is added that in the country where this is done a woman now reigns,
and that the most glorious ruler whom that country ever had was a woman, the picture of unreason, and
scarcely disguised injustice, is complete. Let us hope that as the work proceeds of pulling down, one after
another, the remains of the mouldering fabric of monopoly and tyranny, this one will not be the last to
disappear; that the opinion of Bentham, of Mr. Samuel Bailey, of Mr. Hare, and many other of the most
powerful political thinkers of this age and country (not to speak of others), will make its way to all minds not
rendered obdurate by selfishness or inveterate prejudice; and that, before the lapse another generation, the
accident of sex, no more than the accident of skin, will be deemed a sufficient justification for depriving its
possessor of the equal protection and just privileges of a citizen.
Chapter 9. Should there be Two Stages of Election?
IN SOME representative constitutions the plan has been adopted of choosing the members of the
representative body by a double process, the primary electors only choosing other electors, and these electing
the member of parliament. This contrivance was probably intended as a slight impediment to the full sweep
of popular feeling; giving the suffrage, and with it the complete ultimate power, to the Many, but compelling
them to exercise it through the agency of a comparatively few, who, it was supposed, would be less moved
than the Demos by the gusts of popular passion; and as the electors, being already a select body, might be
expected to exceed in intellect and character the common level of their constituents, the choice made by them
was thought likely to be more careful and enlightened, and would in any case be made under a greater feeling
of responsibility, than election by the masses themselves. This plan of filtering, as it were, the popular
suffrage through an intermediate body admits of a very plausible defence; since it may be said, with great
appearance of reason, that less intellect and instruction are required for judging who among our neighbours
can be most safely trusted to choose a member of parliament, than who is himself fittest to be one.
In the first place, however, if the dangers incident to popular power may be thought to be in some degree
lessened by this indirect arrangement, so also are its benefits; and the latter effect is much more certain than
the former. To enable the system to work as desired, it must be carried into effect in the spirit in which it is
planned; the electors must use the suffrage in the manner supposed by the theory, that is, each of them must
not ask himself who the member of parliament should be, but only whom he would best like to choose one
for him. It is evident that the advantages which indirect is supposed to have over direct election require this
disposition of mind in the voter, and will only be realised by his taking the doctrine au serieux, that his sole
business is to choose the choosers, not the member himself. The supposition must be, that he will not occupy
his thoughts with political opinions and measures, or political men, but will be guided by his personal respect
for some private individual, to whom he will give a general power of attorney to act for him. Now if the
primary electors adopt this view of their position, one of the principal uses of giving them a vote at all is
defeated: the political function to which they are called fails of developing public spirit and political
intelligence; of making public affairs an object of interest to their feelings and of exercise to their faculties.
The supposition, moreover, involves inconsistent conditions; for if the voter feels no interest in the final
result, how or why can he be expected to feel any in the process which leads to it? To wish to have a
particular individual for his representative in parliament is possible to a person of a very moderate degree of
virtue and intelligence; and to wish to choose an elector who will elect that individual is a natural
consequence: but for a person does not care who is elected, or feels bound to put that consideration in
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abeyance, to take any interest whatever in merely naming the worthiest person to elect another according to
his own judgment, implies a zeal for what is right in the abstract, an habitual principle of duty for the sake of
duty, which is possible only to persons of a rather high grade of cultivation, who, by the very possession of it,
show that they may be, and deserve to be, trusted with political power in a more direct shape. Of all public
functions which it is possible to confer on the poorer members of the community this surely is the least
calculated to kindle their feelings, and holds out least natural inducement to care for it, other than a virtuous
determination to discharge conscientiously whatever duty one has to perform: and if the mass of electors
cared enough about political affairs to set any value on so limited a participation in them, they would not be
likely to be satisfied without one much more extensive.
In the next place, admitting that a person who, from his narrow range of cultivation, cannot judge well of the
qualifications of a candidate for parliament may be a sufficient judge of the honesty and general capacity of
somebody whom he may depute to choose a member of Parliament for him; I may remark, that if the voter
acquiesces in this estimate of his capabilities, and really wishes to have the choice made for him by a person
in whom he places reliance, there is no need of any constitutional provision for the purpose; he has only to
ask this confidential person privately what candidate he had better vote for. In that case the two modes of
election coincide in their result, and every advantage of indirect election is obtained under direct. The
systems only diverge in their operation, if we suppose that the voter would prefer to use his own judgment in
the choice of a representative, and only lets another choose for him because the law does not allow him a
more direct mode of action. But if this be his state of mind; if his will does not go along with the limitation
which the law imposes, and he desires to make a direct choice, he can do so notwithstanding the law. He has
only to choose as elector a known partisan of the candidate he prefers, or some one who will pledge himself
to vote for that candidate. And this is so much the natural working of election by two stages that, except in a
condition of complete political indifference, it can scarcely be expected to act otherwise. It is in this way that
the election of the President of the United States practically takes place. Nominally, the election is indirect:
the population at large does not vote for the President; it votes for electors who choose the President. But the
electors are always chosen under an express engagement to vote for a particular candidate: nor does a citizen
ever vote for an elector because of any preference for the man; he votes for the Lincoln ticket, or the
Breckenridge ticket. It must be remembered that the electors are not chosen in order that they may search the
country and find the fittest person in it to be President, or to be a member of Parliament. There would be
something to be said for the practice if this were so: but it is not so; nor ever will be until mankind in general
are of opinion, with Plato, that the proper person to be entrusted with power is the person most unwilling to
accept it. The electors are to make choice of one of those who have offered themselves as candidates: and
those who choose the electors already know who these are. If there is any political activity in the country, all
electors, who care to vote at all, have made up their minds which of these candidates they would like to have;
and will make that the sole consideration in giving their vote. The partisans of each candidate will have their
list of electors ready, all pledged to vote for that individual; and the only question practically asked of the
primary elector will be which of these lists he will support.
The case in which election by two stages answers well in practice is when the electors are not chosen solely
as electors, but have other important functions to discharge, which precludes their being selected solely as
delegates to give a particular vote. This combination of circumstances exemplifies itself in another American
institution, the Senate of the United States. That assembly, the Upper House, as it were, of Congress, is
considered to represent not the people directly, but the States as such, and to be the guardian of that portion of
their sovereign rights which they have not alienated. As the internal sovereignty of each State is, by the
nature of an equal federation, equally sacred whatever be the size or importance of the State, each returns to
the Senate the same number of members (two), whether it be little Delaware or the "Empire State" of New
York. These members are not chosen by the population, but by the State Legislatures, themselves elected by
the people of each State; but as the whole ordinary business of a legislative assembly, internal legislation and
the control of the executive, devolves upon these bodies, they are elected with a view to those objects more
than to the other; and in naming two persons to represent the State in the Federal Senate they for the most part
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exercise their own judgment, with only that general reference to public opinion necessary in all acts of the
government of a democracy. The elections, thus made, have proved eminently successful, and are
conspicuously the best of all the elections in the United States, the Senate invariably consisting of the most
distinguished men among those who have made themselves sufficiently known in public life.
After such an example, it cannot be said that indirect popular election is never advantageous. Under certain
conditions it is the very best system that can be adopted. But those conditions are hardly to be obtained in
practice, except in a federal government like that of the United States, where the election can be entrusted to
local bodies whose other functions extend to the most important concerns of the nation. The only bodies in
any analogous position which exist, or are likely to exist, in this country are the municipalities, or any other
boards which have been or may be created for similar local purposes. Few persons, however, would think it
any improvement in our parliamentary constitution if the members for the City of London were chosen by the
Aldermen and Common Council, and those for the borough of Marylebone avowedly, as they already are
virtually, by the vestries of the component parishes. Even if those bodies, considered merely as local boards,
were far less objectionable than they are, the qualities that would fit them for the limited and peculiar duties
of municipal or parochial aedileship are no guarantee of any special fitness to judge of the comparative
qualifications of candidates for a seat in Parliament. They probably would not fulfil this duty any better than
it is fulfilled by the inhabitants voting directly; while, on the other hand, if fitness for electing members of
Parliament had to be taken into consideration in selecting persons for the office of vestrymen or town
councillors, many of those who are fittest for that more limited duty would inevitably be excluded from it, if
only by the necessity there would be of choosing persons whose sentiments in general politics agreed with
those of the voters who elected them. The mere indirect political influence of towncouncils has already led
to a considerable perversion of municipal elections from their intended purpose, by making them a matter of
party politics. If it were part of the duty of a man's bookkeeper or steward to choose his physician, he would
not be likely to have a better medical attendant than if he chose one for himself, while he would be restricted
in his choice of a steward or bookkeeper to such as might without too great danger to his health be entrusted
with the other office.
It appears, therefore, that every benefit of indirect election which is attainable at all is attainable under direct;
that such of the benefits expected from it, as would not be obtained under direct election, will just as much
fail to be obtained under indirect; while the latter has considerable disadvantages peculiar to itself. The mere
fact that it is an additional and superfluous wheel in the machinery is no trifling objection. Its decided
inferiority as a means of cultivating public spirit and political intelligence has already been dwelt upon: and if
it had any effective operation at all that is, if the primary electors did to any extent leave to their nominees
the selection of their parliamentary representative the voter would be prevented from identifying himself
with his member of Parliament, and the member would feel a much less active sense of responsibility to his
constituents. In addition to all this, the comparatively small number of persons in whose hands, at last, the
election of a member of Parliament would reside, could not but afford great additional facilities to intrigue,
and to every form of corruption compatible with the station in life of the electors. The constituencies would
universally be reduced, in point of conveniences for bribery, to the condition of the small boroughs at present.
It would be sufficient to gain over a small number of persons to be certain of being returned. If it be said that
the electors would be responsible to those who elected them, the answer is obvious, that, holding no
permanent office, or position in the public eye, they would risk nothing by a corrupt vote except what they
would care little for, not to be appointed electors again: and the main reliance must still be on the penalties
for bribery, the insufficiency of which reliance, in small constituencies, experience has made notorious to all
the world. The evil would be exactly proportional to the amount of discretion left to the chosen electors. The
only case in which they would probably be afraid to employ their vote for the promotion of their personal
interest would be when they were elected under an express pledge, as mere delegates, to carry, as it were, the
votes of their constituents to the hustings. The moment the double stage of election began to have any effect,
it would begin to have a bad effect. And this we shall find true of the principle of indirect election however
applied, except in circumstances similar to those of the election of Senators in the United States.
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The best which could be said for this political contrivance that in some states of opinion it might be a more
practicable expedient than that of plural voting for giving to every member of the community a vote of some
sort, without rendering the mere numerical majority predominant in Parliament: as, for instance, if the present
constituency of this country were increased by the addition of a numerous and select portion of the labouring
classes, elected by the remainder. Circumstances might render such a scheme a convenient mode of
temporary compromise, but it does not carry out any principle sufficiently thoroughly to be likely to
recommend itself to any class of thinkers as a permanent arrangement.
Chapter 10. Of the Mode of Voting.
THE QUESTION of greatest moment in regard to modes of voting is that of secrecy or publicity; and to this
we will at once address ourselves.
It would be a great mistake to make the discussion turn on sentimentalities about skulking or cowardice.
Secrecy is justifiable in many cases, imperative in some, and it is not cowardice to seek protection against
evils which are honestly avoidable. Nor can it be reasonably maintained that no cases are conceivable in
which secret voting is preferable to public. But I must contend that these cases, in affairs of a political
character, are the exception, not the rule.
The present is one of the many instances in which, as I have already had occasion to remark, the spirit of an
institution, the impression it makes on the mind of the citizen, is one of the most important parts of its
operation. The spirit of vote by ballot the interpretation likely to be put on it in the mind of an elector
is that the suffrage is given to him for himself; for his particular use and benefit, and not as a trust for the
public. For if it is indeed a trust, if the public are entitled to his vote, are not they entitled to know his vote?
This false and pernicious impression may well be made on the generality, since it has been made on most of
those who of late years have been conspicuous advocates of the ballot. The doctrine was not so understood by
its earlier promoters; but the effect of a doctrine on the mind is best shown, not in those who form it, but in
those who are formed by it. Mr. Bright and his school of democrats think themselves greatly concerned in
maintaining that the franchise is what they term a right, not a trust. Now this one idea, taking root in the
general mind, does a moral mischief outweighing all the good that the ballot could do, at the highest possible
estimate of it. In whatever way we define or understand the idea of a right, no person can have a right (except
in the purely legal sense) to power over others: every such power, which he is allowed to possess, is morally,
in the fullest force of the term, a trust. But the exercise of any political function, either as an elector or as a
representative, is power over others.
Those who say that the suffrage is not a trust but a right will scarcely accept the conclusions to which their
doctrine leads. If it is a right, if it belongs to the voter for his own sake, on what ground can we blame him for
selling it, or using it to recommend himself to any one whom it is his interest to please? A person is not
expected to consult exclusively the public benefit in the use he makes of his house, or his three per cent stock,
or anything else to which he really has a right. The suffrage is indeed due to him, among other reasons, as a
means to his own protection, but only against treatment from which he is equally bound, so far as depends on
his vote, to protect every one of his fellowcitizens. His vote is not a thing in which he has an option; it has
no more to do with his personal wishes than the verdict of a juryman. It is strictly a matter of duty; he is
bound to give it according to his best and most conscientious opinion of the public good. Whoever has any
other idea of it is unfit to have the suffrage; its effect on him is to pervert, not to elevate his mind. Instead of
opening his heart to an exalted patriotism and the obligation of public duty, it awakens and nourishes in him
the disposition to use a public function for his own interest, pleasure, or caprice; the same feelings and
purposes, on a humbler scale, which actuate a despot and oppressor. Now an ordinary citizen in any public
position, or on whom there devolves any social function, is certain to think and feel, respecting the
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obligations it imposes on him, exactly what society appears to think and feel in conferring it. What seems to
be expected from him by society forms a standard which he may fall below, but which he will seldom rise
above. And the interpretation which he is almost sure to put upon secret voting is that he is not bound to give
his vote with any reference to those who are not allowed to know how he gives it; but may bestow it simply
as he feels inclined.
This is the decisive reason why the argument does not hold, from the use of the ballot in clubs and private
societies, to its adoption in parliamentary elections. A member of a club is really, what the elector falsely
believes himself to be, under no obligation to consider the wishes or interests of any one else. He declares
nothing by his vote but that he is or is not willing to associate, in a manner more or less close, with a
particular person. This is a matter on which, by universal admission, his own pleasure or inclination is
entitled to decide: and that he should be able so to decide it without risking a quarrel is best for everybody,
the rejected person included. An additional reason rendering the ballot unobjectionable in these cases is that it
does not necessarily or naturally lead to lying. The persons concerned are of the same class or rank, and it
would be considered improper in one of them to press another with questions as to how he had voted. It is far
otherwise in parliamentary elections, and is likely to remain so, as long as the social relations exist which
produce the demand for the ballot; as long as one person is sufficiently the superior of another to think
himself entitled to dictate his vote. And while this is the case, silence or an evasive answer is certain to be
construed as proof that the vote given has not been that which was desired.
In any political election, even by universal suffrage (and still more obviously in the case of a restricted
suffrage), the voter is under an absolute moral obligation to consider the interest of the public, not his private
advantage, and give his vote, to the best of his judgment, exactly as he would be bound to do if he were the
sole voter, and the election depended upon him alone. This being admitted, it is at least a prima facie
consequence that the duty of voting, like any other public duty, should be performed under the eye and
criticism of the public; every one of whom has not only an interest in its performance, but a good title to
consider himself wronged if it is performed otherwise than honestly and carefully. Undoubtedly neither this
nor any other maxim of political morality is absolutely inviolable; it may be overruled by still more cogent
considerations. But its weight is such that the cases which admit of a departure from it must be of a strikingly
exceptional character.
It may, unquestionably, be the fact that if we attempt, by publicity, to make the voter responsible to the public
for his vote, he will practically be made responsible for it to some powerful individual, whose interest is more
opposed to the general interest of the community than that of the voter himself would be if, by the shield of
secrecy, he were released from responsibility altogether. When this is the condition, in a high degree, of a
large proportion of the voters, the ballot may be the smaller evil. When the voters are slaves, anything may be
tolerated which enables them to throw off the yoke. The strongest case for the ballot is when the mischievous
power of the Few over the Many is increasing. In the decline of the Roman republic the reasons for the ballot
were irresistible. The oligarchy was yearly becoming richer and more tyrannical, the people poorer and more
dependent, and it was necessary to erect stronger and stronger barriers against such abuse of the franchise as
rendered it but an instrument the more in the hands of unprincipled persons of consequence. As little can it be
doubted that the ballot, so far as it existed, had a beneficial operation in the Athenian constitution. Even in the
least unstable of the Grecian commonwealths freedom might be for the time destroyed by a single unfairly
obtained popular vote; and though the Athenian voter was not sufficiently dependent to be habitually coerced,
he might have been bribed, or intimidated by the lawless outrages of some knot of individuals, such as were
not uncommon even at Athens among the youth of rank and fortune. The ballot was in these cases a valuable
instrument of order, and conduced to the Eunomia by which Athens was distinguished among the ancient
commonwealths.
But in the more advanced states of modern Europe, and especially in this country, the power of coercing
voters has declined and is declining; and bad voting is now less to be apprehended from the influences to
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which the voter is subject at the hands of others than from the sinister interests and discreditable feelings
which belong to himself, either individually or as a member of a class. To secure him against the first, at the
cost of removing all restraint from the last, would be to exchange a smaller and a diminishing evil for a
greater and increasing one. On this topic, and on the question generally, as applicable to England at the
present date, I have, in a pamphlet on Parliamentary Reform, expressed myself in terms which, as I do not
feel that I can improve upon, I will venture here to transcribe.
"Thirty years ago it was still true that in the election of members of Parliament the main evil to be guarded
against was that which the ballot would exclude coercion by landlords, employers, and customers. At
present, I conceive, a much greater source of evil is the selfishness, or the selfish partialities, of the voter
himself. A base and mischievous vote is now, I am convinced, much oftener given from the voter's personal
interest, or class interest, or some mean feeling in his own mind, than from any fear of consequences at the
hands of others: and to these influences the ballot would enable him to yield himself up, free from all sense of
shame or responsibility.
"In times not long gone by, the higher and richer classes were in complete possession of the government.
Their power was the master grievance of the country. The habit of voting at the bidding of an employer, or of
a landlord, was so firmly established, that hardly anything was capable of shaking it but a strong popular
enthusiasm, seldom known to exist but in a good cause. A vote given in opposition to those influences was
therefore, in general, an honest, a publicspirited vote; but in any case, and by whatever motive dictated, it
was almost sure to be a good vote, for it was a vote against the monster evil, the overruling influence of
oligarchy. Could the voter at that time have been enabled, with safety to himself, to exercise his privilege
freely, even though neither honestly nor intelligently, it would have been a great gain to reform; for it would
have broken the yoke of the then ruling power in the country the power which had created and which
maintained all that was bad in the institutions and the administration of the State the power of landlords
and boroughmongers.
"The ballot was not adopted; but the progress of circumstances has done and is doing more and more, in this
respect, the work of the ballot. Both the political and the social state of the country, as they affect this
question, have greatly changed, and are changing every day. The higher classes are not now masters of the
country. A person must be blind to all the signs of the times who could think that the middle classes are as
subservient to the higher, or the working classes as dependent on the higher and middle, as they were a
quarter of a century ago. The events of that quarter of a century have not only taught each class to know its
own collective strength, but have put the individuals of a lower class in a condition to show a much bolder
front to those of a higher. In a majority of cases, the vote of the electors, whether in opposition to or in
accordance with the wishes of their superiors, is not now the effect of coercion, which there are no longer the
same means of applying, but the expression of their own personal or political partialities. The very vices of
the present electoral system are a proof of this. The growth of bribery, so loudly complained of, and the
spread of the contagion to places formerly free from it, are evidence that the local influences are no longer
paramount; that the electors now vote to please themselves, and not other people. There is, no doubt, in
counties, and in the smaller boroughs, a large amount of servile dependence still remaining; but the temper of
the times is adverse to it, and the force of events is constantly tending to diminish it. A good tenant can now
feel that he is as valuable to his landlord as his landlord is to him; a prosperous tradesman can afford to feel
independent of any particular customer. At every election the votes are more and more the voter's own. It is
their minds, far more than their personal circumstances, that now require to be emancipated. They are no
longer passive instruments of other men's will mere organs for putting power into the hands of a
controlling oligarchy. The electors themselves are becoming the oligarchy.
"Exactly in proportion as the vote of the elector is determined by his own will, and not by that of somebody
who is his master, his position is similar to that of a member of Parliament, and publicity is indispensable. So
long as any portion of the community are unrepresented, the argument of the Chartists against ballot in
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conjunction with a restricted suffrage is unassailable. The present electors, and the bulk of those whom any
probable Reform Bill would add to the number, are the middle class; and have as much a class interest,
distinct from the working classes, as landlords or great manufacturers. Were the suffrage extended to all
skilled labourers, even these would, or might, still have a class interest distinct from the unskilled. Suppose it
extended to all men suppose that what was formerly called by the misapplied name of universal suffrage,
and now by the silly title of manhood suffrage, became the law; the voters would still have a class interest, as
distinguished from women. Suppose that there were a question before the Legislature specially affecting
women; as whether women should be allowed to graduate at Universities; whether the mild penalties inflicted
on ruffians who beat their wives daily almost to death's door should be exchanged for something more
effectual; or suppose that any one should propose in the British Parliament, what one State after another in
America is enacting, not by a mere law, but by a provision of their revised Constitutions that married
women should have a right to their own property. Are not a man's wife and daughters entitled to know
whether he votes for or against a candidate who will support these propositions?
"It will of course be objected that these arguments' derive all their weight from the supposition of an unjust
state of the suffrage: That if the opinion of the nonelectors is likely to make the elector vote more honestly,
or more beneficially, than he would vote if left to himself, they are more fit to be electors than he is, and
ought to have the franchise: That whoever is fit to influence electors is fit to be an elector: That those to
whom voters ought to be responsible should be themselves voters; and being such, should have the safeguard
of the ballot to shield them from the undue influence of powerful individuals or classes to whom they ought
not to be responsible.
"This argument is specious, and I once thought it conclusive. It now appears to me fallacious. All who are fit
to influence electors are not, for that reason, fit to be themselves electors. This last is a much greater power
than the former, and those may be ripe for the minor political function who could not as yet be safely trusted
with the superior. The opinions and wishes of the poorest and rudest class of labourers may be very useful as
one influence among others on the minds of the voters, as well as on those of the Legislature; and yet it might
be highly mischievous to give them the preponderant influence by admitting them, in their present state of
morals and intelligence, to the full exercise of the suffrage. It is precisely this indirect influence of those who
have not the suffrage over those who have which, by its progressive growth, softens the transition to every
fresh extension of the franchise, and is the means by which, when the time is ripe, the extension is peacefully
brought about. But there is another and a still deeper consideration, which should never be left out of the
account in political speculations. The notion is itself unfounded, that publicity, and the sense of being
answerable to the public, are of no use unless the public are qualified to form a sound judgment. It is a very
superficial view of the utility of public opinion to suppose that it does good only when it succeeds in
enforcing a servile conformity to itself. To be under the eyes of others to have to defend oneself to others
is never more important than to those who act in opposition to the opinion of others, for it obliges them to
have sure ground of their own. Nothing has so steadying an influence as working against pressure. Unless
when under the temporary sway of passionate excitement, no one will do that which he expects to be greatly
blamed for, unless from a preconceived and fixed purpose of his own; which is always evidence of a
thoughtful and deliberate character, and, except in radically bad men, generally proceeds from sincere and
strong personal convictions. Even the bare fact of having to give an account of their conduct is a powerful
inducement to adhere to conduct of which at least some decent account can be given. If any one thinks that
the mere obligation of preserving decency is not a very considerable check on the abuse of power, he has
never had his attention called to the conduct of those who do not feel under the necessity of observing that
restraint. Publicity is inappreciable, even when it does no more than prevent that which can by no possibility
be plausibly defended than compel deliberation, and force every one to determine, before he acts, what he
shall say if called to account for his actions.
"But, if not now (it may be said), at least hereafter, when all are fit to have votes, and when all men and
women are admitted to vote in virtue of their fitness; then there can no longer be danger of class legislation;
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then the electors, being the nation, can have no interest apart from the general interest: even if individuals still
vote according to private or class inducements, the majority will have no such inducement; and as there will
then be no nonelectors to whom they ought to be responsible, the effect of the ballot, excluding none but the
sinister influences, will be wholly beneficial.
"Even in this I do not agree. I cannot think that even if the people were fit for, and had obtained, universal
suffrage, the ballot would be desirable. First, because it could not, in such circumstances be supposed to be
needful. Let us only conceive the state of things which the hypothesis implies; a people universally educated,
and every grownup human being possessed of a vote. If, even when only a small proportion are electors,
and the majority of the population almost uneducated, public opinion is already, as every one now sees that it
is, the ruling power in the last resort; it is a chimera to suppose that over a community who all read, and who
all have votes, any power could be exercised by landlords and rich people against their own inclination which
it would be at all difficult for them to throw off. But though the protection of secrecy would then be needless,
the control of publicity would be as needful as ever. The universal observation of mankind has been very
fallacious if the mere fact of being one of the community, and not being in a position of pronounced
contrariety of interest to the public at large, is enough to ensure the performance of a public duty, without
either the stimulus or the restraint derived from the opinion of our fellow creatures. A man's own particular
share of the public interest, even though he may have no private interest drawing him in the opposite
direction, is not, as a general rule, found sufficient to make him do his duty to the public without other
external inducements. Neither can it be admitted that even if all had votes they would give their votes as
honestly in secret as in public.
"The proposition that the electors when they compose the whole of the community cannot have an interest in
voting against the interest of the community will be found on examination to have more sound than meaning
in it. Though the community as a whole can have (as the terms imply) no other interest than its collective
interest, any or every individual in it may. A man's interest consists of whatever he takes an interest in.
Everybody has as many different interests as he has feelings; likings or dislikings, either of a selfish or of a
better kind. It cannot be said that any of these, taken by itself, constitutes 'his interest'; he is a good man or a
bad according as he prefers one class of his interests or another. A man who is a tyrant at home will be apt to
sympathise with tyranny (when not exercised over himself): he will be almost certain not to sympathise with
resistance to tyranny. An envious man will vote against Aristides because he is called the just. A selfish man
will prefer even a trifling individual benefit to his share of the advantage which his country would derive
from a good law; because interests peculiar to himself are those which the habits of his mind both dispose
him to dwell on, and make him best able to estimate. A great number of the electors will have two sets of
preferences those on private and those on public grounds. The last are the only ones which the elector
would like to avow. The best side of their character is that which people are anxious to show, even to those
who are no better than themselves. People will give dishonest or mean votes from lucre, from malice, from
pique, from personal rivalry, even from the interests or prejudices of class or sect, more readily in secret than
in public. And cases exist they may come to be more frequent in which almost the only restraint upon
a majority of knaves consists in their involuntary respect for the opinion of an honest minority. In such a case
as that of the repudiating States of North America, is there not some check to the unprincipled voter in the
shame of looking an honest man in the face? Since all this good would be sacrificed by the ballot, even in the
circumstances most favourable to it, a much stronger case is requisite than can now be made out for its
necessity (and the case is continually becoming still weaker) to make its adoption desirable."[8]
On the other debateable points connected with the mode of voting it is not necessary to expend so many
words. The system of personal representation, as organised by Mr. Hare, renders necessary the employment
of voting papers. But it appears to me indispensable that the signature of the elector should be affixed to the
paper at a public polling place, or if there be no such place conveniently accessible, at some office open to all
the world, and in the presence of a responsible public officer. The proposal which has been thrown out of
allowing the voting papers to be filled up at the voter's own residence, and sent by the post, or called for by a
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public officer, I should regard as fatal. The act would be done in the absence of the salutary and the presence
of all the pernicious influences. The briber might, in the shelter of privacy, behold with his own eyes his
bargain fulfilled, and the intimidator could see the extorted obedience rendered irrevocably on the spot; while
the beneficent counterinfluence of the presence of those who knew the voter's real sentiments, and the
inspiring effect of the sympathy of those of his own party or opinion, would be shut out.[9]
The polling places should be so numerous as to be within easy reach of every voter; and no expenses of
conveyance, at the cost of the candidate, should be tolerated under any pretext. The infirm, and they only on
medical certificate, should have the right of claiming suitable carriage conveyance, at the cost of the State, or
of the locality. Hustings, poll clerks, and all the necessary machinery of elections, should be at the public
charge. Not only the candidate should not be required, he should not be permitted, to incur any but a limited
and trifling expense for his election. Mr. Hare thinks it desirable that a sum of £50 should be required from
every one who places his name on the list of candidates, to prevent persons who have no chance of success,
and no real intention of attempting it, from becoming candidates in wantonness or from mere love of
notoriety, and perhaps carrying off a few votes which are needed for the return of more serious aspirants.
There is one expense which a candidate or his supporters cannot help incurring, and which it can hardly be
expected that the public should defray for every one who may choose to demand it; that of making his claims
known to the electors, by advertisements, placards, and circulars. For all necessary expenses of this kind the
£50 proposed by Mr. Hare, if allowed to be drawn upon for these purposes (it might be made £100 if
requisite), ought to be sufficient. If the friends of the candidate choose to go to expense for committees and
canvassing there are no means of preventing them; but such expenses out of the candidates's own pocket, or
any expenses whatever beyond the deposit of £50 (or £100), should be illegal and punishable. If there
appeared any likelihood that opinion would refuse to connive at falsehood, a declaration on oath or honour
should be required from every member on taking his seat that he had not expended, nor would expend,
money or money's worth beyond the £50, directly or indirectly, for the purposes of his election; and if the
assertion were proved to be false or the pledge to have been broken, he should be liable to the penalties of
perjury.
It is probable that those penalties, by showing that the Legislature was in earnest, would turn the course of
opinion in the same direction, and would hinder it from regarding, as has hitherto done, this most serious
crime against society as a venial peccadillo. When once this effect has been produced, there need be no doubt
that the declaration on oath or honour would be considered binding.[10] "Opinion tolerates a false disclaimer,
only when it already tolerates the thing disclaimed." This is notoriously the case with regard to electoral
corruption. There has never yet been, among political men, any real and serious attempt to prevent bribery,
because there has been no real desire that elections should not be costly. Their costliness is an advantage to
those who can afford the expense, by excluding a multitude of competitors; and anything, however noxious,
is cherished as having a conservative tendency if it limits the access to Parliament to rich men. This is a
rooted feeling among our legislators of both political parties, and is almost the only point on which I believe
them to be really illintentioned. They care comparatively little who votes, as long as they feel assured that
none but persons of their own class can be voted for. They know that they can rely on the fellowfeeling of
one of their class with another, while the subservience of nouveaux enrichis, who are knocking at the door of
the class, is a still surer reliance; and that nothing very hostile to the class interests or feelings of the rich need
be apprehended under the most democratic suffrage as long as democratic persons can be prevented from
being elected to Parliament. But, even from their own point of view, this balancing of evil by evil, instead of
combining good with good, is a wretched policy. The object should be to bring together the best members of
both classes, under such a tenure as shall induce them to lay aside their class preferences, and pursue jointly
the path traced by the common interest; instead of allowing the class feelings of the Many to have full swing
in the constituencies, subject to the impediment of having to act through persons imbued with the class
feelings of the Few.
A more substantial difficulty is that one of the forms most frequently assumed by election expenditure is that
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of subscriptions to local charities, or other local objects; and it would be a strong measure to enact that money
should not be given in charity, within a place, by the member for it. When such subscriptions are bona fide,
the popularity which may be derived from them is an advantage which it seems hardly possible to deny to
superior riches. But the greatest part of the mischief consists in the fact that money so contributed is
employed in bribery, under the euphemistic name of keeping up the member's interest. To guard against this,
it should be part of the member's promissory declaration, that all sums expended by him in the place, or for
any purpose connected with it or with any of its inhabitants (with the exception perhaps of his own hotel
expenses), should pass through the hands of the election auditor, and be by him (and not by the member
himself or his friends) applied to its declared purpose.
The principle of making all lawful expenses of a charge not upon the candidate, but upon the locality, was
upheld by two of the best witnesses (pp. 20, 6570, 277).
There is scarcely any mode in which political institutions are more morally mischievous work greater evil
through their spirit than by representing political functions as a favour to be conferred, a thing which the
depositary is to ask for as desiring it for himself, and even pay for as if it were designed for his pecuniary
benefit. Men are not fond of paying large sums for leave to perform a laborious duty. Plato had a much juster
view of the conditions of good government when he asserted that the persons who should be sought out to be
invested with political power are those who are personally most averse to it, and that the only motive which
can be relied on for inducing the fittest men to take upon themselves the toils of government is the fear of
being governed by worse men. What must an elector think, when he sees three or four gentlemen, none of
them previously observed to be lavish of their money on projects of disinterested beneficence, vying with one
another in the sums they expend to be enabled to write M.P. after their names? Is it likely he will suppose that
it is for his interest they incur all this cost? And if he form an uncomplimentary opinion of their part in the
affair, what moral obligation is he likely to feel as to his own? Politicians are fond of treating it as the dream
of enthusiasts that the electoral body will ever be uncorrupt: truly enough, until they are willing to become so
themselves: for the electors, assuredly, will take their moral tone from the candidates. So long as the elected
member, in any shape or manner, pay for his seat, all endeavours, will fail to make the business of election
anything but a selfish bargain on all sides. "So long as the candidate himself, and the customs of the world,
seem to regard the function of a member of Parliament less as a duty to be discharged than a personal favour
to be solicited, no effort will avail to implant in an ordinary voter the feeling that the election of a member of
Parliament is also a matter of duty, and that he is not at liberty to bestow his vote on any other consideration
than that of personal fitness."
The same principle which demands that no payment of money for election purposes should be either required
or tolerated on the part of the person elected dictates another conclusion, apparently of contrary tendency, but
really directed to the same object. It negatives what has often been proposed as a means of rendering
Parliament accessible to persons of all ranks and circumstances; the payment of members of Parliament. If, as
in some of our colonies, there are scarcely any fit persons who can afford to attend to an unpaid occupation,
the payment should be an indemnity for loss of time or money, not a salary. The greater latitude of choice
which a salary would give is an illusory advantage. No remuneration which any one would think of attaching
to the post would attract to it those who were seriously engaged in other lucrative professions with a prospect
of succeeding in them. The business of a member of Parliament would therefore become an occupation in
itself; carried on, like other professions, with a view chiefly to its pecuniary returns, and under the
demoralising influences of an occupation essentially precarious. It would become an object of desire to
adventurers of a low class; and 658 persons in possession, with ten or twenty times as many in expectancy,
would be incessantly bidding to attract or retain the suffrages of the electors, by promising all things, honest
or dishonest, possible or impossible, and rivalling each other in pandering to the meanest feelings and most
ignorant prejudices of the vulgarest part of the crowd. The auction between Cleon and the sausageseller in
Aristophanes is a fair caricature of what would be always going on. Such an institution would be a perpetual
blister applied to the most peccant parts of human nature. It amounts to offering 658 prizes for the most
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successful flatterer, the most adroit misleader, of a body of his fellowcountrymen. Under no despotism has
there been such an organised system of tillage for raising a rich crop of vicious courtiership.[11] When, by
reason of preeminent qualifications (as may at any time happen to be the case), it is desirable that a person
entirely without independent means, either derived from property or from a trade or profession, should be
brought into Parliament to render services which no other person accessible can render as well, there is the
resource of a public subscription; he may be supported while in Parliament, like Andrew Marvell, by the
contributions of his constituents. This mode is unobjectionable for such an honour will never be paid to mere
subserviency: bodies of men do not care so much for the difference between one sycophant and another as to
go to the expense of his maintenance in order to be flattered by that particular individual. Such a support will
only be given in consideration of striking and impressive personal qualities, which, though no absolute proof
of fitness to be a national representative, are some presumption of it, and, at all events, some guarantee for the
possession of an independent opinion and will.
Chapter 11. Of the Duration of Parliaments.
AFTER HOW long a term should members of Parliament be subject to reelection? The principles involved
are here very obvious; the difficulty lies in their application. On the one hand, the member ought not to have
so long a tenure of his seat as to make him forget his responsibility, take his duties easily, conduct them with
a view to his own personal advantage, or neglect those free and public conferences with his constituents
which, whether he agrees or differs with them, are one of the benefits of representative government. On the
other hand, he should have such a term of office to look forward to as will enable him to be judged, not by a
single act, but by his course of action. It is important that he should have the greatest latitude of individual
opinion and discretion compatible with the popular control essential to free government; and for this purpose
it is necessary that the control should be exercised, as in any case it is best exercised, after sufficient time has
been given him to show all the qualities he possesses, and to prove that there is some other way than that of a
mere obedient voter and advocate of their opinions, by which he can render himself in the eyes of his
constituents a desirable and creditable representative.
It is impossible to fix, by any universal rule, the boundary between these principles. Where the democratic
power in the constitution is weak or overpassive, and requires stimulation; where the representative, on
leaving his constituents, enters at once into a courtly or aristocratic atmosphere, whose influences all tend to
deflect his course into a different direction from the popular one, to tone down any democratic feelings which
he may have brought with him, and make him forget the wishes and grow cool to the interests of those who
chose him the obligation of a frequent return to them for a renewal of his commission is indispensable to
keeping his temper and character up to the right mark. Even three years, in such circumstances, are almost too
long a period; and any longer term is absolutely inadmissible. Where, on the contrary, democracy is the
ascendant power, and still tends to increase, requiring rather to be moderated in its exercise than encouraged
to any abnormal activity; where unbounded publicity, and an everpresent newspaper press, give the
representative assurance that his every act will be immediately known, discussed, and judged by his
constituents, and that he is always either gaining or losing ground in the estimation; while by the same means
the influence of their sentiments, and all other democratic influences, are kept constantly alive and active in
his own mindless than five years would hardly be a sufficient period to prevent timid subserviency. The
change which has taken place in English politics as to all these features explains why annual Parliaments,
which forty years ago stood prominently in front of the creed of the more advanced reformers, are so little
cared for and so seldom heard of at present. It deserves consideration that, whether the term is short or long,
during the last year of it the members are in position in which they would always be if Parliaments were
annual: so that if the term were very brief, there would virtually be annual Parliaments during a great
proportion of all time. As things now are, the period of seven years, though of unnecessary length, is hardly
worth altering for any benefit likely to be produced; especially since the possibility, always impending, of an
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earlier dissolution keeps the motives for standing well with constituents always before the member's eyes.
Whatever may be the term most eligible for the duration of the mandate, it might seem natural that the
individual member should vacate his seat at the expiration of that term from the day of his election, and that
there should be no general renewal of the whole House. A great deal might be said for this system if there
were any practical object in recommending it. But it is condemned by much stronger reasons than can be
alleged in its support. One is, that there would be no means of promptly getting rid of a majority which had
pursued a course offensive to the nation. The certainty of a general election after a limited, which would often
be a nearly expired, period, and the possibility of it at any time when the minister either desires it for his own
sake, or thinks that it would make him popular with the country, tend to prevent that wide divergence
between the feelings of the assembly and those of the constituency, which might subsist indefinitely if the
majority of the House had always several years of their term still to run if it received new infusions drop
by drop, which would be more likely to assume than to modify the qualities of the mass they were joined to.
It is as essential that the general sense of the House should accord in the main with that of the nation as is that
distinguished individuals should be forfeiting their seats, to give free utterance to the most unpopular
sentiments. There is another reason, of much weight, against the gradual and partial renewal of a
representative assembly. It is useful that there should be a periodical general muster of opposing forces, to
gauge the state of the national mind, and ascertain, beyond dispute, the relative strength of different parties
and opinions. This is not done conclusively by any partial renewal, even where, as in some of the French
constitutions, a large fraction, a fifth or a third, go out at once.
The reasons for allowing to the executive the power of dissolution will be considered in a subsequent chapter,
relating to the constitution and functions of the Executive in a representative government.
Chapter 12. Ought Pledges to be Required from Members of Parliament?
SHOULD A member of the legislature be bound by the instructions of his constituents? Should he be the
organ of their sentiments, or of his own? their ambassador to a congress, or their professional agent,
empowered not only to act for them, but to judge for them what ought to be done? These two theories of the
duty of a legislator in a representative government have each its supporters, and each is the recognised
doctrine of some representative governments. In the Dutch United Provinces, the members of the States
General were mere delegates; and to such a length was the doctrine carried, that when any important question
arose which had not been provided for in their instructions, they had to refer back to their constituents,
exactly as an ambassador does to the government from which he is accredited. In this and most other
countries which possess representative constitutions, law and custom warrant a member of Parliament in
voting according to his opinion of right, however different from that of his constituents: but there is a floating
notion of the opposite kind, which has considerable practical operation on many minds, even of members of
Parliament, and often makes them, independently of desire for popularity, or concern for their reelection,
feel bound in conscience to let their conduct, on questions on which their constituents have a decided opinion,
be the expression of that opinion rather than of their own. Abstractedly from positive law, and from the
historical traditions of any particular people, which of these notions of the duty of a representative is the true
one?
Unlike the questions which we have hitherto treated, this is not a question of constitutional legislation, but of
what may more properly be called constitutional morality the ethics of representative government. It does
not so much concern institutions, as the temper of mind which the electors ought to bring to the discharge of
their functions; the ideas which should prevail as to the moral duties of an elector. For let the system of
representation be what it may, it will be converted into one of mere delegation if the electors so choose. As
long as they are free not to vote, and free to vote as they like, they cannot be prevented from making their
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vote depend on any condition they think fit to annex to it. By refusing to elect any one who will not pledge
himself to all their opinions, and even, if they please, to consult with them before voting on any important
subject not foreseen, they can reduce their representative to their mere mouthpiece, or compel him in honour,
when no longer willing to act in that capacity, to resign his seat. And since they have the power of doing this,
the theory of the Constitution ought to suppose that they will wish to do it; since the very principle of
constitutional government requires it to be assumed that political power will be abused to promote the
particular purposes of the holder; not because it always is so, but because such is the natural tendency of
things, to guard against which is the especial use of free institutions. However wrong, therefore, or however
foolish, we may think it in the electors to convert their representative into a delegate, that stretch of the
electoral privilege being a natural and not improbable one, the same precautions ought to be taken as if it
were certain. We may hope that the electors will not act on this notion of the use of the suffrage; but a
representative government needs to be so framed that, even if they do, they shall not be able to effect what
ought not to be in the power of any body of persons class legislation for their own benefit.
When it is said that the question is only one of political morality, this does not extenuate its importance.
Questions of constitutional morality are of no less practical moment than those relating to the constitution
itself. The very existence of some governments, and all that renders others endurable, rests on the practical
observance of doctrines of constitutional morality; traditional notions in the minds of the several constituted
authorities, which modify the use that might otherwise be made of their powers. In unbalanced governments
pure monarchy, pure aristocracy, pure democracy such maxims are the only barrier which restrains the
government from the utmost excesses in the direction of its characteristic tendency. In imperfectly balanced
governments, where some attempt is made to set constitutional limits to the impulses of the strongest power,
but where that power is strong enough to overstep them with at least temporary impunity, it is only by
doctrines of constitutional morality, recognised and sustained by opinion, that any regard at all is preserved
for the checks and limitations of the constitution. In wellbalanced governments, in which the supreme
power is divided, and each sharer is protected against the usurpations of the others in the only manner
possible namely, by being armed for defence with weapons as strong as the others can wield for attack
the government can only be carried on by forbearance on all sides to exercise those extreme powers, unless
provoked by conduct equally extreme on the part of some other sharer of power: and in this case we may
truly say that only by the regard paid to maxims of constitutional morality is the constitution kept in
existence. The question of pledges is not one of those which vitally concern the existence of representative
governments; but it is very material to their beneficial operation. The laws cannot prescribe to the electors the
principles by which they shall direct their choice; but it makes a great practical difference by what principles
they think they ought to direct it. And the whole of that great question is involved in the inquiry whether they
should make it a condition that the representative shall adhere to certain opinions laid down for him by his
constituents.
No reader of this treatise can doubt what conclusion, as to this matter, results from the general principles
which it professes. We have from the first affirmed, and unveryingly kept in view, the coequal importance
of two great requisites of government: responsibility to those for whose benefit political power ought to be,
and always professes to be, employed; and jointly therewith to obtain, in the greatest measure possible, for
the function of government the benefits of superior intellect, trained by long meditation and practical
discipline to that special task. If this second purpose is worth attaining, it is worth the necessary price.
Superior powers of mind and profound study are of no use if they do not sometimes lead a person to different
conclusions from those which are formed by ordinary powers of mind without study: and if it be an object to
possess representatives in any intellectual respect superior to average electors, it must be counted upon that
the representative will sometimes differ in opinion from the majority of his constituents, and that when he
does, his opinion will be the oftenest right of the two. It follows that the electors will not do wisely if they
insist on absolute conformity to their opinions as the condition of his retaining his seat.
The principle is, thus far, obvious; but there are real difficulties in its application: and we will begin by
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stating them in their greatest force. If it is important that the electors should choose a representative more
highly instructed than themselves, it is no less necessary that this wiser man should be responsible to them; in
other words, they are the judges of the manner in which he fulfils his trust: and how are they to judge, except
by the standard of their own opinions? How are they even to select him in the first instance but by the same
standard? It will not do to choose by mere brilliancy by superiority of showy talent. The tests by which an
ordinary man can judge beforehand of mere ability are very imperfect: such as they are, they have almost
exclusive reference to the arts of expression, and little or none to the worth of what is expressed. The latter
cannot be inferred from the former; and if the electors are to put their own opinions in abeyance, what
criterion remains to them of the ability to govern well? Neither, if they could ascertain, even infallibly, the
ablest man, ought they to allow him altogether to judge for them, without any reference to their own
opinions. The ablest candidate may be a Tory and the electors Liberals; or a Liberal and they may be Tories.
The political questions of the day may be Church questions, and he may be a High Churchman or a
Rationalist, while they may be Dissenters or Evangelicals; and vice versa. His abilities, in these cases, might
only enable him to go greater lengths, and act with greater effect, in what they may conscientiously believe to
be a wrong course; and they may be bound, by their sincere convictions, to think it more important that their
representative should be kept, on these points, to what they deem the dictate of duty, than that they should be
represented by a person of more than average abilities. They may also have to consider, not solely how they
can be most ably represented, but how their particular moral position and mental point of view shall be
represented at all.
The influence of every mode of thinking which is shared by numbers ought to be felt in the legislature: and
the constitution being supposed to have made due provision that other and conflicting modes of thinking shall
be represented likewise, to secure the proper representation for their own mode may be the most important
matter which the electors on the particular occasion have to attend to. In some cases, too, it may be necessary
that the representative should have his hands tied, to keep him true to their interest, or rather to the public
interest as they conceive it. This would not be needful under a political system which assured them an
indefinite choice of honest and unprejudiced candidates; but under the existing system, in which the electors
are almost always obliged, by the expenses of election and the general circumstances of society, to select
their representative from persons of a station in life widely different from theirs, and having a different
classinterest, who will affirm that they ought to abandon themselves to his discretion? Can we blame an
elector of the poorer classes, who has only the choice among two or three rich men, for requiring from the
one he votes for a pledge to those measures which he considers as a test of emancipation from the
classinterests of the rich? It moreover always happens to some members of the electoral body to be obliged
to accept the representative selected by a majority of their own side. But though a candidate of their own
choosing would have no chance, their votes may be necessary to the success of the one chosen for them; and
their only means of exerting their share of influence on his subsequent conduct, may be to make their support
of him dependent on his pledging himself to certain conditions.
These considerations and counterconsiderations are so intimately interwoven with one another; it is so
important that the electors should choose as their representatives wiser men than themselves, and should
consent to be governed according to that superior wisdom, while it is impossible that conformity to their own
opinions, when they have opinions, should not enter largely into, their judgment as to who possesses the
wisdom, and how far its presumed possessor has verified the presumption by his conduct; that it seems quite
impracticable to lay down for the elector any positive rule of duty: and the result will depend, less on any
exact prescription, or authoritative doctrine of political morality, than on the general tone of mind of the
electoral body, in respect to the important requisite of deference to mental superiority. Individuals, and
peoples, who are acutely sensible of the value of superior wisdom, are likely to recognise it, where it exists,
by other signs than thinking exactly as they do, and even in spite of considerable differences of opinion: and
when they have recognised it they will be far too desirous to secure it, at any admissible cost, to be prone to
impose their own opinion as a law upon persons whom they look up to as wiser than themselves. On the other
hand, there is a character of mind which does not look up to any one; which thinks no other person's opinion
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much better than its own, or nearly so good as that of a hundred or a thousand persons like itself. Where this
is the turn of mind of the electors, they will elect no one who is not or at least who does not profess to be, the
image of their own sentiments, and will continue him no longer than while he reflects those sentiments in his
conduct: and all aspirants to political honours will endeavour, as Plato says in the "Gorgias," to fashion
themselves after the model of the Demos, and make themselves as like to it as possible. It cannot be denied
that a complete democracy has a strong tendency to cast the sentiments of the electors in this mould.
Democracy is not favourable to the reverential spirit. That it destroys reverence for mere social position must
be counted among the good, not the bad part of its influences; though by doing this it closes the principal
school of reverence (as to merely human relations) which exists in society. But also democracy, in its very
essence, insists so much more forcibly on the things in which all are entitled to be considered equally, than on
those in which one person is entitled to more consideration than another, that respect for even personal
superiority is likely to be below the mark. It is for this, among other reasons, I hold it of so much importance
that the institutions of the country should stamp the opinions of persons of a more educated class as entitled
to greater weight than those of the less educated: and I should still contend for assigning plurality of votes to
authenticated superiority of education, were it only to give the tone to public feeling, irrespective of any
direct political consequences.
When there does exist in the electoral body an adequate sense of the extraordinary difference in value
between one person and another, they will not lack signs by which to distinguish the persons whose worth for
their purposes is the greatest. Actual public services will naturally be the foremost indication: to have filled
posts of magnitude, and done important things in them, of which the wisdom has been justified by the results;
to have been the author of measures which appear from their effects to have been wisely planned; to have
made predictions which have been of verified by the event, seldom or never falsified by it; to have given
advice, which when taken has been followed by good consequences, when neglected, by bad. There is
doubtless a large portion of uncertainty in these signs of wisdom; but we are seeking for such as can be
applied by persons of ordinary discernment. They will do well not to rely much on any one indication, unless
corroborated by the rest; and, in their estimation of the success or merit of any practical effort, to lay great
stress on the general opinion of disinterested persons conversant with the subject matter. The tests which I
have spoken of are only applicable to tried men; among whom must be reckoned those who, though untried
practically, have been tried speculatively; who, in public speech or in print, have discussed public affairs in a
manner which proves that they have given serious study to them. Such persons may, in the mere character of
political thinkers, have exhibited a considerable amount of the same titles to confidence as those who have
been proved in the position of practical statesmen. When it is necessary to choose persons wholly untried, the
best criteria are, reputation for ability among those who personally know them, and the confidence placed and
recommendations given by persons already looked up to. By tests like these, constituencies who sufficiently
value mental ability, and eagerly seek for it, will generally succeed in obtaining men beyond mediocrity, and
often men whom they can trust to carry on public affairs according to their unfettered judgment; to whom it
would be an affront to require that they should give up that judgment at the behest of their inferiors in
knowledge.
If such persons, honestly sought, are not to be found, then indeed the electors are justified in taking other
precautions; for they cannot be expected to postpone their particular opinions, unless in order that they may
be served by a person of superior knowledge to their own. They would do well, indeed, even then, to
remember, that when once chosen, the representative, if he devotes himself to his duty, has greater
opportunities of correcting an original false judgment than fall to the lot of most of his constituents; a
consideration which generally ought to prevent them (unless compelled by necessity to choose some one
whose impartiality they do not fully trust) from exacting a pledge not to change his opinion, or, if he does, to
resign his seat. But when an unknown person, not certified in unmistakable terms by some high authority, is
elected for the first time, the elector cannot be expected not to make conformity to his own sentiments the
primary requisite. It is enough if he does not regard a subsequent change of those sentiments, honestly
avowed, with its grounds undisguisedly stated, as a peremptory reason for withdrawing his confidence.
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Even supposing the most tried ability and acknowledged eminence of character in the representative, the
private opinions of the electors are not to be placed entirely in abeyance. Deference to mental superiority is
not to go the length of selfannihilation abnegation of any personal opinion. But when the difference does
not relate to the fundamentals of politics, however decided the elector may be in his own sentiments, he ought
to consider that when an able man differs from him there is at least a considerable chance of his being in the
wrong, and that even if otherwise, it is worth while to give up his opinion in things not absolutely essential,
for the sake of the inestimable advantage of having an able man to act for him in the many matters in which
he himself is not qualified to form a judgment. In such cases he often endeavours to reconcile both wishes, by
inducing the able man to sacrifice his own opinion on the points of difference: but, for the able man to lend
himself to this compromise, is treason against his especial office; abdication of the peculiar duties of mental
superiority, of which it is one of the most sacred not to desert the cause which has the clamour against it, nor
to deprive of his services those of his opinions which need them the most. A man of conscience and known
ability should insist on full freedom to act as he in his own judgment deems best; and should not consent to
serve on any other terms. But the electors are entitled to know how he means to act; what opinions, on all
things which concern his public duty, he intends should guide his conduct. If some of these are unacceptable
to them, it is for him to satisfy them that he nevertheless deserves to be their representative; and if they are
wise, they will overlook, in favour of his general value, many and great differences between his opinions and
their own.
There are some differences, however, which they cannot be expected to overlook. Whoever feels the amount
of interest in the government of his country which befits a freeman, has some convictions on national affairs
which are like his lifeblood; which the strength of his belief in their truth, together with the importance he
attaches to them, forbid him to make a subject of compromise, or postpone to the judgment of any person,
however greatly his superior. Such convictions, when they exist in a people, or in any appreciable portion of
one, are entitled to influence in virtue of their mere existence, and not solely in that of the probability of their
being grounded in truth. A people cannot be well governed in opposition to their primary notions of right,
even though these may be in some points erroneous. A correct estimate of the relation which should subsist
between governors and governed, does not require the electors to consent to be represented by one who
intends to govern them in opposition to their fundamental convictions. If they avail themselves of his
capacities of useful service in other respects, at a time when the points on which he is vitally at issue with
them are not likely to be mooted, they are justified in dismissing him at the first moment when a question
arises involving these, and on which there is not so assured a majority for what they deem right as to make
the dissenting voice of that particular individual unimportant. Thus (I mention names to illustrate my
meaning, not for any personal application) the opinions supposed to be entertained by Mr. Cobden and Mr.
Bright on resistance to foreign aggression might be overlooked during the Crimean war, when there was an
overwhelming national feeling on the contrary side, and might yet very properly lead to their rejection by the
electors at the time of the Chinese quarrel (though in itself a more doubtful question), because it was then for
some time a moot point whether their view of the case might not prevail.
As the general result of what precedes, we may affirm that actual pledges should not be required, unless, from
unfavourable social circumstances or faulty institutions, the electors are so narrowed in their choice as to be
compelled to fix it on a person presumptively under the influence of partialities hostile to their interest: That
they are entitled to a full knowledge of the political opinions and sentiments of the candidate; and not only
entitled, but often bound, to reject one who differs from themselves on the few articles which are the
foundation of their political belief: That in proportion to the opinion they entertain of the mental superiority
of a candidate, they ought to put up with his expressing and acting on opinions different from theirs on any
number of things not included in their fundamental articles of belief: That they ought to be unremitting in
their search for a representative of such calibre as to be entrusted with full power of obeying the dictates of
his own judgment: That they should consider it a duty which they owe to their fellowcountrymen, to do
their utmost towards placing men of this quality in the legislature: and that it is of much greater importance to
themselves to be represented by such a man than by one who professes agreement in a greater number of their
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opinions: for the benefits of his ability are certain, while the hypothesis of his being wrong and their being
right on the points of difference is a very doubtful one.
I have discussed this question on the assumption that the electoral system, in all that depends on positive
institution, conforms to the principles laid down in the preceding chapters. Even on this hypothesis, the
delegation theory of representation seems to me false, and its practical operation hurtful, though the mischief
would in that case be confined within certain bounds. But if the securities by which I have endeavoured to
guard the representative principle are not recognised by the Constitution; if provision is not made for the
representation of minorities, nor any difference admitted in the numerical value of votes, according to some
criterion of the amount of education possessed by the voters; in that case no words can exaggerate the
importance in principle of leaving an unfettered discretion to the representative; for it would then be the only
chance, under universal suffrage, for any other opinions than those of the majority to be heard in Parliament.
In that falsely called democracy which is really the exclusive rule of the operative classes, all others being
unrepresented and unheard, the only escape from class legislation in its narrowest, and political ignorance in
its most dangerous, form, would lie in such disposition as the uneducated might have to choose educated
representatives, and to defer to their opinions. Some willingness to do this might reasonably be expected, and
everything would depend upon cultivating it to the highest point. But, once invested with political
omnipotence, if the operative classes voluntarily concurred in imposing in this or any other manner any
considerable limitation upon their selfopinion and selfwill, they would prove themselves wiser than any
class, possessed of absolute power, has shown itself, or, we may venture to say, is ever likely to show itself,
under that corrupting influence.
Chapter 13. Of a Second Chamber.
OF ALL topics relating to the theory of representative government, none has been the subject of more
discussion, especially on the Continent, than what is known as the question of the Two Chambers. It has
occupied a greater amount of the attention of thinkers than many questions of ten times its importance, and
has been regarded as a sort of touchstone which distinguishes the partisans of limited from those of
uncontrolled democracy. For my own part, I set little value on any check which a Second Chamber can apply
to a democracy otherwise unchecked; and I am inclined to think that if all other constitutional questions are
rightly decided, it is but of secondary importance whether the Parliament consists of two Chambers, or only
of one.
If there are two Chambers, they may either be of similar, or of dissimilar composition. If of similar, both will
obey the same influences, and whatever has a majority in one of the Houses will be likely to have it in the
other. It is true that the necessity of obtaining the consent of both to the passing of any measure may at times
be a material obstacle to improvement, since, assuming both the Houses to be representative, and equal in
their numbers, a number slightly exceeding a fourth of the entire representation may prevent the passing of a
Bill; while, if there is but one House, a Bill is secure of passing if it has a bare majority. But the case
supposed is rather abstractedly possible than likely to occur in practice. It will not often happen that of two
Houses similarly composed, one will be almost unanimous, and the other nearly equally divided: if a majority
in one rejects a measure, there will generally have been a large minority unfavourable to it in the other; any
improvement, therefore, which could be thus impeded, would in almost all cases be one which had not much
more than a simple majority in the entire body, and the worst consequence that could ensue would be to delay
for a short time the passing of the measure, or give rise to a fresh appeal to the electors to ascertain if the
small majority in Parliament corresponded to an effective one in the country. The inconvenience of delay,
and the advantages of the appeal to the nation, might be regarded in this case as about equally balanced.
I attach little weight to the argument oftenest urged for having two Chambers to prevent precipitancy, and
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compel a second deliberation; for it must be a very illconstituted representative assembly in which the
established forms of business do not require many more than two deliberations. The consideration which tells
most, in my judgment, in favour of two Chambers (and this I do regard as of some moment) is the evil effect
produced upon the mind of any holder of power, whether an individual or an assembly, by the consciousness
of having only themselves to consult. It is important that no set of persons should, in great affairs, be able,
even temporarily, to make their sic volo prevail without asking any one else for his consent. A majority in a
single assembly, when it has assumed a permanent character when composed of the same persons
habitually acting together, and always assured of victory in their own House easily becomes despotic and
overweening, if released from the necessity of considering whether its acts will be concurred in by another
constituted authority. The same reason which induced the Romans to have two consuls makes it desirable
there should be two Chambers: that neither of them may be exposed to the corrupting influence of undivided
power, even for the space of a single year. One of the most indispensable requisites in the practical conduct of
politics, especially in the management of free institutions, is conciliation: a readiness to compromise; a
willingness to concede something to opponents, and to shape good measures so as to be as little offensive as
possible to persons of opposite views; and of this salutary habit, the mutual give and take (as it has been
called) between two Houses is a perpetual school; useful as such even now, and its utility would probably be
even more felt in a more democratic constitution of the Legislature.
But the Houses need not both be of the same composition; they may be intended as a check on one another.
One being supposed democratic, the other will naturally be constituted with a view to its being some restraint
upon the democracy. But its efficacy in this respect wholly depends on the social support which it can
command outside the House. An assembly which does not rest on the basis of some great power in the
country is ineffectual against one which does. An aristocratic House is only powerful in an aristocratic state
of society. The House of Lords was once the strongest power in our Constitution, and the Commons only a
checking body: but this was when the Barons were almost the only power out of doors. I cannot believe that,
in a really democratic state of society, the House of Lords would be of any practical value as a moderator of
democracy. When the force on one side is feeble in comparison with that on the other, the way to give it
effect is not to draw both out in line, and muster their strength in open field over against one another. Such
tactics would ensure the utter defeat of the less powerful. It can only act to advantage by not holding itself
apart, and compelling every one to declare himself either with or against it, but taking a position among,
rather than in opposition to, the crowd, and drawing to itself the elements most capable of allying themselves
with it on any given point; not appearing at all as an antagonist body, to provoke a general rally against it, but
working as one of the elements in a mixed mass, infusing its leaven, and often making what would be the
weaker part the stronger, by the addition of its influence. The really moderating power in a democratic
constitution must act in and through the democratic House.
That there should be, in every polity, a centre of resistance to the predominant power in the Constitution
and in a democratic constitution, therefore, a nucleus of resistance to the democracy I have already
maintained; and I regard it as a fundamental maxim of government. If any people, who possess a democratic
representation, are, from their historical antecedents, more willing to tolerate such a centre of resistance in the
form of a Second Chamber or House of Lords than in any other shape, this constitutes a stronger reason for
having it in that shape. But it does not appear to me the best shape in itself, nor by any means the most
efficacious for its object. If there are two Houses, one considered to represent the people, the other to
represent only a class, or not to be representative at all, I cannot think that where democracy is the ruling
power in society the Second House would have any real ability to resist even the aberrations of the first. It
might be suffered to exist in deference to habit and association, but not as an effective check. If it exercised
an independent will, it would be required to do so in the same general spirit as the other House; to be equally
democratic with it, and to content itself with correcting the accidental oversights of the more popular branch
of the legislature, or competing with it in popular measures.
The practicability of any real check to the ascendancy of the majority depends henceforth on the distribution
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of strength in the most popular branch of the governing body; and I have indicated the mode in which, to the
best of my judgment, a balance of forces might most advantageously be established there. I have also pointed
out, that even if the numerical majority were allowed to exercise complete predominance by means of a
corresponding majority in Parliament, yet if minorities also are permitted to enjoy the equal right due to them
on strictly democratic principles, of being represented proportionally to their numbers, this provision will
ensure the perpetual presence in the House by the same popular title as its other members, of so many of the
first intellects in the country, that without being in any way banded apart, or invested with any invidious
prerogative, this portion of the national representation will have a personal weight much more than in
proportion to its numerical strength, and will afford, in a most effective form, the moral centre of resistance
which is needed. A Second Chamber, therefore, is not required for this purpose, and would not contribute to
it, but might even, in some conceivable modes impede its attainment. If, however, for the other reasons
already mentioned, the decision were taken that there should be such a Chamber, it is desirable that it should
be composed of elements which, without being open to the imputation of class interests adverse to the
majority, would incline it to oppose itself to the class interests of the majority, and qualify it to raise its voice
with authority against their errors and weaknesses. These conditions evidently are not found in a body
constituted in the manner of our House of Lords. So soon as conventional rank and individual riches no
longer overawe the democracy, a House of Lords becomes insignificant.
Of all principles on which a wisely conservative body, destined to moderate and regulate democratic
ascendancy, could possibly be constructed, the best seems to be that exemplified in the Roman Senate, itself
the most consistently prudent and sagacious body that ever administered public affairs. The deficiencies of a
democratic assembly, which represents the general public, are the deficiencies of the public itself, want of
special training and knowledge. The appropriate corrective is to associate with it a body of which special
training and knowledge should be the characteristics. If one House represents popular feeling, the other
should represent personal merit, tested and guaranteed by actual public service, and fortified by practical
experience. If one is the People's Chamber, the other should be the Chamber of Statesmen; a council
composed of all living public men who have passed through important political offices or employments. Such
a Chamber would be fitted for much more than to be a merely moderating body. It would not be exclusively a
check, but also an impelling force. In its hands the power of holding the people back would be vested in those
most competent, and who would generally be most inclined, to lead them forward in any right course. The
council to whom the task would be entrusted of rectifying the people's mistakes would not represent a class
believed to be opposed to their interest, but would consist of their own natural leaders in the path of progress.
No mode of composition could approach to this in giving weight and efficacy to their function of moderators.
It would be impossible to cry down a body always foremost in promoting improvements as a mere
obstructive body, whatever amount of mischief it might obstruct.
Were the place vacant in England for such a Senate (I need scarcely say that this is a mere hypothesis), it
might be composed of some such elements as the following. All who were or had been members of the
Legislative Commission described in a former chapter, and which I regard as an indispensable ingredient in a
wellconstituted popular government. All who were or had been Chief justices, or heads of any of the
superior courts of law or equity. All who had for five years filled the office of puisne judge. All who had held
for two years any Cabinet office: but these should also be eligible to the House of Commons, and if elected
members of it, their peerage or senatorial office should be held in suspense. The condition of time is needed
to prevent persons from being named Cabinet Ministers merely to give them a seat in the Senate; and the
period of two years is suggested, that the same term which qualifies them for a pension might entitle them to
a senatorship. All who had filled the office of CommanderinChief; and all who, having commanded an
army or a fleet, had been thanked by Parliament for military or naval successes. All who had held, during ten
years, firstclass diplomatic appointments. All who had been GovernorsGeneral of India or British
America, and all who had held for ten years any Colonial Governorships. The permanent civil service should
also be represented; all should be senators who had filled, during ten years, the important offices of
UnderSecretary to the Treasury, permanent UnderSecretary of State, or any others equally high and
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responsible. If, along with the persons thus qualified by practical experience in the administration of public
affairs, any representation of the speculative class were to be included a thing in itself desirable it
would be worth consideration whether certain professorships, in certain national institutions, after a tenure of
a few years, might confer a seat in the Senate. Mere scientific and literary eminence are too indefinite and
disputable: they imply a power of selection, whereas the other qualifications speak for themselves; if the
writings by which reputation has been gained are unconnected with politics, they are no evidence of the
special qualities required, while if political, they would enable successive Ministries to deluge the House with
party tools.
The historical antecedents of England render it all but certain that, unless in the improbable case of a violent
subversion of the existing Constitution, any Second Chamber which could possibly exist would have to be
built on the foundation of the House of Lords. It is out of the question to think practically of abolishing that
assembly, to replace it by such a Senate as I have sketched, or by any other; but there might not be the same
insuperable difficulty in aggregating the classes or categories just spoken of to the existing body, in the
character of Peers for life. An ulterior, and perhaps, on this supposition, a necessary step, might be, that the
hereditary Peerage should be present in the House by their representatives instead of personally: a practice
already established in the case of the Scotch and Irish Peers, and which the mere multiplication of the order
will probably at some time or other render inevitable. An easy adaptation of Mr. Hare's plan would prevent
the representative Peers from representing exclusively the party which has the majority in the Peerage. If, for
example, one representative were allowed for every ten Peers, any ten might be admitted to choose a
representative, and the Peers might be free to group themselves for that purpose as they pleased. The election
might be thus conducted: All Peers who were candidates for the representation of their order should be
required to declare themselves such, and enter their names in a list. A day and place should be appointed at
which Peers desirous of voting should be present, either in person, or, in the usual parliamentary manner, by
their proxies. The votes should be taken, each Peer voting for only one. Every candidate who had as many as
ten votes should be declared elected. If any one had more, all but ten should be allowed to withdraw their
votes, or ten of the number should be selected by lot. These ten would form his constituency, and the
remainder of his voters would be set free to give their votes over again for some one else. This process should
be repeated until (so far as possible) every Peer present either personally or by proxy was represented. When
a number less than ten remained over, if amounting to five they might still be allowed to agree on a
representative; if fewer than five, their votes must be lost, or they might be permitted to record them in favour
of somebody already elected. With this inconsiderable exception, every representative Peer would represent
ten members of the Peerage, all of whom had not only voted for him, but selected him as the one, among all
open to their choice, by whom they were most desirous to be represented. As a compensation to the Peers
who were not chosen representatives of their order, they should be eligible to the House of Commons; a
justice now refused to Scotch Peers, and to Irish Peers in their own part of the kingdom, while the
representation in the House of Lords of any but the most numerous party in the Peerage is denied equally to
both.
The mode of composing a Senate, which has been here advocated, not only seems the best in itself, but is that
for which historical precedent, and actual brilliant success, can to the greatest extent be pleaded. It is not,
however, the only feasible plan that might be proposed. Another possible mode of forming a Second
Chamber would be to have it elected by the First; subject to the restriction that they should not nominate any
of their own members. Such an assembly, emanating like the American Senate from popular choice, only
once removed, would not be considered to clash with democratic institutions, and would probably acquire
considerable popular influence. From the mode of its nomination it would be peculiarly unlikely to excite the
jealousy of, to come into hostile collision with, the popular House. It would, moreover (due provision being
made for the representation of the minority), be almost sure to be well composed, and to comprise many of
that class of highly capable men, who, either from accident or for want of showy qualities, had been
unwilling to seek, or unable to obtain, the suffrages of a popular constituency.
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The best constitution of a Second Chamber is that which embodies the greatest number of elements exempt
from the class interests and prejudices of the majority, but having in themselves nothing offensive to
democratic feeling. I repeat, however, that the main reliance for tempering the ascendancy of the majority can
be placed in a Second Chamber of any kind. The character of a representative government is fixed by the
constitution of the popular House. Compared with this, all other questions relating to the form of government
are insignificant.
Chapter 14. Of the Executive in a Representative Government.
IT WOULD be out of place, in this treatise, to discuss the question into what departments or branches the
executive business of government may most conveniently be divided. In this respect the exigencies of
different governments are different; and there is little probability that any great mistake will be made in the
classification of the duties when men are willing to begin at the beginning, and do not hold themselves bound
by the series of accidents which, in an old government like ours, has produced the existing division of the
public business. It may be sufficient to say that the classification of functionaries should correspond to that of
subjects, and that there should not be several departments independent of one another to superintend different
parts of the same natural whole; as in our own military administration down to a recent period, and in a less
degree even at present. Where the object to be attained is single (such as that of having an efficient army), the
authority commissioned to attend to it should be single likewise. The entire aggregate of means provided for
one end should be under one and the same control and responsibility. If they are divided among independent
authorities, the means, with each of those authorities, become ends, and it is the business of nobody except
the head of the Government, who is probably without the appropriate departmental experience, to take care of
the real end. The different classes of means are not combined and adapted to one another under the guidance
of any leading idea; and while every department pushes forward its own requirements, regardless of those of
the rest, the purpose of the work is perpetually sacrificed to the work itself.
As a general rule, every executive function, whether superior or subordinate, should be the appointed duty of
some given individual. It should be apparent to all the world who did everything, and through whose default
anything was left undone. Responsibility is null when nobody knows who is responsible. Nor, even when
real, can it be divided without being weakened. To maintain it at its highest there must be one person who
receives the whole praise of what is well done, the whole blame of what is ill. There are, however, two modes
of sharing responsibility: by one it is only enfeebled, by the other, absolutely destroyed. It is enfeebled when
the concurrence of more than one functionary is required to the same act. Each one among them has still a
real responsibility; if a wrong has been done, none of them can say he did not do it; he is as much a
participant as an accomplice is in an offence: if there has been legal criminality they may all be punished
legally, and their punishment needs not be less severe than if there had been only one person concerned. But
it is not so with the penalties, any more than with the rewards, of opinion: these are always diminished by
being shared. Where there has been no definite legal offence, no corruption or malversation, only an error or
an imprudence, or what may pass for such, every participator has an excuse to himself and to the world, in the
fact that other persons are jointly involved with him. There is hardly anything, even to pecuniary dishonesty,
for which men will not feel themselves almost absolved, if those whose duty it was to resist and remonstrate
have failed to do it, still more if they have given a formal assent.
In this case, however, though responsibility is weakened, there still is responsibility: every one of those
implicated has in his individual capacity assented to, and joined in, the act. Things are much worse when the
act itself is only that of a majority a Board, deliberating with closed doors, nobody knowing, or, except in
some extreme case, being ever likely to know, whether an individual member voted for the act or against it.
Responsibility in this case is a mere name. "Boards," it is happily said by Bentham, "are screens." What "the
Board" does is the act of nobody; and nobody can be made to answer for it. The Board suffers, even in
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reputation, only in its collective character; and no individual member feels this further than his disposition
leads him to identify his own estimation with that of the body a feeling often very strong when the body is
a permanent one, and he is wedded to it for better for worse; but the fluctuations of a modern official career
give no time for the formation of such an esprit de corps; which if it exists at all, exists only in the obscure
ranks of the permanent subordinates. Boards, therefore, are not a fit instrument for executive business; and
are only admissible in it when, for other reasons, to give full discretionary power to a single minister would
be worse.
On the other hand, it is also a maxim of experience that in the multitude of counsellors there is wisdom; and
that a man seldom judges right, even in his own concerns, still less in those of the public, when he makes
habitual use of no knowledge but his own, or that of some single adviser. There is no necessary
incompatibility between this principle and the other. It is easy to give the effective power, and the full
responsibility, to one, providing him when necessary with advisers, each of whom is responsible only for the
opinion he gives.
In general, the head of a department of the executive government is a mere politician. He may be a good
politician, and a man of merit; and unless this is usually the case, the government is bad. But his general
capacity, and the knowledge he ought to possess of the general interests of the country, will not, unless by
occasional accident, be accompanied by adequate, and what may be called professional, knowledge of the
department over which he is called to preside. Professional advisers must therefore be provided for him.
Wherever mere experience and attainments are sufficient wherever the qualities required in a professional
adviser may possibly be united in a single wellselected individual (as in the case, for example, of a law
officer), one such person for general purposes, and a staff of clerks to supply knowledge of details, meet the
demands of the case. But, more frequently, it is not sufficient that the minister should consult some one
competent person, and, when himself not conversant with the subject, act implicitly on that person's advice. It
is often necessary that he should, not only occasionally but habitually, listen to a variety of opinions, and
inform his judgment by the discussions among a body of advisers. This, for example, is emphatically
necessary in military and naval affairs. The military and naval ministers, therefore, and probably several
others, should be provided with a Council, composed, at least in those two departments, of able and
experienced professional men. As a means of obtaining the best men for the purpose under every change of
administration, they ought to be permanent: by which I mean, that they ought not, like the Lords of the
Admiralty, to be expected to resign with the ministry by whom they were appointed: but it is a good rule that
all who hold high appointments to which they have risen by selection, and not by the ordinary course of
promotion, should retain their office only for a fixed term, unless reappointed; as is now the rule with Staff
appointments in the British army. This rule renders appointments somewhat less likely to be jobbed, not
being a provision for life, and the same time affords a means, without affront to any one, of getting rid of
those who are least worth keeping, and bringing in highly qualified persons of younger standing, for whom
there might never be room if death vacancies, or voluntary resignations, were waited for.
The Councils should be consultative merely, in this sense, that the ultimate decision should rest undividedly
with the minister himself: but neither ought they to be looked upon, or to look upon themselves, as ciphers, or
as capable of being reduced to such at his pleasure. The advisers attached to a powerful and perhaps
selfwilled man ought to be placed under conditions which make it impossible for them, without discredit,
not to express an opinion, and impossible for him not to listen to and consider their recommendations,
whether he adopts them or not. The relation which ought to exist between a chief and this description of
advisers is very accurately hit by the constitution of the Council of the GovernorGeneral and those of the
different Presidencies in India. These Councils are composed of persons who have professional knowledge of
Indian affairs, which the GovernorGeneral and Governors usually lack, and which it would not be desirable
to require of them. As a rule, every member of Council is expected to give an opinion, which is of course
very often a simple acquiescence: but if there is a difference of sentiment, it is at the option of every member,
and is the invariable practice, to record the reasons of his opinion: the GovernorGeneral, or Governor, doing
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the same. In ordinary cases the decision is according to the sense of the majority; the Council, therefore, has a
substantial part in the government: but if the GovernorGeneral, or Governor, thinks fit, he may set aside
even their unanimous opinion, recording his reasons. The result is, that the chief is individually and
effectively responsible for every act of the Government. The members of Council have only the responsibility
of advisers; but it is always known, from documents capable of being produced, and which if called for by
Parliament or public opinion always are produced, what each has advised, and what reasons he gave for his
advice: while, from their dignified position, and ostensible participation in all acts of government, they have
nearly as strong motives to apply themselves to the public business, and to form and express a
wellconsidered opinion on every part of it, as if the whole responsibility rested with themselves.
This mode of conducting the highest class of administrative business is one of the most successful instances
of the adaptation of means to ends which political history, not hitherto very prolific in works of skill and
contrivance, has yet to show. It is one of the acquisitions with which the art of politics has been enriched by
the experience of the East India Company's rule; and, like most of the other wise contrivances by which India
has been preserved to this country, and an amount of good government produced which is truly wonderful
considering the circumstances and the materials, it is probably destined to perish in the general holocaust
which the traditions of Indian government seem fated to undergo, since they have been placed at the mercy of
public ignorance, and the presumptuous vanity of political men. Already an outcry is raised for abolishing the
Councils, as a superfluous and expensive clog on the wheels of government: while the clamour has long been
urgent, and is daily obtaining more countenance in the highest quarters, for the abrogation of the professional
civil service which breeds the men that compose the Councils, and the existence of which is the sole
guarantee for their being of any value.
A most important principle of good government in a popular constitution is that no executive functionaries
should be appointed by popular election: neither by the votes of the people themselves, nor by those of their
representatives. The entire business of government is skilled employment; the qualifications for the discharge
of it are of that special and professional kind which cannot be properly judged of except by persons who have
themselves some share of those qualifications, or some practical experience of them. The business of finding
the fittest persons to fill public employments not merely selecting the best who offer, but looking out for
the absolutely best, and taking note of all fit persons who are met with, that they may be found when wanted
is very laborious, and requires a delicate as well as highly conscientious discernment; and as there is no
public duty which is in general so badly performed, so there is none for which it is of greater importance to
enforce the utmost practicable amount of personal responsibility, by imposing it as a special obligation on
high functionaries in the several departments. All subordinate public officers who are not appointed by some
mode of public competition should be selected on the direct responsibility of the minister under whom they
serve. The ministers, all but the chief, will naturally be selected by the chief; and the chief himself, though
really designated by Parliament, should be, in a regal government, officially appointed by the Crown. The
functionary who appoints should be the sole person empowered to remove any subordinate officer who is
liable to removal; which the far greater number ought not to be, except for personal misconduct; since it
would be vain to expect that the body of persons by whom the whole detail of the public business is
transacted, and whose qualifications are generally of much more importance to the public than those of the
minister himself, will devote themselves to their profession, and acquire the knowledge and skill on which
the minister must often place entire dependence, if they are liable at any moment to be turned adrift for no
fault, that the minister may gratify himself, or promote his political interest, by appointing somebody else.
To the principle which condemns the appointment of executive officers by popular suffrage, ought the chief
of the executive, in a republican government, to be an exception? Is it a good rule, which, in the American
Constitution, provides for the election of the President once in every four years by the entire people? The
question is not free from difficulty. There is unquestionably some advantage, in a country like America,
where no apprehension needs be entertained of a coup d'etat, in making the chief minister constitutionally
independent of the legislative body, and rendering the two great branches of the government, while equally
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popular both in their origin and in their responsibility, an effective check on one another. The plan is in
accordance with that sedulous avoidance of the concentration of great masses of power in the same hands,
which is a marked characteristic of the American Federal Constitution. But the advantage, in this instance, is
purchased at a price above all reasonable estimates of its value. It seems far better that the chief magistrate in
a republic should be appointed avowedly, as the chief minister in a constitutional monarchy is virtually, by
the representative body. In the first place, he is certain, when thus appointed, to be a more eminent man. The
party which has the majority in Parliament would then, as a rule, appoint its own leader; who is always one of
the foremost, and often the very foremost person in political life: while the President of the United States,
since the last survivor of the founders of the republic disappeared from the scene, is almost always either an
obscure man, or one who has gained any reputation he may possess in some other field than politics. And
this, as I have before observed, is no accident, but the natural effect of the situation. The eminent men of a
party, in an election extending to the whole country, are never its most available candidates. All eminent men
have made personal enemies, or have done something, or at the lowest professed some opinion, obnoxious to
some local or other considerable division of the community, and likely to tell with fatal effect upon the
number of votes; whereas a man without antecedents, of whom nothing is known but that he professes the
creed of the party, is readily voted for by its entire strength. Another important consideration is the great
mischief of unintermitted electioneering. When the highest dignity in the State is to be conferred by popular
election once in every few years, the whole intervening time is spent in what is virtually a canvass. President,
ministers, chiefs of parties, and their followers, are all electioneerers: the whole community is kept intent on
the mere personalities of politics, and every public question is discussed and decided with less reference to its
merits than to its expected bearing on the presidential election. If a system had been devised to make party
spirit the ruling principle of action in all public affairs, and create an inducement not only to make every
question a party question, but to raise questions for the purpose of founding parties upon them, it would have
been difficult to contrive any means better adapted to the purpose.
I will not affirm that it would at all times and places be desirable that the head of the executive should be so
completely dependent upon the votes of a representative assembly as the Prime Minister is in England, and is
without inconvenience. If it were thought best to avoid this, he might, though appointed by Parliament, hold
his office for a fixed period, independent of a parliamentary vote: which would be the American system,
minus the popular election and its evils. There is another mode of giving the head of the administration as
much independence of the legislature as is at all compatible with the essentials of free government. He never
could be unduly dependent on a vote of Parliament, if he had, as the British Prime Minister practically has,
the power to dissolve the House and appeal to the people: if instead of being turned out of office by a hostile
vote, he could only be reduced by it to the alternative of resignation or dissolution. The power of dissolving
Parliament is one which I think it desirable he should possess, even under the system by which his own
tenure of office is secured to him for a fixed period. There ought not to be any possibility of that deadlock in
politics which would ensue on a quarrel breaking out between a President and an Assembly, neither of whom,
during an interval which might amount to years, would have any legal means of ridding itself of the other. To
get through such a period without a coup d'etat being attempted, on either side or on both, requires such a
combination of the love of liberty and the habit of selfrestraint as very few nations have yet shown
themselves capable of: and though this extremity were avoided, to expect that the two authorities would not
paralyse each other's operations is to suppose that the political life of the country will always be pervaded by
a spirit of mutual forbearance and compromise, imperturbable by the passions and excitements of the keenest
party struggles. Such a spirit may exist, but even where it does there is imprudence in trying it too far.
Other reasons make it desirable that some power in the state (which can only be the executive) should have
the liberty of at any time, and at discretion, calling a new Parliament. When there is a real doubt which of two
contending parties has the strongest following, it is important that there should exist a constitutional means of
immediately testing the point, and setting it at rest. No other political topic has a chance of being properly
attended to while this is undecided: and such an interval is mostly an interregnum for purposes of legislative
or administrative improvement; neither party having sufficient confidence in its strength to attempt things
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likely to promote opposition in any quarter that has either direct or indirect influence in the pending struggle.
I have not taken account of the case in which the vast power centralised in the chief magistrate, and the
insufficient attachment of the mass of the people to free institutions, give him a chance of success in an
attempt to subvert the Constitution, and usurp sovereign power. Where such peril exists, no first magistrate is
admissible whom the Parliament cannot, by a single vote, reduce to a private station. In a state of things
holding out any encouragement to that most audacious and profligate of all breaches of trust, even this
entireness of constitutional dependence is but a weak protection.
Of all officers of government, those in whose appointment any participation of popular suffrage is the most
objectionable are judicial officers. While there are no functionaries whose special and professional
qualifications the popular judgment is less fitted to estimate, there are none in whose case absolute
impartiality, and freedom from connection with politicians or sections of politicians, are of anything like
equal importance. Some thinkers, among others Mr. Bentham, have been of opinion that, although it is better
that judges should not be appointed by popular election, the people of their district ought to have the power,
after sufficient experience, of removing them from their trust. It cannot be denied that the irremovability of
any public officer, to whom great interests are entrusted, is in itself an evil. It is far from desirable that there
should be no means of getting rid of a bad or incompetent judge, unless for such misconduct as he can be
made to answer for in a criminal court; and that a functionary on whom so much depends should have the
feeling of being free from responsibility except to opinion and his own conscience. The question however is,
whether in the peculiar position of a judge, and supposing that all practicable securities have been taken for
an honest appointment, irresponsibility, except to his own and the public conscience, has not on the whole
less tendency to pervert his conduct than responsibility to the government, or to a popular vote. Experience
has long decided this point in the affirmative as regards responsibility to the executive; and the case is quite
equally strong when the responsibility sought to be enforced is to the suffrages of electors. Among the good
qualities of a popular constituency, those peculiarly incumbent upon a judge, calmness and impartiality, are
not numbered. Happily, in that intervention of popular suffrage which is essential to freedom they are not the
qualities required. Even the quality of justice, though necessary to all human beings, and therefore to all
electors, is not the inducement which decides any popular election. Justice and impartiality are as little
wanted for electing a member of Parliament as they can be in any transaction of men. The electors have not to
award something which either candidate has a right to, nor to pass judgment on the general merits of the
competitors, but to declare which of them has most of their personal confidence, or best represents their
political convictions. A judge is bound to treat his political friend, or the person best known to him, exactly as
he treats other people; but it would be a breach of duty as well as an absurdity if an elector did so. No
argument can be grounded on the beneficial effect produced on judges, as on all other functionaries, by the
moral jurisdiction of opinion; for even in this respect, that which really exercises a useful control over the
proceedings of a judge, when fit for the judicial office, is not (except sometimes in political cases) the
opinion of the community generally, but that of the only public by whom his conduct or qualifications can be
duly estimated, the bar of his own court.
I must not be understood to say that the participation of the general public in the administration of justice is
of no importance; it is of the greatest: but in what manner? By the actual discharge of a part of the judicial
office, in the capacity of jurymen. This is one of the few cases in politics in which it is better that the people
should act directly and personally than through their representatives; being almost the only case in which the
errors that a person exercising authority may commit can be better borne than the consequences of making
him responsible for them. If a judge could be removed from office by a popular vote, whoever was desirous
of supplanting him would make capital for that purpose out of all his judicial decisions; would carry all of
them, as far as he found practicable, by irregular appeal before a public opinion wholly incompetent, for want
of having heard the case, or from having heard it without either the precautions or the impartiality belonging
to a judicial hearing; would play upon popular passion and prejudice where they existed, and take pains to
arouse them where they did not. And in this, if the case were interesting, and he took sufficient trouble, he
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would infallibly be successful, unless the judge or his friends descended into the arena, and made equally
powerful appeals on the other side. Judges would end by feeling that they risked their office upon every
decision they gave in a case susceptible of general interest, and that it was less essential for them to consider
what decision was just than what would be most applauded by the public, or would least admit of insidious
misrepresentation. The practice introduced by some of the new or revised State Constitutions in America, of
submitting judicial officers to periodical popular reelection, will be found, I apprehend, to be one of the
most dangerous errors ever yet committed by democracy: and, were it not that the practical good sense which
never totally deserts the people of the United States is said to be producing a reaction, likely in no long time
to lead to the retraction of the error, it might with reason be regarded as the first great downward step in the
degeneration of modern democratic government.[12]
With regard to that large and important body which constitutes the permanent strength of the public service,
those who do not change with changes of politics, but remain to aid every minister by their experience and
traditions, inform him by their knowledge of business, and conduct official details under his general control;
those, in short, who form the class of professional public servants, entering their profession as others do while
young, in the hope of rising progressively to its higher grades as they advance in life; it is evidently
inadmissible that these should be liable to be turned out, and deprived of the whole benefit of their previous
service, except for positive, proved, and serious misconduct. Not, of course, such delinquency only as makes
them amenable to the law; but voluntary neglect of duty, or conduct implying untrustworthiness for the
purposes for which their trust is given them. Since, therefore, unless in case of personal culpability, there is
no way of getting rid of them except by quartering them on the public as pensioners, it is of the greatest
importance that the appointments should be well made in the first instance; and it remains to be considered by
what mode of appointment this purpose can best be attained.
In making first appointments, little danger is to be apprehended from want of special skill and knowledge in
the choosers, but much from partiality, and private or political interest. Being, as a rule, appointed at the
commencement of manhood, not as having learnt, but in order that they may learn, their profession, the only
thing by which the best candidates can be discriminated is proficiency in the ordinary branches of liberal
education: and this can be ascertained without difficulty, provided there be the requisite pains and the
requisite impartiality in those who are appointed to inquire into it. Neither the one nor the other can
reasonably be expected from a minister; who must rely wholly on recommendations, and however
disinterested as to his personal wishes, never will be proof against the solicitations of persons who have the
power of influencing his own election, or whose political adherence is important to the ministry to which he
belongs. These considerations have introduced the practice of submitting all candidates for first appointments
to a public examination, conducted by persons not engaged in politics, and of the same class and quality with
the examiners for honours at the Universities. This would probably be the best plan under any system; and
under our parliamentary government it is the only one which affords a chance, I do not say of honest
appointment, but even of abstinence from such as are manifestly and flagrantly profligate.
It is also absolutely necessary that the examinations should be competitive, and the appointments given to
those who are most successful. A mere pass examination never, in the long run, does more than exclude
absolute dunces. When the question, in the mind of an examiner, lies between blighting the prospects of an
individual, and neglecting a duty to the public which, in the particular instance, seldom appears of first rate
importance; and when he is sure to be bitterly reproached for doing the first, while in general no one will
either know or care whether he has done the latter; the balance, unless he is a man of very unusual stamp,
inclines to the side of good nature. A relaxation in one instance establishes a claim to it in others, which every
repetition of indulgence makes it more difficult to resist; each of these in succession becomes a precedent for
more, until the standard of proficiency sinks gradually to something almost contemptible. Examinations for
degrees at the two great Universities have generally been as slender in their requirements as those for honours
are trying and serious. Where there is no inducement to exceed a certain minimum, the minimum comes to be
the maximum: it becomes the general practice not to aim at more, and as in everything there are some who do
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not attain all they aim at, however low the standard may be pitched, there are always several who fall short of
it. When, on the contrary, the appointments are given to those, among a great number of candidates, who
most distinguish themselves, and where the successful competitors are classed in order of merit, not only
each is stimulated to do his very utmost, but the influence is felt in every place of liberal education
throughout the country. It becomes with every schoolmaster an object of ambition, and an avenue to success,
to have furnished pupils who have gained a high place in these competitions; and there is hardly any other
mode in which the State can do so much to raise the quality of educational institutions throughout the
country.
Though the principle of competitive examinations for public employment is of such recent introduction in
this country, and is still so imperfectly carried out, the Indian service being as yet nearly the only case in
which it exists in its completeness, a sensible effect has already begun to be produced on the places of
middleclass education; notwithstanding the difficulties which the principle has encountered from the
disgracefully low existing state of education in the country, which these very examinations have brought into
strong light. So contemptible has the standard of acquirement been found to be among the youths who obtain
the nomination from the minister which entitles them to offer themselves as candidates, that the competition
of such candidates produces almost a poorer result than would be obtained from a mere pass examination; for
no one would think of fixing the conditions of a pass examination so low as is actually found sufficient to
enable a young man to surpass his fellowcandidates. Accordingly, it is said that successive years show on
the whole a decline of attainments, less effort being made because the results of former examinations have
proved that the exertions then used were greater than would have been sufficient to attain the object. Partly
from this decrease of effort, and partly because, even at the examinations which do not require a previous
nomination, conscious ignorance reduces the number of competitors to a mere handful, it has so happened
that though there have always been a few instances of great proficiency, the lower part of the list of
successful candidates represents but a very moderate amount of acquirement; and we have it on the word of
the Commissioners that nearly all who have been unsuccessful have owed their failure to ignorance not of the
higher branches of instruction, but of its very humblest elements spelling and arithmetic.
The outcries which continue to be made against these examinations by some of the organs of opinion, are
often, I regret to say, as little creditable to the good faith as to the good sense of the assailants. They proceed
partly by misrepresentation of the kind of ignorance which, as a matter of fact, actually leads to failure in the
examinations. They quote with emphasis the most recondite questions[13] which can be shown to have been
ever asked, and make it appear as if unexceptionable answers to all these were made the sine qua non of
success. Yet it has been repeated to satiety that such questions are not put because it is expected of every one
that he should answer them, but in order that whoever is able to do so may have the means of proving and
availing himself of that portion of his knowledge. It is not as a ground of rejection, but as an additional means
of success, that this opportunity is given. We are then asked whether the kind of knowledge supposed in this,
that, or the other question is calculated to be of any use to the candidate after he has attained his object.
People differ greatly in opinion as to what knowledge is useful. There are persons in existence, and a late
Foreign Secretary of State is one of them, who think English spelling a useless accomplishment in a
diplomatic attache, or a clerk in a government office. About one thing the objectors seem to be unanimous,
that general mental cultivation is not useful in these employments, whatever else may be so. If, however (as I
presume to think), it is useful, or if any education at all is useful, it must be tested by the tests most likely to
show whether the candidate possesses it or not. To ascertain whether he has been well educated, he must be
interrogated in the things which he is likely to know if he has been well educated, even though not directly
pertinent to the work to which he is to be appointed. Will those who object to his being questioned in classics
and mathematics, in a country where the only things regularly taught are classics and mathematics, tell us
what they would have him questioned in? There seems, however, to be equal objection to examining him in
these, and to examining him in anything but these. If the Commissioners anxious to open a door of
admission to those who have not gone through the routine of a grammar school, or who make up for the
smallness of their knowledge of what is there taught by greater knowledge of something else allow marks
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to be gained by proficiency in any other subject of real utility, they are reproached for that too. Nothing will
satisfy the objectors but free admission of total ignorance.
We are triumphantly told that neither Clive nor Wellington could have passed the test which is prescribed for
an aspirant to an engineer cadetship. As if, because Clive and Wellington did not do what was not required of
them, they could not have done it if it had been required. If it be only meant to inform us that it is possible to
be a great general without these things, so it is without many other things which are very useful to great
generals. Alexander the Great had never heard of Vauban's rules, nor could Julius Caesar speak French. We
are next informed that bookworms, a term which seems to be held applicable to whoever has the smallest
tincture of book knowledge, may not be good at bodily exercises, or have the habits of gentlemen. This is
a very common line of remark with dunces of condition; but whatever the dunces may think, they have no
monopoly of either gentlemanly habits or bodily activity. Wherever these are needed, let them be inquired
into and separately provided for, not to the exclusion of mental qualifications, but in addition. Meanwhile, I
am credibly informed, that in the Military Academy at Woolwich the competition cadets are as superior to
those admitted on the old system of nomination in these respects as in all others; that they learn even their
drill more quickly; as indeed might be expected, for an intelligent person learns all things sooner than a
stupid one: and that in general demeanour they contrast so favourably with their predecessors, that the
authorities of the institutions are impatient for the day to arrive when the last remains of the old leaven shall
have disappeared from the place. If this be so, and it is easy to ascertain whether it is so, it is to be hoped we
shall soon have heard for the last time that ignorance is a better qualification than knowledge for the military
and a fortiori for every other, profession; or that any one good quality, however little apparently connected
with liberal education, is at all likely to be promoted by going without it.
Though the first admission to government employment be decided by competitive examination, it would in
most cases be impossible that subsequent promotion should be so decided: and it seems proper that this
should take place, as it usually does at present, on a mixed system of seniority and selection. Those whose
duties are of a routine character should rise by seniority to the highest point to which duties merely of that
description can carry them; while those to whom functions of particular trust, and requiring special capacity,
are confided, should be selected from the body on the discretion of the chief of the office. And this selection
will generally be made honestly by him if the original appointments take place by open competition: for
under that system his establishment will generally consist of individuals to whom, but for the official
connection, he would have been a stranger. If among them there be any in whom he, or his political friends
and supporters, take an interest, it will be but occasionally, and only when, to this advantage of connection, is
added, as far as the initiatory examination could test it, at least equality of real merit. And, except when there
is a very strong motive to job these appointments, there is always a strong one to appoint the fittest person;
being the one who gives to his chief the most useful assistance, saves him most trouble, and helps most to
build up that reputation for good management of public business which necessarily and properly redounds to
the credit of the minister, however much the qualities to which it is immediately owing may be those of his
subordinates.
Chapter 15. Of Local Representative Bodies.
IT IS BUT a small portion of the public business of a country which can be well done, or safely attempted, by
the central authorities; and even in our own government, the least centralised in Europe, the legislative
portion at least of the governing body busies itself far too much with local affairs, employing the supreme
power of the State in cutting small knots which there ought to be other and better means of untying. The
enormous amount of private business which takes up the time of Parliament, and the thoughts of its
individual members, distracting them from the proper occupations of the great council of the nation, is felt by
all thinkers and observers as a serious evil, and what is worse, an increasing one.
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It would not be appropriate to the limited design of this treatise to discuss at large the great question, in no
way peculiar to representative government, of the proper limits of governmental action. I have said
elsewhere[14] what seemed to me most essential respecting the principles by which the extent of that action
ought to be determined. But after subtracting from the functions performed by most European governments
those which ought not to be undertaken by public authorities at all, there still remains so great and various an
aggregate of duties that, if only on the principle of division of labour, it is indispensable to share them
between central and local authorities. Not only are separate executive officers required for purely local duties
(an amount of separation which exists under all governments), but the popular control over those officers can
only be advantageously exerted through a separate organ. Their original appointment, the function of
watching and checking them, the duty of providing, or the discretion of withholding, the supplies necessary
for their operations, should rest, not with the national Parliament or the national executive, but with the
people of the locality. In some of the New England States these functions are still exercised directly by the
assembled people; it is said with better results than might be expected; and those highly educated
communities are so well satisfied with this primitive mode of local government, that they have no desire to
exchange it for the only representative system they are acquainted with, by which all minorities are
disfranchised. Such very peculiar circumstances, however, are required to make this arrangement work
tolerably in practice, that recourse must generally be had to the plan of representative subParliaments for
local affairs. These exist in England, but very incompletely, and with great irregularity and want of system: in
some other countries much less popularly governed their constitution is far more rational. In England there
has always been more liberty, but worse organisation, while in other countries there is better organisation, but
less liberty. It is necessary, then, that in addition to the national representation there should be municipal and
provincial representations: and the two questions which remain to be resolved are, how the local
representative bodies should be constituted, and what should be the extent of their functions.
In considering these questions two points require an equal degree of our attention: how the local business
itself can be best done; and how its transaction can be made most instrumental to the nourishment of public
spirit and the development of intelligence. In an earlier part of this inquiry I have dwelt in strong language
hardly any language is strong enough to express the strength of my conviction on the importance of that
portion of the operation of free institutions which may be called the public education of the citizens. Now, of
this operation the local administrative institutions are the chief instrument. Except by the part they may take
as jurymen in the administration of justice, the mass of the population have very little opportunity of sharing
personally in the conduct of the general affairs of the community. Reading newspapers, and perhaps writing
to them, public meetings, and solicitations of different sorts addressed to the political authorities, are the
extent of the participation of private citizens in general politics during the interval between one parliamentary
election and another. Though it is impossible to exaggerate the importance of these various liberties, both as
securities for freedom and as means of general cultivation, the practice which they give is more in thinking
than in action, and in thinking without the responsibilities of action; which with most people amounts to little
more than passively receiving the thoughts of some one else. But in the case of local bodies, besides the
function of electing, many citizens in turn have the chance of being elected, and many, either by selection or
by rotation, fill one or other of the numerous local executive offices. In these positions they have to act for
public interests, as well as to think and to speak, and the thinking cannot all be done by proxy. It may be
added, that these local functions, not being in general sought by the higher ranks, carry down the important
political education which they are the means of conferring to a much lower grade in society. The mental
discipline being thus a more important feature in local concerns than in the general affairs of the State, while
there are not such vital interests dependent on the quality of the administration, a greater weight may be given
to the former consideration, and the latter admits much more frequently of being postponed to it than in
matters of general legislation and the conduct of imperial affairs.
The proper constitution of local representative bodies does not present much difficulty. The principles which
apply to it do not differ in any respect from those applicable to the national representation. The same
obligation exists, as in the case of the more important function, for making the bodies elective; and the same
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reasons operate as in that case, but with still greater force, for giving them a widely democratic basis: the
dangers being less, and the advantages, in point of popular education and cultivation, in some respects even
greater. As the principal duty of the local bodies consists of the imposition and expenditure of local taxation,
the electoral franchise should vest in all who contribute to the local rates, to the exclusion of all who do not. I
assume that there is no indirect taxation, no octroi duties, or that if there are, they are supplementary only;
those on whom their burden falls being also rated to a direct assessment. The representation of minorities
should be provided for in the same manner as in the national Parliament, and there are the same strong
reasons for plurality of votes. Only, there is not so decisive an objection, in the inferior as in the higher body,
to making the plural voting depend (as in some of the local elections of our own country) on a mere money
qualification: for the honest and frugal dispensation of money forms so much larger a part of the business of
the local than of the national body, that there is more justice as well as policy in allowing a greater
proportional influence to those who have a larger money interest at stake.
In the most recently established of our local representative institutions, the Boards of Guardians, the justices
of peace of the district sit ex officio along with the elected members, in number limited by law to a third of
the whole. In the peculiar constitution of English society I have no doubt of the beneficial effect of this
provision. It secures the presence, in these bodies, of a more educated class than it would perhaps be
practicable to attract thither on any other terms; and while the limitation in number of the ex officio members
precludes them from acquiring predominance by mere numerical strength, they, as a virtual representation of
another class, having sometimes a different interest from the rest, are a check upon the class interests of the
farmers or petty shopkeepers who form the bulk of the elected Guardians. A similar commendation cannot be
given to the constitution of the only provincial boards we possess, the Quarter Sessions, consisting of the
justices of peace alone; on whom, over and above their judicial duties, some of the most important parts of
the administrative business of the country depend for their performance. The mode of formation of these
bodies is most anomalous, they being neither elected, nor, in any proper sense of the term, nominated, but
holding their important functions, like the feudal lords to whom they succeeded, virtually by right of their
acres: the appointment vested in the Crown (or, speaking practically, in one of themselves, the Lord
Lieutenant) being made use of only as a means of excluding any one who it is thought would do discredit to
the body, or, now and then, one who is on the wrong side in politics. The institution is the most aristocratic in
principle which now remains in England; far more so than the House of Lords, for it grants public money and
disposes of important public interests, not in conjunction with a popular assembly, but alone. It is clung to
with proportionate tenacity by our aristocratic classes; but is obviously at variance with all the principles
which are the foundation of representative government. In a County Board there is not the same justification
as in Boards of Guardians, for even an admixture of ex officio with elected members: since the business of a
county being on a sufficiently large scale to be an object of interest and attraction to country gentlemen, they
would have no more difficulty in getting themselves elected to the Board than they have in being returned to
Parliament as county members. In regard to the proper circumscription of the constituencies which elect the
local representative bodies; the principle which, when applied as an exclusive and unbending rule to
parliamentary representation, is inappropriate, namely community of local interests, is here the only just and
applicable one. The very object of having a local representation is in order that those who have any interest in
common, which they do not share with the general body of their countrymen, may manage that joint interest
by themselves: and the purpose is contradicted if the distribution of the local representation follows any other
rule than the grouping of those joint interests. There are local interests peculiar to every town, whether great
or small, and common to all its inhabitants: every town, therefore, without distinction of size, ought to have
its municipal council. It is equally obvious that every town ought to have but one. The different quarters of
the same town have seldom or never any material diversities of local interest; they all require to have the
same things done, the same expenses incurred; and, except as to their churches, which it is probably desirable
to leave under simply parochial management, the same arrangements may be made to serve for all. Paving,
lighting, water supply, drainage, port and market regulations, cannot without great waste and inconvenience
be different for different quarters of the same town. The subdivision of London into six or seven independent
districts, each with its separate arrangements for local business (several of them without unity of
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administration even within themselves), prevents the possibility of consecutive or well regulated cooperation
for common objects, precludes any uniform principle for the discharge of local duties, compels the general
government to take things upon itself which would be best left to local authorities if there were any whose
authority extended to the entire metropolis, and answers no purpose but to keep up the fantastical trappings of
that union of modern jobbing and antiquated foppery, the Corporation of the City of London.
Another equally important principle is, that in each local circumscription there should be but one elected
body for all local business, not different bodies for different parts of it. Division of labour does not mean
cutting up every business into minute fractions; it means the union of such operations as are fit to be
performed by the same persons, and the separation of such as can be better performed by different persons.
The executive duties of the locality do indeed require to be divided into departments, for the same reason as
those of the State; because they are of diverse kinds, each requiring knowledge peculiar to itself, and needing,
for its due performance, the undivided attention of a specially qualified functionary. But the reasons for
subdivision which apply to the execution do not apply to the control. The business of the elective body is not
to do the work, but to see that it is properly done, and that nothing necessary is left undone. This function can
be fulfilled for all departments by the same superintending body; and by a collective and comprehensive far
better than by a minute and microscopic view. It is as absurd in public affairs as it would be in private that
every workman should be looked after by a superintendent to himself. The Government of the Crown consists
of many departments, and there are many ministers to conduct them, but those ministers have not a
Parliament apiece to keep them to their duty. The local, like the national Parliament, has for its proper
business to consider the interest of the locality as a whole, composed of parts all of which must be adapted to
one another, and attended to in the order and ratio of their importance.
There is another very weighty reason for uniting the control of all the business of a locality under one body.
The greatest imperfection of popular local institutions, and the chief cause of the failure which so often
attends them, is the low calibre of the men by whom they are almost always carried on. That these should be
of a very miscellaneous character is, indeed, part of the usefulness of the institution; it is that circumstance
chiefly which renders it a school of political capacity and general intelligence. But a school supposes teachers
as well as scholars; the utility of the instruction greatly depends on its bringing inferior minds into contact
with superior, a contact which in the ordinary course of life is altogether exceptional, and the want of which
contributes more than anything else to keep the generality of mankind on one level of contented ignorance.
The school, moreover, is worthless, and a school of evil instead of good, if through the want of due
surveillance, and of the presence within itself of a higher order of characters, the action of the body is
allowed, as it so often is, to degenerate into an equally unscrupulous and stupid pursuit of the selfinterest of
its members. Now it is quite hopeless to induce persons of a high class, either socially or intellectually, to
take a share of local administration in a corner by piecemeal, as members of a Paving Board or a Drainage
Commission. The entire local business of their town is not more than a sufficient object to induce men whose
tastes incline them and whose knowledge qualifies them for national affairs to become members of a mere
local body, and devote to it the time and study which are necessary to render their presence anything more
than a screen for the jobbing of inferior persons under the shelter of their responsibility. A mere Board of
Works, though it comprehend the entire metropolis, is sure to be composed of the same class of persons as
the vestries of the London parishes; nor is it practicable, or even desirable, that such should not form the
majority; but it is important for every purpose which local bodies are designed to serve, whether it be the
enlightened and honest performance of their special duties, or the cultivation of the political intelligence of
the nation, that every such body should contain a portion of the very best minds of the locality: who are thus
brought into perpetual contact, of the most useful kind, with minds of a lower grade, receiving from them
what local or professional knowledge they have to give, and in return inspiring them with a portion of their
own more enlarged ideas, and higher and more enlightened purposes.
A mere village has no claim to a municipal representation. By a village I mean a place whose inhabitants are
not markedly distinguished by occupation or social relations from those of the rural districts adjoining, and
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for whose local wants the arrangements made for the surrounding territory will suffice. Such small places
have rarely a sufficient public to furnish a tolerable municipal council: if they contain any talent or
knowledge applicable to public business, it is apt to be all concentrated in some one man, who thereby
becomes the dominator of the place. It is better that such places should be merged in a larger circumscription.
The local representation of rural districts will naturally be determined by geographical considerations; with
due regard to those sympathies of feeling by which human beings are so much aided to act in concert, and
which partly follow historical boundaries, such as those of counties or provinces, and partly community of
interest and occupation, as in agriculture, maritime, manufacturing, or mining districts. Different kinds of
local business require different areas of representation. The Unions of parishes have been fixed on as the
most appropriate basis for the representative bodies which superintend the relief of indigence; while, for the
proper regulation of highways, or prisons, or police, a large extent, like that of an average county, is not more
than sufficient. In these large districts, therefore, the maxim, that an elective body constituted in any locality
should have authority over all the local concerns common to the locality, requires modification from another
principle as well as from the competing consideration of the importance of obtaining for the discharge of
the local duties the highest qualifications possible. For example, if it be necessary (as I believe it to be) for
the proper administration of the Poor Laws that the area of rating should not be more extensive than most of
the present Unions, a principle which requires a Board of Guardians for each Union yet, as a much more
highly qualified class of persons is likely to be obtainable for a County Board than those who compose an
average Board of Guardians, it may on that ground be expedient to reserve for the County Boards some
higher descriptions of local business, which might otherwise have been conveniently managed within itself
by each separate Union.
Besides the controlling council, or local subParliament, local business has its executive department. With
respect to this, the same questions arise as with respect to the executive authorities in the State; and they may,
for the most part, be answered in the same manner. The principles applicable to all public trusts are in
substance the same. In the first place, each executive officer should be single, and singly responsible for the
whole of the duty committed to his charge. In the next place, he should be nominated, not elected. It is
ridiculous that a surveyor, or a health officer, or even a collector of rates, should be appointed by popular
suffrage. The popular choice usually depends on interest with a few local leaders, who, as they are not
supposed to make the appointment, are not responsible for it; or on an appeal to sympathy, founded on having
twelve children, and having been a ratepayer in the parish for thirty years. If in cases of this description
election by the population is a farce, appointment by the local representative body is little less objectionable.
Such bodies have a perpetual tendency to become jointstock associations for carrying into effect the private
jobs of their various members. Appointments should be made on the individual responsibility of the
Chairman of the body, let him be called Mayor, Chairman of Quarter Sessions, or by whatever other title. He
occupies in the locality a position analogous to that of the prime minister in the State, and under a well
organised system the appointment and watching of the local officers would be the most important part of his
duty: he himself being appointed by the Council from its own number, subject either to annual reelection, or
to removal by a vote of the body.
From the constitution of the local bodies I now pass to the equally important and more difficult subject of
their proper attributions. This question divides itself into two parts: what should be their duties, and whether
they should have full authority within the sphere of those duties, or should be liable to any, and what,
interference on the part of the central government.
It is obvious, to begin with, that all business purely local all which concerns only a single locality
should devolve upon the local authorities. The paving, lighting, and cleansing of the streets of a town, and in
ordinary circumstances the draining of its houses, are of little consequence to any but its inhabitants. The
nation at large is interested in them in no other way than that in which it is interested in the private
wellbeing of all its individual citizens. But among the duties classed as local, or performed by local
functionaries, there are many which might with equal propriety be termed national, being the share,
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belonging to the locality, of some branch of the public administration in the efficiency of which the whole
nation is alike interested: the gaols, for instance, most of which in this country are under county management;
the local police; the local administration of justice, much of which, especially in corporate towns, is
performed by officers elected by the locality, and paid from local funds. None of these can be said to be
matters of local, as distinguished from national, importance. It would not be a matter personally indifferent to
the rest of the country if any part of it became a nest of robbers or a focus of demoralisation, owing to the
maladministration of its police; or if, through the bad regulations of its gaol, the punishment which the courts
of justice intended to inflict on the criminals confined therein (who might have come from, or committed
their offences in, any other district) might be doubled in intensity, or lowered to practical impunity. The
points, moreover, which constitute good management of these things are the same everywhere; there is no
good reason why police, or gaols, or the administration of justice, should be differently managed in one part
of the kingdom and in another; while there is great peril that in things so important, and to which the most
instructed minds available to the State are not more than adequate, the lower average of capacities which
alone can be counted on for the service of the localities might commit errors of such magnitude as to be a
serious blot upon the general administration of the country.
Security of person and property, and equal justice between individuals, are the first needs of society, and the
primary ends of government: if these things can be left to any responsibility below the highest, there is
nothing, except war and treaties, which requires a general government at all. Whatever are the best
arrangements for securing these primary objects should be made universally obligatory, and, to secure their
enforcement, should be placed under central superintendence. It is often useful, and with the institutions of
our own country even necessary, from the scarcity, in the localities, of officers representing the general
government, that the execution of duties imposed by the central authority should be entrusted to functionaries
appointed for local purposes by the locality. But experience is daily forcing upon the public a conviction of
the necessity of having at least inspectors appointed by the general government to see that the local officers
do their duty. If prisons are under local management, the central government appoints inspectors of prisons to
take care that the rules laid down by Parliament are observed, and to suggest others if the state of the gaols
shows them to be requisite: as there are inspectors of factories, and inspectors of schools, to watch over the
observance of the Acts of Parliament relating to the first, and the fulfilment of the conditions on which State
assistance is granted to the latter.
But, if the administration of justice, police and gaols included, is both so universal a concern, and so much a
matter of general science independent of local peculiarities, that it may be, and ought to be, uniformly
regulated throughout the country, and its regulation enforced by more trained and skilful hands than those of
purely local authorities there is also business, such as the administration of the poor laws, sanitary
regulation, and others, which, while really interesting to the whole country, cannot consistently with the very
purposes of local administration, be, managed otherwise than by the localities. In regard to such duties the
question arises, how far the local authorities ought to be trusted with discretionary power, free from any
superintendence or control of the State.
To decide this question it is essential to consider what is the comparative position of the central and the local
authorities as capacity for the work, and security against negligence or abuse. In the first place, the local
representative bodies and their officers are almost certain to be of a much lower grade of intelligence and
knowledge than Parliament and the national executive. Secondly, besides being themselves of inferior
qualifications, they are watched by, and accountable to, an inferior public opinion. The public under whose
eyes they act, and by whom they are criticised, is both more limited in extent, and generally far less
enlightened, than that which surrounds and admonishes the highest authorities at the capital; while the
comparative smallness of the interests involved causes even that inferior public to direct its thoughts to the
subject less intently, and with less solicitude. Far less interference is exercised by the press and by public
discussion, and that which is exercised may with much more impunity be disregarded in the proceedings of
local than in those of national authorities.
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Thus far the advantage seems wholly on the side of management by the central government. But, when we
look more closely, these motives of preference are found to be balanced by others fully as substantial. If the
local authorities and public are inferior to the central ones in knowledge of the principles of administration,
they have the compensating advantage of a far more direct interest in the result. A man's neighbours or his
landlord may be much cleverer than himself, and not without an indirect interest in his prosperity, but for all
that his interests will be better attended to in his own keeping than in theirs. It is further to be remembered,
that even supposing the central government to administer through its own officers, its officers do not act at
the centre, but in the locality: and however inferior the local public may be to the central, it is the local public
alone which has any opportunity of watching them, and it is the local opinion alone which either acts directly
upon their own conduct, or calls the attention of the government to the points in which they may require
correction. It is but in extreme cases that the general opinion of the country is brought to bear at all upon
details of local administration, and still more rarely has it the means of deciding upon them with any just
appreciation of the case. Now, the local opinion necessarily acts far more forcibly upon purely local
administrators. They, in the natural course of things, are permanent residents, not expecting to be withdrawn
from the place when they cease to exercise authority in it; and their authority itself depends, by supposition,
on the will of the local public. I need not dwell on the deficiencies of the central authority in detailed
knowledge of local persons and things, and the too great engrossment of its time and thoughts by other
concerns, to admit of its acquiring the quantity and quality of local knowledge necessary even for deciding on
complaints, and enforcing responsibility from so great a number of local agents. In the details of
management, therefore, the local bodies will generally have the advantage; but in comprehension of the
principles even of purely local management, the superiority of the central government, when rightly
constituted, ought to be prodigious: not only by reason of the probably great personal superiority of the
individuals composing it, and the multitude of thinkers and writers who are at all times engaged in pressing
useful ideas upon their notice, but also because the knowledge and experience of any local authority is but
local knowledge and experience, confined to their own part of the country and its modes of management,
whereas the central government has the means of knowing all that is to be learnt from the united experience
of the whole kingdom, with the addition of easy access to that of foreign countries.
The practical conclusion from these premises is not difficult to draw. The authority which is most conversant
with principles should be supreme over principles, while that which is most competent in details should have
the details left to it. The principal business of the central authority should be to give instruction, of the local
authority to apply it. Power may be localised, but knowledge, to be most useful, must be centralised; there
must be somewhere a focus at which all its scattered rays are collected, that the broken and coloured lights
which exist elsewhere may find there what is necessary to complete and purify them. To every branch of
local administration which affects the general interest there should be a corresponding central organ, either a
minister, or some specially appointed functionary under him; even if that functionary does no more than
collect information from all quarters, and bring the experience acquired in one locality to the knowledge of
another where it is wanted. But there is also something more than this for the central authority to do. It ought
to keep open a perpetual communication with the localities: informing itself by their experience, and them by
its own; giving advice freely when asked, volunteering it when seen to be required; compelling publicity and
recordation of proceedings, and enforcing obedience to every general law which the legislature has laid down
on the subject of local management.
That some such laws ought to be laid down few are likely to deny. The localities may be allowed to
mismanage their own interests, but not to prejudice those of others, nor violate those principles of justice
between one person and another of which it is the duty of the State to maintain the rigid observance. If the
local majority attempts to oppress the minority, or one class another, the State is bound to interpose. For
example, all local rates ought to be voted exclusively by the local representative body; but that body, though
elected solely by ratepayers, may raise its revenues by imposts of such a kind, or assess them in such a
manner, as to throw an unjust share of the burden on the poor, the rich, or some particular class of the
population: it is the duty, therefore, of the legislature, while leaving the mere amount of the local taxes to the
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discretion of the local body, to lay down authoritatively the modes of taxation, and rules of assessment, which
alone the localities shall be permitted to use.
Again, in the administration of public charity the industry and morality of the whole labouring population
depend, to a most serious extent, upon adherence to certain fixed principles in awarding relief. Though it
belongs essentially to the local functionaries to determine who, according to those principles, is entitled to be
relieved, the national Parliament is the proper authority to prescribe the principles themselves; and it would
neglect a most important part of its duty if it did not, in a matter of such grave national concern, lay down
imperative rules, and make effectual provision that those rules should not be departed from. What power of
actual interference with the local administrators it may be necessary to retain, for the due enforcement of the
laws, is a question of detail into which it would be useless to enter. The laws themselves will naturally define
the penalties, and fix the mode of their enforcement. It may be requisite, to meet extreme cases, that the
power of the central authority should extend to dissolving the local representative council, or dismissing the
local executive: but not to making new appointments, or suspending the local institutions. Where Parliament
has not interfered, neither ought any branch of the executive to interfere with authority; but as an adviser and
critic, an enforcer of the laws, and a denouncer to Parliament or the local constituencies of conduct which it
deems condemnable, the functions of the executive are of the greatest possible value.
Some may think that however much the central authority surpasses the local in knowledge of the principles of
administration, the great object which has been so much insisted on, the social and political education of the
citizens, requires that they should be left to manage these matters by their own, however imperfect, lights. To
this it might be answered, that the education of the citizens is not the only thing to be considered; government
and administration do not exist for that alone, great as its importance is. But the objection shows a very
imperfect understanding of the function of popular institutions as a means of political instruction. It is but a
poor education that associates ignorance with ignorance, and leaves them, if they care for knowledge, to
grope their way to it without help, and to do without it if they do not. What is wanted is, the means of making
ignorance aware of itself, and able to profit by knowledge; accustoming minds which know only routine to
act upon, and feel the value of principles: teaching them to compare different modes of action, and learn, by
the use of their reason, to distinguish the best. When we desire to have a good school, we do not eliminate the
teacher. The old remark, "as the schoolmaster is, so will be the school," is as true of the indirect schooling of
grown people by public business as of the schooling of youth in academies and colleges. A government
which attempts to do everything is aptly compared by M. Charles de Remusat to a schoolmaster who does all
the pupils' tasks for them; he may be very popular with the pupils, but he will teach them little. A
government, on the other hand, which neither does anything itself that can possibly be done by any one else,
nor shows any one else how to do anything, is like a school in which there is no schoolmaster, but only pupil
teachers who have never themselves been taught.
Chapter 16. Of Nationality, as connected with Representative Government.
A PORTION of mankind may be said to constitute a Nationality if they are united among themselves by
common sympathies which do not exist between them and any others which make them cooperate with
each other more willingly than with other people, desire to be under the same government, and desire that it
should be government by themselves or a portion of themselves exclusively. This feeling of nationality may
have been generated by various causes. Sometimes it is the effect of identity of race and descent. Community
of language, and community of religion, greatly contribute to it. Geographical limits are one of its causes. But
the strongest of all is identity of political antecedents; the possession of a national history, and consequent
community of recollections; collective pride and humiliation, pleasure and regret, connected with the same
incidents in the past. None of these circumstances, however, are either indispensable, or necessarily sufficient
by themselves. Switzerland has a strong sentiment of nationality, though the cantons are of different races,
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different languages, and different religions. Sicily has, throughout history, felt itself quite distinct in
nationality from Naples, notwithstanding identity of religion, almost identity of language, and a considerable
amount of common historical antecedents. The Flemish and the Walloon provinces of Belgium,
notwithstanding diversity of race and language, have a much greater feeling of common nationality than the
former have with Holland, or the latter with France. Yet in general the national feeling is proportionally
weakened by the failure of any of the causes which contribute to it. Identity of language, literature, and, to
some extent, of race and recollections, have maintained the feeling of nationality in considerable strength
among the different portions of the German name, though they have at no time been really united under the
same government; but the feeling has never reached to making the separate states desire to get rid of their
autonomy. Among Italians an identity far from complete, of language and literature, combined with a
geographical position which separates them by a distinct line from other countries, and, perhaps more than
everything else, the possession of a common name, which makes them all glory in the past achievements in
arts, arms, politics, religious primacy, science, and literature, of any who share the same designation, give rise
to an amount of national feeling in the population which, though still imperfect, has been sufficient to
produce the great events now passing before us, notwithstanding a great mixture of races, and although they
have never, in either ancient or modern history, been under the same government, except while that
government extended or was extending itself over the greater part of the known world.
Where the sentiment of nationality exists in any force, there is a prima facie case for uniting all the members
of the nationality under the same government, and a government to themselves apart. This is merely saying
that the question of government ought to be decided by the governed. One hardly knows what any division of
the human race should be free to do if not to determine with which of the various collective bodies of human
beings they choose to associate themselves.
But, when a people are ripe for free institutions, there is a still more vital consideration. Free institutions are
next to impossible in a country made up of different nationalities. Among a people without fellowfeeling,
especially if they read and speak different languages, the united public opinion, necessary to the working of
representative government, cannot exist. The influences which form opinions and decide political acts are
different in the different sections of the country. An altogether different set of leaders have the confidence of
one part of the country and of another. The same books, newspapers, pamphlets, speeches, do not reach them.
One section does not know what opinions, or what instigations, are circulating in another. The same
incidents, the same acts, the same system of government, affect them in different ways; and each fears more
injury to itself from the other nationalities than from the common arbiter, the state. Their mutual antipathies
are generally much stronger than jealousy of the government. That any one of them feels aggrieved by the
policy of the common ruler is sufficient to determine another to support that policy. Even if all are aggrieved,
none feel that they can rely on the others for fidelity in a joint resistance; the strength of none is sufficient to
resist alone, and each may reasonably think that it consults its own advantage most by bidding for the favour
of the government against the rest. Above all, the grand and only effectual security in the last resort against
the despotism of the government is in that case wanting: the sympathy of the army with the people. The
military are the part of every community in whom, from the nature of the case, the distinction between their
fellowcountrymen and foreigners is the deepest and strongest. To the rest of the people foreigners are
merely strangers; to the soldier, they are men against whom he may be called, at a week's notice, to fight for
life or death. The difference to him is that between friends and foes we may almost say between
fellowmen and another kind of animals: for as respects the enemy, the only law is that of force, and the only
mitigation the same as in the case of other animals that of simple humanity. Soldiers to whose feelings
half or threefourths of the subjects of the same government are foreigners will have no more scruple in
mowing them down, and no more desire to ask the reason why, than they would have in doing the same thing
against declared enemies. An army composed of various nationalities has no other patriotism than devotion to
the flag. Such armies have been the executioners of liberty through the whole duration of modern history. The
sole bond which holds them together is their officers and the government which they serve; and their only
idea, if they have any, of public duty is obedience to orders. A government thus supported, by keeping its
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Hungarian regiments in Italy and its Italian in Hungary, can long continue to rule in both places with the iron
rod of foreign conquerors.
If it be said that so broadly marked a distinction between what is due to a fellowcountryman and what is due
merely to a human creature is more worthy of savages than of civilised beings, and ought, with the utmost
energy, to be contended against, no one holds that opinion more strongly than myself. But this object, one of
the worthiest to which human endeavour can be directed, can never, in the present state of civilisation, be
promoted by keeping different nationalities of anything like equivalent strength under the same government.
In a barbarous state of society the case is sometimes different. The government may then be interested in
softening the antipathies of the races that peace may be preserved and the country more easily governed. But
when there are either free institutions or a desire for them, in any of the peoples artificially tied together, the
interest of the government lies in an exactly opposite direction. It is then interested in keeping up and
envenoming their antipathies that they may be prevented from coalescing, and it may be enabled to use some
of them as tools for the enslavement of others. The Austrian Court has now for a whole generation made
these tactics its principal means of government; with what fatal success, at the time of the Vienna insurrection
and the Hungarian contest, the world knows too well. Happily there are now signs that improvement is too far
advanced to permit this policy to be any longer successful.
For the preceding reasons, it is in general a necessary condition of free institutions that the boundaries of
governments should coincide in the main with those of nationalities. But several considerations are liable to
conflict in practice with this general principle. In the first place, its application is often precluded by
geographical hindrances. There are parts even of Europe in which different nationalities are so locally
intermingled that it is not practicable for them to be under separate governments. The population of Hungary
is composed of Magyars, Slovaks, Croats, Serbs, Roumans, and in some districts Germans, so mixed up as to
be incapable of local separation; and there is no course open to them but to make a virtue of necessity, and
reconcile themselves to living together under equal rights and laws. Their community of servitude, which
dates only from the destruction of Hungarian independence in 1849, seems to be ripening and disposing them
for such an equal union. The German colony of East Prussia is cut off from Germany by part of the ancient
Poland, and being too weak to maintain separate independence, must, if geographical continuity is to be
maintained, be either under a nonGerman government, or the intervening Polish territory must be under a
German one. Another considerable region in which the dominant element of the population is German, the
provinces of Courland, Esthonia, and Livonia, is condemned by its local situation to form part of a Slavonian
state. In Eastern Germany itself there is a large Slavonic population: Bohemia is principally Slavonic, Silesia
and other districts partially so. The most united country in Europe, France, is far from being homogeneous:
independently of the fragments of foreign nationalities at its remote extremities, it consists, as language and
history prove, of two portions, one occupied almost exclusively by a GalloRoman population, while in the
other the Frankish, Burgundian, and other Teutonic races form a considerable ingredient.
When proper allowance has been made for geographical exigencies, another more purely moral and social
consideration offers itself. Experience proves that it is possible for one nationality to merge and be absorbed
in another: and when it was originally an inferior and more backward portion of the human race the
absorption is greatly to its advantage. Nobody can suppose that it is not more beneficial to a Breton, or a
Basque of French Navarre, to be brought into the current of the ideas and feelings of a highly civilised and
cultivated people to be a member of the French nationality, admitted on equal terms to all the privileges of
French citizenship, sharing the advantages of French protection, and the dignity and prestige of French power
than to sulk on his own rocks, the halfsavage relic of past times, revolving in his own little mental orbit,
without participation or interest in the general movement of the world. The same remark applies to the
Welshman or the Scottish Highlander as members of the British nation.
Whatever really tends to the admixture of nationalities, and the blending of their attributes and peculiarities in
a common union, is a benefit to the human race. Not by extinguishing types, of which, in these cases,
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sufficient examples are sure to remain, but by softening their extreme forms, and filling up the intervals
between them. The united people, like a crossed breed of animals (but in a still greater degree, because the
influences in operation are moral as well as physical), inherits the special aptitudes and excellences of all its
progenitors, protected by the admixture from being exaggerated into the neighbouring vices. But to render
this admixture possible, there must be peculiar conditions. The combinations of circumstances which occur,
and which effect the result, are various.
The nationalities brought together under the same government may be about equal in numbers and strength,
or they may be very unequal. If unequal, the least numerous of the two may either be the superior in
civilisation, or the inferior. Supposing it to be superior, it may either, through that superiority, be able to
acquire ascendancy over the other, or it may be overcome by brute strength and reduced to subjection. This
last is a sheer mischief to the human race, and one which civilised humanity with one accord should rise in
arms to prevent. The absorption of Greece by Macedonia was one of the greatest misfortunes which ever
happened to the world: that of any of the principal countries of Europe by Russia would be a similar one.
If the smaller nationality, supposed to be the more advanced in improvement, is able to overcome the greater,
as the Macedonians, reinforced by the Greeks, did Asia, and the English India, there is often a gain to
civilisation: but the conquerors and the conquered cannot in this case live together under the same free
institutions. The absorption of the conquerors in the less advanced people would be an evil: these, must be
governed as subjects, and the state of things is either a benefit or a misfortune, according as the subjugated
people have or have not reached the state in which it is an injury not to be under a free government, and
according as the conquerors do or do not use their superiority in a manner calculated to fit the conquered for a
higher stage of improvement. This topic will be particularly treated of in a subsequent chapter.
When the nationality which succeeds in overpowering the other is both the most numerous and the most
improved; and especially if the subdued nationality is small, and has no hope of reasserting its independence;
then, if it is governed with any tolerable justice, and if the members of the more powerful nationality are not
made odious by being invested with exclusive privileges, the smaller nationality is gradually reconciled to its
position, and becomes amalgamated with the larger. No BasBreton, nor even any Alsatian, has the smallest
wish at the present day to be separated from France. If all Irishmen have not yet arrived at the same
disposition towards England, it is partly because they are sufficiently numerous to be capable of constituting
a respectable nationality by themselves; but principally because, until of late years, they had been so
atrociously governed, that all their best feelings combined with their bad ones in rousing bitter resentment
against the Saxon rule. This disgrace to England, and calamity to the whole empire, has, it may be truly said,
completely ceased for nearly a generation. No Irishman is now less free than an AngloSaxon, nor has a less
share of every benefit either to his country or to his individual fortunes than if he were sprung from any other
portion of the British dominions. The only remaining real grievance of Ireland, that of the State Church, is
one which half, or nearly half, the people of the larger island have in common with them. There is now next
to nothing, except the memory of the past, and the difference in the predominant religion, to keep apart two
races, perhaps the most fitted of any two in the world to be the completing counterpart of one another. The
consciousness of being at last treated not only with equal justice but with equal consideration is making such
rapid way in the Irish nation as to be wearing off all feelings that could make them insensible to the benefits
which the less numerous and less wealthy people must necessarily derive from being fellowcitizens instead
of foreigners to those who are not only their nearest neighbours, but the wealthiest, and one of the freest, as
well as most civilised and powerful, nations of the earth.
The cases in which the greatest practical obstacles exist to the blending of nationalities are when the
nationalities which have been bound together are nearly equal in numbers and in the other elements of power.
In such cases, each, confiding in its strength, and feeling itself capable of maintaining an equal struggle with
any of the others, is unwilling to be merged in it: each cultivates with party obstinacy its distinctive
peculiarities; obsolete customs, and even declining languages, are revived to deepen the separation; each
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deems itself tyrannised over if any authority is exercised within itself by functionaries of a rival race; and
whatever is given to one of the conflicting nationalities is considered to be taken from all the rest. When
nations, thus divided, are under a despotic government which is a stranger to all of them, or which, though
sprung from one, yet feeling greater interest in its own power than in any sympathies of nationality, assigns
no privilege to either nation, and chooses its instruments indifferently from all; in the course of a few
generations, identity of situation often produces harmony of feeling, and the different races come to feel
towards each other as fellowcountrymen; particularly if they are dispersed over the same tract of country.
But if the era of aspiration to free government arrives before this fusion has been effected, the opportunity has
gone by for effecting it. From that time, if the unreconciled nationalities are geographically separate, and
especially if their local position is such that there is no natural fitness or convenience in their being under the
same government (as in the case of an Italian province under a French or German yoke), there is not only an
obvious propriety, but, if either freedom or concord is cared for, a necessity, for breaking the connection
altogether. There may be cases in which the provinces, after separation, might usefully remain united by a
federal tie: but it generally happens that if they are willing to forego complete independence, and become
members of a federation, each of them has other neighbours with whom it would prefer to connect itself,
having more sympathies in common, if not also greater community of interest.
Chapter 17. Of Federal Representative Governments.
PORTIONS OF mankind who are not fitted, or not disposed, to live under the same internal government, may
often with advantage be federally united as to their relations with foreigners: both to prevent wars among
themselves, and for the sake of more effectual protection against the aggression of powerful States.
To render a federation advisable, several conditions are necessary. The first is, that there should be a
sufficient amount of mutual sympathy among the populations. The federation binds them always to fight on
the same side; and if they have such feelings towards one another, or such diversity of feeling towards their
neighbours, that they would generally prefer to fight on opposite sides, the federal tie is neither likely to be of
long duration, not to be well observed while it subsists. The sympathies available for the purpose are those of
race, language, religion, and, above all, of political institutions, as conducing most to a feeling of identity of
political interest. When a few free states, separately insufficient for their own defence, are hemmed in on all
sides by military or feudal monarchs, who hate and despise freedom even in a neighbour, those states have no
chance for preserving liberty and its blessings but by a federal union. The common interest arising from this
cause has in Switzerland, for several centuries, been found adequate to maintain efficiently the federal bond,
in spite not only of difference of religion when religion was the grand source of irreconcilable political
enmity throughout Europe, but also in spite of great weakness in the constitution of the federation itself. In
America, where all the conditions for the maintenance of union existed at the highest point, with the sole
drawback of difference of institutions in the single but most important article of Slavery, this one difference
has gone so far in alienating from each other's sympathies the two divisions of the Union, that the
maintenance or disruption of a tie of so much value to them both depends on the issue of an obstinate civil
war.
A second condition of the stability of a federal government is that the separate states be not so powerful as to
be able to rely, for protection against foreign encroachment, on their individual strength. If they are, they will
be apt to think that they do not gain, by union with others, the equivalent of what they sacrifice in their own
liberty of action; and consequently, whenever the policy of the Confederation, in things reserved to its
cognisance, is different from that which any one of its members would separately pursue, the internal and
sectional breach will, through absence of sufficient anxiety to preserve the union, be in danger of going so far
as to dissolve it.
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A third condition, not less important than the two others, is that there be not a very marked inequality of
strength among the several contracting states. They cannot, indeed, be exactly equal in resources: in all
federations there will be a gradation of power among the members; some will be more populous, rich, and
civilised than others. There is a wide difference in wealth and population between New York and Rhode
Island; between Bern and Zug or Glaris. The essential is, that there should not be any one State so much more
powerful than the rest as to be capable of vying in strength with many of them combined. If there be such a
one, and only one, it will insist on being master of the joint deliberations: if there be two, they will be
irresistible when they agree; and whenever they differ everything will be decided by a struggle for
ascendancy between the rivals. This cause is alone enough to reduce the German Bund to almost a nullity,
independently of its wretched internal constitution. It effects none of the real purposes of a confederation. It
has never bestowed on Germany a uniform system of customs, nor so much as a uniform coinage; and has
served only to give Austria and Prussia a legal right of pouring in their troops to assist the local sovereigns in
keeping their subjects obedient to despotism: while in regard to external concerns, the Bund would make all
Germany a dependency of Prussia if there were no Austria, and of Austria if there were no Prussia: and in the
meantime each petty prince has little choice but to be a partisan of one or the other, or to intrigue with foreign
governments against both.
There are two different modes of organising a Federal Union. The federal authorities may represent the
Governments solely, and their acts may be obligatory only on the Governments as such; or they may have the
power of enacting laws and issuing orders which are binding directly on individual citizens. The former is the
plan of the German socalled Confederation, and of the Swiss Constitution previous to 1847. It was tried in
America for a few years immediately following the War of Independence. The other principle is that of the
existing Constitution of the United States, and has been adopted within the last dozen years by the Swiss
Confederacy. The Federal Congress of the American Union is a substantive part of the government of every
individual State. Within the limits of its attributions, it makes laws which are obeyed by every citizen
individually, executes them through its own officers, and enforces them by its own tribunals. This is the only
principle which has been found, or which is ever likely, to produce an effective federal government. A union
between the governments only is a mere alliance, and subject to all the contingencies which render alliances
precarious. If the acts of the President and of Congress were binding solely on the Governments of New
York, Virginia, or Pennsylvania, and could only be carried into effect through orders issued by those
Governments to officers appointed by them, under responsibility to their own courts of justice no mandates of
the Federal Government which were disagreeable to a local majority would ever be executed. Requisitions
issued to a government have no other sanction, or means of enforcement, than war: and a federal army would
have to be always in readiness to enforce the decrees of the Federation against any recalcitrant State; subject
to the probability that other States, sympathising with the recusant, and perhaps sharing its sentiments on the
particular point in dispute, would withhold their contingents, if not send them to fight in the ranks of the
disobedient State.
Such a federation is more likely to be a cause than a preventive of internal wars: and if such was not its effect
in Switzerland until the events of the years immediately preceding 1847, it was only because the Federal
Government felt its weakness so strongly that it hardly ever attempted to exercise any real authority. In
America, the experiment of a Federation on this principle broke down in the first few years of its existence;
happily while the men of enlarged knowledge and acquired ascendancy, who founded the independence of
the Republic, were still alive to guide it through the difficult transition. The Federalist, a collection of papers
by three of these eminent men, written in explanation and defence of the new Federal Constitution while still
awaiting the national acceptance, is even now the most instructive treatise we possess on federal
government.[15]
In Germany, the more imperfect kind of federation, as all know, has not even answered the purpose of
maintaining an alliance. It has never, in any European war, prevented single members of the Confederation
from allying themselves with foreign powers against the rest. Yet this is the only federation which seems
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possible among monarchical states. A king, who holds his power by inheritance, not by delegation, and who
cannot be deprived of it, nor made responsible to any one for its use, is not likely to renounce having a
separate army, or to brook the exercise of sovereign authority over his own subjects, not through him but
directly, by another power. To enable two or more countries under kingly government to be joined together in
an effectual confederation it seems necessary that they should all be under the same king. England and
Scotland were a federation of this description during the interval of about a century between the union of the
Crowns and that of the Parliaments. Even this was effective, not through federal institutions, for none existed,
but because the regal power in both Constitutions was during the greater part of that time so nearly absolute
as to enable the foreign policy of both to be shaped according to a single will.
Under the more perfect mode of federation, where every citizen of each particular State owes obedience to
two Governments, that of his own state and that of the federation, it is evidently necessary not only that the
constitutional limits of the authority of each should be precisely and clearly defined, but that the power to
decide between them in any case of dispute should not reside in either of the Governments, or in any
functionary subject to it, but in an umpire independent of both. There must be a Supreme Court of justice, and
a system of subordinate Courts in every State of the Union, before whom such questions shall be carried, and
whose judgment on them, in the last stage of appeal, shall be final. Every State of the Union, and the Federal
Government itself, as well as every functionary of each, must be liable to be sued in those Courts for
exceeding their powers, or for nonperformance of their federal duties, and must in general be obliged to
employ those Courts as the instrument for enforcing their federal rights. This involves the remarkable
consequence, actually realised in the United States, that a Court of justice, the highest federal tribunal, is
supreme over the various Governments, both State and Federal; having the right to declare that any law made,
or act done by them, exceeds the powers assigned to them by the Federal Constitution, and, in consequence,
has no legal validity. It was natural to feel strong doubts, before trial had been made, how such a provision
would work; whether the tribunal would have the courage to exercise its constitutional power; if it did,
whether it would exercise it wisely and whether the Governments would consent to submit peaceably to its
decision. The discussions on the American Constitution, before its final adoption, give evidence that these
natural apprehensions were strongly felt; but they are now entirely quieted, since, during the two generations
and more which have subsequently elapsed, nothing has occurred to verify them, though there have at times
been disputes of considerable acrimony, and which became the badges of parties, respecting the limits of the
authority of the Federal and State Governments.
The eminently beneficial working of so singular a provision is probably, as M. de Tocqueville remarks, in a
great measure attributable to the peculiarity inherent in a Court of justice acting as such namely, that it
does not declare the law eo nomine and in the abstract, but waits until a case between man and man is
brought before it judicially involving the point in dispute: from which arises the happy effect that its
declarations are not made in a very early stage of the controversy; that much popular discussion usually
precedes them; that the Court decides after hearing the point fully argued on both sides by lawyers of
reputation; decides only as much of the question at a time as is required by the case before it, and its decision,
instead of being volunteered for political purposes, is drawn from it by the duty which it cannot refuse to
fulfil, of dispensing justice impartially between adverse litigants. Even these grounds of confidence would
not have sufficed to produce the respectful submission with which all authorities have yielded to the
decisions of the Supreme Court on the interpretation of the Constitution, were it not that complete reliance
has been felt, not only on the intellectual preeminence of the judges composing that exalted tribunal, but on
their entire superiority over either private or sectional partialities. This reliance has been in the main justified;
but there is nothing which more vitally imports the American people than to guard with the most watchful
solicitude against everything which has the remotest tendency to produce deterioration in the quality of this
great national institution. The confidence on which depends the stability of federal institutions was for the
first time impaired by the judgment declaring slavery to be of common right, and consequently lawful in the
Territories while not yet constituted as States, even against the will of a majority of their inhabitants. This
memorable decision has probably done more than anything else to bring the sectional division to the crisis
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which has issued in civil war. The main pillar of the American Constitution is scarcely strong enough to bear
many more such shocks.
The tribunals which act as umpires between the Federal and the State Governments naturally also decide all
disputes between two States, or between a citizen of one State and the government of another. The usual
remedies between nations, war and diplomacy, being precluded by the federal union, it is necessary that a
judicial remedy should supply their place. The Supreme Court of the Federation dispenses international law,
and is the first great example of what is now one of the most prominent wants of civilised society, a real
International Tribunal.
The powers of a Federal Government naturally extend not only to peace and war, and all questions which
arise between the country and foreign governments, but to making any other arrangements which are, in the
opinion of the States, necessary to their enjoyment of the full benefits of union. For example, it is a great
advantage to them that their mutual commerce should be free, without the impediment of frontier duties and
customhouses. But this internal freedom cannot exist if each State has the power of fixing the duties on
interchange of commodities between itself and foreign countries; since every foreign product let in by one
State would be let into all the rest. And hence all custom duties and trade regulations, in the United States, are
made or repealed by the Federal Government exclusively. Again, it is a great convenience to the States to
have but one coinage, and but one system of weights and measures; which can only be ensured if the
regulation of these matters is entrusted to the Federal Government. The certainty and celerity of Post Office
communication is impeded, and its expense increased, if a letter has to pass through half a dozen sets of
public offices, subject to different supreme authorities: it is convenient, therefore, that all Post Offices should
be under the Federal Government. But on such questions the feelings of different communities are liable to be
different. One of the American States, under the guidance of a man who has displayed powers as a
speculative political thinker superior to any who has appeared in American politics since the authors of the
Federalist,[16] claimed a veto for each State on the custom laws of the Federal Congress: and that statesman,
in a posthumous work of great ability, which has been printed and widely circulated by the legislature of
South Carolina, vindicated this pretension on the general principle of limiting the tyranny of the majority, and
protecting minorities by admitting them to a substantial participation in political power. One of the most
disputed topics in American politics, during the early part of this century, was whether the power of the
Federal Government ought to extend, and whether by the Constitution it did extend, to making roads and
canals at the cost of the Union. It is only in transactions with foreign powers that the authority of the Federal
Government is of necessity complete. On every other subject, the question depends on how closely the people
in general wish to draw the federal tie; what portion of their local freedom of action they are willing to
surrender, in order to enjoy more fully the benefit of being one nation.
Respecting the fitting constitution of a federal government within itself much need not be said. It of course
consists of a legislative branch and an executive, and the constitution of each is amenable to the same
principles as that of representative governments generally. As regards the mode of adapting these general
principles to a federal government, the provision of the American Constitution seems exceedingly judicious,
that Congress should consist of two Houses, and that while one of them is constituted according to
population, each State being entitled to representatives in the ratio of the number of its inhabitants, the other
should represent not the citizens, but the State Governments, and every State, whether large or small, should
be represented in it by the same number of members. This provision precludes any undue power from being
exercised by the more powerful States over the rest, and guarantees the reserved rights of the State
Governments, by making it impossible, as far as the mode of representation can prevent, that any measure
should pass Congress unless approved not only by a majority of the citizens, but by a majority of the States. I
have before adverted to the further incidental advantage obtained of raising the standard of qualifications in
one of the Houses. Being nominated by select bodies, the Legislatures of the various States, whose choice, for
reasons already indicated, is more likely to fall on eminent men than any popular election who have not
only the power of electing such, but a strong motive to do so, because the influence of their State in the
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general deliberations must be materially affected by the personal weight and abilities of its representatives;
the Senate of the United States, thus chosen, has always contained nearly all the political men of established
and high reputation in the Union: while the Lower House of Congress has, in the opinion of competent
observers, been generally as remarkable for the absence of conspicuous personal merit as the Upper House
for its presence.
When the conditions exist for the formation of efficient and durable Federal Unions, the multiplication of
them is always a benefit to the world. It has the same salutary effect as any other extension of the practice of
cooperation, through which the weak, by uniting, can meet on equal terms with the strong. By diminishing
the number of those petty states which are not equal to their own defence, it weakens the temptations to an
aggressive policy, whether working directly by arms, or through the prestige of superior power. It of course
puts an end to war and diplomatic quarrels, and usually also to restrictions on commerce, between the States
composing the Union; while, in reference to neighbouring nations, the increased military strength conferred
by it is of a kind to be almost exclusively available for defensive, scarcely at all for aggressive, purposes. A
federal government has not a sufficiently concentrated authority to conduct with much efficiency any war but
one of selfdefence, in which it can rely on the voluntary cooperation of every citizen: nor is there anything
very flattering to national vanity or ambition in acquiring, by a successful war, not subjects, nor even
fellowcitizens, but only new, and perhaps troublesome, independent members of the confederation. The
warlike proceedings of the Americans in Mexico were purely exceptional, having been carried on principally
by volunteers, under the influence of the migratory propensity which prompts individual Americans to
possess themselves of unoccupied land; and stimulated, if by any public motive, not by that of national
aggrandisement, but by the purely sectional purpose of extending slavery. There are few signs in the
proceedings of Americans, nationally or individually, that the desire of territorial acquisition for their country
as such has any considerable power over them. Their hankering after Cuba is, in the same manner, merely
sectional, and the northern States, those opposed to slavery, have never in any way favoured it.
The question may present itself (as in Italy at its present uprising) whether a country, which is determined to
be united, should form a complete or a merely federal union. The point is sometimes necessarily decided by
the mere territorial magnitude of the united whole. There is a limit to the extent of country which can
advantageously be governed, or even whose government can be conveniently superintended, from a single
centre. There are vast countries so governed; but they, or at least their distant provinces, are in general
deplorably ill administered, and it is only when the inhabitants are almost savages that they could not manage
their affairs better separately. This obstacle does not exist in the case of Italy, the size of which does not come
up to that of several very efficiently governed single states in past and present times. The question then is
whether the different parts of the nation require to be governed in a way so essentially different that it is not
probable the same Legislature, and the same ministry or administrative body, will give satisfaction to them
all. Unless this be the case, which is a question of fact, it is better for them to be completely united. That a
totally different system of laws, and very different administrative institutions, may exist in two portions of a
country without being any obstacle to legislative unity is proved by the case of England and Scotland.
Perhaps, however, this undisturbed coexistence of two legal systems, under one united legislature, making
different laws for the two sections of the country in adaptation to the previous differences, might not be so
well preserved, or the same confidence might not be felt in its preservation, in a country whose legislators
were more possessed (as is apt to be the case on the Continent) with the mania for uniformity. A people
having that unbounded toleration which is characteristic of this country for every description of anomaly, so
long as those whose interests it concerns do not feel aggrieved by it, afforded an exceptionally advantageous
field for trying this difficult experiment. In most countries, if it was an object to retain different systems of
law, it might probably be necessary to retain distinct legislatures as guardians of them; which is perfectly
compatible with a national Parliament and King, or a national Parliament without a King, supreme over the
external relations of all the members of the body.
Whenever it is not deemed necessary to maintain permanently, in the different provinces, different systems of
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jurisprudence, and fundamental institutions grounded on different principles, it is always practicable to
reconcile minor diversities with the maintenance of unity of government. All that is needful is to give a
sufficiently large sphere of action to the local authorities. Under one and the same central government there
may be local governors, and provincial assemblies for local purposes. It may happen, for instance, that the
people of different provinces may have preferences in favour of different modes of taxation. If the general
legislature could not be depended on for being guided by the members for each province in modifying the
general system of taxation to suit that province, the Constitution might provide that as many of the expenses
of the government as could by any possibility be made local should be defrayed by local rates imposed by the
provincial assemblies, and that those which must of necessity be general, such as the support of an army and
navy, should, in the estimates for the year, be apportioned among the different provinces according to some
general estimate of their resources, the amount assigned to each being levied by the local assembly on the
principles most acceptable to the locality, and paid en bloc into the national treasury. A practice approaching
to this existed even in the old French monarchy, so far as regarded the pays d'etats; each of which, having
consented or been required to furnish a fixed sum, was left to assess it upon the inhabitants by its own
officers, thus escaping the grinding despotism of the royal intendants and subdelegues; and this privilege is
always mentioned as one of the advantages which mainly contributed to render them, as some of them were,
the most flourishing provinces of France.
Identity of central government is compatible with many different degrees of centralisation, not only
administrative, but even legislative. A people may have the desire, and the capacity, for a closer union than
one merely federal, while yet their local peculiarities and antecedents render considerable diversities
desirable in the details of their government. But if there is a real desire on all hands to make the experiment
successful, there needs seldom be any difficulty in not only preserving these diversities, but giving them the
guarantee of a constitutional provision against any attempt at assimilation, except by the voluntary act of
those who would be affected by the change.
Chapter 18. Of the Government of Dependencies by a Free State.
FREE STATES, like all others, may possess dependencies, acquired either by conquest or by colonisation;
and our own is the greatest instance of the kind in modern history. It is a most important question how such
dependencies ought to be governed.
It is unnecessary to discuss the case of small posts, like Gibraltar, Aden, or Heligoland, which are held only
as naval or military positions. The military or naval object is in this case paramount, and the inhabitants
cannot, consistently with it, be admitted to the government of the place; though they ought to be allowed all
liberties and privileges compatible with that restriction, including the free management of municipal affairs;
and as a compensation for being locally sacrificed to the convenience of the governing State, should be
admitted to equal rights with its native subjects in all other parts of the empire.
Outlying territories of some size and population, which are held as dependencies, that is, which are subject,
more or less, to acts of sovereign power on the part of the paramount country, without being equally
represented (if represented at all) in its legislature, may be divided into two classes. Some are composed of
people of similar civilisation to the ruling country, capable of, and ripe for, representative government: such
as the British possessions in America and Australia. Others, like India, are still at a great distance from that
state.
In the case of dependencies of the former class, this country has at length realised, in rare completeness, the
true principle of government. England has always felt under a certain degree of obligation to bestow on such
of her outlying populations as were of her own blood and language, and on some who were not,
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representative institutions formed in imitation of her own: but until the present generation, she has been on
the same bad level with other countries as to the amount of selfgovernment which she allowed them to
exercise through the representative institutions that she conceded to them. She claimed to be the supreme
arbiter even of their purely internal concerns, according to her own, not their, ideas of how those concerns
could be best regulated. This practice was a natural corollary from the vicious theory of colonial policy
once common to all Europe, and not yet completely relinquished by any other people which regarded
colonies as valuable by affording markets for our commodities, that could be kept entirely to ourselves: a
privilege we valued so highly that we thought it worth purchasing by allowing to the colonies the same
monopoly of our market for their own productions which we claimed for our commodities in theirs. This
notable plan for enriching them and ourselves, by making each pay enormous sums to the other, dropping the
greatest part by the way, has been for some time abandoned. But the bad habit of meddling in the internal
government of the colonies did not at once terminate when we relinquished the idea of making any profit by
it. We continued to torment them, not for any benefit to ourselves, but for that of a section or faction among
the colonists: and this persistence in domineering cost us a Canadian rebellion before we had the happy
thought of giving it up. England was like an illbroughtup elder brother, who persists in tyrannising over
the younger ones from mere habit, till one of them, by a spirited resistance, though with unequal strength,
gives him notice to desist. We were wise enough not to require a second warning. A new era in the colonial
policy of nations began with Lord Durham's Report; the imperishable memorial of that nobleman's courage,
patriotism, and enlightened liberality, and of the intellect and practical sagacity of its joint authors, Mr.
Wakefield and the lamented Charles Buller.[17]
It is now a fixed principle of the policy of Great Britain, professed in theory and faithfully adhered to in
practice, that her colonies of European race, equally with the parent country, possess the fullest measure of
internal selfgovernment. They have been allowed to make their own free representative constitutions by
altering in any manner they thought fit the already very popular constitutions which we had given them. Each
is governed by its own legislature and executive, constituted on highly democratic principles. The veto of the
Crown and of Parliament, though nominally reserved, is only exercised (and that very rarely) on questions
which concern the empire, and not solely the particular colony. How liberal a construction has been given to
the distinction between imperial and colonial questions is shown by the fact that the whole of the
unappropriated lands in the regions behind our American and Australian colonies have been given up to the
uncontrolled disposal of the colonial communities; though they might, without injustice, have been kept in
the hands of the Imperial Government, to be administered for the greatest advantage of future emigrants from
all parts of the empire. Every colony has thus as full power over its own affairs as it could have if it were a
member of even the loosest federation; and much fuller than would belong to it under the Constitution of the
United States, being free even to tax at its pleasure the commodities imported from the mother country. Their
union with Great Britain is the slightest kind of federal union; but not a strictly equal federation, the mother
country retaining to itself the powers of a Federal Government, though reduced in practice to their very
narrowest limits. This inequality is, of course, as far as it goes, a disadvantage to the dependencies, which
have no voice in foreign policy, but are bound by the decisions of the superior country. They are compelled to
join England in war, without being in any way consulted previous to engaging in it.
Those (now happily not a few) who think that justice is as binding on communities as it is on individuals, and
that men are not warranted in doing to other countries, for the supposed benefit of their own country, what
they would not be justified in doing to other men for their own benefit feel even this limited amount of
constitutional subordination on the part of the colonies to be a violation of principle, and have often occupied
themselves in looking out for means by which it may be avoided. With this view it has been proposed by
some that the colonies should return representatives to the British legislature; and by others, that the powers
of our own, as well as of their Parliaments, should be confined to internal policy, and that there should be
another representative body for foreign and imperial concerns, in which last the dependencies of Great
Britain should be represented in the same manner, and with the same completeness, as Great Britain itself. On
this system there would be perfectly equal federation between the mother country and her colonies, then no
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longer dependencies.
The feelings of equity, and conceptions of public morality, from which these suggestions emanate, are worthy
of all praise; but the suggestions themselves are so inconsistent with rational principles of government that it
is doubtful if they have been seriously accepted as a possibility by any reasonable thinker. Countries
separated by half the globe do not present the natural conditions for being under one government, or even
members of one federation. If they had sufficiently the same interests, they have not, and never can have, a
sufficient habit of taking counsel together. They are not part of the same public; they do not discuss and
deliberate in the same arena, but apart, and have only a most imperfect knowledge of what passes in the
minds of one another. They neither know each other's objects, nor have confidence in each other's principles
of conduct. Let any Englishman ask himself how he should like his destinies to depend on an assembly of
which onethird was British American, and another third South African and Australian. Yet to this it must
come if there were anything like fair or equal representation; and would not every one feel that the
representatives of Canada and Australia, even in matters of an imperial character, could not know, or feel any
sufficient concern for, the interests, opinions, or wishes of English, Irish, and Scotch? Even for strictly
federative purposes the conditions do not exist which we have seen to be essential to a federation. England is
sufficient for her own protection without the colonies; and would be in a much stronger, as well as more
dignified position, if separated from them, than when reduced to be a single member of an American,
African, and Australian confederation. Over and above the commerce which she might equally enjoy after
separation, England derives little advantage, except in prestige, from her dependencies; and the little she does
derive is quite outweighed by the expense they cost her, and the dissemination they necessitate of her naval
and military force, which in case of war, or any real apprehension of it, requires to be double or treble what
would be needed for the defence of this country alone.
But though Great Britain could do perfectly well without her colonies, and though on every principle of
morality and justice she ought to consent to their separation, should the time come when, after full trial of the
best form of union, they deliberately desire to be dissevered there are strong reasons for maintaining the
present slight bond of connection, so long as not disagreeable to the feelings of either party. It is a step, as far
as it goes, towards universal peace, and general friendly cooperation among nations. It renders war
impossible among a large number of otherwise independent communities; and moreover hinders any of them
from being absorbed into a foreign state, and becoming a source of additional aggressive strength to some
rival power, either more despotic or closer at hand, which might not always be so unambitious or so pacific as
Great Britain. It at least keeps the markets of the different countries open to one another, and prevents that
mutual exclusion by hostile tariffs, which none of the great communities of mankind, except England, have
yet completely outgrown. And in the case of the British possessions it has the advantage, especially valuable
at the present time, of adding to the moral influence, and weight in the councils of the world, of the Power
which, of all in existence, best understands liberty and whatever may have been its errors in the past, has
attained to more of conscience and moral principle in its dealings with foreigners than any other great nation
seems either to conceive as possible or recognise as desirable. Since, then, the union can only continue, while
it does continue, on the footing of an unequal federation, it is important to consider by what means this small
amount of inequality can be prevented from being either onerous or humiliating to the communities
occupying the less exalted position.
The only inferiority necessarily inherent in the case is that the mother country decides, both for the colonies
and for herself, on questions of peace and war. They gain, in return, the obligation on the mother country to
repel aggressions directed against them; but, except when the minor community is so weak that the protection
of a stronger power is indispensable to it, reciprocity of obligation is not a full equivalent for nonadmission
to a voice in the deliberations. It is essential, therefore, that in all wars, save those which, like the Caffre or
New Zealand wars, are incurred for the sake of the particular colony, the colonists should not (without their
own voluntary request) be called on to contribute anything to the expense, except what may be required for
the specific local defence of their ports, shores, and frontiers against invasion. Moreover, as the mother
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country claims the privilege, at her sole discretion, of taking measures or pursuing a policy which may expose
them to attack, it is just that she should undertake a considerable portion of the cost of their military defence
even in time of peace; the whole of it, so far as it depends upon a standing army.
But there is a means, still more effectual than these, by which, and in general by which alone, a full
equivalent can be given to a smaller community for sinking its individuality, as a substantive power among
nations, in the greater individuality of a wide and powerful empire. This one indispensable and, at the same
time, sufficient expedient, which meets at once the demands of justice and the growing exigencies of policy,
is to open the service of Government in all its departments, and in every part of the empire, on perfectly equal
terms, to the inhabitants of the Colonies. Why does no one ever hear a breath of disloyalty from the Islands in
the British Channel? By race, religion, and geographical position they belong less to England than to France.
But, while they enjoy, like Canada and New South Wales, complete control over their internal affairs and
their taxation, every office or dignity in the gift of the Crown is freely open to the native of Guernsey or
Jersey. Generals, admirals, peers of the United Kingdom, are made, and there is nothing which hinders prime
ministers to be made, from those insignificant islands. The same system was commenced in reference to the
Colonies generally by an enlightened Colonial Secretary, too early lost, Sir William Molesworth, when he
appointed Mr. Hinckes, a leading Canadian politician, to a West Indian government. It is a very shallow view
of the springs of political action in a community which thinks such things unimportant because the number of
those in a position actually to profit by the concession might not be very considerable. That limited number
would be composed precisely of those who have most moral power over the rest: and men are not so destitute
of the sense of collective degradation as not to feel the withholding of an advantage from even one person,
because of a circumstance which they all have in common with him, an affront to all. If we prevent the
leading men of a community from standing forth to the world as its chiefs and representatives in the general
councils of mankind, we owe it both to their legitimate ambition, and to the just pride of the community, to
give them in return an equal chance of occupying the same prominent position in a nation of greater power
and importance.
Thus far of the dependencies whose population is in a sufficiently advanced state to be fitted for
representative government. But there are others which have not attained that state, and which, if held at all,
must be governed by the dominant country, or by persons delegated for that purpose by it. This mode of
government is as legitimate as any other if it is the one which in the existing state of civilisation of the subject
people most facilitates their transition to a higher stage of improvement. There are, as we have already seen,
conditions of society in which a vigorous despotism is in itself the best mode of government for training the
people in what is specifically wanting to render them capable of a higher civilisation. There are others, in
which the mere fact of despotism has indeed no beneficial effect, the lessons which it teaches having already
been only too completely learnt; but in which, there being no spring of spontaneous improvement in the
people themselves, their almost only hope of making any steps in advance depends on the chances of a good
despot. Under a native despotism, a good despot is a rare and transitory accident: but when the dominion they
are under is that of a more civilised people, that people ought to be able to supply it constantly. The ruling
country ought to be able to do for its subjects all that could be done by a succession of absolute monarchs,
guaranteed by irresistible force against the precariousness of tenure attendant on barbarous despotisms, and
qualified by their genius to anticipate all that experience has taught to the more advanced nation. Such is the
ideal rule of a free people over a barbarous or semibarbarous one. We need not expect to see that ideal
realised; but unless some approach to it is, the rulers are guilty of a dereliction of the highest moral trust
which can devolve upon a nation: and if they do not even 'him at it, they are selfish usurpers, on a par in
criminality with any of those whose ambition and rapacity have sported from age to age with the destiny of
masses of mankind.
As it is already a common, and is rapidly tending to become the universal, condition of the more backward
populations, to be either held in direct subjection by the more advanced, or to be under their complete
political ascendancy; there are in this age of the world few more important problems than how to organise
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this rule, so as to make it a good instead of an evil to the subject people; providing them with the best
attainable present government, and with the conditions most favourable to future permanent improvement.
But the mode of fitting the government for this purpose is by no means so well understood as the conditions
of good government in a people capable of governing themselves. We may even say that it is not understood
at all.
The thing appears perfectly easy to superficial observers. If India (for example) is not fit to govern itself, all
that seems to them required is that there should be a minister to govern it: and that this minister, like all other
British ministers, should be responsible to the British Parliament. Unfortunately this, though the simplest
mode of attempting to govern a dependency, is about the worst; and betrays in its advocates a total want of
comprehension of the conditions of good government. To govern a country under responsibility to the people
of that country, and to govern one country under responsibility to the people of another, are two very
different things. What makes the excellence of the first is that freedom is preferable to despotism: but the last
is despotism. The only choice the case admits is a choice of despotisms: and it is not certain that the
despotism of twenty millions is necessarily better than that of a few, or of one. But it is quite certain that the
despotism of those who neither hear, nor see, nor know anything about their subjects, has many chances of
being worse than that of those who do. It is not usually thought that the immediate agents of authority govern
better because they govern in the name of an absent master, and of one who has a thousand more pressing
interests to attend to. The master may hold them to a strict responsibility, enforced by heavy penalties; but it
is very questionable if those penalties will often fall in the right place.
It is always under great difficulties, and very imperfectly, that a country can be governed by foreigners; even
when there is no extreme disparity, in habits and ideas, between the rulers and the ruled. Foreigners do not
feel with the people. They cannot judge, by the light in which a thing appears to their own minds, or the
manner in which it affects their feelings, how it will affect the feelings or appear to the minds of the subject
population. What a native of the country, of average practical ability, knows as it were by instinct, they have
to learn slowly, and after all imperfectly, by study and experience. The laws, the customs, the social relations,
for which they have to legislate, instead of being familiar to them from childhood, are all strange to them. For
most of their detailed knowledge they must depend on the information of natives; and it is difficult for them
to know whom to trust. They are feared, suspected, probably disliked by the population; seldom sought by
them except for interested purposes; and they are prone to think that the servilely submissive are the
trustworthy. Their danger is of despising the natives; that of the natives is of disbelieving that anything the
strangers do can be intended for their good. These are but a part of the difficulties that any rulers have to
struggle with who honestly attempt to govern well a country in which they are foreigners. To overcome these
difficulties in any degree will always be a work of much labour, requiring a very superior degree of capacity
in the chief administrators, and a high average among the subordinates: and the best organisation of such a
government is that which will best ensure the labour, develop the capacity, and place the highest specimens
of it in the situations of greatest trust. Responsibility to an authority which bas gone through none of the
labour, acquired none of the capacity, and for the most part is not even aware that either, in any peculiar
degree, is required, cannot be regarded as a very effectual expedient for accomplishing these ends.
The government of a people by itself has a meaning and a reality; but such a thing as government of one
people by another does not and cannot exist. One people may keep another as a warren or preserve for its
own use, a place to make money in, a human cattle farm to be worked for the profit of its own inhabitants.
But if the good of the governed is the proper business of a government, it is utterly impossible that a people
should directly attend to it. The utmost they can do is to give some of their best men a commission to look
after it; to whom the opinion of their own country can neither be much of a guide in the performance of their
duty, nor a competent judge of the mode in which it has been performed. Let any one consider how the
English themselves would be governed if they knew and cared no more about their own affairs than they
know and care about the affairs of the Hindoos. Even this comparison gives no adequate idea of the state of
the case: for a people thus indifferent to politics altogether would probably be simply acquiescent and let the
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government alone: whereas in the case of India, a politically active people like the English, amidst habitual
acquiescence, are every now and then interfering, and almost always in the wrong place. The real causes
which determine the prosperity or wretchedness, the improvement or deterioration, of the Hindoos are too far
off to be within their ken. They have not the knowledge necessary for suspecting the existence of those
causes, much less for judging of their operation. The most essential interests of the country may be well
administered without obtaining any of their approbation, or mismanaged to almost any excess without
attracting their notice.
The purposes for which they are principally tempted to interfere and control the proceedings of their
delegates are of two kinds. One is to force English ideas down the throats of the natives; for instance, by
measures of proselytism, or acts intentionally or unintentionally offensive to the religious feelings of the
people. This misdirection of opinion in the ruling country is instructively exemplified (the more so, because
nothing is meant but justice and fairness, and as much impartiality as can be expected from persons really
convinced) by the demand now so general in England for having the Bible taught, at the option of pupils or of
their parents, in the Government schools. From the European point of view nothing can wear a fairer aspect,
or seem less open to objection on the score of religious freedom. To Asiatic eyes it is quite another thing. No
Asiatic people ever believes that a government puts its paid officers and official machinery into motion
unless it is bent upon an object; and when bent on an object, no Asiatic believes that any government, except
a feeble and contemptible one, pursues it by halves. If Government schools and schoolmasters taught
Christianity, whatever pledges might be given of teaching it only to those who spontaneously sought it, no
amount of evidence would ever persuade the parents that improper means were not used to make their
children Christians, or at all events, outcasts from Hindooism. If they could, in the end, be convinced of the
contrary, it would only be by the entire failure of the schools, so conducted, to make any converts. If the
teaching had the smallest effect in promoting its object it would compromise not only the utility and even
existence of the government education, but perhaps the safety of the government itself. An English Protestant
would not be easily induced, by disclaimers of proselytism, to place his children in a Roman Catholic
seminary: Irish Catholics will not send their children to schools in which they can be made Protestants: and
we expect that Hindoos, who believe that the privileges of Hindooism can be forfeited by a merely physical
act, will expose theirs to the danger of being made Christians!
Such is one of the modes in which the opinion of the dominant country tends to act more injuriously than
beneficially on the conduct of its deputed governors. In other respects, its interference is likely to be oftenest
exercised where it will be most pertinaciously demanded, and that is on behalf of some interest of the English
settlers. English settlers have friends at home, have organs, have access to the public; they have a common
language and common ideas with their countrymen: any complaint by an Englishman is more sympathetically
heard, even if no unjust preference is intentionally accorded to it. Now, if there be a fact to which all
experience testifies, it is that when a country holds another in subjection, the individuals of the ruling people
who resort to the foreign country to make their fortunes are of all others those who most need to be held
under powerful restraint. They are always one of the chief difficulties of the government. Armed with the
prestige and filled with the scornful overbearingness of the conquering nation, they have the feelings inspired
by absolute power without its sense of responsibility.
Among a people like that India the utmost efforts of the public authorities are not enough for the effectual
protection of the weak against the strong; and of all the strong, the European settlers are the strongest.
Wherever the demoralising effect of the situation is not in a most remarkable degree corrected by the personal
character of the individual, they think the people of the country mere dirt under their feet: it seems to them
monstrous that any rights of the natives should stand in the way of their smallest pretensions: the simplest act
of protection to the inhabitants against any act of power on their part which they may consider useful to their
commercial objects, they denounce, and sincerely regard, as an injury. So natural is this state of feeling in a
situation like theirs that even under the discouragement which it has hitherto met with from the ruling
authorities it is impossible that more or less of the spirit should not perpetually break out. The Government,
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itself free from this spirit, is never able sufficiently to keep it down in the young and raw even of its own civil
and military officers, over whom it has so much more control than over the independent residents.
As it is with the English in India, so, according to trustworthy testimony, it is with the French in Algiers; so
with the Americans in the countries conquered from Mexico; so it seems to be with the Europeans in China,
and already even in Japan: there is no necessity to recall how it was with the Spaniards in South America. In
all these cases, the government to which these private adventurers are subject is better than they, and does the
most it can to protect the natives against them. Even the Spanish Government did this, sincerely and
earnestly, though ineffectually, as is known to every reader of Mr. Helps' instructive history. Had the Spanish
Government been directly accountable to Spanish opinion we may question if it would have made the
attempt: for the Spaniards, doubtless, would have taken part with their Christian friends and relations rather
than with Pagans. The settlers, not the natives, have the ear of the public at home; it is they whose
representations are likely to pass for truth, because they alone have both the means and the motive to press
them perseveringly upon the inattentive and uninterested public mind. The distrustful criticism with which
Englishmen, more than any other people, are in the habit of scanning the conduct of their country towards
foreigners, they usually reserve for the proceedings of the public authorities. In all questions between a
government and an individual the presumption in every Englishman's mind is that the government is in the
wrong. And when the resident English bring the batteries of English political action to bear upon any of the
bulwarks erected to protect the natives against their encroachments, the executive, with their real but faint
velleities of something better, generally find it safer to their parliamentary interest, and at any rate less
troublesome, to give up the disputed position than to defend it.
What makes matters worse is that when the public mind is invoked (as, to its credit, the English mind is
extremely open to be) in the name of justice and philanthropy, in behalf of the subject community or race,
there is the same probability of its missing the mark. For in the subject community also there are oppressors
and oppressed; powerful individuals or classes, and slaves prostrate before them; and it is the former, not the
latter, who have the means of access to the English public. A tyrant or sensualist who has been deprived of
the power he had abused, and, instead of punishment, is supported in as great wealth and splendour as he ever
enjoyed; a knot of privileged landholders, who demand that the State should relinquish to them its reserved
right to a rent from their lands, or who resent as a wrong any attempt to protect the masses from their
extortion; these have no difficulty in procuring interested or sentimental advocacy in the British Parliament
and press. The silent myriads obtain none.
The preceding observations exemplify the operation of a principle which might be called an obvious one,
were it not that scarcely anybody seems to be aware of it that, while responsibility to the governed is the
greatest of all securities for good government, responsibility to somebody else not only has no such tendency,
but is as likely to produce evil as good. The responsibility of the British rulers of India to the British nation is
chiefly useful because, when any acts of the government are called in question, it ensures publicity and
discussion; the utility of which does not require that the public at large should comprehend the point at issue,
provided there are any individuals among them who do; for, a merely moral responsibility not being
responsibility to the collective people, but to every separate person among them who forms a judgment,
opinions may be weighed as well as counted, and the approbation or disapprobation of one person well
versed in the subject may outweigh that of thousands who know nothing about it at all. It is doubtless a useful
restraint upon the immediate rulers that they can be put upon their defence, and that one or two of the jury
will form an opinion worth having about their conduct, though that of the remainder will probably be several
degrees worse than none. Such as it is, this is the amount of benefit to India, from the control exercised over
the Indian government by the British Parliament and people.
It is not by attempting to rule directly a country like India, but by giving it good rulers, that the English
people can do their duty to that country; and they can scarcely give it a worse one than an English Cabinet
Minister, who is thinking of English, not Indian politics; who seldom remains long enough in office to
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acquire an intelligent interest in so complicated a subject; upon whom the factitious public opinion got up in
Parliament, consisting of two or three fluent speakers, acts with as much force as if it were genuine; while he
is under none of the influences of training and position which would lead or qualify him to form an honest
opinion of his own. A free country which attempts to govern a distant dependency, inhabited by a dissimilar
people, by means of a branch of its own executive, will almost inevitably fail. The only mode which has any
chance of tolerable success is to govern through a delegated body of a comparatively permanent character;
allowing only a right of inspection, and a negative voice, to the changeable Administration of the State. Such
a body did exist in the case of India; and I fear that both India and England will pay a severe penalty for the
shortsighted policy by which this intermediate instrument of government was done away with.
It is of no avail to say that such a delegated body cannot have all the requisites of good government; above
all, cannot have that complete and everoperative identity of interest with the governed which it is so difficult
to obtain even where the people to be ruled are in some degree qualified to look after their own affairs. Real
good government is not compatible with the conditions of the case. There is but a choice of imperfections.
The problem is, so to construct the governing body that, under the difficulties of the position, it shall have as
much interest as possible in good government, and as little in bad. Now these conditions are best found in an
intermediate body. A delegated administration has always this advantage over a direct one, that it has, at all
events, no duty to perform except to the governed. It has no interests to consider except theirs. Its own power
of deriving profit from misgovernment may be reduced in the latest constitution of the East India
Company it was reduced to a singularly small amount: and it can be kept entirely clear of bias from the
individual or class interests of any one else.
When the home government and Parliament are swayed by those partial influences in the exercise of the
power reserved to them in the last resort, the intermediate body is the certain advocate and champion of the
dependency before the imperial tribunal. The intermediate body, moreover, is, in the natural course of things,
chiefly composed of persons who have acquired professional knowledge of this part of their country's
concerns; who have been trained to it in the place itself, and have made its administration the main
occupation of their lives. Furnished with these qualifications, and not being liable to lose their office from the
accidents of home politics, they identify their character and consideration with their special trust, and have a
much more permanent interest in the success of their administration, and in the prosperity of the country
which they administer, than a member of a Cabinet under a representative constitution can possibly have in
the good government of any country except the one which he serves. So far as the choice of those who carry
on the management on the spot devolves upon this body, the appointments are kept out of the vortex of party
and parliamentary jobbing, and freed from the influence of those motives to the abuse of patronage, for the
reward of adherents, or to buy off those who would otherwise be opponents, which are always stronger, with
statesmen of average honesty, than a conscientious sense of the duty of appointing the fittest man. To put this
one class of appointments as far as possible out of harm's way is of more consequence than the worst which
can happen to all other offices in the state; for, in every other department, if the officer is unqualified, the
general opinion of the community directs him in a certain degree what to do: but in the position of the
administrators of a dependency where the people are not fit to have the control in their own hands, the
character of the government entirely depends on the qualifications, moral and intellectual, of the individual
functionaries.
It cannot be too often repeated, that in a country like India everything depends on the personal qualities and
capacities of the agents of government. This truth is the cardinal principle of Indian administration. The day
when it comes to be thought that the appointment of persons to situations of trust from motives of
convenience, already so criminal in England, can be practised with impunity in India, will be the beginning of
the decline and fall of our empire there. Even with a sincere intention of preferring the best candidate, it will
not do to rely on chance for supplying fit persons. The system must be calculated to form them. It has done
this hitherto; and because it has done so, our rule in India has lasted, and been one of constant, if not very
rapid, improvement in prosperity and good administration. As much bitterness is now manifested against this
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system, and as much eagerness displayed to overthrow it, as if educating and training the officers of
government for their work were a thing utterly unreasonable and indefensible, an unjustifiable interference
with the rights of ignorance and inexperience. There is a tacit conspiracy between those who would like to
job in firstrate Indian offices for their connections here, and those who, being already in India, claim to be
promoted from the indigo factory or the attorney's office, to administer justice or fix the payments due to
government from millions of people. The "monopoly" of the Civil Service, so much inveighed against, is like
the monopoly of judicial offices by the bar; and its abolition would be like opening the bench in Westminster
Hall to the first comer whose friends certify that he has now and then looked into Blackstone. Were the
course ever adopted of sending men from this country, or encouraging them in going out, to get themselves
put into high appointments without having learnt their business by passing through the lower ones, the most
important offices would be thrown to Scotch cousins and adventurers, connected by no professional feeling
with the country or the work, held to no previous knowledge, and eager only to make money rapidly and
return home.
The safety of the country is, that those by whom it is administered be sent out in youth, as candidates only, to
begin at the bottom of the ladder, and ascend higher or not, as, after a proper interval, they are proved
qualified. The defect of the East India Company's system was, that though the best men were carefully sought
out for the most important posts, yet if an officer remained in the service, promotion, though it might be
delayed, came at last in some shape or other, to the least as well as to the most competent. Even the inferior in
qualifications, among such a corps of functionaries, consisted, it must be remembered, of men who had been
brought up to their duties, and had fulfilled them for many years, at lowest without disgrace, under the eye
and authority of a superior. But though this diminished the evil, it was nevertheless considerable. A man who
never becomes fit for more than an assistant's duty should remain an assistant all his life, and his juniors
should be promoted over him. With this exception, I am not aware of any real defect in the old system of
Indian appointments. It had already received the greatest other improvement it was susceptible of, the choice
of the original candidates by competitive examination: which, besides the advantage of recruiting from a
higher grade of industry and capacity, has the recommendation, that under it, unless by accident, there are no
personal ties between the candidates for offices and those who have a voice in conferring them.
It is in no way unjust that public officers thus selected and trained should be exclusively eligible to offices
which require specially Indian knowledge and experience. If any door to the higher appointments, without
passing through the lower, be opened even for occasional use, there will be such incessant knocking at it by
persons of influence that it will be impossible ever to keep it closed. The only excepted appointment should
be the highest one of all. The Viceroy of British India should be a person selected from all Englishmen for his
great general capacity for government. If he have this, he will be able to distinguish in others, and turn to his
own use, that special knowledge and judgment in local affairs which he has not himself had the opportunity
of acquiring. There are good reasons why (saving exceptional cases) the Viceroy should not be a member of
the regular service. All services have, more or less, their class prejudices, from which the supreme ruler ought
to be exempt. Neither are men, however able and experienced, who have passed their lives in Asia, so likely
to possess the most advanced European ideas in general statesmanship; which the chief ruler should carry out
with him, and blend with the results of Indian experience. Again, being of a different class, and especially if
chosen by a different authority, he will seldom have any personal partialities to warp his appointments to
office. This great security for honest bestowal of patronage existed in rare perfection under the mixed
government of the Crown and the East India Company. The supreme dispensers of office, the
GovernorGeneral and Governors, were appointed, in fact though not formally, by the Crown, that is, by the
general Government, not by the intermediate body; and a great officer of the Crown probably had not a single
personal or political connection in the local service: while the delegated body, most of whom had themselves
served in the country, had and were likely to have such connections.
This guarantee for impartiality would be much impaired if the civil servants of Government, even though sent
out in boyhood as mere candidates for employment, should come to be furnished, in any considerable
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proportion, by the class of society which supplies Viceroys and Governors. Even the initiatory competitive
examination would then be an insufficient security. It would exclude mere ignorance and incapacity; it would
compel youths of family to start in the race with the same amount of instruction and ability as other people;
the stupidest son could not be put into the Indian service as he can be into the church; but there would be
nothing to prevent undue preference afterwards. No longer all equally unknown and unheard of by the arbiter
of their lot, a portion of the service would be personally, and a still greater number politically, in close
relation with him. Members of certain families, and of the higher classes and influential connections
generally, would rise more rapidly than their competitors, and be often kept in situations for which they were
unfit, or placed in those for which others were fitter. The same influences would be brought into play which
affect promotions in the army: and those alone, if such miracles of simplicity there be, who believe that these
are impartial, would expect impartiality in those of India. This evil is, I fear, irremediable by any general
measures which can be taken under the present system. No such will afford a degree of security comparable
to that which once flowed spontaneously from the socalled double government.
What is accounted so great an advantage in the case of the English system of government at home has been
its misfortune in India that it grew up of itself, not from preconceived design, but by successive
expedients, and by the adaptation of machinery originally created for a different purpose. As the country on
which its maintenance depended was not the one out of whose necessities it grew, its practical benefits did
not come home to the mind of that country, and it would have required theoretic recommendations to render
it acceptable. Unfortunately, these were exactly what it seemed to be destitute of: and undoubtedly the
common theories of government did not furnish it with such, framed as those theories have been for states of
circumstances differing in all the most important features from the case concerned. But in government, as in
other departments of human agency, almost all principles which have been durable were first suggested by
observation of some particular case in which the general laws of nature acted in some new or previously
unnoticed combination of circumstances. The institutions of Great Britain, and those of the United States,
have the distinction of suggesting most of the theories of government which, through good and evil fortune,
are now, in the course of generations, reawakening political life in the nations of Europe. It has been the
destiny of the government of the East India Company to suggest the true theory of the government of a
semibarbarous dependency by a civilised country, and after having done this, to perish. It would be a singular
fortune if, at the end of two or three more generations, this speculative result should be the only remaining
fruit of our ascendancy in India; if posterity should say of us, that having stumbled accidentally upon better
arrangements than our wisdom would ever have devised, the first use we made of our awakened reason was
to destroy them, and allow the good which had been in course of being realised to fall through and be lost,
from ignorance of the principles on which it depended. Di meliora: but if a fate so disgraceful to England and
to civilisation can be averted, it must be through far wider political conceptions than merely English or
European practice can supply, and through a much more profound study of Indian experience, and of the
conditions of Indian government, than either English politicians, or those who supply the English public with
opinions, have hitherto shown any willingness to undertake.
THE END
Notes:
1. I limit the expression to past time, because I would say nothing derogatory of a great, and now at last a
free, people, who are entering into the general movement of European progress with a vigour which bids fair
to make up rapidly the ground they have lost. No one can doubt what Spanish intellect and energy are capable
of; and their faults as a people are chiefly those for which freedom and industrial ardour are a real specific.
2. Written before the salutary revolution of 1862, which, provoked by popular disgust at the system of
governing by corruption, and the general demoralisation of political men, has opened to that rapidly
improving people a new and hopeful chance of real constitutional government.
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3. Italy, which alone can be quoted as an exception, is only so in regard to the final stage of its
transformation. The more difficult previous advance from the city isolation of Florence, Pisa, or Milan, to the
provincial unity of Tuscany or Lombardy, took place in the usual manner.
4. This blunder of Mr. Disraeli (from which, greatly to his credit, Sir John Pakington took an opportunity,
soon after, of separating himself) is a speaking instance among many, how little the Conservative leaders
understand Conservative principles. Without presuming to require from political Parties such an amount of
virtue and discernment as that they should comprehend, and know when to apply, the principles of their
opponents, we may yet say that it would be a great improvement if each party understood and acted upon its
own. Well would it be for England if Conservatives voted consistently for everything conservative, and
Liberals for everything liberal. We should not then have to wait long for things which, like the present and
many other great measures, are eminently both the one and the other. The Conservatives, as being by the law
of their existence the stupidest party, have much the greatest sins of this description to answer for: and it is a
melancholy truth, that if any measure were proposed, on any subject, truly, largely, and farsightedly
conservative, even if Liberals were willing to vote for it, the great bulk of the Conservative party would rush
blindly in and prevent it from being carried.
5. In a second edition, published recently, Mr. Hare has made important improvements in some of the
detailed provisions.
6. In the interval between the last and present editions of this treatise, it has become known that the
experiment here suggested has actually been made on a larger than any municipal or provincial scale, and has
been in course of trial for several years. In the Danish Constitution (not that of Denmark proper, but the
Constitution framed for the entire Danish kingdom) the equal representation of minorities was provided for
on a plan so nearly identical with Mr. Hare's, as to add another to the examples how the ideas which resolve
difficulties arising out of a general situation of the human mind or of society, present themselves, without
communication, to several superior minds at once. This feature of the Danish electoral law has been brought
fully and clearly before the British public in an able paper by Mr. Robert Lytton, forming one of the valuable
reports by Secretaries of Legation, printed by order of the House of Commons in 1864, Mr. Hare's plan,
which may now be also called M. Andrae's, has thus advanced from the position of a simple project to that of
a realised political fact.
7. The following "extract from the Report of the English Commissioner to the New York Exhibition," which I
quote from Mr. Carey's Principles of Social Science bears striking testimony to one part, at least, of the
assertion in the text:
"We have a few great engineers and mechanics, and a large body of clever workmen; but the Americans seem
likely to become a whole nation of such people. Already, their rivers swarm with steamboats; their valleys are
becoming crowded with factories; their towns, surpassing those of every state of Europe, except Belgium,
Holland, and England, are the abodes of all the skill which now distinguishes a town population; and there is
scarcely an art in Europe not carried on in America with equal or greater skill than in Europe, though it has
been here cultivated and improved through ages. A whole nation of Franklins, Stephensons, and Watts in
prospect, is something wonderful for other nations to contemplate. In contrast with the comparative inertness
and ignorance of the bulk of the people of Europe, whatever may be the superiority of a few wellinstructed
and gifted persons, the America is the circumstance most worthy of public attention."
8. Thoughts on Parliamentary Reform, 2nd ed. pp 3236.
9. "This expedient has been recommended, both on the score of saving expense, and on that of obtaining the
votes of many electors who otherwise would not vote, and who are regarded by the advocates of the plan as a
particularly desirable class of voters. The scheme has been carried into practice in the election of poorlaw
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guardians, and its success in that instance is appealed to in favour of adopting it in the more important case of
voting for a member of the Legislature. But the two cases appear to me to differ in the point on which the
benefits of the expedient depend. In a local election for a special kind of administrative business, which
consists mainly in the dispensation of a public fund, it is an object to prevent the choice from being
exclusively in the hands of those who actively concern themselves about it; for the public interest which
attaches to the election being of a limited kind, and in most cases not very great in degree, the disposition to
make themselves busy in the matter is apt to be in a great measure confined to persons who hope to turn their
activity to their own private advantage; and it may be very desirable to render the intervention of other people
as little onerous to them as possible, if only for the purpose of swamping these private interests. But when the
matter in hand is the great business of national government, in which every one must take an interest who
cares for anything out of himself, or who cares even for himself intelligently, it is much rather an object to
prevent those from voting who are indifferent to the subject, than to induce them to vote by any other means
than that of awakening their dormant minds. The voter who does not care enough about the election to go to
the poll, is the very man who, if he can vote without that small trouble, will give his vote to the first person
who asks for it, or on the most trifling or frivolous inducement. A man who does not care whether he votes, is
not likely to care much which way he votes; and he who is in that state of mind has no moral right to vote at
all; since, if he does so, a vote which is not the expression of a conviction, counts for as much, and goes as far
in determining the result, as one which represents the thoughts and purposes of a life." Thoughts, etc., p.
39.
10. Several of the witnesses before the Committee of the House of Commons in 1860, on the operation of the
Corrupt Practices Prevention Act, some of them of great practical experience in election matters, were
favourable (either absolutely or as a last resort) to the principle of requiring a declaration from members of
Parliament; and were of opinion that, if supported by penalties, it would be, to a great degree, effectual.
(Evidence, pp. 46, 5457, 67, 123, 198202, 208.) The Chief Commissioner of the Wakefield Inquiry said (in
reference certainly to a different proposal), "If they see that the Legislature is earnest upon the subject, the
machinery will work.... I am quite sure that if some personal stigma were applied upon conviction of bribery,
it would change the current of public opinion" (pp. 26 and 32). A distinguished member of the Committee
(and of the present Cabinet) seemed to think it very objectionable to attach the penalties of perjury to a
merely promissory as distinguished from an assertory oath; but he was reminded, that the oath taken by a
witness in a court of justice is a promissory oath: and the rejoinder (that the witness's promise relates to an act
to be done at once, while the member's would be a promise for all future time) would only be to the purpose,
if it could be supposed that the swearer might forget the obligation he had entered into, or could possibly
violate it unawares: contingencies which, in a case like the present, are out of the question.
11. "As Mr. Lorimer remarks, by creating a pecuniary inducement to persons of the lowest class to devote
themselves to public affairs, the calling of the demagogue would be formally inaugurated. Nothing is more to
be deprecated than making it the private interest of a number of active persons to urge the form of
government in the direction of its natural perversion. The indications which either a multitude or an
individual can give, when merely left to their own weaknesses, afford but a faint idea of what those
weaknesses would become when played upon by a thousand flatterers. If there were 658 places of certain,
however moderate, emolument, to be gained by persuading the multitude that ignorance is as good as
knowledge, and better, it is terrible odds that they would believe and act upon the lesson." (Article in
Fraser's Magazine for April 1859, headed "Recent Writers on Reform.")
12. I have been informed, however, that in the States which have made their judges elective, the choice is not
really made by the people, but by the leaders of parties; no elector ever thinking of voting for any one but the
party candidate: and that, in consequence, the person elected is usually in effect the same who would have
been appointed to the office by the President or by the Governor of the State. Thus one bad practice limits
and corrects another; and the habit of voting en masse under a party banner, which is so full of evil in all
cases in which the function of electing is rightly vested in the people, tends to alleviate a still greater mischief
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in a case where the officer to be elected is one who ought to be chosen not by the people but for them.
13. Not always, however, the most recondite; for a late denouncer of competitive examination in the House of
Commons had the naivete to produce a set of almost elementary questions in algebra, history, and geography,
as a proof of the exorbitant amount of high scientific attainment which the Commissioners were so wild as to
exact.
14. On Liberty, concluding chapter; and, at greater length, in the final chapter of Principles of Political
Economy.
15. Mr. Freeman's History of Federal Governments, of which only the first volume has yet appeared, is
already an accession to the literature of the subject, equally valuable by its enlightened principles and its
mastery of historical details.
16. Mr. Calhoun.
17. I am speaking here of the adoption of this improved policy, not, of course, of its original suggestion. The
honour of having been its earliest champion belongs unquestionably to Mr. Roebuck.
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