Title: Rhetoric
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Author: Aristotle
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Rhetoric
Aristotle
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Table of Contents
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Aristotle...................................................................................................................................................1
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Rhetoric
Aristotle
translated by W. Rhys Roberts
Book I
Book II
Book III
Book I
RHETORIC the counterpart of Dialectic. Both alike are concerned with such things as come, more or less,
within the general ken of all men and belong to no definite science. Accordingly all men make use, more or
less, of both; for to a certain extent all men attempt to discuss statements and to maintain them, to defend
themselves and to attack others. Ordinary people do this either at random or through practice and from
acquired habit. Both ways being possible, the subject can plainly be handled systematically, for it is possible
to inquire the reason why some speakers succeed through practice and others spontaneously; and every one
will at once agree that such an inquiry is the function of an art.
Now, the framers of the current treatises on rhetoric have constructed but a small portion of that art. The
modes of persuasion are the only true constituents of the art: everything else is merely accessory. These
writers, however, say nothing about enthymemes, which are the substance of rhetorical persuasion, but deal
mainly with nonessentials. The arousing of prejudice, pity, anger, and similar emotions has nothing to do
with the essential facts, but is merely a personal appeal to the man who is judging the case. Consequently if
the rules for trials which are now laid down some statesespecially in wellgoverned stateswere applied
everywhere, such people would have nothing to say. All men, no doubt, think that the laws should prescribe
such rules, but some, as in the court of Areopagus, give practical effect to their thoughts and forbid talk about
nonessentials. This is sound law and custom. It is not right to pervert the judge by moving him to anger or
envy or pityone might as well warp a carpenter's rule before using it. Again, a litigant has clearly nothing to
do but to show that the alleged fact is so or is not so, that it has or has not happened. As to whether a thing is
important or unimportant, just or unjust, the judge must surely refuse to take his instructions from the
litigants: he must decide for himself all such points as the lawgiver has not already defined for him.
Now, it is of great moment that welldrawn laws should themselves define all the points they possibly can
and leave as few as may be to the decision of the judges; and this for several reasons. First, to find one man,
or a few men, who are sensible persons and capable of legislating and administering justice is easier than to
find a large number. Next, laws are made after long consideration, whereas decisions in the courts are given
at short notice, which makes it hard for those who try the case to satisfy the claims of justice and expediency.
The weightiest reason of all is that the decision of the lawgiver is not particular but prospective and general,
whereas members of the assembly and the jury find it their duty to decide on definite cases brought before
them. They will often have allowed themselves to be so much influenced by feelings of friendship or hatred
or selfinterest that they lose any clear vision of the truth and have their judgement obscured by
considerations of personal pleasure or pain. In general, then, the judge should, we say, be allowed to decide
as few things as possible. But questions as to whether something has happened or has not happened, will be
or will not be, is or is not, must of necessity be left to the judge, since the lawgiver cannot foresee them. If
this is so, it is evident that any one who lays down rules about other matters, such as what must be the
contents of the 'introduction' or the 'narration' or any of the other divisions of a speech, is theorizing about
nonessentials as if they belonged to the art. The only question with which these writers here deal is how to
put the judge into a given frame of mind. About the orator's proper modes of persuasion they have nothing to
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tell us; nothing, that is, about how to gain skill in enthymemes.
Hence it comes that, although the same systematic principles apply to political as to forensic oratory, and
although the former is a nobler business, and fitter for a citizen, than that which concerns the relations of
private individuals, these authors say nothing about political oratory, but try, one and all, to write treatises on
the way to plead in court. The reason for this is that in political oratory there is less inducement to talk about
nonessentials. Political oratory is less given to unscrupulous practices than forensic, because it treats of wider
issues. In a political debate the man who is forming a judgement is making a decision about his own vital
interests. There is no need, therefore, to prove anything except that the facts are what the supporter of a
measure maintains they are. In forensic oratory this is not enough; to conciliate the listener is what pays here.
It is other people's affairs that are to be decided, so that the judges, intent on their own satisfaction and
listening with partiality, surrender themselves to the disputants instead of judging between them. Hence in
many places, as we have said already, irrelevant speaking is forbidden in the lawcourts: in the public
assembly those who have to form a judgement are themselves well able to guard against that.
It is clear, then, that rhetorical study, in its strict sense, is concerned with the modes of persuasion. Persuasion
is clearly a sort of demonstration, since we are most fully persuaded when we consider a thing to have been
demonstrated. The orator's demonstration is an enthymeme, and this is, in general, the most effective of the
modes of persuasion. The enthymeme is a sort of syllogism, and the consideration of syllogisms of all kinds,
without distinction, is the business of dialectic, either of dialectic as a whole or of one of its branches. It
follows plainly, therefore, that he who is best able to see how and from what elements a syllogism is
produced will also be best skilled in the enthymeme, when he has further learnt what its subjectmatter is and
in what respects it differs from the syllogism of strict logic. The true and the approximately true are
apprehended by the same faculty; it may also be noted that men have a sufficient natural instinct for what is
true, and usually do arrive at the truth. Hence the man who makes a good guess at truth is likely to make a
good guess at probabilities.
It has now been shown that the ordinary writers on rhetoric treat of nonessentials; it has also been shown
why they have inclined more towards the forensic branch of oratory.
Rhetoric is useful (1) because things that are true and things that are just have a natural tendency to prevail
over their opposites, so that if the decisions of judges are not what they ought to be, the defeat must be due to
the speakers themselves, and they must be blamed accordingly. Moreover, (2) before some audiences not
even the possession of the exactest knowledge will make it easy for what we say to produce conviction. For
argument based on knowledge implies instruction, and there are people whom one cannot instruct. Here, then,
we must use, as our modes of persuasion and argument, notions possessed by everybody, as we observed in
the Topics when dealing with the way to handle a popular audience. Further, (3) we must be able to employ
persuasion, just as strict reasoning can be employed, on opposite sides of a question, not in order that we may
in practice employ it in both ways (for we must not make people believe what is wrong), but in order that we
may see clearly what the facts are, and that, if another man argues unfairly, we on our part may be able to
confute him. No other of the arts draws opposite conclusions: dialectic and rhetoric alone do this. Both these
arts draw opposite conclusions impartially. Nevertheless, the underlying facts do not lend themselves equally
well to the contrary views. No; things that are true and things that are better are, by their nature, practically
always easier to prove and easier to believe in. Again, (4) it is absurd to hold that a man ought to be ashamed
of being unable to defend himself with his limbs, but not of being unable to defend himself with speech and
reason, when the use of rational speech is more distinctive of a human being than the use of his limbs. And if
it be objected that one who uses such power of speech unjustly might do great harm, that is a charge which
may be made in common against all good things except virtue, and above all against the things that are most
useful, as strength, health, wealth, generalship. A man can confer the greatest of benefits by a right use of
these, and inflict the greatest of injuries by using them wrongly.
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It is clear, then, that rhetoric is not bound up with a single definite class of subjects, but is as universal as
dialectic; it is clear, also, that it is useful. It is clear, further, that its function is not simply to succeed in
persuading, but rather to discover the means of coming as near such success as the circumstances of each
particular case allow. In this it resembles all other arts. For example, it is not the function of medicine simply
to make a man quite healthy, but to put him as far as may be on the road to health; it is possible to give
excellent treatment even to those who can never enjoy sound health. Furthermore, it is plain that it is the
function of one and the same art to discern the real and the apparent means of persuasion, just as it is the
function of dialectic to discern the real and the apparent syllogism. What makes a man a 'sophist' is not his
faculty, but his moral purpose. In rhetoric, however, the term 'rhetorician' may describe either the speaker's
knowledge of the art, or his moral purpose. In dialectic it is different: a man is a 'sophist' because he has a
certain kind of moral purpose, a 'dialectician' in respect, not of his moral purpose, but of his faculty.
Let us now try to give some account of the systematic principles of Rhetoric itselfof the right method and
means of succeeding in the object we set before us. We must make as it were a fresh start, and before going
further define what rhetoric is.
Rhetoric may be defined as the faculty of observing in any given case the available means of persuasion. This
is not a function of any other art. Every other art can instruct or persuade about its own particular
subjectmatter; for instance, medicine about what is healthy and unhealthy, geometry about the properties of
magnitudes, arithmetic about numbers, and the same is true of the other arts and sciences. But rhetoric we
look upon as the power of observing the means of persuasion on almost any subject presented to us; and that
is why we say that, in its technical character, it is not concerned with any special or definite class of subjects.
Of the modes of persuasion some belong strictly to the art of rhetoric and some do not. By the latter I mean
such things as are not supplied by the speaker but are there at the outsetwitnesses, evidence given under
torture, written contracts, and so on. By the former I mean such as we can ourselves construct by means of
the principles of rhetoric. The one kind has merely to be used, the other has to be invented.
Of the modes of persuasion furnished by the spoken word there are three kinds. The first kind depends on the
personal character of the speaker; the second on putting the audience into a certain frame of mind; the third
on the proof, or apparent proof, provided by the words of the speech itself. Persuasion is achieved by the
speaker's personal character when the speech is so spoken as to make us think him credible. We believe good
men more fully and more readily than others: this is true generally whatever the question is, and absolutely
true where exact certainty is impossible and opinions are divided. This kind of persuasion, like the others,
should be achieved by what the speaker says, not by what people think of his character before he begins to
speak. It is not true, as some writers assume in their treatises on rhetoric, that the personal goodness revealed
by the speaker contributes nothing to his power of persuasion; on the contrary, his character may almost be
called the most effective means of persuasion he possesses. Secondly, persuasion may come through the
hearers, when the speech stirs their emotions. Our judgements when we are pleased and friendly are not the
same as when we are pained and hostile. It is towards producing these effects, as we maintain, that
presentday writers on rhetoric direct the whole of their efforts. This subject shall be treated in detail when
we come to speak of the emotions. Thirdly, persuasion is effected through the speech itself when we have
proved a truth or an apparent truth by means of the persuasive arguments suitable to the case in question.
There are, then, these three means of effecting persuasion. The man who is to be in command of them must, it
is clear, be able (1) to reason logically, (2) to understand human character and goodness in their various
forms, and (3) to understand the emotionsthat is, to name them and describe them, to know their causes and
the way in which they are excited. It thus appears that rhetoric is an offshoot of dialectic and also of ethical
studies. Ethical studies may fairly be called political; and for this reason rhetoric masquerades as political
science, and the professors of it as political expertssometimes from want of education, sometimes from
ostentation, sometimes owing to other human failings. As a matter of fact, it is a branch of dialectic and
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similar to it, as we said at the outset. Neither rhetoric nor dialectic is the scientific study of any one separate
subject: both are faculties for providing arguments. This is perhaps a sufficient account of their scope and of
how they are related to each other.
With regard to the persuasion achieved by proof or apparent proof: just as in dialectic there is induction on
the one hand and syllogism or apparent syllogism on the other, so it is in rhetoric. The example is an
induction, the enthymeme is a syllogism, and the apparent enthymeme is an apparent syllogism. I call the
enthymeme a rhetorical syllogism, and the example a rhetorical induction. Every one who effects persuasion
through proof does in fact use either enthymemes or examples: there is no other way. And since every one
who proves anything at all is bound to use either syllogisms or inductions (and this is clear to us from the
Analytics), it must follow that enthymemes are syllogisms and examples are inductions. The difference
between example and enthymeme is made plain by the passages in the Topics where induction and syllogism
have already been discussed. When we base the proof of a proposition on a number of similar cases, this is
induction in dialectic, example in rhetoric; when it is shown that, certain propositions being true, a further
and quite distinct proposition must also be true in consequence, whether invariably or usually, this is called
syllogism in dialectic, enthymeme in rhetoric. It is plain also that each of these types of oratory has its
advantages. Types of oratory, I say: for what has been said in the Methodics applies equally well here; in
some oratorical styles examples prevail, in others enthymemes; and in like manner, some orators are better at
the former and some at the latter. Speeches that rely on examples are as persuasive as the other kind, but
those which rely on enthymemes excite the louder applause. The sources of examples and enthymemes, and
their proper uses, we will discuss later. Our next step is to define the processes themselves more clearly.
A statement is persuasive and credible either because it is directly selfevident or because it appears to be
proved from other statements that are so. In either case it is persuasive because there is somebody whom it
persuades. But none of the arts theorize about individual cases. Medicine, for instance, does not theorize
about what will help to cure Socrates or Callias, but only about what will help to cure any or all of a given
class of patients: this alone is business: individual cases are so infinitely various that no systematic
knowledge of them is possible. In the same way the theory of rhetoric is concerned not with what seems
probable to a given individual like Socrates or Hippias, but with what seems probable to men of a given type;
and this is true of dialectic also. Dialectic does not construct its syllogisms out of any haphazard materials,
such as the fancies of crazy people, but out of materials that call for discussion; and rhetoric, too, draws upon
the regular subjects of debate. The duty of rhetoric is to deal with such matters as we deliberate upon without
arts or systems to guide us, in the hearing of persons who cannot take in at a glance a complicated argument,
or follow a long chain of reasoning. The subjects of our deliberation are such as seem to present us with
alternative possibilities: about things that could not have been, and cannot now or in the future be, other than
they are, nobody who takes them to be of this nature wastes his time in deliberation.
It is possible to form syllogisms and draw conclusions from the results of previous syllogisms; or, on the
other hand, from premisses which have not been thus proved, and at the same time are so little accepted that
they call for proof. Reasonings of the former kind will necessarily be hard to follow owing to their length, for
we assume an audience of untrained thinkers; those of the latter kind will fail to win assent, because they are
based on premisses that are not generally admitted or believed.
The enthymeme and the example must, then, deal with what is in the main contingent, the example being an
induction, and the enthymeme a syllogism, about such matters. The enthymeme must consist of few
propositions, fewer often than those which make up the normal syllogism. For if any of these propositions is
a familiar fact, there is no need even to mention it; the hearer adds it himself. Thus, to show that Dorieus has
been victor in a contest for which the prize is a crown, it is enough to say 'For he has been victor in the
Olympic games', without adding 'And in the Olympic games the prize is a crown', a fact which everybody
knows.
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There are few facts of the 'necessary' type that can form the basis of rhetorical syllogisms. Most of the things
about which we make decisions, and into which therefore we inquire, present us with alternative possibilities.
For it is about our actions that we deliberate and inquire, and all our actions have a contingent character;
hardly any of them are determined by necessity. Again, conclusions that state what is merely usual or
possible must be drawn from premisses that do the same, just as 'necessary' conclusions must be drawn from
'necessary' premisses; this too is clear to us from the Analytics. It is evident, therefore, that the propositions
forming the basis of enthymemes, though some of them may be 'necessary', will most of them be only usually
true. Now the materials of enthymemes are Probabilities and Signs, which we can see must correspond
respectively with the propositions that are generally and those that are necessarily true. A Probability is a
thing that usually happens; not, however, as some definitions would suggest, anything whatever that usually
happens, but only if it belongs to the class of the 'contingent' or 'variable'. It bears the same relation to that in
respect of which it is probable as the universal bears to the particular. Of Signs, one kind bears the same
relation to the statement it supports as the particular bears to the universal, the other the same as the universal
bears to the particular. The infallible kind is a 'complete proof' (tekmerhiou); the fallible kind has no specific
name. By infallible signs I mean those on which syllogisms proper may be based: and this shows us why this
kind of Sign is called 'complete proof': when people think that what they have said cannot be refuted, they
then think that they are bringing forward a 'complete proof', meaning that the matter has now been
demonstrated and completed (peperhasmeuou); for the word 'perhas' has the same meaning (of 'end' or
'boundary') as the word 'tekmarh' in the ancient tongue. Now the one kind of Sign (that which bears to the
proposition it supports the relation of particular to universal) may be illustrated thus. Suppose it were said,
'The fact that Socrates was wise and just is a sign that the wise are just'. Here we certainly have a Sign; but
even though the proposition be true, the argument is refutable, since it does not form a syllogism. Suppose,
on the other hand, it were said, 'The fact that he has a fever is a sign that he is ill', or, 'The fact that she is
giving milk is a sign that she has lately borne a child'. Here we have the infallible kind of Sign, the only kind
that constitutes a complete proof, since it is the only kind that, if the particular statement is true, is irrefutable.
The other kind of Sign, that which bears to the proposition it supports the relation of universal to particular,
might be illustrated by saying, 'The fact that he breathes fast is a sign that he has a fever'. This argument also
is refutable, even if the statement about the fast breathing be true, since a man may breathe hard without
having a fever.
It has, then, been stated above what is the nature of a Probability, of a Sign, and of a complete proof, and
what are the differences between them. In the Analytics a more explicit description has been given of these
points; it is there shown why some of these reasonings can be put into syllogisms and some cannot.
The 'example' has already been described as one kind of induction; and the special nature of the
subjectmatter that distinguishes it from the other kinds has also been stated above. Its relation to the
proposition it supports is not that of part to whole, nor whole to part, nor whole to whole, but of part to part,
or like to like. When two statements are of the same order, but one is more familiar than the other, the former
is an 'example'. The argument may, for instance, be that Dionysius, in asking as he does for a bodyguard, is
scheming to make himself a despot. For in the past Peisistratus kept asking for a bodyguard in order to carry
out such a scheme, and did make himself a despot as soon as he got it; and so did Theagenes at Megara; and
in the same way all other instances known to the speaker are made into examples, in order to show what is
not yet known, that Dionysius has the same purpose in making the same request: all these being instances of
the one general principle, that a man who asks for a bodyguard is scheming to make himself a despot. We
have now described the sources of those means of persuasion which are popularly supposed to be
demonstrative.
There is an important distinction between two sorts of enthymemes that has been wholly overlooked by
almost everybodyone that also subsists between the syllogisms treated of in dialectic. One sort of
enthymeme really belongs to rhetoric, as one sort of syllogism really belongs to dialectic; but the other sort
really belongs to other arts and faculties, whether to those we already exercise or to those we have not yet
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acquired. Missing this distinction, people fail to notice that the more correctly they handle their particular
subject the further they are getting away from pure rhetoric or dialectic. This statement will be clearer if
expressed more fully. I mean that the proper subjects of dialectical and rhetorical syllogisms are the things
with which we say the regular or universal Lines of Argument are concerned, that is to say those lines of
argument that apply equally to questions of right conduct, natural science, politics, and many other things that
have nothing to do with one another. Take, for instance, the line of argument concerned with 'the more or
less'. On this line of argument it is equally easy to base a syllogism or enthymeme about any of what
nevertheless are essentially disconnected subjectsright conduct, natural science, or anything else whatever.
But there are also those special Lines of Argument which are based on such propositions as apply only to
particular groups or classes of things. Thus there are propositions about natural science on which it is
impossible to base any enthymeme or syllogism about ethics, and other propositions about ethics on which
nothing can be based about natural science. The same principle applies throughout. The general Lines of
Argument have no special subjectmatter, and therefore will not increase our understanding of any particular
class of things. On the other hand, the better the selection one makes of propositions suitable for special Lines
of Argument, the nearer one comes, unconsciously, to setting up a science that is distinct from dialectic and
rhetoric. One may succeed in stating the required principles, but one's science will be no longer dialectic or
rhetoric, but the science to which the principles thus discovered belong. Most enthymemes are in fact based
upon these particular or special Lines of Argument; comparatively few on the common or general kind. As in
the therefore, so in this work, we must distinguish, in dealing with enthymemes, the special and the general
Lines of Argument on which they are to be founded. By special Lines of Argument I mean the propositions
peculiar to each several class of things, by general those common to all classes alike. We may begin with the
special Lines of Argument. But, first of all, let us classify rhetoric into its varieties. Having distinguished
these we may deal with them one by one, and try to discover the elements of which each is composed, and the
propositions each must employ.
Rhetoric falls into three divisions, determined by the three classes of listeners to speeches. For of the three
elements in speechmakingspeaker, subject, and person addressedit is the last one, the hearer, that
determines the speech's end and object. The hearer must be either a judge, with a decision to make about
things past or future, or an observer. A member of the assembly decides about future events, a juryman about
past events: while those who merely decide on the orator's skill are observers. From this it follows that there
are three divisions of oratory(1) political, (2) forensic, and (3) the ceremonial oratory of display.
Political speaking urges us either to do or not to do something: one of these two courses is always taken by
private counsellors, as well as by men who address public assemblies. Forensic speaking either attacks or
defends somebody: one or other of these two things must always be done by the parties in a case. The
ceremonial oratory of display either praises or censures somebody. These three kinds of rhetoric refer to three
different kinds of time. The political orator is concerned with the future: it is about things to be done hereafter
that he advises, for or against. The party in a case at law is concerned with the past; one man accuses the
other, and the other defends himself, with reference to things already done. The ceremonial orator is, properly
speaking, concerned with the present, since all men praise or blame in view of the state of things existing at
the time, though they often find it useful also to recall the past and to make guesses at the future.
Rhetoric has three distinct ends in view, one for each of its three kinds. The political orator aims at
establishing the expediency or the harmfulness of a proposed course of action; if he urges its acceptance, he
does so on the ground that it will do good; if he urges its rejection, he does so on the ground that it will do
harm; and all other points, such as whether the proposal is just or unjust, honourable or dishonourable, he
brings in as subsidiary and relative to this main consideration. Parties in a lawcase aim at establishing the
justice or injustice of some action, and they too bring in all other points as subsidiary and relative to this one.
Those who praise or attack a man aim at proving him worthy of honour or the reverse, and they too treat all
other considerations with reference to this one.
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That the three kinds of rhetoric do aim respectively at the three ends we have mentioned is shown by the fact
that speakers will sometimes not try to establish anything else. Thus, the litigant will sometimes not deny that
a thing has happened or that he has done harm. But that he is guilty of injustice he will never admit;
otherwise there would be no need of a trial. So too, political orators often make any concession short of
admitting that they are recommending their hearers to take an inexpedient course or not to take an expedient
one. The question whether it is not unjust for a city to enslave its innocent neighbours often does not trouble
them at all. In like manner those who praise or censure a man do not consider whether his acts have been
expedient or not, but often make it a ground of actual praise that he has neglected his own interest to do what
was honourable. Thus, they praise Achilles because he championed his fallen friend Patroclus, though he
knew that this meant death, and that otherwise he need not die: yet while to die thus was the nobler thing for
him to do, the expedient thing was to live on.
It is evident from what has been said that it is these three subjects, more than any others, about which the
orator must be able to have propositions at his command. Now the propositions of Rhetoric are Complete
Proofs, Probabilities, and Signs. Every kind of syllogism is composed of propositions, and the enthymeme is
a particular kind of syllogism composed of the aforesaid propositions.
Since only possible actions, and not impossible ones, can ever have been done in the past or the present, and
since things which have not occurred, or will not occur, also cannot have been done or be going to be done, it
is necessary for the political, the forensic, and the ceremonial speaker alike to be able to have at their
command propositions about the possible and the impossible, and about whether a thing has or has not
occurred, will or will not occur. Further, all men, in giving praise or blame, in urging us to accept or reject
proposals for action, in accusing others or defending themselves, attempt not only to prove the points
mentioned but also to show that the good or the harm, the honour or disgrace, the justice or injustice, is great
or small, either absolutely or relatively; and therefore it is plain that we must also have at our command
propositions about greatness or smallness and the greater or the lesserpropositions both universal and
particular. Thus, we must be able to say which is the greater or lesser good, the greater or lesser act of justice
or injustice; and so on.
Such, then, are the subjects regarding which we are inevitably bound to master the propositions relevant to
them. We must now discuss each particular class of these subjects in turn, namely those dealt with in
political, in ceremonial, and lastly in legal, oratory.
First, then, we must ascertain what are the kinds of things, good or bad, about which the political orator offers
counsel. For he does not deal with all things, but only with such as may or may not take place. Concerning
things which exist or will exist inevitably, or which cannot possibly exist or take place, no counsel can be
given. Nor, again, can counsel be given about the whole class of things which may or may not take place; for
this class includes some good things that occur naturally, and some that occur by accident; and about these it
is useless to offer counsel. Clearly counsel can only be given on matters about which people deliberate;
matters, namely, that ultimately depend on ourselves, and which we have it in our power to set going. For we
turn a thing over in our mind until we have reached the point of seeing whether we can do it or not.
Now to enumerate and classify accurately the usual subjects of public business, and further to frame, as far as
possible, true definitions of them is a task which we must not attempt on the present occasion. For it does not
belong to the art of rhetoric, but to a more instructive art and a more real branch of knowledge; and as it is,
rhetoric has been given a far wider subjectmatter than strictly belongs to it. The truth is, as indeed we have
said already, that rhetoric is a combination of the science of logic and of the ethical branch of politics; and it
is partly like dialectic, partly like sophistical reasoning. But the more we try to make either dialectic rhetoric
not, what they really are, practical faculties, but sciences, the more we shall inadvertently be destroying their
true nature; for we shall be refashioning them and shall be passing into the region of sciences dealing with
definite subjects rather than simply with words and forms of reasoning. Even here, however, we will mention
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those points which it is of practical importance to distinguish, their fuller treatment falling naturally to
political science.
The main matters on which all men deliberate and on which political speakers make speeches are some five
in number: ways and means, war and peace, national defence, imports and exports, and legislation.
As to Ways and Means, then, the intending speaker will need to know the number and extent of the country's
sources of revenue, so that, if any is being overlooked, it may be added, and, if any is defective, it may be
increased. Further, he should know all the expenditure of the country, in order that, if any part of it is
superfluous, it may be abolished, or, if any is too large, it may be reduced. For men become richer not only
by increasing their existing wealth but also by reducing their expenditure. A comprehensive view of these
questions cannot be gained solely from experience in home affairs; in order to advise on such matters a man
must be keenly interested in the methods worked out in other lands.
As to Peace and War, he must know the extent of the military strength of his country, both actual and
potential, and also the mature of that actual and potential strength; and further, what wars his country has
waged, and how it has waged them. He must know these facts not only about his own country, but also about
neighbouring countries; and also about countries with which war is likely, in order that peace may be
maintained with those stronger than his own, and that his own may have power to make war or not against
those that are weaker. He should know, too, whether the military power of another country is like or unlike
that of his own; for this is a matter that may affect their relative strength. With the same end in view he must,
besides, have studied the wars of other countries as well as those of his own, and the way they ended; similar
causes are likely to have similar results.
With regard to National Defence: he ought to know all about the methods of defence in actual use, such as the
strength and character of the defensive force and the positions of the fortsthis last means that he must be
well acquainted with the lie of the countryin order that a garrison may be increased if it is too small or
removed if it is not wanted, and that the strategic points may be guarded with special care.
With regard to the Food Supply: he must know what outlay will meet the needs of his country; what kinds of
food are produced at home and what imported; and what articles must be exported or imported. This last he
must know in order that agreements and commercial treaties may be made with the countries concerned.
There are, indeed, two sorts of state to which he must see that his countrymen give no cause for offence,
states stronger than his own, and states with which it is advantageous to trade.
But while he must, for security's sake, be able to take all this into account, he must before all things
understand the subject of legislation; for it is on a country's laws that its whole welfare depends. He must,
therefore, know how many different forms of constitution there are; under what conditions each of these will
prosper and by what internal developments or external attacks each of them tends to be destroyed. When I
speak of destruction through internal developments I refer to the fact that all constitutions, except the best one
of all, are destroyed both by not being pushed far enough and by being pushed too far. Thus, democracy loses
its vigour, and finally passes into oligarchy, not only when it is not pushed far enough, but also when it is
pushed a great deal too far; just as the aquiline and the snub nose not only turn into normal noses by not being
aquiline or snub enough, but also by being too violently aquiline or snub arrive at a condition in which they
no longer look like noses at all. It is useful, in framing laws, not only to study the past history of one's own
country, in order to understand which constitution is desirable for it now, but also to have a knowledge of the
constitutions of other nations, and so to learn for what kinds of nation the various kinds of constitution are
suited. From this we can see that books of travel are useful aids to legislation, since from these we may learn
the laws and customs of different races. The political speaker will also find the researches of historians
useful. But all this is the business of political science and not of rhetoric.
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These, then, are the most important kinds of information which the political speaker must possess. Let us now
go back and state the premisses from which he will have to argue in favour of adopting or rejecting measures
regarding these and other matters.
It may be said that every individual man and all men in common aim at a certain end which determines what
they choose and what they avoid. This end, to sum it up briefly, is happiness and its constituents. Let us, then,
by way of illustration only, ascertain what is in general the nature of happiness, and what are the elements of
its constituent parts. For all advice to do things or not to do them is concerned with happiness and with the
things that make for or against it; whatever creates or increases happiness or some part of happiness, we
ought to do; whatever destroys or hampers happiness, or gives rise to its opposite, we ought not to do.
We may define happiness as prosperity combined with virtue; or as independence of life; or as the secure
enjoyment of the maximum of pleasure; or as a good condition of property and body, together with the power
of guarding one's property and body and making use of them. That happiness is one or more of these things,
pretty well everybody agrees.
From this definition of happiness it follows that its constituent parts are:good birth, plenty of friends, good
friends, wealth, good children, plenty of children, a happy old age, also such bodily excellences as health,
beauty, strength, large stature, athletic powers, together with fame, honour, good luck, and virtue. A man
cannot fail to be completely independent if he possesses these internal and these external goods; for besides
these there are no others to have. (Goods of the soul and of the body are internal. Good birth, friends, money,
and honour are external.) Further, we think that he should possess resources and luck, in order to make his
life really secure. As we have already ascertained what happiness in general is, so now let us try to ascertain
what of these parts of it is.
Now good birth in a race or a state means that its members are indigenous or ancient: that its earliest leaders
were distinguished men, and that from them have sprung many who were distinguished for qualities that we
admire.
The good birth of an individual, which may come either from the male or the female side, implies that both
parents are free citizens, and that, as in the case of the state, the founders of the line have been notable for
virtue or wealth or something else which is highly prized, and that many distinguished persons belong to the
family, men and women, young and old.
The phrases 'possession of good children' and 'of many children' bear a quite clear meaning. Applied to a
community, they mean that its young men are numerous and of good a quality: good in regard to bodily
excellences, such as stature, beauty, strength, athletic powers; and also in regard to the excellences of the
soul, which in a young man are temperance and courage. Applied to an individual, they mean that his own
children are numerous and have the good qualities we have described. Both male and female are here
included; the excellences of the latter are, in body, beauty and stature; in soul, selfcommand and an industry
that is not sordid. Communities as well as individuals should lack none of these perfections, in their women
as well as in their men. Where, as among the Lacedaemonians, the state of women is bad, almost half of
human life is spoilt.
The constituents of wealth are: plenty of coined money and territory; the ownership of numerous, large, and
beautiful estates; also the ownership of numerous and beautiful implements, live stock, and slaves. All these
kinds of property are our own, are secure, gentlemanly, and useful. The useful kinds are those that are
productive, the gentlemanly kinds are those that provide enjoyment. By 'productive' I mean those from which
we get our income; by 'enjoyable', those from which we get nothing worth mentioning except the use of them.
The criterion of 'security' is the ownership of property in such places and under such Conditions that the use
of it is in our power; and it is 'our own' if it is in our own power to dispose of it or keep it. By 'disposing of it'
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I mean giving it away or selling it. Wealth as a whole consists in using things rather than in owning them; it
is really the activitythat is, the useof property that constitutes wealth.
Fame means being respected by everybody, or having some quality that is desired by all men, or by most, or
by the good, or by the wise.
Honour is the token of a man's being famous for doing good. it is chiefly and most properly paid to those who
have already done good; but also to the man who can do good in future. Doing good refers either to the
preservation of life and the means of life, or to wealth, or to some other of the good things which it is hard to
get either always or at that particular place or timefor many gain honour for things which seem small, but
the place and the occasion account for it. The constituents of honour are: sacrifices; commemoration, in verse
or prose; privileges; grants of land; front seats at civic celebrations; state burial; statues; public maintenance;
among foreigners, obeisances and giving place; and such presents as are among various bodies of men
regarded as marks of honour. For a present is not only the bestowal of a piece of property, but also a token of
honour; which explains why honourloving as well as moneyloving persons desire it. The present brings to
both what they want; it is a piece of property, which is what the lovers of money desire; and it brings honour,
which is what the lovers of honour desire.
The excellence of the body is health; that is, a condition which allows us, while keeping free from disease, to
have the use of our bodies; for many people are 'healthy' as we are told Herodicus was; and these no one can
congratulate on their 'health', for they have to abstain from everything or nearly everything that men
do.Beauty varies with the time of life. In a young man beauty is the possession of a body fit to endure the
exertion of running and of contests of strength; which means that he is pleasant to look at; and therefore
allround athletes are the most beautiful, being naturally adapted both for contests of strength and for speed
also. For a man in his prime, beauty is fitness for the exertion of warfare, together with a pleasant but at the
same time formidable appearance. For an old man, it is to be strong enough for such exertion as is necessary,
and to be free from all those deformities of old age which cause pain to others. Strength is the power of
moving some one else at will; to do this, you must either pull, push, lift, pin, or grip him; thus you must be
strong in all of those ways or at least in some. Excellence in size is to surpass ordinary people in height,
thickness, and breadth by just as much as will not make one's movements slower in consequence. Athletic
excellence of the body consists in size, strength, and swiftness; swiftness implying strength. He who can fling
forward his legs in a certain way, and move them fast and far, is good at running; he who can grip and hold
down is good at wrestling; he who can drive an adversary from his ground with the right blow is a good
boxer: he who can do both the last is a good pancratiast, while he who can do all is an 'allround' athlete.
Happiness in old age is the coming of old age slowly and painlessly; for a man has not this happiness if he
grows old either quickly, or tardily but painfully. It arises both from the excellences of the body and from
good luck. If a man is not free from disease, or if he is strong, he will not be free from suffering; nor can he
continue to live a long and painless life unless he has good luck. There is, indeed, a capacity for long life that
is quite independent of health or strength; for many people live long who lack the excellences of the body;
but for our present purpose there is no use in going into the details of this.
The terms 'possession of many friends' and 'possession of good friends' need no explanation; for we define a
'friend' as one who will always try, for your sake, to do what he takes to be good for you. The man towards
whom many feel thus has many friends; if these are worthy men, he has good friends.
'Good luck' means the acquisition or possession of all or most, or the most important, of those good things
which are due to luck. Some of the things that are due to luck may also be due to artificial contrivance; but
many are independent of art, as for example those which are due to naturethough, to be sure, things due to
luck may actually be contrary to nature. Thus health may be due to artificial contrivance, but beauty and
stature are due to nature. All such good things as excite envy are, as a class, the outcome of good luck. Luck
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is also the cause of good things that happen contrary to reasonable expectation: as when, for instance, all your
brothers are ugly, but you are handsome yourself; or when you find a treasure that everybody else has
overlooked; or when a missile hits the next man and misses you; or when you are the only man not to go to a
place you have gone to regularly, while the others go there for the first time and are killed. All such things are
reckoned pieces of good luck.
As to virtue, it is most closely connected with the subject of Eulogy, and therefore we will wait to define it
until we come to discuss that subject.
It is now plain what our aims, future or actual, should be in urging, and what in depreciating, a proposal; the
latter being the opposite of the former. Now the political or deliberative orator's aim is utility: deliberation
seeks to determine not ends but the means to ends, i.e. what it is most useful to do. Further, utility is a good
thing. We ought therefore to assure ourselves of the main facts about Goodness and Utility in general.
We may define a good thing as that which ought to be chosen for its own sake; or as that for the sake of
which we choose something else; or as that which is sought after by all things, or by all things that have
sensation or reason, or which will be sought after by any things that acquire reason; or as that which must be
prescribed for a given individual by reason generally, or is prescribed for him by his individual reason, this
being his individual good; or as that whose presence brings anything into a satisfactory and selfsufficing
condition; or as selfsufficiency; or as what produces, maintains, or entails characteristics of this kind, while
preventing and destroying their opposites. One thing may entail another in either of two ways(1)
simultaneously, (2) subsequently. Thus learning entails knowledge subsequently, health entails life
simultaneously. Things are productive of other things in three senses: first as being healthy produces health;
secondly, as food produces health; and thirdly, as exercise doesi.e. it does so usually. All this being settled,
we now see that both the acquisition of good things and the removal of bad things must be good; the latter
entails freedom from the evil things simultaneously, while the former entails possession of the good things
subsequently. The acquisition of a greater in place of a lesser good, or of a lesser in place of a greater evil, is
also good, for in proportion as the greater exceeds the lesser there is acquisition of good or removal of evil.
The virtues, too, must be something good; for it is by possessing these that we are in a good condition, and
they tend to produce good works and good actions. They must be severally named and described elsewhere.
Pleasure, again, must be a good thing, since it is the nature of all animals to aim at it. Consequently both
pleasant and beautiful things must be good things, since the former are productive of pleasure, while of the
beautiful things some are pleasant and some desirable in and for themselves.
The following is a more detailed list of things that must be good. Happiness, as being desirable in itself and
sufficient by itself, and as being that for whose sake we choose many other things. Also justice, courage,
temperance, magnanimity, magnificence, and all such qualities, as being excellences of the soul. Further,
health, beauty, and the like, as being bodily excellences and productive of many other good things: for
instance, health is productive both of pleasure and of life, and therefore is thought the greatest of goods, since
these two things which it causes, pleasure and life, are two of the things most highly prized by ordinary
people. Wealth, again: for it is the excellence of possession, and also productive of many other good things.
Friends and friendship: for a friend is desirable in himself and also productive of many other good things. So,
too, honour and reputation, as being pleasant, and productive of many other good things, and usually
accompanied by the presence of the good things that cause them to be bestowed. The faculty of speech and
action; since all such qualities are productive of what is good. Furthergood parts, strong memory,
receptiveness, quickness of intuition, and the like, for all such faculties are productive of what is good.
Similarly, all the sciences and arts. And life: since, even if no other good were the result of life, it is desirable
in itself. And justice, as the cause of good to the community.
The above are pretty well all the things admittedly good. In dealing with things whose goodness is disputed,
we may argue in the following ways:That is good of which the contrary is bad. That is good the contrary of
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which is to the advantage of our enemies; for example, if it is to the particular advantage of our enemies that
we should be cowards, clearly courage is of particular value to our countrymen. And generally, the contrary
of that which our enemies desire, or of that at which they rejoice, is evidently valuable. Hence the passage
beginning:
Surely would Priam exult.
This principle usually holds good, but not always, since it may well be that our interest is sometimes the same
as that of our enemies. Hence it is said that 'evils draw men together'; that is, when the same thing is hurtful to
them both.
Further: that which is not in excess is good, and that which is greater than it should be is bad. That also is
good on which much labour or money has been spent; the mere fact of this makes it seem good, and such a
good is assumed to be an endan end reached through a long chain of means; and any end is a good. Hence
the lines beginning:
And for Priam (and Troytown's folk) should
they leave behind them a boast;
and
Oh, it were shame
To have tarried so long and return emptyhanded
as erst we came;
and there is also the proverb about 'breaking the pitcher at the door'.
That which most people seek after, and which is obviously an object of contention, is also a good; for, as has
been shown, that is good which is sought after by everybody, and 'most people' is taken to be equivalent to
'everybody'. That which is praised is good, since no one praises what is not good. So, again, that which is
praised by our enemies [or by the worthless] for when even those who have a grievance think a thing good, it
is at once felt that every one must agree with them; our enemies can admit the fact only because it is evident,
just as those must be worthless whom their friends censure and their enemies do not. (For this reason the
Corinthians conceived themselves to be insulted by Simonides when he wrote:
Against the Corinthians hath Ilium no complaint.)
Again, that is good which has been distinguished by the favour of a discerning or virtuous man or woman, as
Odysseus was distinguished by Athena, Helen by Theseus, Paris by the goddesses, and Achilles by Homer.
And, generally speaking, all things are good which men deliberately choose to do; this will include the things
already mentioned, and also whatever may be bad for their enemies or good for their friends, and at the same
time practicable. Things are 'practicable' in two senses: (1) it is possible to do them, (2) it is easy to do them.
Things are done 'easily' when they are done either without pain or quickly: the 'difficulty' of an act lies either
in its painfulness or in the long time it takes. Again, a thing is good if it is as men wish; and they wish to have
either no evil at an or at least a balance of good over evil. This last will happen where the penalty is either
imperceptible or slight. Good, too, are things that are a man's very own, possessed by no one else,
exceptional; for this increases the credit of having them. So are things which befit the possessors, such as
whatever is appropriate to their birth or capacity, and whatever they feel they ought to have but lacksuch
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things may indeed be trifling, but none the less men deliberately make them the goal of their action. And
things easily effected; for these are practicable (in the sense of being easy); such things are those in which
every one, or most people, or one's equals, or one's inferiors have succeeded. Good also are the things by
which we shall gratify our friends or annoy our enemies; and the things chosen by those whom we admire:
and the things for which we are fitted by nature or experience, since we think we shall succeed more easily in
these: and those in which no worthless man can succeed, for such things bring greater praise: and those which
we do in fact desire, for what we desire is taken to be not only pleasant but also better. Further, a man of a
given disposition makes chiefly for the corresponding things: lovers of victory make for victory, lovers of
honour for honour, moneyloving men for money, and so with the rest. These, then, are the sources from
which we must derive our means of persuasion about Good and Utility.
Since, however, it often happens that people agree that two things are both useful but do not agree about
which is the more so, the next step will be to treat of relative goodness and relative utility.
A thing which surpasses another may be regarded as being that other thing plus something more, and that
other thing which is surpassed as being what is contained in the first thing. Now to call a thing 'greater' or
'more' always implies a comparison of it with one that is 'smaller' or 'less', while 'great' and 'small', 'much' and
'little', are terms used in comparison with normal magnitude. The 'great' is that which surpasses the normal,
the 'small' is that which is surpassed by the normal; and so with 'many' and 'few'.
Now we are applying the term 'good' to what is desirable for its own sake and not for the sake of something
else; to that at which all things aim; to what they would choose if they could acquire understanding and
practical wisdom; and to that which tends to produce or preserve such goods, or is always accompanied by
them. Moreover, that for the sake of which things are done is the end (an end being that for the sake of which
all else is done), and for each individual that thing is a good which fulfils these conditions in regard to
himself. It follows, then, that a greater number of goods is a greater good than one or than a smaller number,
if that one or that smaller number is included in the count; for then the larger number surpasses the smaller,
and the smaller quantity is surpassed as being contained in the larger.
Again, if the largest member of one class surpasses the largest member of another, then the one class
surpasses the other; and if one class surpasses another, then the largest member of the one surpasses the
largest member of the other. Thus, if the tallest man is taller than the tallest woman, then men in general are
taller than women. Conversely, if men in general are taller than women, then the tallest man is taller than the
tallest woman. For the superiority of class over class is proportionate to the superiority possessed by their
largest specimens. Again, where one good is always accompanied by another, but does not always
accompany it, it is greater than the other, for the use of the second thing is implied in the use of the first. A
thing may be accompanied by another in three ways, either simultaneously, subsequently, or potentially. Life
accompanies health simultaneously (but not health life), knowledge accompanies the act of learning
subsequently, cheating accompanies sacrilege potentially, since a man who has committed sacrilege is always
capable of cheating. Again, when two things each surpass a third, that which does so by the greater amount is
the greater of the two; for it must surpass the greater as well as the less of the other two. A thing productive
of a greater good than another is productive of is itself a greater good than that other. For this conception of
'productive of a greater' has been implied in our argument. Likewise, that which is produced by a greater
good is itself a greater good; thus, if what is wholesome is more desirable and a greater good than what gives
pleasure, health too must be a greater good than pleasure. Again, a thing which is desirable in itself is a
greater good than a thing which is not desirable in itself, as for example bodily strength than what is
wholesome, since the latter is not pursued for its own sake, whereas the former is; and this was our definition
of the good. Again, if one of two things is an end, and the other is not, the former is the greater good, as being
chosen for its own sake and not for the sake of something else; as, for example, exercise is chosen for the
sake of physical wellbeing. And of two things that which stands less in need of the other, or of other things,
is the greater good, since it is more selfsufficing. (That which stands 'less' in need of others is that which
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needs either fewer or easier things.) So when one thing does not exist or cannot come into existence without a
second, while the second can exist without the first, the second is the better. That which does not need
something else is more selfsufficing than that which does, and presents itself as a greater good for that
reason. Again, that which is a beginning of other things is a greater good than that which is not, and that
which is a cause is a greater good than that which is not; the reason being the same in each case, namely that
without a cause and a beginning nothing can exist or come into existence. Again, where there are two sets of
consequences arising from two different beginnings or causes, the consequences of the more important
beginning or cause are themselves the more important; and conversely, that beginning or cause is itself the
more important which has the more important consequences. Now it is plain, from all that has been said, that
one thing may be shown to be more important than another from two opposite points of view: it may appear
the more important (1) because it is a beginning and the other thing is not, and also (2) because it is not a
beginning and the other thing ison the ground that the end is more important and is not a beginning. So
Leodamas, when accusing Callistratus, said that the man who prompted the deed was more guilty than the
doer, since it would not have been done if he had not planned it. On the other hand, when accusing Chabrias
he said that the doer was worse than the prompter, since there would have been no deed without some one to
do it; men, said he, plot a thing only in order to carry it out.
Further, what is rare is a greater good than what is plentiful. Thus, gold is a better thing than iron, though less
useful: it is harder to get, and therefore better worth getting. Reversely, it may be argued that the plentiful is a
better thing than the rare, because we can make more use of it. For what is often useful surpasses what is
seldom useful, whence the saying:
The best of things is water.
More generally: the hard thing is better than the easy, because it is rarer: and reversely, the easy thing is
better than the hard, for it is as we wish it to be. That is the greater good whose contrary is the greater evil,
and whose loss affects us more. Positive goodness and badness are more important than the mere absence of
goodness and badness: for positive goodness and badness are ends, which the mere absence of them cannot
be. Further, in proportion as the functions of things are noble or base, the things themselves are good or bad:
conversely, in proportion as the things themselves are good or bad, their functions also are good or bad; for
the nature of results corresponds with that of their causes and beginnings, and conversely the nature of causes
and beginnings corresponds with that of their results. Moreover, those things are greater goods, superiority in
which is more desirable or more honourable. Thus, keenness of sight is more desirable than keenness of
smell, sight generally being more desirable than smell generally; and similarly, unusually great love of
friends being more honourable than unusually great love of money, ordinary love of friends is more
honourable than ordinary love of money. Conversely, if one of two normal things is better or nobler than the
other, an unusual degree of that thing is better or nobler than an unusual degree of the other. Again, one thing
is more honourable or better than another if it is more honourable or better to desire it; the importance of the
object of a given instinct corresponds to the importance of the instinct itself; and for the same reason, if one
thing is more honourable or better than another, it is more honourable and better to desire it. Again, if one
science is more honourable and valuable than another, the activity with which it deals is also more
honourable and valuable; as is the science, so is the reality that is its object, each science being authoritative
in its own sphere. So, also, the more valuable and honourable the object of a science, the more valuable and
honourable the science itself isin consequence. Again, that which would be judged, or which has been
judged, a good thing, or a better thing than something else, by all or most people of understanding, or by the
majority of men, or by the ablest, must be so; either without qualification, or in so far as they use their
understanding to form their judgement. This is indeed a general principle, applicable to all other judgements
also; not only the goodness of things, but their essence, magnitude, and general nature are in fact just what
knowledge and understanding will declare them to be. Here the principle is applied to judgements of
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goodness, since one definition of 'good' was 'what beings that acquire understanding will choose in any given
case': from which it clearly follows that that thing is hetter which understanding declares to be so. That,
again, is a better thing which attaches to better men, either absolutely, or in virtue of their being better; as
courage is better than strength. And that is a greater good which would be chosen by a better man, either
absolutely, or in virtue of his being better: for instance, to suffer wrong rather than to do wrong, for that
would be the choice of the juster man. Again, the pleasanter of two things is the better, since all things pursue
pleasure, and things instinctively desire pleasurable sensation for its own sake; and these are two of the
characteristics by which the 'good' and the 'end' have been defined. One pleasure is greater than another if it is
more unmixed with pain, or more lasting. Again, the nobler thing is better than the less noble, since the noble
is either what is pleasant or what is desirable in itself. And those things also are greater goods which men
desire more earnestly to bring about for themselves or for their friends, whereas those things which they least
desire to bring about are greater evils. And those things which are more lasting are better than those which
are more fleeting, and the more secure than the less; the enjoyment of the lasting has the advantage of being
longer, and that of the secure has the advantage of suiting our wishes, being there for us whenever we like.
Further, in accordance with the rule of coordinate terms and inflexions of the same stem, what is true of one
such related word is true of all. Thus if the action qualified by the term 'brave' is more noble and desirable
than the action qualified by the term 'temperate', then 'bravery' is more desirable than 'temperance' and 'being
brave' than 'being temperate'. That, again, which is chosen by all is a greater good than that which is not, and
that chosen by the majority than that chosen by the minority. For that which all desire is good, as we have
said;' and so, the more a thing is desired, the better it is. Further, that is the better thing which is considered so
by competitors or enemies, or, again, by authorized judges or those whom they select to represent them. In
the first two cases the decision is virtually that of every one, in the last two that of authorities and experts.
And sometimes it may be argued that what all share is the better thing, since it is a dishonour not to share in
it; at other times, that what none or few share is better, since it is rarer. The more praiseworthy things are, the
nobler and therefore the better they are. So with the things that earn greater honours than othershonour is, as
it were, a measure of value; and the things whose absence involves comparatively heavy penalties; and the
things that are better than others admitted or believed to be good. Moreover, things look better merely by
being divided into their parts, since they then seem to surpass a greater number of things than before. Hence
Homer says that Meleager was roused to battle by the thought of
All horrors that light on a folk whose city
is ta'en of their foes,
When they slaughter the men, when the burg is
wasted with ravening flame,
When strangers are haling young children to thraldom,
(fair women to shame.)
The same effect is produced by piling up facts in a climax after the manner of Epicharmus. The reason is
partly the same as in the case of division (for combination too makes the impression of great superiority), and
partly that the original thing appears to be the cause and origin of important results. And since a thing is
better when it is harder or rarer than other things, its superiority may be due to seasons, ages, places, times, or
one's natural powers. When a man accomplishes something beyond his natural power, or beyond his years, or
beyond the measure of people like him, or in a special way, or at a special place or time, his deed will have a
high degree of nobleness, goodness, and justice, or of their opposites. Hence the epigram on the victor at the
Olympic games:
In time past, hearing a Yoke on my shoulders,
of wood unshaven,
I carried my loads of fish from, Argos to Tegea town.
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So Iphicrates used to extol himself by describing the low estate from which he had risen. Again, what is
natural is better than what is acquired, since it is harder to come by. Hence the words of Homer:
I have learnt from none but mysell.
And the best part of a good thing is particularly good; as when Pericles in his funeral oration said that the
country's loss of its young men in battle was 'as if the spring were taken out of the year'. So with those things
which are of service when the need is pressing; for example, in old age and times of sickness. And of two
things that which leads more directly to the end in view is the better. So too is that which is better for people
generally as well as for a particular individual. Again, what can be got is better than what cannot, for it is
good in a given case and the other thing is not. And what is at the end of life is better than what is not, since
those things are ends in a greater degree which are nearer the end. What aims at reality is better than what
aims at appearance. We may define what aims at appearance as what a man will not choose if nobody is to
know of his having it. This would seem to show that to receive benefits is more desirable than to confer them,
since a man will choose the former even if nobody is to know of it, but it is not the general view that he will
choose the latter if nobody knows of it. What a man wants to be is better than what a man wants to seem, for
in aiming at that he is aiming more at reality. Hence men say that justice is of small value, since it is more
desirable to seem just than to be just, whereas with health it is not so. That is better than other things which is
more useful than they are for a number of different purposes; for example, that which promotes life, good
life, pleasure, and noble conduct. For this reason wealth and health are commonly thought to be of the highest
value, as possessing all these advantages. Again, that is better than other things which is accompanied both
with less pain and with actual pleasure; for here there is more than one advantage; and so here we have the
good of feeling pleasure and also the good of not feeling pain. And of two good things that is the better
whose addition to a third thing makes a better whole than the addition of the other to the same thing will
make. Again, those things which we are seen to possess are better than those which we are not seen to
possess, since the former have the air of reality. Hence wealth may be regarded as a greater good if its
existence is known to others. That which is dearly prized is better than what is notthe sort of thing that some
people have only one of, though others have more like it. Accordingly, blinding a oneeyed man inflicts
worse injury than halfblinding a man with two eyes; for the oneeyed man has been robbed of what he
dearly prized.
The grounds on which we must base our arguments, when we are speaking for or against a proposal, have
now been set forth more or less completely.
The most important and effective qualification for success in persuading audiences and speaking well on
public affairs is to understand all the forms of government and to discriminate their respective customs,
institutions, and interests. For all men are persuaded by considerations of their interest, and their interest lies
in the maintenance of the established order. Further, it rests with the supreme authority to give authoritative
decisions, and this varies with each form of government; there are as many different supreme authorities as
there are different forms of government. The forms of government are fourdemocracy, oligarchy,
aristocracy, monarchy. The supreme right to judge and decide always rests, therefore, with either a part or the
whole of one or other of these governing powers.
A Democracy is a form of government under which the citizens distribute the offices of state among
themselves by lot, whereas under oligarchy there is a property qualification, under aristocracy one of
education. By education I mean that education which is laid down by the law; for it is those who have been
loyal to the national institutions that hold office under an aristocracy. These are bound to be looked upon as
'the best men', and it is from this fact that this form of government has derived its name ('the rule of the best').
Monarchy, as the word implies, is the constitution a in which one man has authority over all. There are two
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forms of monarchy: kingship, which is limited by prescribed conditions, and 'tyranny', which is not limited by
anything.
We must also notice the ends which the various forms of government pursue, since people choose in practice
such actions as will lead to the realization of their ends. The end of democracy is freedom; of oligarchy,
wealth; of aristocracy, the maintenance of education and national institutions; of tyranny, the protection of the
tyrant. It is clear, then, that we must distinguish those particular customs, institutions, and interests which
tend to realize the ideal of each constitution, since men choose their means with reference to their ends. But
rhetorical persuasion is effected not only by demonstrative but by ethical argument; it helps a speaker to
convince us, if we believe that he has certain qualities himself, namely, goodness, or goodwill towards us, or
both together. Similarly, we should know the moral qualities characteristic of each form of government, for
the special moral character of each is bound to provide us with our most effective means of persuasion in
dealing with it. We shall learn the qualities of governments in the same way as we learn the qualities of
individuals, since they are revealed in their deliberate acts of choice; and these are determined by the end that
inspires them.
We have now considered the objects, immediate or distant, at which we are to aim when urging any proposal,
and the grounds on which we are to base our arguments in favour of its utility. We have also briefly
considered the means and methods by which we shall gain a good knowledge of the moral qualities and
institutions peculiar to the various forms of governmentonly, however, to the extent demanded by the
present occasion; a detailed account of the subject has been given in the Politics.
We have now to consider Virtue and Vice, the Noble and the Base, since these are the objects of praise and
blame. In doing so, we shall at the same time be finding out how to make our hearers take the required view
of our own charactersour second method of persuasion. The ways in which to make them trust the goodness
of other people are also the ways in which to make them trust our own. Praise, again, may be serious or
frivolous; nor is it always of a human or divine being but often of inanimate things, or of the humblest of the
lower animals. Here too we must know on what grounds to argue, and must, therefore, now discuss the
subject, though by way of illustration only.
The Noble is that which is both desirable for its own sake and also worthy of praise; or that which is both
good and also pleasant because good. If this is a true definition of the Noble, it follows that virtue must be
noble, since it is both a good thing and also praiseworthy. Virtue is, according to the usual view, a faculty of
providing and preserving good things; or a faculty of conferring many great benefits, and benefits of all kinds
on all occasions. The forms of Virtue are justice, courage, temperance, magnificence, magnanimity,
liberality, gentleness, prudence, wisdom. If virtue is a faculty of beneficence, the highest kinds of it must be
those which are most useful to others, and for this reason men honour most the just and the courageous, since
courage is useful to others in war, justice both in war and in peace. Next comes liberality; liberal people let
their money go instead of fighting for it, whereas other people care more for money than for anything else.
Justice is the virtue through which everybody enjoys his own possessions in accordance with the law; its
opposite is injustice, through which men enjoy the possessions of others in defiance of the law. Courage is
the virtue that disposes men to do noble deeds in situations of danger, in accordance with the law and in
obedience to its commands; cowardice is the opposite. Temperance is the virtue that disposes us to obey the
law where physical pleasures are concerned; incontinence is the opposite. Liberality disposes us to spend
money for others' good; illiberality is the opposite. Magnanimity is the virtue that disposes us to do good to
others on a large scale; [its opposite is meanness of spirit]. Magnificence is a virtue productive of greatness in
matters involving the spending of money. The opposites of these two are smallness of spirit and meanness
respectively. Prudence is that virtue of the understanding which enables men to come to wise decisions about
the relation to happiness of the goods and evils that have been previously mentioned.
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The above is a sufficient account, for our present purpose, of virtue and vice in general, and of their various
forms. As to further aspects of the subject, it is not difficult to discern the facts; it is evident that things
productive of virtue are noble, as tending towards virtue; and also the effects of virtue, that is, the signs of its
presence and the acts to which it leads. And since the signs of virtue, and such acts as it is the mark of a
virtuous man to do or have done to him, are noble, it follows that all deeds or signs of courage, and
everything done courageously, must be noble things; and so with what is just and actions done justly. (Not,
however, actions justly done to us; here justice is unlike the other virtues; 'justly' does not always mean
'nobly'; when a man is punished, it is more shameful that this should be justly than unjustly done to him). The
same is true of the other virtues. Again, those actions are noble for which the reward is simply honour, or
honour more than money. So are those in which a man aims at something desirable for some one else's sake;
actions good absolutely, such as those a man does for his country without thinking of himself; actions good in
their own nature; actions that are not good simply for the individual, since individual interests are selfish.
Noble also are those actions whose advantage may be enjoyed after death, as opposed to those whose
advantage is enjoyed during one's lifetime: for the latter are more likely to be for one's own sake only. Also,
all actions done for the sake of others, since less than other actions are done for one's own sake; and all
successes which benefit others and not oneself; and services done to one's benefactors, for this is just; and
good deeds generally, since they are not directed to one's own profit. And the opposites of those things of
which men feel ashamed, for men are ashamed of saying, doing, or intending to do shameful things. So when
Alcacus said
Something I fain would say to thee,
Only shame restraineth me,
Sappho wrote
If for things good and noble thou wert yearning,
If to speak baseness were thy tongue not burning,
No load of shame would on thine eyelids weigh;
What thou with honour wishest thou wouldst say.
Those things, also, are noble for which men strive anxiously, without feeling fear; for they feel thus about the
good things which lead to fair fame. Again, one quality or action is nobler than another if it is that of a
naturally finer being: thus a man's will be nobler than a woman's. And those qualities are noble which give
more pleasure to other people than to their possessors; hence the nobleness of justice and just actions. It is
noble to avenge oneself on one's enemies and not to come to terms with them; for requital is just, and the just
is noble; and not to surrender is a sign of courage. Victory, too, and honour belong to the class of noble
things, since they are desirable even when they yield no fruits, and they prove our superiority in good
qualities. Things that deserve to be remembered are noble, and the more they deserve this, the nobler they
are. So are the things that continue even after death; those which are always attended by honour; those which
are exceptional; and those which are possessed by one person alonethese last are more readily remembered
than others. So again are possessions that bring no profit, since they are more fitting than others for a
gentleman. So are the distinctive qualities of a particular people, and the symbols of what it specially
admires, like long hair in Sparta, where this is a mark of a free man, as it is not easy to perform any menial
task when one's hair is long. Again, it is noble not to practise any sordid craft, since it is the mark of a free
man not to live at another's beck and call. We are also to assume when we wish either to praise a man or
blame him that qualities closely allied to those which he actually has are identical with them; for instance,
that the cautious man is coldblooded and treacherous, and that the stupid man is an honest fellow or the
thickskinned man a goodtempered one. We can always idealize any given man by drawing on the virtues
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akin to his actual qualities; thus we may say that the passionate and excitable man is 'outspoken'; or that the
arrogant man is 'superb' or 'impressive'. Those who run to extremes will be said to possess the corresponding
good qualities; rashness will be called courage, and extravagance generosity. That will be what most people
think; and at the same time this method enables an advocate to draw a misleading inference from the motive,
arguing that if a man runs into danger needlessly, much more will he do so in a noble cause; and if a man is
openhanded to any one and every one, he will be so to his friends also, since it is the extreme form of
goodness to be good to everybody.
We must also take into account the nature of our particular audience when making a speech of praise; for, as
Socrates used to say, 'it is not difficult to praise the Athenians to an Athenian audience.' If the audience
esteems a given quality, we must say that our hero has that quality, no matter whether we are addressing
Scythians or Spartans or philosophers. Everything, in fact, that is esteemed we are to represent as noble. After
all, people regard the two things as much the same.
All actions are noble that are appropriate to the man who does them: if, for instance, they are worthy of his
ancestors or of his own past career. For it makes for happiness, and is a noble thing, that he should add to the
honour he already has. Even inappropriate actions are noble if they are better and nobler than the appropriate
ones would be; for instance, if one who was just an average person when all went well becomes a hero in
adversity, or if he becomes better and easier to get on with the higher he rises. Compare the saying of
lphicrates, 'Think what I was and what I am'; and the epigram on the victor at the Olympic games,
In time past, bearing a yoke on my shoulders,
of wood unshaven,
and the encomium of Simonides,
A woman whose father, whose husband, whose
brethren were princes all.
Since we praise a man for what he has actually done, and fine actions are distinguished from others by being
intentionally good, we must try to prove that our hero's noble acts are intentional. This is all the easier if we
can make out that he has often acted so before, and therefore we must assert coincidences and accidents to
have been intended. Produce a number of good actions, all of the same kind, and people will think that they
must have been intended, and that they prove the good qualities of the man who did them.
Praise is the expression in words of the eminence of a man's good qualities, and therefore we must display his
actions as the product of such qualities. Encomium refers to what he has actually done; the mention of
accessories, such as good birth and education, merely helps to make our story crediblegood fathers are
likely to have good sons, and good training is likely to produce good character. Hence it is only when a man
has already done something that we bestow encomiums upon him. Yet the actual deeds are evidence of the
doer's character: even if a man has not actually done a given good thing, we shall bestow praise on him, if we
are sure that he is the sort of man who would do it. To call any one blest is, it may be added, the same thing
as to call him happy; but these are not the same thing as to bestow praise and encomium upon him; the two
latter are a part of 'calling happy', just as goodness is a part of happiness.
To praise a man is in one respect akin to urging a course of action. The suggestions which would be made in
the latter case become encomiums when differently expressed. When we know what action or character is
required, then, in order to express these facts as suggestions for action, we have to change and reverse our
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form of words. Thus the statement 'A man should be proud not of what he owes to fortune but of what he
owes to himself', if put like this, amounts to a suggestion; to make it into praise we must put it thus, 'Since he
is proud not of what he owes to fortune but of what he owes to himself.' Consequently, whenever you want to
praise any one, think what you would urge people to do; and when you want to urge the doing of anything,
think what you would praise a man for having done. Since suggestion may or may not forbid an action, the
praise into which we convert it must have one or other of two opposite forms of expression accordingly.
There are, also, many useful ways of heightening the effect of praise. We must, for instance, point out that a
man is the only one, or the first, or almost the only one who has done something, or that he has done it better
than any one else; all these distinctions are honourable. And we must, further, make much of the particular
season and occasion of an action, arguing that we could hardly have looked for it just then. If a man has often
achieved the same success, we must mention this; that is a strong point; he himself, and not luck, will then be
given the credit. So, too, if it is on his account that observances have been devised and instituted to encourage
or honour such achievements as his own: thus we may praise Hippolochus because the first encomium ever
made was for him, or Harmodius and Aristogeiton because their statues were the first to be put up in the
marketplace. And we may censure bad men for the opposite reason.
Again, if you cannot find enough to say of a man himself, you may pit him against others, which is what
Isocrates used to do owing to his want of familiarity with forensic pleading. The comparison should be with
famous men; that will strengthen your case; it is a noble thing to surpass men who are themselves great. It is
only natural that methods of 'heightening the effect' should be attached particularly to speeches of praise; they
aim at proving superiority over others, and any such superiority is a form of nobleness. Hence if you cannot
compare your hero with famous men, you should at least compare him with other people generally, since any
superiority is held to reveal excellence. And, in general, of the lines of argument which are common to all
speeches, this 'heightening of effect' is most suitable for declamations, where we take our hero's actions as
admitted facts, and our business is simply to invest these with dignity and nobility. 'Examples' are most
suitable to deliberative speeches; for we judge of future events by divination from past events. Enthymemes
are most suitable to forensic speeches; it is our doubts about past events that most admit of arguments
showing why a thing must have happened or proving that it did happen.
The above are the general lines on which all, or nearly all, speeches of praise or blame are constructed. We
have seen the sort of thing we must bear in mind in making such speeches, and the materials out of which
encomiums and censures are made. No special treatment of censure and vituperation is needed. Knowing the
above facts, we know their contraries; and it is out of these that speeches of censure are made.
We have next to treat of Accusation and Defence, and to enumerate and describe the ingredients of the
syllogisms used therein. There are three things we must ascertain first, the nature and number of the
incentives to wrongdoing; second, the state of mind of wrongdoers; third, the kind of persons who are
wronged, and their condition. We will deal with these questions in order. But before that let us define the act
of 'wrongdoing'.
We may describe 'wrongdoing' as injury voluntarily inflicted contrary to law. 'Law' is either special or
general. By special law I mean that written law which regulates the life of a particular community; by general
law, all those unwritten principles which are supposed to be acknowledged everywhere. We do things
'voluntarily' when we do them consciously and without constraint. (Not all voluntary acts are deliberate, but
all deliberate acts are consciousno one is ignorant of what he deliberately intends.) The causes of our
deliberately intending harmful and wicked acts contrary to law are (1) vice, (2) lack of selfcontrol. For the
wrongs a man does to others will correspond to the bad quality or qualities that he himself possesses. Thus it
is the mean man who will wrong others about money, the profligate in matters of physical pleasure, the
effeminate in matters of comfort, and the coward where danger is concernedhis terror makes him abandon
those who are involved in the same danger. The ambitious man does wrong for sake of honour, the
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quicktempered from anger, the lover of victory for the sake of victory, the embittered man for the sake of
revenge, the stupid man because he has misguided notions of right and wrong, the shameless man because he
does not mind what people think of him; and so with the restany wrong that any one does to others
corresponds to his particular faults of character.
However, this subject has already been cleared up in part in our discussion of the virtues and will be further
explained later when we treat of the emotions. We have now to consider the motives and states of mind of
wrongdoers, and to whom they do wrong.
Let us first decide what sort of things people are trying to get or avoid when they set about doing wrong to
others. For it is plain that the prosecutor must consider, out of all the aims that can ever induce us to do
wrong to our neighbours, how many, and which, affect his adversary; while the defendant must consider how
many, and which, do not affect him. Now every action of every person either is or is not due to that person
himself. Of those not due to himself some are due to chance, the others to necessity; of these latter, again,
some are due to compulsion, the others to nature. Consequently all actions that are not due to a man himself
are due either to chance or to nature or to compulsion. All actions that are due to a man himself and caused by
himself are due either to habit or to rational or irrational craving. Rational craving is a craving for good, i.e. a
wishnobody wishes for anything unless he thinks it good. Irrational craving is twofold, viz. anger and
appetite.
Thus every action must be due to one or other of seven causes: chance, nature, compulsion, habit, reasoning,
anger, or appetite. It is superfluous further to distinguish actions according to the doers' ages, moral states, or
the like; it is of course true that, for instance, young men do have hot tempers and strong appetites; still, it is
not through youth that they act accordingly, but through anger or appetite. Nor, again, is action due to wealth
or poverty; it is of course true that poor men, being short of money, do have an appetite for it, and that rich
men, being able to command needless pleasures, do have an appetite for such pleasures: but here, again, their
actions will be due not to wealth or poverty but to appetite. Similarly, with just men, and unjust men, and all
others who are said to act in accordance with their moral qualities, their actions will really be due to one of
the causes mentionedeither reasoning or emotion: due, indeed, sometimes to good dispositions and good
emotions, and sometimes to bad; but that good qualities should be followed by good emotions, and bad by
bad, is merely an accessory factit is no doubt true that the temperate man, for instance, because he is
temperate, is always and at once attended by healthy opinions and appetites in regard to pleasant things, and
the intemperate man by unhealthy ones. So we must ignore such distinctions. Still we must consider what
kinds of actions and of people usually go together; for while there are no definite kinds of action associated
with the fact that a man is fair or dark, tall or short, it does make a difference if he is young or old, just or
unjust. And, generally speaking, all those accessory qualities that cause distinctions of human character are
important: e.g. the sense of wealth or poverty, of being lucky or unlucky. This shall be dealt with laterlet us
now deal first with the rest of the subject before us.
The things that happen by chance are all those whose cause cannot be determined, that have no purpose, and
that happen neither always nor usually nor in any fixed way. The definition of chance shows just what they
are. Those things happen by nature which have a fixed and internal cause; they take place uniformly, either
always or usually. There is no need to discuss in exact detail the things that happen contrary to nature, nor to
ask whether they happen in some sense naturally or from some other cause; it would seem that chance is at
least partly the cause of such events. Those things happen through compulsion which take place contrary to
the desire or reason of the doer, yet through his own agency. Acts are done from habit which men do because
they have often done them before. Actions are due to reasoning when, in view of any of the goods already
mentioned, they appear useful either as ends or as means to an end, and are performed for that reason: 'for
that reason,' since even licentious persons perform a certain number of useful actions, but because they are
pleasant and not because they are useful. To passion and anger are due all acts of revenge. Revenge and
punishment are different things. Punishment is inflicted for the sake of the person punished; revenge for that
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of the punisher, to satisfy his feelings. (What anger is will be made clear when we come to discuss the
emotions.) Appetite is the cause of all actions that appear pleasant. Habit, whether acquired by mere
familiarity or by effort, belongs to the class of pleasant things, for there are many actions not naturally
pleasant which men perform with pleasure, once they have become used to them. To sum up then, all actions
due to ourselves either are or seem to be either good or pleasant. Moreover, as all actions due to ourselves are
done voluntarily and actions not due to ourselves are done involuntarily, it follows that all voluntary actions
must either be or seem to be either good or pleasant; for I reckon among goods escape from evils or apparent
evils and the exchange of a greater evil for a less (since these things are in a sense positively desirable), and
likewise I count among pleasures escape from painful or apparently painful things and the exchange of a
greater pain for a less. We must ascertain, then, the number and nature of the things that are useful and
pleasant. The useful has been previously examined in connexion with political oratory; let us now proceed to
examine the pleasant. Our various definitions must be regarded as adequate, even if they are not exact,
provided they are clear.
We may lay it down that Pleasure is a movement, a movement by which the soul as a whole is consciously
brought into its normal state of being; and that Pain is the opposite. If this is what pleasure is, it is clear that
the pleasant is what tends to produce this condition, while that which tends to destroy it, or to cause the soul
to be brought into the opposite state, is painful. It must therefore be pleasant as a rule to move towards a
natural state of being, particularly when a natural process has achieved the complete recovery of that natural
state. Habits also are pleasant; for as soon as a thing has become habitual, it is virtually natural; habit is a
thing not unlike nature; what happens often is akin to what happens always, natural events happening always,
habitual events often. Again, that is pleasant which is not forced on us; for force is unnatural, and that is why
what is compulsory, painful, and it has been rightly said
All that is done on compulsion is bitterness unto the soul.
So all acts of concentration, strong effort, and strain are necessarily painful; they all involve compulsion and
force, unless we are accustomed to them, in which case it is custom that makes them pleasant. The opposites
to these are pleasant; and hence ease, freedom from toil, relaxation, amusement, rest, and sleep belong to the
class of pleasant things; for these are all free from any element of compulsion. Everything, too, is pleasant for
which we have the desire within us, since desire is the craving for pleasure. Of the desires some are irrational,
some associated with reason. By irrational I mean those which do not arise from any opinion held by the
mind. Of this kind are those known as 'natural'; for instance, those originating in the body, such as the desire
for nourishment, namely hunger and thirst, and a separate kind of desire answering to each kind of
nourishment; and the desires connected with taste and sex and sensations of touch in general; and those of
smell, hearing, and vision. Rational desires are those which we are induced to have; there are many things we
desire to see or get because we have been told of them and induced to believe them good. Further, pleasure is
the consciousness through the senses of a certain kind of emotion; but imagination is a feeble sort of
sensation, and there will always be in the mind of a man who remembers or expects something an image or
picture of what he remembers or expects. If this is so, it is clear that memory and expectation also, being
accompanied by sensation, may be accompanied by pleasure. It follows that anything pleasant is either
present and perceived, past and remembered, or future and expected, since we perceive present pleasures,
remember past ones, and expect future ones. Now the things that are pleasant to remember are not only those
that, when actually perceived as present, were pleasant, but also some things that were not, provided that their
results have subsequently proved noble and good. Hence the words
Sweet 'tis when rescued to remember pain,
and
Even his griefs are a joy long after to one that remembers
All that he wrought and endured.
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The reason of this is that it is pleasant even to be merely free from evil. The things it is pleasant to expect are
those that when present are felt to afford us either great delight or great but not painful benefit. And in
general, all the things that delight us when they are present also do so, as a rule, when we merely remember
or expect them. Hence even being angry is pleasantHomer said of wrath that
Sweeter it is by far than the honeycomb dripping with sweetness for no one grows angry with a person on
whom there is no prospect of taking vengeance, and we feel comparatively little anger, or none at all, with
those who are much our superiors in power. Some pleasant feeling is associated with most of our appetites we
are enjoying either the memory of a past pleasure or the expectation of a future one, just as persons down
with fever, during their attacks of thirst, enjoy remembering the drinks they have had and looking forward to
having more. So also a lover enjoys talking or writing about his loved one, or doing any little thing connected
with him; all these things recall him to memory and make him actually present to the eye of imagination.
Indeed, it is always the first sign of love, that besides enjoying some one's presence, we remember him when
he is gone, and feel pain as well as pleasure, because he is there no longer. Similarly there is an element of
pleasure even in mourning and lamentation for the departed. There is grief, indeed, at his loss, but pleasure in
remembering him and as it were seeing him before us in his deeds and in his life. We can well believe the
poet when he says
He spake, and in each man's heart he awakened
the love of lament.
Revenge, too, is pleasant; it is pleasant to get anything that it is painful to fail to get, and angry people suffer
extreme pain when they fail to get their revenge; but they enjoy the prospect of getting it. Victory also is
pleasant, and not merely to 'bad losers', but to every one; the winner sees himself in the light of a champion,
and everybody has a more or less keen appetite for being that. The pleasantness of victory implies of course
that combative sports and intellectual contests are pleasant (since in these it often happens that some one
wins) and also games like knucklebones, ball, dice, and draughts. And similarly with the serious sports;
some of these become pleasant when one is accustomed to them; while others are pleasant from the first, like
hunting with hounds, or indeed any kind of hunting. For where there is competition, there is victory. That is
why forensic pleading and debating contests are pleasant to those who are accustomed to them and have the
capacity for them. Honour and good repute are among the most pleasant things of all; they make a man see
himself in the character of a fine fellow, especially when he is credited with it by people whom he thinks
good judges. His neighbours are better judges than people at a distance; his associates and
fellowcountrymen better than strangers; his contemporaries better than posterity; sensible persons better
than foolish ones; a large number of people better than a small number: those of the former class, in each
case, are the more likely to be good judges of him. Honour and credit bestowed by those whom you think
much inferior to yourselfe.g. children or animalsyou do not value: not for its own sake, anyhow: if you do
value it, it is for some other reason. Friends belong to the class of pleasant things; it is pleasant to loveif you
love wine, you certainly find it delightful: and it is pleasant to be loved, for this too makes a man see himself
as the possessor of goodness, a thing that every being that has a feeling for it desires to possess: to be loved
means to be valued for one's own personal qualities. To be admired is also pleasant, simply because of the
honour implied. Flattery and flatterers are pleasant: the flatterer is a man who, you believe, admires and likes
To do the same thing often is pleasant, since, as we saw, anything habitual is pleasant. And to change is also
pleasant: change means an approach to nature, whereas invariable repetition of anything causes the excessive
prolongation of a settled condition: therefore, says the poet,
Change is in all things sweet.
That is why what comes to us only at long intervals is pleasant, whether it be a person or a thing; for it is a
change from what we had before, and, besides, what comes only at long intervals has the value of rarity.
Learning things and wondering at things are also pleasant as a rule; wondering implies the desire of learning,
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so that the object of wonder is an object of desire; while in learning one is brought into one's natural
condition. Conferring and receiving benefits belong to the class of pleasant things; to receive a benefit is to
get what one desires; to confer a benefit implies both posses sion and superiority, both of which are things we
try to attain. It is because beneficent acts are pleasant that people find it pleasant to put their neighbours
straight again and to supply what they lack. Again, since learning and wondering are pleasant, it follows that
such things as acts of imitation must be pleasantfor instance, painting, sculpture, poetry and every product
of skilful imitation; this latter, even if the object imitated is not itself pleasant; for it is not the object itself
which here gives delight; the spectator draws inferences ('That is a soandso') and thus learns something
fresh. Dramatic turns of fortune and hairbreadth escapes from perils are pleasant, because we feel all such
things are wonderful.
And since what is natural is pleasant, and things akin to each other seem natural to each other, therefore all
kindred and similar things are usually pleasant to each other; for instance, one man, horse, or young person is
pleasant to another man, horse, or young person. Hence the proverbs 'mate delights mate', 'like to like', 'beast
knows beast', 'jackdaw to jackdaw', and the rest of them. But since everything like and akin to oneself is
pleasant, and since every man is himself more like and akin to himself than any one else is, it follows that all
of us must be more or less fond of ourselves. For all this resemblance and kinship is present particularly in
the relation of an individual to himself. And because we are all fond of ourselves, it follows that what is our
own is pleasant to all of us, as for instance our own deeds and words. That is why we are usually fond of our
flatterers, [our lovers,] and honour; also of our children, for our children are our own work. It is also pleasant
to complete what is defective, for the whole thing thereupon becomes our own work. And since power over
others is very pleasant, it is pleasant to be thought wise, for practical wisdom secures us power over others.
(Scientific wisdom is also pleasant, because it is the knowledge of many wonderful things.) Again, since
most of us are ambitious, it must be pleasant to disparage our neighbours as well as to have power over them.
It is pleasant for a man to spend his time over what he feels he can do best; just as the poet says,
To that he bends himself,
To that each day allots most time, wherein
He is indeed the best part of himself.
Similarly, since amusement and every kind of relaxation and laughter too belong to the class of pleasant
things, it follows that ludicrous things are pleasant, whether men, words, or deeds. We have discussed the
ludicrous separately in the treatise on the Art of Poetry.
So much for the subject of pleasant things: by considering their opposites we can easily see what things are
unpleasant.
The above are the motives that make men do wrong to others; we are next to consider the states of mind in
which they do it, and the persons to whom they do it.
They must themselves suppose that the thing can be done, and done by them: either that they can do it
without being found out, or that if they are found out they can escape being punished, or that if they are
punished the disadvantage will be less than the gain for themselves or those they care for. The general subject
of apparent possibility and impossibility will be handled later on, since it is relevant not only to forensic but
to all kinds of speaking. But it may here be said that people think that they can themselves most easily do
wrong to others without being punished for it if they possess eloquence, or practical ability, or much legal
experience, or a large body of friends, or a great deal of money. Their confidence is greatest if they
personally possess the advantages mentioned: but even without them they are satisfied if they have friends or
supporters or partners who do possess them: they can thus both commit their crimes and escape being found
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out and punished for committing them. They are also safe, they think, if they are on good terms with their
victims or with the judges who try them. Their victims will in that case not be on their guard against being
wronged, and will make some arrangement with them instead of prosecuting; while their judges will favour
them because they like them, either letting them off altogether or imposing light sentences. They are not
likely to be found out if their appearance contradicts the charges that might be brought against them: for
instance, a weakling is unlikely to be charged with violent assault, or a poor and ugly man with adultery.
Public and open injuries are the easiest to do, because nobody could at all suppose them possible, and
therefore no precautions are taken. The same is true of crimes so great and terrible that no man living could
be suspected of them: here too no precautions are taken. For all men guard against ordinary offences, just as
they guard against ordinary diseases; but no one takes precautions against a disease that nobody has ever had.
You feel safe, too, if you have either no enemies or a great many; if you have none, you expect not to be
watched and therefore not to be detected; if you have a great many, you will be watched, and therefore people
will think you can never risk an attempt on them, and you can defend your innocence by pointing out that you
could never have taken such a risk. You may also trust to hide your crime by the way you do it or the place
you do it in, or by some convenient means of disposal.
You may feel that even if you are found out you can stave off a trial, or have it postponed, or corrupt your
judges: or that even if you are sentenced you can avoid paying damages, or can at least postpone doing so for
a long time: or that you are so badly off that you will have nothing to lose. You may feel that the gain to be
got by wrongdoing is great or certain or immediate, and that the penalty is small or uncertain or distant. It
may be that the advantage to be gained is greater than any possible retribution: as in the case of despotic
power, according to the popular view. You may consider your crimes as bringing you solid profit, while their
punishment is nothing more than being called bad names. Or the opposite argument may appeal to you: your
crimes may bring you some credit (thus you may, incidentally, be avenging your father or mother, like Zeno),
whereas the punishment may amount to a fine, or banishment, or something of that sort. People may be led
on to wrong others by either of these motives or feelings; but no man by boththey will affect people of quite
opposite characters. You may be encouraged by having often escaped detection or punishment already; or by
having often tried and failed; for in crime, as in war, there are men who will always refuse to give up the
struggle. You may get your pleasure on the spot and the pain later, or the gain on the spot and the loss later.
That is what appeals to weakwilled personsand weakness of will may be shown with regard to all the
objects of desire. It may on the contrary appeal to you as it does appeal to selfcontrolled and sensible
peoplethat the pain and loss are immediate, while the pleasure and profit come later and last longer. You
may feel able to make it appear that your crime was due to chance, or to necessity, or to natural causes, or to
habit: in fact, to put it generally, as if you had failed to do right rather than actually done wrong. You may be
able to trust other people to judge you equitably. You may be stimulated by being in want: which may mean
that you want necessaries, as poor people do, or that you want luxuries, as rich people do. You may be
encouraged by having a particularly good reputation, because that will save you from being suspected: or by
having a particularly bad one, because nothing you are likely to do will make it worse.
The above, then, are the various states of mind in which a man sets about doing wrong to others. The kind of
people to whom he does wrong, and the ways in which he does it, must be considered next. The people to
whom he does it are those who have what he wants himself, whether this means necessities or luxuries and
materials for enjoyment. His victims may be far off or near at hand. If they are near, he gets his profit
quickly; if they are far off, vengeance is slow, as those think who plunder the Carthaginians. They may be
those who are trustful instead of being cautious and watchful, since all such people are easy to elude. Or those
who are too easygoing to have enough energy to prosecute an offender. Or sensitive people, who are not apt
to show fight over questions of money. Or those who have been wronged already by many people, and yet
have not prosecuted; such men must surely be the proverbial 'Mysian prey'. Or those who have either never or
often been wronged before; in neither case will they take precautions; if they have never been wronged they
think they never will, and if they have often been wronged they feel that surely it cannot happen again. Or
those whose character has been attacked in the past, or is exposed to attack in the future: they will be too
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much frightened of the judges to make up their minds to prosecute, nor can they win their case if they do: this
is true of those who are hated or unpopular. Another likely class of victim is those who their injurer can
pretend have, themselves or through their ancestors or friends, treated badly, or intended to treat badly, the
man himself, or his ancestors, or those he cares for; as the proverb says, 'wickedness needs but a pretext'. A
man may wrong his enemies, because that is pleasant: he may equally wrong his friends, because that is easy.
Then there are those who have no friends, and those who lack eloquence and practical capacity; these will
either not attempt to prosecute, or they will come to terms, or failing that they will lose their case. There are
those whom it does not pay to waste time in waiting for trial or damages, such as foreigners and small
farmers; they will settle for a trifle, and always be ready to leave off. Also those who have themselves
wronged others, either often, or in the same way as they are now being wronged themselvesfor it is felt that
next to no wrong is done to people when it is the same wrong as they have often themselves done to others:
if, for instance, you assault a man who has been accustomed to behave with violence to others. So too with
those who have done wrong to others, or have meant to, or mean to, or are likely to do so; there is something
fine and pleasant in wronging such persons, it seems as though almost no wrong were done. Also those by
doing wrong to whom we shall be gratifying our friends, or those we admire or love, or our masters, or in
general the people by reference to whom we mould our lives. Also those whom we may wrong and yet be
sure of equitable treatment. Also those against whom we have had any grievance, or any previous differences
with them, as Callippus had when he behaved as he did to Dion: here too it seems as if almost no wrong were
being done. Also those who are on the point of being wronged by others if we fail to wrong them ourselves,
since here we feel we have no time left for thinking the matter over. So Aenesidemus is said to have sent the
'cottabus' prize to Gelon, who had just reduced a town to slavery, because Gelon had got there first and
forestalled his own attempt. Also those by wronging whom we shall be able to do many righteous acts; for we
feel that we can then easily cure the harm done. Thus Jason the Thessalian said that it is a duty to do some
unjust acts in order to be able to do many just ones.
Among the kinds of wrong done to others are those that are done universally, or at least commonly: one
expects to be forgiven for doing these. Also those that can easily be kept dark, as where things that can
rapidly be consumed like eatables are concerned, or things that can easily be changed in shape, colour, or
combination, or things that can easily be stowed away almost anywhereportable objects that you can stow
away in small corners, or things so like others of which you have plenty already that nobody can tell the
difference. There are also wrongs of a kind that shame prevents the victim speaking about, such as outrages
done to the women in his household or to himself or to his sons. Also those for which you would be thought
very litigious to prosecute any onetrifling wrongs, or wrongs for which people are usually excused.
The above is a fairly complete account of the circumstances under which men do wrong to others, of the sort
of wrongs they do, of the sort of persons to whom they do them, and of their reasons for doing them.
It will now be well to make a complete classification of just and unjust actions. We may begin by observing
that they have been defined relatively to two kinds of law, and also relatively to two classes of persons. By
the two kinds of law I mean particular law and universal law. Particular law is that which each community
lays down and applies to its own members: this is partly written and partly unwritten. Universal law is the
law of Nature. For there really is, as every one to some extent divines, a natural justice and injustice that is
binding on all men, even on those who have no association or covenant with each other. It is this that
Sophocles' Antigone clearly means when she says that the burial of Polyneices was a just act in spite of the
prohibition: she means that it was just by nature.
Not of today or yesterday it is,
But lives eternal: none can date its birth.
And so Empedocles, when he bids us kill no living creature, says that doing this is not just for some people
while unjust for others,
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Nay, but, an allembracing law, through the realms of the sky
Unbroken it stretcheth, and over the earth's immensity.
And as Alcidamas says in his Messeniac Oration....
The actions that we ought to do or not to do have also been divided into two classes as affecting either the
whole community or some one of its members. From this point of view we can perform just or unjust acts in
either of two waystowards one definite person, or towards the community. The man who is guilty of
adultery or assault is doing wrong to some definite person; the man who avoids service in the army is doing
wrong to the community.
Thus the whole class of unjust actions may be divided into two classes, those affecting the community, and
those affecting one or more other persons. We will next, before going further, remind ourselves of what
'being wronged' means. Since it has already been settled that 'doing a wrong' must be intentional, 'being
wronged' must consist in having an injury done to you by some one who intends to do it. In order to be
wronged, a man must (1) suffer actual harm, (2) suffer it against his will. The various possible forms of harm
are clearly explained by our previous, separate discussion of goods and evils. We have also seen that a
voluntary action is one where the doer knows what he is doing. We now see that every accusation must be of
an action affecting either the community or some individual. The doer of the action must either understand
and intend the action, or not understand and intend it. In the former case, he must be acting either from
deliberate choice or from passion. (Anger will be discussed when we speak of the passions the motives for
crime and the state of mind of the criminal have already been discussed.) Now it often happens that a man
will admit an act, but will not admit the prosecutor's label for the act nor the facts which that label implies.
He will admit that he took a thing but not that he 'stole' it; that he struck some one first, but not that he
committed 'outrage'; that he had intercourse with a woman, but not that he committed 'adultery'; that he is
guilty of theft, but not that he is guilty of 'sacrilege', the object stolen not being consecrated; that he has
encroached, but not that he has 'encroached on State lands'; that he has been in communication with the
enemy, but not that he has been guilty of 'treason'. Here therefore we must be able to distinguish what is theft,
outrage, or adultery, from what is not, if we are to be able to make the justice of our case clear, no matter
whether our aim is to establish a man's guilt or to establish his innocence. Wherever such charges are brought
against a man, the question is whether he is or is not guilty of a criminal offence. It is deliberate purpose that
constitutes wickedness and criminal guilt, and such names as 'outrage' or 'theft' imply deliberate purpose as
well as the mere action. A blow does not always amount to 'outrage', but only if it is struck with some such
purpose as to insult the man struck or gratify the striker himself. Nor does taking a thing without the owner's
knowledge always amount to 'theft', but only if it is taken with the intention of keeping it and injuring the
owner. And as with these charges, so with all the others.
We saw that there are two kinds of right and wrong conduct towards others, one provided for by written
ordinances, the other by unwritten. We have now discussed the kind about which the laws have something to
say. The other kind has itself two varieties. First, there is the conduct that springs from exceptional goodness
or badness, and is visited accordingly with censure and loss of honour, or with praise and increase of honour
and decorations: for instance, gratitude to, or requital of, our benefactors, readiness to help our friends, and
the like. The second kind makes up for the defects of a community's written code of law. This is what we call
equity; people regard it as just; it is, in fact, the sort of justice which goes beyond the written law. Its
existence partly is and partly is not intended by legislators; not intended, where they have noticed no defect in
the law; intended, where find themselves unable to define things exactly, and are obliged to legislate as if that
held good always which in fact only holds good usually; or where it is not easy to be complete owing to the
endless possible cases presented, such as the kinds and sizes of weapons that may be used to inflict woundsa
lifetime would be too short to make out a complete list of these. If, then, a precise statement is impossible and
yet legislation is necessary, the law must be expressed in wide terms; and so, if a man has no more than a
fingerring on his hand when he lifts it to strike or actually strikes another man, he is guilty of a criminal act
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according to the unwritten words of the law; but he is innocent really, and it is equity that declares him to be
so. From this definition of equity it is plain what sort of actions, and what sort of persons, are equitable or the
reverse. Equity must be applied to forgivable actions; and it must make us distinguish between criminal acts
on the one hand, and errors of judgement, or misfortunes, on the other. (A 'misfortune' is an act, not due to
moral badness, that has unexpected results: an 'error of judgement' is an act, also not due to moral badness,
that has results that might have been expected: a 'criminal act' has results that might have been expected, but
is due to moral badness, for that is the source of all actions inspired by our appetites.) Equity bids us be
merciful to the weakness of human nature; to think less about the laws than about the man who framed them,
and less about what he said than about what he meant; not to consider the actions of the accused so much as
his intentions, nor this or that detail so much as the whole story; to ask not what a man is now but what he has
always or usually been. It bids us remember benefits rather than injuries, and benefits received rather than
benefits conferred; to be patient when we are wronged; to settle a dispute by negotiation and not by force; to
prefer arbitration to motionfor an arbitrator goes by the equity of a case, a judge by the strict law, and
arbitration was invented with the express purpose of securing full power for equity.
The above may be taken as a sufficient account of the nature of equity.
The worse of two acts of wrong done to others is that which is prompted by the worse disposition. Hence the
most trifling acts may be the worst ones; as when Callistratus charged Melanopus with having cheated the
templebuilders of three consecrated halfobols. The converse is true of just acts. This is because the greater
is here potentially contained in the less: there is no crime that a man who has stolen three consecrated
halfobols would shrink from committing. Sometimes, however, the worse act is reckoned not in this way
but by the greater harm that it does. Or it may be because no punishment for it is severe enough to be
adequate; or the harm done may be incurablea difficult and even hopeless crime to defend; or the sufferer
may not be able to get his injurer legally punished, a fact that makes the harm incurable, since legal
punishment and chastisement are the proper cure. Or again, the man who has suffered wrong may have
inflicted some fearful punishment on himself; then the doer of the wrong ought in justice to receive a still
more fearful punishment. Thus Sophocles, when pleading for retribution to Euctemon, who had cut his own
throat because of the outrage done to him, said he would not fix a penalty less than the victim had fixed for
himself. Again, a man's crime is worse if he has been the first man, or the only man, or almost the only man,
to commit it: or if it is by no means the first time he has gone seriously wrong in the same way: or if his
crime has led to the thinkingout and invention of measures to prevent and punish similar crimesthus in
Argos a penalty is inflicted on a man on whose account a law is passed, and also on those on whose account
the prison was built: or if a crime is specially brutal, or specially deliberate: or if the report of it awakes more
terror than pity. There are also such rhetorically effective ways of putting it as the following: That the
accused has disregarded and broken not one but many solemn obligations like oaths, promises, pledges, or
rights of intermarriage between stateshere the crime is worse because it consists of many crimes; and that
the crime was committed in the very place where criminals are punished, as for example perjurers doit is
argued that a man who will commit a crime in a lawcourt would commit it anywhere. Further, the worse
deed is that which involves the doer in special shame; that whereby a man wrongs his benefactorsfor he
does more than one wrong, by not merely doing them harm but failing to do them good; that which breaks the
unwritten laws of justicethe better sort of man will be just without being forced to be so, and the written
laws depend on force while the unwritten ones do not. It may however be argued otherwise, that the crime is
worse which breaks the written laws: for the man who commits crimes for which terrible penalties are
provided will not hesitate over crimes for which no penalty is provided at all.So much, then, for the
comparative badness of criminal actions.
There are also the socalled 'nontechnical' means of persuasion; and we must now take a cursory view of
these, since they are specially characteristic of forensic oratory. They are five in number: laws, witnesses,
contracts, tortures, oaths.
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First, then, let us take laws and see how they are to be used in persuasion and dissuasion, in accusation and
defence. If the written law tells against our case, clearly we must appeal to the universal law, and insist on its
greater equity and justice. We must argue that the juror's oath 'I will give my verdict according to honest
opinion' means that one will not simply follow the letter of the written law. We must urge that the principles
of equity are permanent and changeless, and that the universal law does not change either, for it is the law of
nature, whereas written laws often do change. This is the bearing the lines in Sophocles' Antigone, where
Antigone pleads that in burying her brother she had broken Creon's law, but not the unwritten law:
Not of today or yesterday they are,
But live eternal: (none can date their birth.)
Not I would fear the wrath of any man
(And brave God's vengeance) for defying these.
We shall argue that justice indeed is true and profitable, but that sham justice is not, and that consequently the
written law is not, because it does not fulfil the true purpose of law. Or that justice is like silver, and must be
assayed by the judges, if the genuine is to be distinguished from the counterfeit. Or that the better a man is,
the more he will follow and abide by the unwritten law in preference to the written. Or perhaps that the law in
question contradicts some other highlyesteemed law, or even contradicts itself. Thus it may be that one law
will enact that all contracts must be held binding, while another forbids us ever to make illegal contracts. Or
if a law is ambiguous, we shall turn it about and consider which construction best fits the interests of justice
or utility, and then follow that way of looking at it. Or if, though the law still exists, the situation to meet
which it was passed exists no longer, we must do our best to prove this and to combat the law thereby. If
however the written law supports our case, we must urge that the oath 'to give my verdict according to my
honest opinion' not meant to make the judges give a verdict that is contrary to the law, but to save them from
the guilt of perjury if they misunderstand what the law really means. Or that no one chooses what is
absolutely good, but every one what is good for himself. Or that not to use the laws is as ahas to have no laws
at all. Or that, as in the other arts, it does not pay to try to be cleverer than the doctor: for less harm comes
from the doctor's mistakes than from the growing habit of disobeying authority. Or that trying to be cleverer
than the laws is just what is forbidden by those codes of law that are accounted best.So far as the laws are
concerned, the above discussion is probably sufficient.
As to witnesses, they are of two kinds, the ancient and the recent; and these latter, again, either do or do not
share in the risks of the trial. By 'ancient' witnesses I mean the poets and all other notable persons whose
judgements are known to all. Thus the Athenians appealed to Homer as a witness about Salamis; and the men
of Tenedos not long ago appealed to Periander of Corinth in their dispute with the people of Sigeum; and
Cleophon supported his accusation of Critias by quoting the elegiac verse of Solon, maintaining that
discipline had long been slack in the family of Critias, or Solon would never have written,
Pray thee, bid the redhaired Critias do what
his father commands him.
These witnesses are concerned with past events. As to future events we shall also appeal to soothsayers: thus
Themistocles quoted the oracle about 'the wooden wall' as a reason for engaging the enemy's fleet. Further,
proverbs are, as has been said, one form of evidence. Thus if you are urging somebody not to make a friend
of an old man, you will appeal to the proverb,
Never show an old man kindness.
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Or if you are urging that he who has made away with fathers should also make away with their sons, quote,
Fool, who slayeth the father and leaveth his sons to avenge him. 'Recent' witnesses are wellknown people
who have expressed their opinions about some disputed matter: such opinions will be useful support for
subsequent disputants on the same oints: thus Eubulus used in the lawcourts against the reply Plato had
made to Archibius, 'It has become the regular custom in this country to admit that one is a scoundrel'. There
are also those witnesses who share the risk of punishment if their evidence is pronounced false. These are
valid witnesses to the fact that an action was or was not done, that something is or is not the case; they are not
valid witnesses to the quality of an action, to its being just or unjust, useful or harmful. On such questions of
quality the opinion of detached persons is highly trustworthy. Most trustworthy of all are the 'ancient'
witnesses, since they cannot be corrupted.
In dealing with the evidence of witnesses, the following are useful arguments. If you have no witnesses on
your side, you will argue that the judges must decide from what is probable; that this is meant by 'giving a
verdict in accordance with one's honest opinion'; that probabilities cannot be bribed to mislead the court; and
that probabilities are never convicted of perjury. If you have witnesses, and the other man has not, you will
argue that probabilities cannot be put on their trial, and that we could do without the evidence of witnesses
altogether if we need do no more than balance the pleas advanced on either side.
The evidence of witnesses may refer either to ourselves or to our opponent; and either to questions of fact or
to questions of personal character: so, clearly, we need never be at a loss for useful evidence. For if we have
no evidence of fact supporting our own case or telling against that of our opponent, at least we can always
find evidence to prove our own worth or our opponent's worthlessness. Other arguments about a witnessthat
he is a friend or an enemy or neutral, or has a good, bad, or indifferent reputation, and any other such
distinctionswe must construct upon the same general lines as we use for the regular rhetorical proofs.
Concerning contracts argument can be so far employed as to increase or diminish their importance and their
credibility; we shall try to increase both if they tell in our favour, and to diminish both if they tell in favour of
our opponent. Now for confirming or upsetting the credibility of contracts the procedure is just the same as
for dealing with witnesses, for the credit to be attached to contracts depends upon the character of those who
have signed them or have the custody of them. The contract being once admitted genuine, we must insist on
its importance, if it supports our case. We may argue that a contract is a law, though of a special and limited
kind; and that, while contracts do not of course make the law binding, the law does make any lawful contract
binding, and that the law itself as a whole is a of contract, so that any one who disregards or repudiates any
contract is repudiating the law itself. Further, most business relationsthose, namely, that are voluntaryare
regulated by contracts, and if these lose their binding force, human intercourse ceases to exist. We need not
go very deep to discover the other appropriate arguments of this kind. If, however, the contract tells against
us and for our opponents, in the first place those arguments are suitable which we can use to fight a law that
tells against us. We do not regard ourselves as bound to observe a bad law which it was a mistake ever to
pass: and it is ridiculous to suppose that we are bound to observe a bad and mistaken contract. Again, we may
argue that the duty of the judge as umpire is to decide what is just, and therefore he must ask where justice
lies, and not what this or that document means. And that it is impossible to pervert justice by fraud or by
force, since it is founded on nature, but a party to a contract may be the victim of either fraud or force.
Moreover, we must see if the contract contravenes either universal law or any written law of our own or
another country; and also if it contradicts any other previous or subsequent contract; arguing that the
subsequent is the binding contract, or else that the previous one was right and the subsequent one
fraudulentwhichever way suits us. Further, we must consider the question of utility, noting whether the
contract is against the interest of the judges or not; and so onthese arguments are as obvious as the others.
Examination by torture is one form of evidence, to which great weight is often attached because it is in a
sense compulsory. Here again it is not hard to point out the available grounds for magnifying its value, if it
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happens to tell in our favour, and arguing that it is the only form of evidence that is infallible; or, on the other
hand, for refuting it if it tells against us and for our opponent, when we may say what is true of torture of
every kind alike, that people under its compulsion tell lies quite as often as they tell the truth, sometimes
persistently refusing to tell the truth, sometimes recklessly making a false charge in order to be let off sooner.
We ought to be able to quote cases, familiar to the judges, in which this sort of thing has actually happened.
[We must say that evidence under torture is not trustworthy, the fact being that many men whether
thickwitted, toughskinned, or stout of heart endure their ordeal nobly, while cowards and timid men are
full of boldness till they see the ordeal of these others: so that no trust can be placed in evidence under
torture.]
In regard to oaths, a fourfold division can be made. A man may either both offer and accept an oath, or
neither, or one without the otherthat is, he may offer an oath but not accept one, or accept an oath but not
offer one. There is also the situation that arises when an oath has already been sworn either by himself or by
his opponent.
If you refuse to offer an oath, you may argue that men do not hesitate to perjure themselves; and that if your
opponent does swear, you lose your money, whereas, if he does not, you think the judges will decide against
him; and that the risk of an unfavourable verdict is prefer, able, since you trust the judges and do not trust
him.
If you refuse to accept an oath, you may argue that an oath is always paid for; that you would of course have
taken it if you had been a rascal, since if you are a rascal you had better make something by it, and you would
in that case have to swear in order to succeed. Thus your refusal, you argue, must be due to high principle,
not to fear of perjury: and you may aptly quote the saying of Xenophanes,
'Tis not fair that he who fears not God
should challenge him who doth.
It is as if a strong man were to challenge a weakling to strike, or be struck by, him.
If you agree to accept an oath, you may argue that you trust yourself but not your opponent; and that (to
invert the remark of Xenophanes) the fair thing is for the impious man to offer the oath and for the pious man
to accept it; and that it would be monstrous if you yourself were unwilling to accept an oath in a case where
you demand that the judges should do so before giving their verdict. If you wish to offer an oath, you may
argue that piety disposes you to commit the issue to the gods; and that your opponent ought not to want other
judges than himself, since you leave the decision with him; and that it is outrageous for your opponents to
refuse to swear about this question, when they insist that others should do so.
Now that we see how we are to argue in each case separately, we see also how we are to argue when they
occur in pairs, namely, when you are willing to accept the oath but not to offer it; to offer it but not to accept
it; both to accept and to offer it; or to do neither. These are of course combinations of the cases already
mentioned, and so your arguments also must be combinations of the arguments already mentioned.
If you have already sworn an oath that contradicts your present one, you must argue that it is not perjury,
since perjury is a crime, and a crime must be a voluntary action, whereas actions due to the force or fraud of
others are involuntary. You must further reason from this that perjury depends on the intention and not on the
spoken words. But if it is your opponent who has already sworn an oath that contradicts his present one, you
must say that if he does not abide by his oaths he is the enemy of society, and that this is the reason why men
take an oath before administering the laws. 'My opponents insist that you, the judges, must abide by the oath
you have sworn, and yet they are not abiding by their own oaths.' And there are other arguments which may
be used to magnify the importance of the oath. [So much, then, for the 'nontechnical' modes of persuasion.]
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Book II
WE have now considered the materials to be used in supporting or opposing a political measure, in
pronouncing eulogies or censures, and for prosecution and defence in the law courts. We have considered the
received opinions on which we may best base our arguments so as to convince our hearersthose opinions
with which our enthymemes deal, and out of which they are built, in each of the three kinds of oratory,
according to what may be called the special needs of each.
But since rhetoric exists to affect the giving of decisionsthe hearers decide between one political speaker
and another, and a legal verdict is a decisionthe orator must not only try to make the argument of his speech
demonstrative and worthy of belief; he must also make his own character look right and put his hearers, who
are to decide, into the right frame of mind. Particularly in political oratory, but also in lawsuits, it adds much
to an orator's influence that his own character should look right and that he should be thought to entertain the
right feelings towards his hearers; and also that his hearers themselves should be in just the right frame of
mind. That the orator's own character should look right is particularly important in political speaking: that the
audience should be in the right frame of mind, in lawsuits. When people are feeling friendly and placable,
they think one sort of thing; when they are feeling angry or hostile, they think either something totally
different or the same thing with a different intensity: when they feel friendly to the man who comes before
them for judgement, they regard him as having done little wrong, if any; when they feel hostile, they take the
opposite view. Again, if they are eager for, and have good hopes of, a thing that will be pleasant if it happens,
they think that it certainly will happen and be good for them: whereas if they are indifferent or annoyed, they
do not think so.
There are three things which inspire confidence in the orator's own characterthe three, namely, that induce
us to believe a thing apart from any proof of it: good sense, good moral character, and goodwill. False
statements and bad advice are due to one or more of the following three causes. Men either form a false
opinion through want of good sense; or they form a true opinion, but because of their moral badness do not
say what they really think; or finally, they are both sensible and upright, but not well disposed to their
hearers, and may fail in consequence to recommend what they know to be the best course. These are the only
possible cases. It follows that any one who is thought to have all three of these good qualities will inspire
trust in his audience. The way to make ourselves thought to be sensible and morally good must be gathered
from the analysis of goodness already given: the way to establish your own goodness is the same as the way
to establish that of others. Good will and friendliness of disposition will form part of our discussion of the
emotions, to which we must now turn.
The Emotions are all those feelings that so change men as to affect their judgements, and that are also
attended by pain or pleasure. Such are anger, pity, fear and the like, with their opposites. We must arrange
what we have to say about each of them under three heads. Take, for instance, the emotion of anger: here we
must discover (1) what the state of mind of angry people is, (2) who the people are with whom they usually
get angry, and (3) on what grounds they get angry with them. It is not enough to know one or even two of
these points; unless we know all three, we shall be unable to arouse anger in any one. The same is true of the
other emotions. So just as earlier in this work we drew up a list of useful propositions for the orator, let us
now proceed in the same way to analyse the subject before us.
Anger may be defined as an impulse, accompanied by pain, to a conspicuous revenge for a conspicuous slight
directed without justification towards what concerns oneself or towards what concerns one's friends. If this is
a proper definition of anger, it must always be felt towards some particular individual, e.g. Cleon, and not
'man' in general. It must be felt because the other has done or intended to do something to him or one of his
friends. It must always be attended by a certain pleasurethat which arises from the expectation of revenge.
For since nobody aims at what he thinks he cannot attain, the angry man is aiming at what he can attain, and
the belief that you will attain your aim is pleasant. Hence it has been well said about wrath,
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Sweeter it is by far than the honeycomb
dripping with sweetness,
And spreads through the hearts of men.
It is also attended by a certain pleasure because the thoughts dwell upon the act of vengeance, and the images
then called up cause pleasure, like the images called up in dreams.
Now slighting is the actively entertained opinion of something as obviously of no importance. We think bad
things, as well as good ones, have serious importance; and we think the same of anything that tends to
produce such things, while those which have little or no such tendency we consider unimportant. There are
three kinds of slightingcontempt, spite, and insolence. (1) Contempt is one kind of slighting: you feel
contempt for what you consider unimportant, and it is just such things that you slight. (2) Spite is another
kind; it is a thwarting another man's wishes, not to get something yourself but to prevent his getting it. The
slight arises just from the fact that you do not aim at something for yourself: clearly you do not think that he
can do you harm, for then you would be afraid of him instead of slighting him, nor yet that he can do you any
good worth mentioning, for then you would be anxious to make friends with him. (3) Insolence is also a form
of slighting, since it consists in doing and saying things that cause shame to the victim, not in order that
anything may happen to yourself, or because anything has happened to yourself, but simply for the pleasure
involved. (Retaliation is not 'insolence', but vengeance.) The cause of the pleasure thus enjoyed by the
insolent man is that he thinks himself greatly superior to others when illtreating them. That is why youths
and rich men are insolent; they think themselves superior when they show insolence. One sort of insolence is
to rob people of the honour due to them; you certainly slight them thus; for it is the unimportant, for good or
evil, that has no honour paid to it. So Achilles says in anger:
He hath taken my prize for himself
and hath done me dishonour,
and
Like an alien honoured by none,
meaning that this is why he is angry. A man expects to be specially respected by his inferiors in birth, in
capacity, in goodness, and generally in anything in which he is much their superior: as where money is
concerned a wealthy man looks for respect from a poor man; where speaking is concerned, the man with a
turn for oratory looks for respect from one who cannot speak; the ruler demands the respect of the ruled, and
the man who thinks he ought to be a ruler demands the respect of the man whom he thinks he ought to be
ruling. Hence it has been said
Great is the wrath of kings, whose father is Zeus almighty,
and
Yea, but his rancour abideth long afterward also,
their great resentment being due to their great superiority. Then again a man looks for respect from those who
he thinks owe him good treatment, and these are the people whom he has treated or is treating well, or means
or has meant to treat well, either himself, or through his friends, or through others at his request.
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It will be plain by now, from what has been said, (1) in what frame of mind, (2) with what persons, and (3) on
what grounds people grow angry. (1) The frame of mind is that of one in which any pain is being felt. In that
condition, a man is always aiming at something. Whether, then, another man opposes him either directly in
any way, as by preventing him from drinking when he is thirsty, or indirectly, the act appears to him just the
same; whether some one works against him, or fails to work with him, or otherwise vexes him while he is in
this mood, he is equally angry in all these cases. Hence people who are afflicted by sickness or poverty or
love or thirst or any other unsatisfied desires are prone to anger and easily roused: especially against those
who slight their present distress. Thus a sick man is angered by disregard of his illness, a poor man by
disregard of his poverty, a man aging war by disregard of the war he is waging, a lover by disregard of his
love, and so throughout, any other sort of slight being enough if special slights are wanting. Each man is
predisposed, by the emotion now controlling him, to his own particular anger. Further, we are angered if we
happen to be expecting a contrary result: for a quite unexpected evil is specially painful, just as the quite
unexpected fulfilment of our wishes is specially pleasant. Hence it is plain what seasons, times, conditions,
and periods of life tend to stir men easily to anger, and where and when this will happen; and it is plain that
the more we are under these conditions the more easily we are stirred.
These, then, are the frames of mind in which men are easily stirred to anger. The persons with whom we get
angry are those who laugh, mock, or jeer at us, for such conduct is insolent. Also those who inflict injuries
upon us that are marks of insolence. These injuries must be such as are neither retaliatory nor profitable to the
doers: for only then will they be felt to be due to insolence. Also those who speak ill of us, and show
contempt for us, in connexion with the things we ourselves most care about: thus those who are eager to win
fame as philosophers get angry with those who show contempt for their philosophy; those who pride
themselves upon their appearance get angry with those who show contempt for their appearance and so on in
other cases. We feel particularly angry on this account if we suspect that we are in fact, or that people think
we are, lacking completely or to any effective extent in the qualities in question. For when we are convinced
that we excel in the qualities for which we are jeered at, we can ignore the jeering. Again, we are angrier with
our friends than with other people, since we feel that our friends ought to treat us well and not badly. We are
angry with those who have usually treated us with honour or regard, if a change comes and they behave to us
otherwise: for we think that they feel contempt for us, or they would still be behaving as they did before. And
with those who do not return our kindnesses or fail to return them adequately, and with those who oppose us
though they are our inferiors: for all such persons seem to feel contempt for us; those who oppose us seem to
think us inferior to themselves, and those who do not return our kindnesses seem to think that those
kindnesses were conferred by inferiors. And we feel particularly angry with men of no account at all, if they
slight us. For, by our hypothesis, the anger caused by the slight is felt towards people who are not justified in
slighting us, and our inferiors are not thus justified. Again, we feel angry with friends if they do not speak
well of us or treat us well; and still more, if they do the contrary; or if they do not perceive our needs, which
is why Plexippus is angry with Meleager in Antiphon's play; for this want of perception shows that they are
slighting uswe do not fail to perceive the needs of those for whom we care. Again we are angry with those
who rejoice at our misfortunes or simply keep cheerful in the midst of our misfortunes, since this shows that
they either hate us or are slighting us. Also with those who are indifferent to the pain they give us: this is why
we get angry with bringers of bad news. And with those who listen to stories about us or keep on looking at
our weaknesses; this seems like either slighting us or hating us; for those who love us share in all our
distresses and it must distress any one to keep on looking at his own weaknesses. Further, with those who
slight us before five classes of people: namely, (1) our rivals, (2) those whom we admire, (3) those whom we
wish to admire us, (4) those for whom we feel reverence, (5) those who feel reverence for us: if any one
slights us before such persons, we feel particularly angry. Again, we feel angry with those who slight us in
connexion with what we are as honourable men bound to championour parents, children, wives, or subjects.
And with those who do not return a favour, since such a slight is unjustifiable. Also with those who reply
with humorous levity when we are speaking seriously, for such behaviour indicates contempt. And with those
who treat us less well than they treat everybody else; it is another mark of contempt that they should think we
do not deserve what every one else deserves. Forgetfulness, too, causes anger, as when our own names are
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forgotten, trifling as this may be; since forgetfulness is felt to be another sign that we are being slighted; it is
due to negligence, and to neglect us is to slight us.
The persons with whom we feel anger, the frame of mind in which we feel it, and the reasons why we feel it,
have now all been set forth. Clearly the orator will have to speak so as to bring his hearers into a frame of
mind that will dispose them to anger, and to represent his adversaries as open to such charges and possessed
of such qualities as do make people angry.
Since growing calm is the opposite of growing angry, and calmness the opposite of anger, we must ascertain
in what frames of mind men are calm, towards whom they feel calm, and by what means they are made so.
Growing calm may be defined as a settling down or quieting of anger. Now we get angry with those who
slight us; and since slighting is a voluntary act, it is plain that we feel calm towards those who do nothing of
the kind, or who do or seem to do it involuntarily. Also towards those who intended to do the opposite of
what they did do. Also towards those who treat themselves as they have treated us: since no one can be
supposed to slight himself. Also towards those who admit their fault and are sorry: since we accept their grief
at what they have done as satisfaction, and cease to be angry. The punishment of servants shows this: those
who contradict us and deny their offence we punish all the more, but we cease to be incensed against those
who agree that they deserved their punishment. The reason is that it is shameless to deny what is obvious, and
those who are shameless towards us slight us and show contempt for us: anyhow, we do not feel shame
before those of whom we are thoroughly contemptuous. Also we feel calm towards those who humble
themselves before us and do not gainsay us; we feel that they thus admit themselves our inferiors, and
inferiors feel fear, and nobody can slight any one so long as he feels afraid of him. That our anger ceases
towards those who humble themselves before us is shown even by dogs, who do not bite people when they sit
down. We also feel calm towards those who are serious when we are serious, because then we feel that we
are treated seriously and not contemptuously. Also towards those who have done us more kindnesses than we
have done them. Also towards those who pray to us and beg for mercy, since they humble themselves by
doing so. Also towards those who do not insult or mock at or slight any one at all, or not any worthy person
or any one like ourselves. In general, the things that make us calm may be inferred by seeing what the
opposites are of those that make us angry. We are not angry with people we fear or respect, as long as we fear
or respect them; you cannot be afraid of a person and also at the same time angry with him. Again, we feel no
anger, or comparatively little, with those who have done what they did through anger: we do not feel that they
have done it from a wish to slight us, for no one slights people when angry with them, since slighting is
painless, and anger is painful. Nor do we grow angry with those who reverence us.
As to the frame of mind that makes people calm, it is plainly the opposite to that which makes them angry, as
when they are amusing themselves or laughing or feasting; when they are feeling prosperous or successful or
satisfied; when, in fine, they are enjoying freedom from pain, or inoffensive pleasure, or justifiable hope.
Also when time has passed and their anger is no longer fresh, for time puts an end to anger. And vengeance
previously taken on one person puts an end to even greater anger felt against another person. Hence
Philocrates, being asked by some one, at a time when the public was angry with him, 'Why don't you defend
yourself?' did right to reply, 'The time is not yet.' 'Why, when is the time?' 'When I see someone else
calumniated.' For men become calm when they have spent their anger on somebody else. This happened in
the case of Ergophilus: though the people were more irritated against him than against Callisthenes, they
acquitted him because they had condemned Callisthenes to death the day before. Again, men become calm if
they have convicted the offender; or if he has already suffered worse things than they in their anger would
have themselves inflicted upon him; for they feel as if they were already avenged. Or if they feel that they
themselves are in the wrong and are suffering justly (for anger is not excited by what is just), since men no
longer think then that they are suffering without justification; and anger, as we have seen, means this. Hence
we ought always to inflict a preliminary punishment in words: if that is done, even slaves are less aggrieved
by the actual punishment. We also feel calm if we think that the offender will not see that he is punished on
our account and because of the way he has treated us. For anger has to do with individuals. This is plain from
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the definition. Hence the poet has well written:
Say that it was Odysseus, sacker of cities,
implying that Odysseus would not have considered himself avenged unless the Cyclops perceived both by
whom and for what he had been blinded. Consequently we do not get angry with any one who cannot be
aware of our anger, and in particular we cease to be angry with people once they are dead, for we feel that the
worst has been done to them, and that they will neither feel pain nor anything else that we in our anger aim at
making them feel. And therefore the poet has well made Apollo say, in order to put a stop to the anger of
Achilles against the dead Hector,
For behold in his fury he doeth despite to the senseless clay.
It is now plain that when you wish to calm others you must draw upon these lines of argument; you must put
your hearers into the corresponding frame of mind, and represent those with whom they are angry as
formidable, or as worthy of reverence, or as benefactors, or as involuntary agents, or as much distressed at
what they have done.
Let us now turn to Friendship and Enmity, and ask towards whom these feelings are entertained, and why.
We will begin by defining and friendly feeling. We may describe friendly feeling towards any one as wishing
for him what you believe to be good things, not for your own sake but for his, and being inclined, so far as
you can, to bring these things about. A friend is one who feels thus and excites these feelings in return: those
who think they feel thus towards each other think themselves friends. This being assumed, it follows that
your friend is the sort of man who shares your pleasure in what is good and your pain in what is unpleasant,
for your sake and for no other reason. This pleasure and pain of his will be the token of his good wishes for
you, since we all feel glad at getting what we wish for, and pained at getting what we do not. Those, then, are
friends to whom the same things are good and evil; and those who are, moreover, friendly or unfriendly to the
same people; for in that case they must have the same wishes, and thus by wishing for each other what they
wish for themselves, they show themselves each other's friends. Again, we feel friendly to those who have
treated us well, either ourselves or those we care for, whether on a large scale, or readily, or at some
particular crisis; provided it was for our own sake. And also to those who we think wish to treat us well. And
also to our friends' friends, and to those who like, or are liked by, those whom we like ourselves. And also to
those who are enemies to those whose enemies we are, and dislike, or are disliked by, those whom we dislike.
For all such persons think the things good which we think good, so that they wish what is good for us; and
this, as we saw, is what friends must do. And also to those who are willing to treat us well where money or
our personal safety is concerned: and therefore we value those who are liberal, brave, or just. The just we
consider to be those who do not live on others; which means those who work for their living, especially
farmers and others who work with their own hands. We also like temperate men, because they are not unjust
to others; and, for the same reason, those who mind their own business. And also those whose friends we
wish to be, if it is plain that they wish to be our friends: such are the morally good, and those well thought of
by every one, by the best men, or by those whom we admire or who admire us. And also those with whom it
is pleasant to live and spend our days: such are the goodtempered, and those who are not too ready to show
us our mistakes, and those who are not cantankerous or quarrelsomesuch people are always wanting to fight
us, and those who fight us we feel wish for the opposite of what we wish for ourselvesand those who have
the tact to make and take a joke; here both parties have the same object in view, when they can stand being
made fun of as well as do it prettily themselves. And we also feel friendly towards those who praise such
good qualities as we possess, and especially if they praise the good qualities that we are not too sure we do
possess. And towards those who are cleanly in their person, their dress, and all their way of life. And towards
those who do not reproach us with what we have done amiss to them or they have done to help us, for both
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actions show a tendency to criticize us. And towards those who do not nurse grudges or store up grievances,
but are always ready to make friends again; for we take it that they will behave to us just as we find them
behaving to every one else. And towards those who are not evil speakers and who are aware of neither their
neighbours' bad points nor our own, but of our good ones only, as a good man always will be. And towards
those who do not try to thwart us when we are angry or in earnest, which would mean being ready to fight us.
And towards those who have some serious feeling towards us, such as admiration for us, or belief in our
goodness, or pleasure in our company; especially if they feel like this about qualities in us for which we
especially wish to be admired, esteemed, or liked. And towards those who are like ourselves in character and
occupation, provided they do not get in our way or gain their living from the same source as we dofor then it
will be a case of 'potter against potter':
Potter to potter and builder to builder begrudge their reward.
And those who desire the same things as we desire, if it is possible for us both to share them together;
otherwise the same trouble arises here too. And towards those with whom we are on such terms that, while
we respect their opinions, we need not blush before them for doing what is conventionally wrong: as well as
towards those before whom we should be ashamed to do anything really wrong. Again, our rivals, and those
whom we should like to envy usthough without illfeelingeither we like these people or at least we
wish them to like us. And we feel friendly towards those whom we help to secure good for themselves,
provided we are not likely to suffer heavily by it ourselves. And those who feel as friendly to us when we are
not with them as when we arewhich is why all men feel friendly towards those who are faithful to their dead
friends. And, speaking generally, towards those who are really fond of their friends and do not desert them in
trouble; of all good men, we feel most friendly to those who show their goodness as friends. Also towards
those who are honest with us, including those who will tell us of their own weak points: it has just said that
with our friends we are not ashamed of what is conventionally wrong, and if we do have this feeling, we do
not love them; if therefore we do not have it, it looks as if we did love them. We also like those with whom
we do not feel frightened or uncomfortablenobody can like a man of whom he feels frightened. Friendship
has various formscomradeship, intimacy, kinship, and so on.
Things that cause friendship are: doing kindnesses; doing them unasked; and not proclaiming the fact when
they are done, which shows that they were done for our own sake and not for some other reason.
Enmity and Hatred should clearly be studied by reference to their opposites. Enmity may be produced by
anger or spite or calumny. Now whereas anger arises from offences against oneself, enmity may arise even
without that; we may hate people merely because of what we take to be their character. Anger is always
concerned with individualsa Callias or a Socrateswhereas hatred is directed also against classes: we all
hate any thief and any informer. Moreover, anger can be cured by time; but hatred cannot. The one aims at
giving pain to its object, the other at doing him harm; the angry man wants his victims to feel; the hater does
not mind whether they feel or not. All painful things are felt; but the greatest evils, injustice and folly, are the
least felt, since their presence causes no pain. And anger is accompanied by pain, hatred is not; the angry man
feels pain, but the hater does not. Much may happen to make the angry man pity those who offend him, but
the hater under no circumstances wishes to pity a man whom he has once hated: for the one would have the
offenders suffer for what they have done; the other would have them cease to exist.
It is plain from all this that we can prove people to be friends or enemies; if they are not, we can make them
out to be so; if they claim to be so, we can refute their claim; and if it is disputed whether an action was due
to anger or to hatred, we can attribute it to whichever of these we prefer.
To turn next to Fear, what follows will show things and persons of which, and the states of mind in which, we
feel afraid. Fear may be defined as a pain or disturbance due to a mental picture of some destructive or
painful evil in the future. Of destructive or painful evils only; for there are some evils, e.g. wickedness or
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stupidity, the prospect of which does not frighten us: I mean only such as amount to great pains or losses.
And even these only if they appear not remote but so near as to be imminent: we do not fear things that are a
very long way off: for instance, we all know we shall die, but we are not troubled thereby, because death is
not close at hand. From this definition it will follow that fear is caused by whatever we feel has great power
of destroying or of harming us in ways that tend to cause us great pain. Hence the very indications of such
things are terrible, making us feel that the terrible thing itself is close at hand; the approach of what is terrible
is just what we mean by 'danger'. Such indications are the enmity and anger of people who have power to do
something to us; for it is plain that they have the will to do it, and so they are on the point of doing it. Also
injustice in possession of power; for it is the unjust man's will to do evil that makes him unjust. Also outraged
virtue in possession of power; for it is plain that, when outraged, it always has the will to retaliate, and now it
has the power to do so. Also fear felt by those who have the power to do something to us, since such persons
are sure to be ready to do it. And since most men tend to be badslaves to greed, and cowards in dangerit is,
as a rule, a terrible thing to be at another man's mercy; and therefore, if we have done anything horrible, those
in the secret terrify us with the thought that they may betray or desert us. And those who can do us wrong are
terrible to us when we are liable to be wronged; for as a rule men do wrong to others whenever they have the
power to do it. And those who have been wronged, or believe themselves to be wronged, are terrible; for they
are always looking out for their opportunity. Also those who have done people wrong, if they possess power,
since they stand in fear of retaliation: we have already said that wickedness possessing power is terrible.
Again, our rivals for a thing cause us fear when we cannot both have it at once; for we are always at war with
such men. We also fear those who are to be feared by stronger people than ourselves: if they can hurt those
stronger people, still more can they hurt us; and, for the same reason, we fear those whom those stronger
people are actually afraid of. Also those who have destroyed people stronger than we are. Also those who are
attacking people weaker than we are: either they are already formidable, or they will be so when they have
thus grown stronger. Of those we have wronged, and of our enemies or rivals, it is not the passionate and
outspoken whom we have to fear, but the quiet, dissembling, unscrupulous; since we never know when they
are upon us, we can never be sure they are at a safe distance. All terrible things are more terrible if they give
us no chance of retrieving a blunder either no chance at all, or only one that depends on our enemies and not
ourselves. Those things are also worse which we cannot, or cannot easily, help. Speaking generally, anything
causes us to feel fear that when it happens to, or threatens, others cause us to feel pity.
The above are, roughly, the chief things that are terrible and are feared. Let us now describe the conditions
under which we ourselves feel fear. If fear is associated with the expectation that something destructive will
happen to us, plainly nobody will be afraid who believes nothing can happen to him; we shall not fear things
that we believe cannot happen to us, nor people who we believe cannot inflict them upon us; nor shall we be
afraid at times when we think ourselves safe from them. It follows therefore that fear is felt by those who
believe something to be likely to happen to them, at the hands of particular persons, in a particular form, and
at a particular time. People do not believe this when they are, or think they a are, in the midst of great
prosperity, and are in consequence insolent, contemptuous, and recklessthe kind of character produced by
wealth, physical strength, abundance of friends, power: nor yet when they feel they have experienced every
kind of horror already and have grown callous about the future, like men who are being flogged and are
already nearly deadif they are to feel the anguish of uncertainty, there must be some faint expectation of
escape. This appears from the fact that fear sets us thinking what can be done, which of course nobody does
when things are hopeless. Consequently, when it is advisable that the audience should be frightened, the
orator must make them feel that they really are in danger of something, pointing out that it has happened to
others who were stronger than they are, and is happening, or has happened, to people like themselves, at the
hands of unexpected people, in an unexpected form, and at an unexpected time.
Having now seen the nature of fear, and of the things that cause it, and the various states of mind in which it
is felt, we can also see what Confidence is, about what things we feel it, and under what conditions. It is the
opposite of fear, and what causes it is the opposite of what causes fear; it is, therefore, the expectation
associated with a mental picture of the nearness of what keeps us safe and the absence or remoteness of what
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is terrible: it may be due either to the near presence of what inspires confidence or to the absence of what
causes alarm. We feel it if we can take stepsmany, or important, or bothto cure or prevent trouble; if we
have neither wronged others nor been wronged by them; if we have either no rivals at all or no strong ones; if
our rivals who are strong are our friends or have treated us well or been treated well by us; or if those whose
interest is the same as ours are the more numerous party, or the stronger, or both.
As for our own state of mind, we feel confidence if we believe we have often succeeded and never suffered
reverses, or have often met danger and escaped it safely. For there are two reasons why human beings face
danger calmly: they may have no experience of it, or they may have means to deal with it: thus when in
danger at sea people may feel confident about what will happen either because they have no experience of
bad weather, or because their experience gives them the means of dealing with it. We also feel confident
whenever there is nothing to terrify other people like ourselves, or people weaker than ourselves, or people
than whom we believe ourselves to be strongerand we believe this if we have conquered them, or conquered
others who are as strong as they are, or stronger. Also if we believe ourselves superior to our rivals in the
number and importance of the advantages that make men formidablewealth, physical strength, strong bodies
of supporters, extensive territory, and the possession of all, or the most important, appliances of war. Also if
we have wronged no one, or not many, or not those of whom we are afraid; and generally, if our relations
with the gods are satisfactory, as will be shown especially by signs and oracles. The fact is that anger makes
us confidentthat anger is excited by our knowledge that we are not the wrongers but the wronged, and that
the divine power is always supposed to be on the side of the wronged. Also when, at the outset of an
enterprise, we believe that we cannot and shall not fail, or that we shall succeed completely.So much for the
causes of fear and confidence.
We now turn to Shame and Shamelessness; what follows will explain the things that cause these feelings, and
the persons before whom, and the states of mind under which, they are felt. Shame may be defined as pain or
disturbance in regard to bad things, whether present, past, or future, which seem likely to involve us in
discredit; and shamelessness as contempt or indifference in regard to these same bad things. If this definition
be granted, it follows that we feel shame at such bad things as we think are disgraceful to ourselves or to
those we care for. These evils are, in the first place, those due to moral badness. Such are throwing away
one's shield or taking to flight; for these bad things are due to cowardice. Also, withholding a deposit or
otherwise wronging people about money; for these acts are due to injustice. Also, having carnal intercourse
with forbidden persons, at wrong times, or in wrong places; for these things are due to licentiousness. Also,
making profit in petty or disgraceful ways, or out of helpless persons, e.g. the poor, or the deadwhence the
proverb 'He would pick a corpse's pocket'; for all this is due to low greed and meanness. Also, in money
matters, giving less help than you might, or none at all, or accepting help from those worse off than yourself;
so also borrowing when it will seem like begging; begging when it will seem like asking the return of a
favour; asking such a return when it will seem like begging; praising a man in order that it may seem like
begging; and going on begging in spite of failure: all such actions are tokens of meanness. Also, praising
people to their face, and praising extravagantly a man's good points and glozing over his weaknesses, and
showing extravagant sympathy with his grief when you are in his presence, and all that sort of thing; all this
shows the disposition of a flatterer. Also, refusing to endure hardships that are endured by people who are
older, more delicately brought up, of higher rank, or generally less capable of endurance than ourselves: for
all this shows effeminacy. Also, accepting benefits, especially accepting them often, from another man, and
then abusing him for conferring them: all this shows a mean, ignoble disposition. Also, talking incessantly
about yourself, making loud professions, and appropriating the merits of others; for this is due to
boastfulness. The same is true of the actions due to any of the other forms of badness of moral character, of
the tokens of such badness, they are all disgraceful and shameless. Another sort of bad thing at which we feel
shame is, lacking a share in the honourable things shared by every one else, or by all or nearly all who are
like ourselves. By 'those like ourselves' I mean those of our own race or country or age or family, and
generally those who are on our own level. Once we are on a level with others, it is a disgrace to be, say, less
well educated than they are; and so with other advantages: all the more so, in each case, if it is seen to be our
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own fault: wherever we are ourselves to blame for our present, past, or future circumstances, it follows at
once that this is to a greater extent due to our moral badness. We are moreover ashamed of having done to us,
having had done, or being about to have done to us acts that involve us in dishonour and reproach; as when
we surrender our persons, or lend ourselves to vile deeds, e.g. when we submit to outrage. And acts of
yielding to the lust of others are shameful whether willing or unwilling (yielding to force being an instance of
unwillingness), since unresisting submission to them is due to unmanliness or cowardice.
These things, and others like them, are what cause the feeling of shame. Now since shame is a mental picture
of disgrace, in which we shrink from the disgrace itself and not from its consequences, and we only care what
opinion is held of us because of the people who form that opinion, it follows that the people before whom we
feel shame are those whose opinion of us matters to us. Such persons are: those who admire us, those whom
we admire, those by whom we wish to be admired, those with whom we are competing, and those whose
opinion of us we respect. We admire those, and wish those to admire us, who possess any good thing that is
highly esteemed; or from whom we are very anxious to get something that they are able to give usas a lover
feels. We compete with our equals. We respect, as true, the views of sensible people, such as our elders and
those who have been well educated. And we feel more shame about a thing if it is done openly, before all
men's eyes. Hence the proverb, 'shame dwells in the eyes'. For this reason we feel most shame before those
who will always be with us and those who notice what we do, since in both cases eyes are upon us. We also
feel it before those not open to the same imputation as ourselves: for it is plain that their opinions about it are
the opposite of ours. Also before those who are hard on any one whose conduct they think wrong; for what a
man does himself, he is said not to resent when his neighbours do it: so that of course he does resent their
doing what he does not do himself. And before those who are likely to tell everybody about you; not telling
others is as good as not be lieving you wrong. People are likely to tell others about you if you have wronged
them, since they are on the look out to harm you; or if they speak evil of everybody, for those who attack the
innocent will be still more ready to attack the guilty. And before those whose main occupation is with their
neighbours' failingspeople like satirists and writers of comedy; these are really a kind of evilspeakers and
telltales. And before those who have never yet known us come to grief, since their attitude to us has
amounted to admiration so far: that is why we feel ashamed to refuse those a favour who ask one for the first
timewe have not as yet lost credit with them. Such are those who are just beginning to wish to be our
friends; for they have seen our best side only (hence the appropriateness of Euripides' reply to the
Syracusans): and such also are those among our old acquaintances who know nothing to our discredit. And
we are ashamed not merely of the actual shameful conduct mentioned, but also of the evidences of it: not
merely, for example, of actual sexual intercourse, but also of its evidences; and not merely of disgraceful acts
but also of disgraceful talk. Similarly we feel shame not merely in presence of the persons mentioned but also
of those who will tell them what we have done, such as their servants or friends. And, generally, we feel no
shame before those upon whose opinions we quite look down as untrustworthy (no one feels shame before
small children or animals); nor are we ashamed of the same things before intimates as before strangers, but
before the former of what seem genuine faults, before the latter of what seem conventional ones.
The conditions under which we shall feel shame are these: first, having people related to us like those before
whom, as has been said, we feel shame. These are, as was stated, persons whom we admire, or who admire
us, or by whom we wish to be admired, or from whom we desire some service that we shall not obtain if we
forfeit their good opinion. These persons may be actually looking on (as Cydias represented them in his
speech on land assignments in Samos, when he told the Athenians to imagine the Greeks to be standing all
around them, actually seeing the way they voted and not merely going to hear about it afterwards): or again
they may be near at hand, or may be likely to find out about what we do. This is why in misfortune we do not
wish to be seen by those who once wished themselves like us; for such a feeling implies admiration. And men
feel shame when they have acts or exploits to their credit on which they are bringing dishonour, whether
these are their own, or those of their ancestors, or those of other persons with whom they have some close
connexion. Generally, we feel shame before those for whose own misconduct we should also feel itthose
already mentioned; those who take us as their models; those whose teachers or advisers we have been; or
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other people, it may be, like ourselves, whose rivals we are. For there are many things that shame before such
people makes us do or leave undone. And we feel more shame when we are likely to be continually seen by,
and go about under the eyes of, those who know of our disgrace. Hence, when Antiphon the poet was to be
cudgelled to death by order of Dionysius, and saw those who were to perish with him covering their faces as
they went through the gates, he said, 'Why do you cover your faces? Is it lest some of these spectators should
see you tomorrow?'
So much for Shame; to understand Shamelessness, we need only consider the converse cases, and plainly we
shall have all we need.
To take Kindness next: the definition of it will show us towards whom it is felt, why, and in what frames of
mind. Kindnessunder the influence of which a man is said to 'be kind' may be defined as helpfulness
towards some one in need, not in return for anything, nor for the advantage of the helper himself, but for that
of the person helped. Kindness is great if shown to one who is in great need, or who needs what is important
and hard to get, or who needs it at an important and difficult crisis; or if the helper is the only, the first, or the
chief person to give the help. Natural cravings constitute such needs; and in particular cravings, accompanied
by pain, for what is not being attained. The appetites are cravings for this kind: sexual desire, for instance,
and those which arise during bodily injuries and in dangers; for appetite is active both in danger and in pain.
Hence those who stand by us in poverty or in banishment, even if they do not help us much, are yet really
kind to us, because our need is great and the occasion pressing; for instance, the man who gave the mat in the
Lyceum. The helpfulness must therefore meet, preferably, just this kind of need; and failing just this kind,
some other kind as great or greater. We now see to whom, why, and under what conditions kindness is
shown; and these facts must form the basis of our arguments. We must show that the persons helped are, or
have been, in such pain and need as has been described, and that their helpers gave, or are giving, the kind of
help described, in the kind of need described. We can also see how to eliminate the idea of kindness and
make our opponents appear unkind: we may maintain that they are being or have been helpful simply to
promote their own interestthis, as has been stated, is not kindness; or that their action was accidental, or was
forced upon them; or that they were not doing a favour, but merely returning one, whether they know this or
notin either case the action is a mere return, and is therefore not a kindness even if the doer does not know
how the case stands. In considering this subject we must look at all the categories: an act may be an act of
kindness because (1) it is a particular thing, (2) it has a particular magnitude or (3) quality, or (4) is done at a
particular time or (5) place. As evidence of the want of kindness, we may point out that a smaller service had
been refused to the man in need; or that the same service, or an equal or greater one, has been given to his
enemies; these facts show that the service in question was not done for the sake of the person helped. Or we
may point out that the thing desired was worthless and that the helper knew it: no one will admit that he is in
need of what is worthless.
So much for Kindness and Unkindness. Let us now consider Pity, asking ourselves what things excite pity,
and for what persons, and in what states of our mind pity is felt. Pity may be defined as a feeling of pain
caused by the sight of some evil, destructive or painful, which befalls one who does not deserve it, and which
we might expect to befall ourselves or some friend of ours, and moreover to befall us soon. In order to feel
pity, we must obviously be capable of supposing that some evil may happen to us or some friend of ours, and
moreover some such evil as is stated in our definition or is more or less of that kind. It is therefore not felt by
those completely ruined, who suppose that no further evil can befall them, since the worst has befallen them
already; nor by those who imagine themselves immensely fortunatetheir feeling is rather presumptuous
insolence, for when they think they possess all the good things of life, it is clear that the impossibility of evil
befalling them will be included, this being one of the good things in question. Those who think evil may
befall them are such as have already had it befall them and have safely escaped from it; elderly men, owing to
their good sense and their experience; weak men, especially men inclined to cowardice; and also educated
people, since these can take long views. Also those who have parents living, or children, or wives; for these
are our own, and the evils mentioned above may easily befall them. And those who neither moved by any
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courageous emotion such as anger or confidence (these emotions take no account of the future), nor by a
disposition to presumptuous insolence (insolent men, too, take no account of the possibility that something
evil will happen to them), nor yet by great fear (panicstricken people do not feel pity, because they are taken
up with what is happening to themselves); only those feel pity who are between these two extremes. In order
to feel pity we must also believe in the goodness of at least some people; if you think nobody good, you will
believe that everybody deserves evil fortune. And, generally, we feel pity whenever we are in the condition of
remembering that similar misfortunes have happened to us or ours, or expecting them to happen in the future.
So much for the mental conditions under which we feel pity. What we pity is stated clearly in the definition.
All unpleasant and painful things excite pity if they tend to destroy pain and annihilate; and all such evils as
are due to chance, if they are serious. The painful and destructive evils are: death in its various forms, bodily
injuries and afflictions, old age, diseases, lack of food. The evils due to chance are: friendlessness, scarcity of
friends (it is a pitiful thing to be torn away from friends and companions), deformity, weakness, mutilation;
evil coming from a source from which good ought to have come; and the frequent repetition of such
misfortunes. Also the coming of good when the worst has happened: e.g. the arrival of the Great King's gifts
for Diopeithes after his death. Also that either no good should have befallen a man at all, or that he should not
be able to enjoy it when it has.
The grounds, then, on which we feel pity are these or like these. The people we pity are: those whom we
know, if only they are not very closely related to usin that case we feel about them as if we were in danger
ourselves. For this reason Amasis did not weep, they say, at the sight of his son being led to death, but did
weep when he saw his friend begging: the latter sight was pitiful, the former terrible, and the terrible is
different from the pitiful; it tends to cast out pity, and often helps to produce the opposite of pity. Again, we
feel pity when the danger is near ourselves. Also we pity those who are like us in age, character, disposition,
social standing, or birth; for in all these cases it appears more likely that the same misfortune may befall us
also. Here too we have to remember the general principle that what we fear for ourselves excites our pity
when it happens to others. Further, since it is when the sufferings of others are close to us that they excite our
pity (we cannot remember what disasters happened a hundred centuries ago, nor look forward to what will
happen a hundred centuries hereafter, and therefore feel little pity, if any, for such things): it follows that
those who heighten the effect of their words with suitable gestures, tones, dress, and dramatic action
generally, are especially successful in exciting pity: they thus put the disasters before our eyes, and make
them seem close to us, just coming or just past. Anything that has just happened, or is going to happen soon,
is particularly piteous: so too therefore are the tokens and the actions of sufferersthe garments and the like
of those who have already suffered; the words and the like of those actually sufferingof those, for instance,
who are on the point of death. Most piteous of all is it when, in such times of trial, the victims are persons of
noble character: whenever they are so, our pity is especially excited, because their innocence, as well as the
setting of their misfortunes before our eyes, makes their misfortunes seem close to ourselves.
Most directly opposed to pity is the feeling called Indignation. Pain at unmerited good fortune is, in one
sense, opposite to pain at unmerited bad fortune, and is due to the same moral qualities. Both feelings are
associated with good moral character; it is our duty both to feel sympathy and pity for unmerited distress, and
to feel indignation at unmerited prosperity; for whatever is undeserved is unjust, and that is why we ascribe
indignation even to the gods. It might indeed be thought that envy is similarly opposed to pity, on the ground
that envy it closely akin to indignation, or even the same thing. But it is not the same. It is true that it also is a
disturbing pain excited by the prosperity of others. But it is excited not by the prosperity of the undeserving
but by that of people who are like us or equal with us. The two feelings have this in common, that they must
be due not to some untoward thing being likely to befall ourselves, but only to what is happening to our
neighbour. The feeling ceases to be envy in the one case and indignation in the other, and becomes fear, if the
pain and disturbance are due to the prospect of something bad for ourselves as the result of the other man's
good fortune. The feelings of pity and indignation will obviously be attended by the converse feelings of
satisfaction. If you are pained by the unmerited distress of others, you will be pleased, or at least not pained,
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by their merited distress. Thus no good man can be pained by the punishment of parricides or murderers.
These are things we are bound to rejoice at, as we must at the prosperity of the deserving; both these things
are just, and both give pleasure to any honest man, since he cannot help expecting that what has happened to
a man like him will happen to him too. All these feelings are associated with the same type of moral
character. And their contraries are associated with the contrary type; the man who is delighted by others'
misfortunes is identical with the man who envies others' prosperity. For any one who is pained by the
occurrence or existence of a given thing must be pleased by that thing's nonexistence or destruction. We can
now see that all these feelings tend to prevent pity (though they differ among themselves, for the reasons
given), so that all are equally useful for neutralizing an appeal to pity.
We will first consider Indignationreserving the other emotions for subsequent discussionand ask with
whom, on what grounds, and in what states of mind we may be indignant. These questions are really
answered by what has been said already. Indignation is pain caused by the sight of undeserved good fortune.
It is, then, plain to begin with that there are some forms of good the sight of which cannot cause it. Thus a
man may be just or brave, or acquire moral goodness: but we shall not be indignant with him for that reason,
any more than we shall pity him for the contrary reason. Indignation is roused by the sight of wealth, power,
and the likeby all those things, roughly speaking, which are deserved by good men and by those who
possess the goods of naturenoble birth, beauty, and so on. Again, what is long established seems akin to
what exists by nature; and therefore we feel more indignation at those possessing a given good if they have as
a matter of fact only just got it and the prosperity it brings with it. The newly rich give more offence than
those whose wealth is of long standing and inherited. The same is true of those who have office or power,
plenty of friends, a fine family, We feel the same when these advantages of theirs secure them others. For
here again, the newly rich give us more offence by obtaining office through their riches than do those whose
wealth is of long standing; and so in all other cases. The reason is that what the latter have is felt to be really
their own, but what the others have is not; what appears to have been always what it is is regarded as real, and
so the possessions of the newly rich do not seem to be really their own. Further, it is not any and every man
that deserves any given kind of good; there is a certain correspondence and appropriateness in such things;
thus it is appropriate for brave men, not for just men, to have fine weapons, and for men of family, not for
parvenus, to make distinguished marriages. Indignation may therefore properly be felt when any one gets
what is not appropriate for him, though he may be a good man enough. It may also be felt when any one sets
himself up against his superior, especially against his superior in some particular respectwhence the lines
Only from battle he shrank with Aias Telamon's son;
Zeus had been angered with him,
had he fought with a mightier one;
but also, even apart from that, when the inferior in any sense contends with his superior; a musician, for
instance, with a just man, for justice is a finer thing than music.
Enough has been said to make clear the grounds on which, and the persons against whom, Indignation is
feltthey are those mentioned, and others like him. As for the people who feel it; we feel it if we do ourselves
deserve the greatest possible goods and moreover have them, for it is an injustice that those who are not our
equals should have been held to deserve as much as we have. Or, secondly, we feel it if we are really good
and honest people; our judgement is then sound, and we loathe any kind of injustice. Also if we are ambitious
and eager to gain particular ends, especially if we are ambitious for what others are getting without deserving
to get it. And, generally, if we think that we ourselves deserve a thing and that others do not, we are disposed
to be indignant with those others so far as that thing is concerned. Hence servile, worthless, unambitious
persons are not inclined to Indignation, since there is nothing they can believe themselves to deserve.
From all this it is plain what sort of men those are at whose misfortunes, distresses, or failures we ought to
feel pleased, or at least not pained: by considering the facts described we see at once what their contraries are.
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If therefore our speech puts the judges in such a frame of mind as that indicated and shows that those who
claim pity on certain definite grounds do not deserve to secure pity but do deserve not to secure it, it will be
impossible for the judges to feel pity.
To take Envy next: we can see on what grounds, against what persons, and in what states of mind we feel it.
Envy is pain at the sight of such good fortune as consists of the good things already mentioned; we feel it
towards our equals; not with the idea of getting something for ourselves, but because the other people have it.
We shall feel it if we have, or think we have, equals; and by 'equals' I mean equals in birth, relationship, age,
disposition, distinction, or wealth. We feel envy also if we fall but a little short of having everything; which is
why people in high place and prosperity feel itthey think every one else is taking what belongs to
themselves. Also if we are exceptionally distinguished for some particular thing, and especially if that thing is
wisdom or good fortune. Ambitious men are more envious than those who are not. So also those who profess
wisdom; they are ambitious to be thought wise. Indeed, generally, those who aim at a reputation for anything
are envious on this particular point. And smallminded men are envious, for everything seems great to them.
The good things which excite envy have already been mentioned. The deeds or possessions which arouse the
love of reputation and honour and the desire for fame, and the various gifts of fortune, are almost all subject
to envy; and particularly if we desire the thing ourselves, or think we are entitled to it, or if having it puts us a
little above others, or not having it a little below them. It is clear also what kind of people we envy; that was
included in what has been said already: we envy those who are near us in time, place, age, or reputation.
Hence the line:
Ay, kin can even be jealous of their kin.
Also our fellowcompetitors, who are indeed the people just mentionedwe do not compete with men who
lived a hundred centuries ago, or those not yet born, or the dead, or those who dwell near the Pillars of
Hercules, or those whom, in our opinion or that of others, we take to be far below us or far above us. So too
we compete with those who follow the same ends as ourselves: we compete with our rivals in sport or in love,
and generally with those who are after the same things; and it is therefore these whom we are bound to envy
beyond all others. Hence the saying:
Potter against potter.
We also envy those whose possession of or success in a thing is a reproach to us: these are our neighbours
and equals; for it is clear that it is our own fault we have missed the good thing in question; this annoys us,
and excites envy in us. We also envy those who have what we ought to have, or have got what we did have
once. Hence old men envy younger men, and those who have spent much envy those who have spent little on
the same thing. And men who have not got a thing, or not got it yet, envy those who have got it quickly. We
can also see what things and what persons give pleasure to envious people, and in what states of mind they
feel it: the states of mind in which they feel pain are those under which they will feel pleasure in the contrary
things. If therefore we ourselves with whom the decision rests are put into an envious state of mind, and those
for whom our pity, or the award of something desirable, is claimed are such as have been described, it is
obvious that they will win no pity from us.
We will next consider Emulation, showing in what follows its causes and objects, and the state of mind in
which it is felt. Emulation is pain caused by seeing the presence, in persons whose nature is like our own, of
good things that are highly valued and are possible for ourselves to acquire; but it is felt not because others
have these goods, but because we have not got them ourselves. It is therefore a good feeling felt by good
persons, whereas envy is a bad feeling felt by bad persons. Emulation makes us take steps to secure the good
things in question, envy makes us take steps to stop our neighbour having them. Emulation must therefore
tend to be felt by persons who believe themselves to deserve certain good things that they have not got, it
being understood that no one aspires to things which appear impossible. It is accordingly felt by the young
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and by persons of lofty disposition. Also by those who possess such good things as are deserved by men held
in honourthese are wealth, abundance of friends, public office, and the like; on the assumption that they
ought to be good men, they are emulous to gain such goods because they ought, in their belief, to belong to
men whose state of mind is good. Also by those whom all others think deserving. We also feel it about
anything for which our ancestors, relatives, personal friends, race, or country are specially honoured, looking
upon that thing as really our own, and therefore feeling that we deserve to have it. Further, since all good
things that are highly honoured are objects of emulation, moral goodness in its various forms must be such an
object, and also all those good things that are useful and serviceable to others: for men honour those who are
morally good, and also those who do them service. So with those good things our possession of which can
give enjoyment to our neighbourswealth and beauty rather than health. We can see, too, what persons are
the objects of the feeling. They are those who have these and similar thingsthose already mentioned, as
courage, wisdom, public office. Holders of public officegenerals, orators, and all who possess such
powerscan do many people a good turn. Also those whom many people wish to be like; those who have
many acquaintances or friends; those whom admire, or whom we ourselves admire; and those who have been
praised and eulogized by poets or prosewriters. Persons of the contrary sort are objects of contempt: for the
feeling and notion of contempt are opposite to those of emulation. Those who are such as to emulate or be
emulated by others are inevitably disposed to be contemptuous of all such persons as are subject to those bad
things which are contrary to the good things that are the objects of emulation: despising them for just that
reason. Hence we often despise the fortunate, when luck comes to them without their having those good
things which are held in honour.
This completes our discussion of the means by which the several emotions may be produced or dissipated,
and upon which depend the persuasive arguments connected with the emotions.
Let us now consider the various types of human character, in relation to the emotions and moral qualities,
showing how they correspond to our various ages and fortunes. By emotions I mean anger, desire, and the
like; these we have discussed already. By moral qualities I mean virtues and vices; these also have been
discussed already, as well as the various things that various types of men tend to will and to do. By ages I
mean youth, the prime of life, and old age. By fortune I mean birth, wealth, power, and their oppositesin
fact, good fortune and ill fortune.
To begin with the Youthful type of character. Young men have strong passions, and tend to gratify them
indiscriminately. Of the bodily desires, it is the sexual by which they are most swayed and in which they
show absence of selfcontrol. They are changeable and fickle in their desires, which are violent while they
last, but quickly over: their impulses are keen but not deeprooted, and are like sick people's attacks of
hunger and thirst. They are hottempered, and quicktempered, and apt to give way to their anger; bad
temper often gets the better of them, for owing to their love of honour they cannot bear being slighted, and
are indignant if they imagine themselves unfairly treated. While they love honour, they love victory still
more; for youth is eager for superiority over others, and victory is one form of this. They love both more than
they love money, which indeed they love very little, not having yet learnt what it means to be without itthis
is the point of Pittacus' remark about Amphiaraus. They look at the good side rather than the bad, not having
yet witnessed many instances of wickedness. They trust others readily, because they have not yet often been
cheated. They are sanguine; nature warms their blood as though with excess of wine; and besides that, they
have as yet met with few disappointments. Their lives are mainly spent not in memory but in expectation; for
expectation refers to the future, memory to the past, and youth has a long future before it and a short past
behind it: on the first day of one's life one has nothing at all to remember, and can only look forward. They
are easily cheated, owing to the sanguine disposition just mentioned. Their hot tempers and hopeful
dispositions make them more courageous than older men are; the hot temper prevents fear, and the hopeful
disposition creates confidence; we cannot feel fear so long as we are feeling angry, and any expectation of
good makes us confident. They are shy, accepting the rules of society in which they have been trained, and
not yet believing in any other standard of honour. They have exalted notions, because they have not yet been
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humbled by life or learnt its necessary limitations; moreover, their hopeful disposition makes them think
themselves equal to great thingsand that means having exalted notions. They would always rather do noble
deeds than useful ones: their lives are regulated more by moral feeling than by reasoning; and whereas
reasoning leads us to choose what is useful, moral goodness leads us to choose what is noble. They are fonder
of their friends, intimates, and companions than older men are, because they like spending their days in the
company of others, and have not yet come to value either their friends or anything else by their usefulness to
themselves. All their mistakes are in the direction of doing things excessively and vehemently. They disobey
Chilon's precept by overdoing everything, they love too much and hate too much, and the same thing with
everything else. They think they know everything, and are always quite sure about it; this, in fact, is why they
overdo everything. If they do wrong to others, it is because they mean to insult them, not to do them actual
harm. They are ready to pity others, because they think every one an honest man, or anyhow better than he is:
they judge their neighbour by their own harmless natures, and so cannot think he deserves to be treated in that
way. They are fond of fun and therefore witty, wit being wellbred insolence.
Such, then is the character of the Young. The character of Elderly Menmen who are past their primemay
be said to be formed for the most part of elements that are the contrary of all these. They have lived many
years; they have often been taken in, and often made mistakes; and life on the whole is a bad business. The
result is that they are sure about nothing and underdo everything. They 'think', but they never 'know'; and
because of their hesitation they always add a 'possibly'or a 'perhaps', putting everything this way and nothing
positively. They are cynical; that is, they tend to put the worse construction on everything. Further, their
experience makes them distrustful and therefore suspicious of evil. Consequently they neither love warmly
nor hate bitterly, but following the hint of Bias they love as though they will some day hate and hate as
though they will some day love. They are smallminded, because they have been humbled by life: their
desires are set upon nothing more exalted or unusual than what will help them to keep alive. They are not
generous, because money is one of the things they must have, and at the same time their experience has
taught them how hard it is to get and how easy to lose. They are cowardly, and are always anticipating
danger; unlike that of the young, who are warmblooded, their temperament is chilly; old age has paved the
way for cowardice; fear is, in fact, a form of chill. They love life; and all the more when their last day has
come, because the object of all desire is something we have not got, and also because we desire most strongly
that which we need most urgently. They are too fond of themselves; this is one form that smallmindedness
takes. Because of this, they guide their lives too much by considerations of what is useful and too little by
what is noblefor the useful is what is good for oneself, and the noble what is good absolutely. They are not
shy, but shameless rather; caring less for what is noble than for what is useful, they feel contempt for what
people may think of them. They lack confidence in the future; partly through experiencefor most things go
wrong, or anyhow turn out worse than one expects; and partly because of their cowardice. They live by
memory rather than by hope; for what is left to them of life is but little as compared with the long past; and
hope is of the future, memory of the past. This, again, is the cause of their loquacity; they are continually
talking of the past, because they enjoy remembering it. Their fits of anger are sudden but feeble. Their
sensual passions have either altogether gone or have lost their vigour: consequently they do not feel their
passions much, and their actions are inspired less by what they do feel than by the love of gain. Hence men at
this time of life are often supposed to have a selfcontrolled character; the fact is that their passions have
slackened, and they are slaves to the love of gain. They guide their lives by reasoning more than by moral
feeling; reasoning being directed to utility and moral feeling to moral goodness. If they wrong others, they
mean to injure them, not to insult them. Old men may feel pity, as well as young men, but not for the same
reason. Young men feel it out of kindness; old men out of weakness, imagining that anything that befalls any
one else might easily happen to them, which, as we saw, is a thought that excites pity. Hence they are
querulous, and not disposed to jesting or laughterthe love of laughter being the very opposite of
querulousness.
Such are the characters of Young Men and Elderly Men. People always think well of speeches adapted to,
and reflecting, their own character: and we can now see how to compose our speeches so as to adapt both
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them and ourselves to our audiences.
As for Men in their Prime, clearly we shall find that they have a character between that of the young and that
of the old, free from the extremes of either. They have neither that excess of confidence which amounts to
rashness, nor too much timidity, but the right amount of each. They neither trust everybody nor distrust
everybody, but judge people correctly. Their lives will be guided not by the sole consideration either of what
is noble or of what is useful, but by both; neither by parsimony nor by prodigality, but by what is fit and
proper. So, too, in regard to anger and desire; they will be brave as well as temperate, and temperate as well
as brave; these virtues are divided between the young and the old; the young are brave but intemperate, the
old temperate but cowardly. To put it generally, all the valuable qualities that youth and age divide between
them are united in the prime of life, while all their excesses or defects are replaced by moderation and fitness.
The body is in its prime from thirty to fiveandthirty; the mind about fortynine.
So much for the types of character that distinguish youth, old age, and the prime of life. We will now turn to
those Gifts of Fortune by which human character is affected. First let us consider Good Birth. Its effect on
character is to make those who have it more ambitious; it is the way of all men who have something to start
with to add to the pile, and good birth implies ancestral distinction. The wellborn man will look down even
on those who are as good as his own ancestors, because any faroff distinction is greater than the same thing
close to us, and better to boast about. Being wellborn, which means coming of a fine stock, must be
distinguished from nobility, which means being true to the family naturea quality not usually found in the
wellborn, most of whom are poor creatures. In the generations of men as in the fruits of the earth, there is a
varying yield; now and then, where the stock is good, exceptional men are produced for a while, and then
decadence sets in. A clever stock will degenerate towards the insane type of character, like the descendants of
Alcibiades or of the elder Dionysius; a steady stock towards the fatuous and torpid type, like the descendants
of Cimon, Pericles, and Socrates.
The type of character produced by Wealth lies on the surface for all to see. Wealthy men are insolent and
arrogant; their possession of wealth affects their understanding; they feel as if they had every good thing that
exists; wealth becomes a sort of standard of value for everything else, and therefore they imagine there is
nothing it cannot buy. They are luxurious and ostentatious; luxurious, because of the luxury in which they
live and the prosperity which they display; ostentatious and vulgar, because, like other people's, their minds
are regularly occupied with the object of their love and admiration, and also because they think that other
people's idea of happiness is the same as their own. It is indeed quite natural that they should be affected thus;
for if you have money, there are always plenty of people who come begging from you. Hence the saying of
Simonides about wise men and rich men, in answer to Hiero's wife, who asked him whether it was better to
grow rich or wise. 'Why, rich,' he said; 'for I see the wise men spending their days at the rich men's doors.'
Rich men also consider themselves worthy to hold public office; for they consider they already have the
things that give a claim to office. In a word, the type of character produced by wealth is that of a prosperous
fool. There is indeed one difference between the type of the newlyenriched and those who have long been
rich: the newlyenriched have all the bad qualities mentioned in an exaggerated and worse formto be
newlyenriched means, so to speak, no education in riches. The wrongs they do others are not meant to injure
their victims, but spring from insolence or selfindulgence, e.g. those that end in assault or in adultery.
As to Power: here too it may fairly be said that the type of character it produces is mostly obvious enough.
Some elements in this type it shares with the wealthy type, others are better. Those in power are more
ambitious and more manly in character than the wealthy, because they aspire to do the great deeds that their
power permits them to do. Responsibility makes them more serious: they have to keep paying attention to the
duties their position involves. They are dignified rather than arrogant, for the respect in which they are held
inspires them with dignity and therefore with moderationdignity being a mild and becoming form of
arrogance. If they wrong others, they wrong them not on a small but on a great scale.
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Good fortune in certain of its branches produces the types of character belonging to the conditions just
described, since these conditions are in fact more or less the kinds of good fortune that are regarded as most
important. It may be added that good fortune leads us to gain all we can in the way of family happiness and
bodily advantages. It does indeed make men more supercilious and more reckless; but there is one excellent
quality that goes with itpiety, and respect for the divine power, in which they believe because of events
which are really the result of chance.
This account of the types of character that correspond to differences of age or fortune may end here; for to
arrive at the opposite types to those described, namely, those of the poor, the unfortunate, and the powerless,
we have only to ask what the opposite qualities are.
The use of persuasive speech is to lead to decisions. (When we know a thing, and have decided about it, there
is no further use in speaking about it.) This is so even if one is addressing a single person and urging him to
do or not to do something, as when we scold a man for his conduct or try to change his views: the single
person is as much your 'judge' as if he were one of many; we may say, without qualification, that any one is
your judge whom you have to persuade. Nor does it matter whether we are arguing against an actual
opponent or against a mere proposition; in the latter case we still have to use speech and overthrow the
opposing arguments, and we attack these as we should attack an actual opponent. Our principle holds good of
ceremonial speeches also; the 'onlookers' for whom such a speech is put together are treated as the judges of
it. Broadly speaking, however, the only sort of person who can strictly be called a judge is the man who
decides the issue in some matter of public controversy; that is, in law suits and in political debates, in both of
which there are issues to be decided. In the section on political oratory an account has already been given of
the types of character that mark the different constitutions.
The manner and means of investing speeches with moral character may now be regarded as fully set forth.
Each of the main divisions of oratory has, we have seen, its own distinct purpose. With regard to each
division, we have noted the accepted views and propositions upon which we may base our argumentsfor
political, for ceremonial, and for forensic speaking. We have further determined completely by what means
speeches may be invested with the required moral character. We are now to proceed to discuss the arguments
common to all oratory. All orators, besides their special lines of argument, are bound to use, for instance, the
topic of the Possible and Impossible; and to try to show that a thing has happened, or will happen in future.
Again, the topic of Size is common to all oratory; all of us have to argue that things are bigger or smaller than
they seem, whether we are making political speeches, speeches of eulogy or attack, or prosecuting or
defending in the lawcourts. Having analysed these subjects, we will try to say what we can about the general
principles of arguing by 'enthymeme' and 'example', by the addition of which we may hope to complete the
project with which we set out. Of the abovementioned general lines of argument, that concerned with
Amplification isas has been already saidmost appropriate to ceremonial speeches; that concerned with the
Past, to forensic speeches, where the required decision is always about the past; that concerned with
Possibility and the Future, to political speeches.
Let us first speak of the Possible and Impossible. It may plausibly be argued: That if it is possible for one of a
pair of contraries to be or happen, then it is possible for the other: e.g. if a man can be cured, he can also fall
ill; for any two contraries are equally possible, in so far as they are contraries. That if of two similar things
one is possible, so is the other. That if the harder of two things is possible, so is the easier. That if a thing can
come into existence in a good and beautiful form, then it can come into existence generally; thus a house can
exist more easily than a beautiful house. That if the beginning of a thing can occur, so can the end; for
nothing impossible occurs or begins to occur; thus the commensurability of the diagonal of a square with its
side neither occurs nor can begin to occur. That if the end is possible, so is the beginning; for all things that
occur have a beginning. That if that which is posterior in essence or in order of generation can come into
being, so can that which is prior: thus if a man can come into being, so can a boy, since the boy comes first in
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order of generation; and if a boy can, so can a man, for the man also is first. That those things are possible of
which the love or desire is natural; for no one, as a rule, loves or desires impossibilities. That things which are
the object of any kind of science or art are possible and exist or come into existence. That anything is possible
the first step in whose production depends on men or things which we can compel or persuade to produce it,
by our greater strength, our control of them, or our friendship with them. That where the parts are possible,
the whole is possible; and where the whole is possible, the parts are usually possible. For if the slit in front,
the toepiece, and the upper leather can be made, then shoes can be made; and if shoes, then also the front slit
and toepiece. That if a whole genus is a thing that can occur, so can the species; and if the species can occur,
so can the genus: thus, if a sailing vessel can be made, so also can a trireme; and if a trireme, then a sailing
vessel also. That if one of two things whose existence depends on each other is possible, so is the other; for
instance, if 'double', then 'half', and if 'half', then 'double'. That if a thing can be produced without art or
preparation, it can be produced still more certainly by the careful application of art to it. Hence Agathon has
said:
To some things we by art must needs attain,
Others by destiny or luck we gain.
That if anything is possible to inferior, weaker, and stupider people, it is more so for their opposites; thus
Isocrates said that it would be a strange thing if he could not discover a thing that Euthynus had found out. As
for Impossibility, we can clearly get what we want by taking the contraries of the arguments stated above.
Questions of Past Fact may be looked at in the following ways: First, that if the less likely of two things has
occurred, the more likely must have occurred also. That if one thing that usually follows another has
happened, then that other thing has happened; that, for instance, if a man has forgotten a thing, he has also
once learnt it. That if a man had the power and the wish to do a thing, he has done it; for every one does do
whatever he intends to do whenever he can do it, there being nothing to stop him. That, further, he has done
the thing in question either if he intended it and nothing external prevented him; or if he had the power to do
it and was angry at the time; or if he had the power to do it and his heart was set upon itfor people as a rule
do what they long to do, if they can; bad people through lack of selfcontrol; good people, because their
hearts are set upon good things. Again, that if a thing was 'going to happen', it has happened; if a man was
'going to do something', he has done it, for it is likely that the intention was carried out. That if one thing has
happened which naturally happens before another or with a view to it, the other has happened; for instance, if
it has lightened, it has also thundered; and if an action has been attempted, it has been done. That if one thing
has happened which naturally happens after another, or with a view to which that other happens, then that
other (that which happens first, or happens with a view to this thing) has also happened; thus, if it has
thundered it has lightened, and if an action has been done it has been attempted. Of all these sequences some
are inevitable and some merely usual. The arguments for the nonoccurrence of anything can obviously be
found by considering the opposites of those that have been mentioned.
How questions of Future Fact should be argued is clear from the same considerations: That a thing will be
done if there is both the power and the wish to do it; or if along with the power to do it there is a craving for
the result, or anger, or calculation, prompting it. That the thing will be done, in these cases, if the man is
actually setting about it, or even if he means to do it laterfor usually what we mean to do happens rather
than what we do not mean to do. That a thing will happen if another thing which naturally happens before it
has already happened; thus, if it is clouding over, it is likely to rain. That if the means to an end have
occurred, then the end is likely to occur; thus, if there is a foundation, there will be a house.
For arguments about the Greatness and Smallness of things, the greater and the lesser, and generally great
things and small, what we have already said will show the line to take. In discussing deliberative oratory we
have spoken about the relative greatness of various goods, and about the greater and lesser in general. Since
therefore in each type oratory the object under discussion is some kind of goodwhether it is utility,
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nobleness, or justiceit is clear that every orator must obtain the materials of amplification through these
channels. To go further than this, and try to establish abstract laws of greatness and superiority, is to argue
without an object; in practical life, particular facts count more than generalizations.
Enough has now been said about these questions of possibility and the reverse, of past or future fact, and of
the relative greatness or smallness of things.
The special forms of oratorical argument having now been discussed, we have next to treat of those which are
common to all kinds of oratory. These are of two main kinds, 'Example' and 'Enthymeme'; for the 'Maxim' is
part of an enthymeme.
We will first treat of argument by Example, for it has the nature of induction, which is the foundation of
reasoning. This form of argument has two varieties; one consisting in the mention of actual past facts, the
other in the invention of facts by the speaker. Of the latter, again, there are two varieties, the illustrative
parallel and the fable (e.g. the fables of Aesop, those from Libya). As an instance of the mention of actual
facts, take the following. The speaker may argue thus: 'We must prepare for war against the king of Persia
and not let him subdue Egypt. For Darius of old did not cross the Aegean until he had seized Egypt; but once
he had seized it, he did cross. And Xerxes, again, did not attack us until he had seized Egypt; but once he had
seized it, he did cross. If therefore the present king seizes Egypt, he also will cross, and therefore we must not
let him.'
The illustrative parallel is the sort of argument Socrates used: e.g. 'Public officials ought not to be selected by
lot. That is like using the lot to select athletes, instead of choosing those who are fit for the contest; or using
the lot to select a steersman from among a ship's crew, as if we ought to take the man on whom the lot falls,
and not the man who knows most about it.'
Instances of the fable are that of Stesichorus about Phalaris, and that of Aesop in defence of the popular
leader. When the people of Himera had made Phalaris military dictator, and were going to give him a
bodyguard, Stesichorus wound up a long talk by telling them the fable of the horse who had a field all to
himself. Presently there came a stag and began to spoil his pasturage. The horse, wishing to revenge himself
on the stag, asked a man if he could help him to do so. The man said, 'Yes, if you will let me bridle you and
get on to your back with javelins in my hand'. The horse agreed, and the man mounted; but instead of getting
his revenge on the stag, the horse found himself the slave of the man. 'You too', said Stesichorus, 'take care
lest your desire for revenge on your enemies, you meet the same fate as the horse. By making Phalaris
military dictator, you have already let yourselves be bridled. If you let him get on to your backs by giving
him a bodyguard, from that moment you will be his slaves.'
Aesop, defending before the assembly at Samos a poular leader who was being tried for his life, told this
story: A fox, in crossing a river, was swept into a hole in the rocks; and, not being able to get out, suffered
miseries for a long time through the swarms of fleas that fastened on her. A hedgehog, while roaming around,
noticed the fox; and feeling sorry for her asked if he might remove the fleas. But the fox declined the offer;
and when the hedgehog asked why, she replied, 'These fleas are by this time full of me and not sucking much
blood; if you take them away, others will come with fresh appetites and drink up all the blood I have left.' 'So,
men of Samos', said Aesop, 'my client will do you no further harm; he is wealthy already. But if you put him
to death, others will come along who are not rich, and their peculations will empty your treasury completely.'
Fables are suitable for addresses to popular assemblies; and they have one advantagethey are comparatively
easy to invent, whereas it is hard to find parallels among actual past events. You will in fact frame them just
as you frame illustrative parallels: all you require is the power of thinking out your analogy, a power
developed by intellectual training. But while it is easier to supply parallels by inventing fables, it is more
valuable for the political speaker to supply them by quoting what has actually happened, since in most
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respects the future will be like what the past has been.
Where we are unable to argue by Enthymeme, we must try to demonstrate our point by this method of
Example, and to convince our hearers thereby. If we can argue by Enthymeme, we should use our Examples
as subsequent supplementary evidence. They should not precede the Enthymemes: that will give the
argument an inductive air, which only rarely suits the conditions of speechmaking. If they follow the
enthymemes, they have the effect of witnesses giving evidence, and this alway tells. For the same reason, if
you put your examples first you must give a large number of them; if you put them last, a single one is
sufficient; even a single witness will serve if he is a good one. It has now been stated how many varieties of
argument by Example there are, and how and when they are to be employed.
We now turn to the use of Maxims, in order to see upon what subjects and occasions, and for what kind of
speaker, they will appropriately form part of a speech. This will appear most clearly when we have defined a
maxim. It is a statement; not a particular fact, such as the character of lphicrates, but of a general kind; nor is
it about any and every subjecte.g. 'straight is the contrary of curved' is not a maximbut only about
questions of practical conduct, courses of conduct to be chosen or avoided. Now an Enthymeme is a
syllogism dealing with such practical subjects. It is therefore roughly true that the premisses or conclusions of
Enthymemes, considered apart from the rest of the argument, are Maxims: e.g.
Never should any man whose wits are sound
Have his sons taught more wisdom than their fellows.
Here we have a Maxim; add the reason or explanation, and the whole thing is an Enthymeme; thus
It makes them idle; and therewith they earn
Illwill and jealousy throughout the city.
Again,
There is no man in all things prosperous,
and
There is no man among us all is free,
are maxims; but the latter, taken with what follows it, is an Enthymeme
For all are slaves of money or of chance.
From this definition of a maxim it follows that there are four kinds of maxims. In the first Place, the maxim
may or may not have a supplement. Proof is needed where the statement is paradoxical or disputable; no
supplement is wanted where the statement contains nothing paradoxical, either because the view expressed is
already a known truth, e.g.
Chiefest of blessings is health for a man, as it seemeth to me,
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this being the general opinion: or because, as soon as the view is stated, it is clear at a glance, e.g.
No love is true save that which loves for ever.
Of the Maxims that do have a supplement attached, some are part of an Enthymeme, e.g.
Never should any man whose wits are sound,
Others have the essential character of Enthymemes, but are not stated as parts of Enthymemes; these latter are
reckoned the best; they are those in which the reason for the view expressed is simply implied, e.g.
O mortal man, nurse not immortal wrath.
To say 'it is not right to nurse immortal wrath' is a maxim; the added words 'mortal man' give the reason.
Similarly, with the words
Mortal creatures ought to cherish mortal, not immortal thoughts.
What has been said has shown us how many kinds of Maxims there are, and to what subjects the various
kinds are appropriate. They must not be given without supplement if they express disputed or paradoxical
views: we must, in that case, either put the supplement first and make a maxim of the conclusion, e.g. you
might say, 'For my part, since both unpopularity and idleness are undesirable, I hold that it is better not to be
educated'; or you may say this first, and then add the previous clause. Where a statement, without being
paradoxical, is not obviously true, the reason should be added as concisely as possible. In such cases both
laconic and enigmatic sayings are suitable: thus one might say what Stesichorus said to the Locrians,
'Insolence is better avoided, lest the cicalas chirp on the ground'.
The use of Maxims is appropriate only to elderly men, and in handling subjects in which the speaker is
experienced. For a young man to use them islike telling storiesunbecoming; to use them in handling things
in which one has no experience is silly and illbred: a fact sufficiently proved by the special fondness of
country fellows for striking out maxims, and their readiness to air them.
To declare a thing to be universally true when it is not is most appropriate when working up feelings of
horror and indignation in our hearers; especially by way of preface, or after the facts have been proved. Even
hackneyed and commonplace maxims are to be used, if they suit one's purpose: just because they are
commonplace, every one seems to agree with them, and therefore they are taken for truth. Thus, any one who
is calling on his men to risk an engagement without obtaining favourable omens may quote
One omen of all is hest, that we fight for our fatherland.
Or, if he is calling on them to attack a stronger force
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The WarGod showeth no favour.
Or, if he is urging people to destroy the innocent children of their enemies
Fool, who slayeth the father and leaveth his sons to avenge him.
Some proverbs are also maxims, e.g. the proverb 'An Attic neighbour'. You are not to avoid uttering maxims
that contradict such sayings as have become public property (I mean such sayings as 'know thyself' and
'nothing in excess') if doing so will raise your hearers' opinion of your character, or convey an effect of strong
emotione.g. an angry speaker might well say, 'It is not true that we ought to know ourselves: anyhow, if
this man had known himself, he would never have thought himself fit for an army command.' It will raise
people's opinion of our character to say, for instance, 'We ought not to follow the saying that bids us treat our
friends as future enemies: much better to treat our enemies as future friends.' The moral purpose should be
implied partly by the very wording of our maxim. Failing this, we should add our reason: e.g. having said
'We should treat our friends, not as the saying advises, but as if they were going to be our friends always', we
should add 'for the other behaviour is that of a traitor': or we might put it, I disapprove of that saying. A true
friend will treat his friend as if he were going to be his friend for ever'; and again, 'Nor do I approve of the
saying "nothing in excess": we are bound to hate bad men excessively.' One great advantage of Maxims to a
speaker is due to the want of intelligence in his hearers, who love to hear him succeed in expressing as a
universal truth the opinions which they hold themselves about particular cases. I will explain what I mean by
this, indicating at the same time how we are to hunt down the maxims required. The maxim, as has been
already said, a general statement and people love to hear stated in general terms what they already believe in
some particular connexion: e.g. if a man happens to have bad neighbours or bad children, he will agree with
any one who tells him, 'Nothing is more annoying than having neighbours', or, 'Nothing is more foolish than
to be the parent of children.' The orator has therefore to guess the subjects on which his hearers really hold
views already, and what those views are, and then must express, as general truths, these same views on these
same subjects. This is one advantage of using maxims. There is another which is more importantit invests a
speech with moral character. There is moral character in every speech in which the moral purpose is
conspicuous: and maxims always produce this effect, because the utterance of them amounts to a general
declaration of moral principles: so that, if the maxims are sound, they display the speaker as a man of sound
moral character. So much for the Maximits nature, varieties, proper use, and advantages.
We now come to the Enthymemes, and will begin the subject with some general consideration of the proper
way of looking for them, and then proceed to what is a distinct question, the lines of argument to be
embodied in them. It has already been pointed out that the Enthymeme is a syllogism, and in what sense it is
so. We have also noted the differences between it and the syllogism of dialectic. Thus we must not carry its
reasoning too far back, or the length of our argument will cause obscurity: nor must we put in all the steps
that lead to our conclusion, or we shall waste words in saying what is manifest. It is this simplicity that makes
the uneducated more effective than the educated when addressing popular audiencesmakes them, as the
poets tell us, 'charm the crowd's ears more finely'. Educated men lay down broad general principles;
uneducated men argue from common knowledge and draw obvious conclusions. We must not, therefore, start
from any and every accepted opinion, but only from those we have definedthose accepted by our judges or
by those whose authority they recognize: and there must, moreover, be no doubt in the minds of most, if not
all, of our judges that the opinions put forward really are of this sort. We should also base our arguments
upon probabilities as well as upon certainties.
The first thing we have to remember is this. Whether our argument concerns public affairs or some other
subject, we must know some, if not all, of the facts about the subject on which we are to speak and argue.
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Otherwise we can have no materials out of which to construct arguments. I mean, for instance, how could we
advise the Athenians whether they should go to war or not, if we did not know their strength, whether it was
naval or military or both, and how great it is; what their revenues amount to; who their friends and enemies
are; what wars, too, they have waged, and with what success; and so on? Or how could we eulogize them if
we knew nothing about the seafight at Salamis, or the battle of Marathon, or what they did for the
Heracleidae, or any other facts like that? All eulogy is based upon the noble deedsreal or imaginarythat
stand to the credit of those eulogized. On the same principle, invectives are based on facts of the opposite
kind: the orator looks to see what base deedsreal or imaginarystand to the discredit of those he is
attacking, such as treachery to the cause of Hellenic freedom, or the enslavement of their gallant allies against
the barbarians (Aegina, Potidaea, or any other misdeeds of this kind that are recorded against them. So, too,
in a court of law: whether we are prosecuting or defending, we must pay attention to the existing facts of the
case. It makes no difference whether the subject is the Lacedaemonians or the Athenians, a man or a god; we
must do the same thing. Suppose it to be Achilles whom we are to advise, to praise or blame, to accuse or
defend; here too we must take the facts, real or imaginary; these must be our material, whether we are to
praise or blame him for the noble or base deeds he has done, to accuse or defend him for his just or unjust
treatment of others, or to advise him about what is or is not to his interest. The same thing applies to any
subject whatever. Thus, in handling the question whether justice is or is not a good, we must start with the
real facts about justice and goodness. We see, then, that this is the only way in which any one ever proves
anything, whether his arguments are strictly cogent or not: not all facts can form his basis, but only those that
bear on the matter in hand: nor, plainly, can proof be effected otherwise by means of the speech.
Consequently, as appears in the Topics, we must first of all have by us a selection of arguments about
questions that may arise and are suitable for us to handle; and then we must try to think out arguments of the
same type for special needs as they emerge; not vaguely and indefinitely, but by keeping our eyes on the
actual facts of the subject we have to speak on, and gathering in as many of them as we can that bear closely
upon it: for the more actual facts we have at our command, the more easily we prove our case; and the more
closely they bear on the subject, the more they will seem to belong to that speech only instead of being
commonplaces. By 'commonplaces' I mean, for example, eulogy of Achilles because he is a human being or a
demigod, or because he joined the expedition against Troy: these things are true of many others, so that this
kind of eulogy applies no better to Achilles than to Diomede. The special facts here needed are those that are
true of Achilles alone; such facts as that he slew Hector, the bravest of the Trojans, and Cycnus the
invulnerable, who prevented all the Greeks from landing, and again that he was the youngest man who joined
the expedition, and was not bound by oath to join it, and so on.
Here, again, we have our first principle of selection of Enthymemesthat which refers to the lines of
argument selected. We will now consider the various elementary classes of enthymemes. (By an 'elementary
class' of enthymeme I mean the same thing as a 'line of argument'.) We will begin, as we must begin, by
observing that there are two kinds of enthymemes. One kind proves some affirmative or negative proposition;
the other kind disproves one. The difference between the two kinds is the same as that between syllogistic
proof and disproof in dialectic. The demonstrative enthymeme is formed by the conjunction of compatible
propositions; the refutative, by the conjunction of incompatible propositions.
We may now be said to have in our hands the lines of argument for the various special subjects that it is
useful or necessary to handle, having selected the propositions suitable in various cases. We have, in fact,
already ascertained the lines of argument applicable to enthymemes about good and evil, the noble and the
base, justice and injustice, and also to those about types of character, emotions, and moral qualities. Let us
now lay hold of certain facts about the whole subject, considered from a different and more general point of
view. In the course of our discussion we will take note of the distinction between lines of proof and lines of
disproof: and also of those lines of argument used in what seems to be enthymemes, but are not, since they do
not represent valid syllogisms. Having made all this clear, we will proceed to classify Objections and
Refutations, showing how they can be brought to bear upon enthymemes.
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1. One line of positive proof is based upon consideration of the opposite of the thing in question. Observe
whether that opposite has the opposite quality. If it has not, you refute the original proposition; if it has, you
establish it. E.g. 'Temperance is beneficial; for licentiousness is hurtful'. Or, as in the Messenian speech, 'If
war is the cause of our present troubles, peace is what we need to put things right again'. Or
For if not even evildoers should
Anger us if they meant not what they did,
Then can we owe no gratitude to such
As were constrained to do the good they did us.
Or
Since in this world liars may win belief,
Be sure of the opposite likewisethat this world
Hears many a true word and believes it not.
2. Another line of proof is got by considering some modification of the keyword, and arguing that what can
or cannot be said of the one, can or cannot be said of the other: e.g. 'just' does not always mean 'beneficial', or
'justly' would always mean 'beneficially', whereas it is not desirable to be justly put to death.
3. Another line of proof is based upon correlative ideas. If it is true that one man noble or just treatment to
another, you argue that the other must have received noble or just treatment; or that where it is right to
command obedience, it must have been right to obey the command. Thus Diomedon, the taxfarmer, said of
the taxes: 'If it is no disgrace for you to sell them, it is no disgrace for us to buy them'. Further, if 'well' or
'justly' is true of the person to whom a thing is done, you argue that it is true of the doer. But it is possible to
draw a false conclusion here. It may be just that A should be treated in a certain way, and yet not just that he
should be so treated by B. Hence you must ask yourself two distinct questions: (1) Is it right that A should be
thus treated? (2) Is it right that B should thus treat him? and apply your results properly, according as your
answers are Yes or No. Sometimes in such a case the two answers differ: you may quite easily have a
position like that in the Alcmaeon of Theodectes:
And was there none to loathe thy mother's crime?
to which question Alcmaeon in reply says,
Why, there are two things to examine here.
And when Alphesiboea asks what he means, he rejoins:
They judged her fit to die, not me to slay her.
Again there is the lawsuit about Demosthenes and the men who killed Nicanor; as they were judged to have
killed him justly, it was thought that he was killed justly. And in the case of the man who was killed at
Thebes, the judges were requested to decide whether it was unjust that he should be killed, since if it was not,
it was argued that it could not have been unjust to kill him.
4. Another line of proof is the 'a fortiori'. Thus it may be argued that if even the gods are not omniscient,
certainly human beings are not. The principle here is that, if a quality does not in fact exist where it is more
likely to exist, it clearly does not exist where it is less likely. Again, the argument that a man who strikes his
father also strikes his neighbours follows from the principle that, if the less likely thing is true, the more
likely thing is true also; for a man is less likely to strike his father than to strike his neighbours. The
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argument, then, may run thus. Or it may be urged that, if a thing is not true where it is more likely, it is not
true where it is less likely; or that, if it is true where it is less likely, it is true where it is more likely:
according as we have to show that a thing is or is not true. This argument might also be used in a case of
parity, as in the lines:
Thou hast pity for thy sire, who has lost his sons:
Hast none for Oeneus, whose brave son is dead?
And, again, 'if Theseus did no wrong, neither did Paris'; or 'the sons of Tyndareus did no wrong, neither did
Paris'; or 'if Hector did well to slay Patroclus, Paris did well to slay Achilles'. And 'if other followers of an art
are not bad men, neither are philosophers'. And 'if generals are not bad men because it often happens that they
are condemned to death, neither are sophists'. And the remark that 'if each individual among you ought to
think of his own city's reputation, you ought all to think of the reputation of Greece as a whole'.
5. Another line of argument is based on considerations of time. Thus Iphicrates, in the case against
Harmodius, said, 'if before doing the deed I had bargained that, if I did it, I should have a statue, you would
have given me one. Will you not give me one now that I have done the deed? You must not make promises
when you are expecting a thing to be done for you, and refuse to fulfil them when the thing has been done.'
And, again, to induce the Thebans to let Philip pass through their territory into Attica, it was argued that 'if he
had insisted on this before he helped them against the Phocians, they would have promised to do it. It is
monstrous, therefore, that just because he threw away his advantage then, and trusted their honour, they
should not let him pass through now'.
6. Another line is to apply to the other speaker what he has said against yourself. It is an excellent turn to give
to a debate, as may be seen in the Teucer. It was employed by Iphicrates in his reply to Aristophon. 'Would
you', he asked, 'take a bribe to betray the fleet?' 'No', said Aristophon; and Iphicrates replied, 'Very good: if
you, who are Aristophon, would not betray the fleet, would I, who am Iphicrates?' Only, it must be
recognized beforehand that the other man is more likely than you are to commit the crime in question.
Otherwise you will make yourself ridiculous; it is Aristeides who is prosecuting, you cannot say that sort of
thing to him. The purpose is to discredit the prosecutor, who as a rule would have it appear that his character
is better than that of the defendant, a pretension which it is desirable to upset. But the use of such an
argument is in all cases ridiculous if you are attacking others for what you do or would do yourself, or are
urging others to do what you neither do nor would do yourself.
7. Another line of proof is secured by defining your terms. Thus, 'What is the supernatural? Surely it is either
a god or the work of a god. Well, any one who believes that the work of a god exists, cannot help also
believing that gods exist.' Or take the argument of Iphicrates, 'Goodness is true nobility; neither Harmodius
nor Aristogeiton had any nobility before they did a noble deed'. He also argued that he himself was more akin
to Harmodius and Aristogeiton than his opponent was. 'At any rate, my deeds are more akin to those of
Harmodius and Aristogeiton than yours are'. Another example may be found in the Alexander. 'Every one
will agree that by incontinent people we mean those who are not satisfied with the enjoyment of one love.' A
further example is to be found in the reason given by Socrates for not going to the court of Archelaus. He said
that 'one is insulted by being unable to requite benefits, as well as by being unable to requite injuries'. All the
persons mentioned define their term and get at its essential meaning, and then use the result when reasoning
on the point at issue.
8. Another line of argument is founded upon the various senses of a word. Such a word is 'rightly', as has
been explained in the Topics. Another line is based upon logical division. Thus, 'All men do wrong from one
of three motives, A, B, or C: in my case A and B are out of the question, and even the accusers do not allege
C'.
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10. Another line is based upon induction. Thus from the case of the woman of Peparethus it might be argued
that women everywhere can settle correctly the facts about their children. Another example of this occurred at
Athens in the case between the orator Mantias and his son, when the boy's mother revealed the true facts: and
yet another at Thebes, in the case between Ismenias and Stilbon, when Dodonis proved that it was Ismenias
who was the father of her son Thettaliscus, and he was in consequence always regarded as being so. A further
instance of induction may be taken from the Law of Theodectes: 'If we do not hand over our horses to the
care of men who have mishandled other people's horses, nor ships to those who have wrecked other people's
ships, and if this is true of everything else alike, then men who have failed to secure other people's safety are
not to be employed to secure our own.' Another instance is the argument of Alcidamas: 'Every one honours
the wise'. Thus the Parians have honoured Archilochus, in spite of his bitter tongue; the Chians Homer,
though he was not their countryman; the Mytilenaeans Sappho, though she was a woman; the
Lacedaemonians actually made Chilon a member of their senate, though they are the least literary of men; the
Italian Greeks honoured Pythagoras; the inhabitants of Lampsacus gave public burial to Anaxagoras, though
he was an alien, and honour him even to this day. (It may be argued that peoples for whom philosophers
legislate are always prosperous) on the ground that the Athenians became prosperous under Solon's laws and
the Lacedaemonians under those of Lycurgus, while at Thebes no sooner did the leading men become
philosophers than the country began to prosper.
11. Another line of argument is founded upon some decision already pronounced, whether on the same
subject or on one like it or contrary to it. Such a proof is most effective if every one has always decided thus;
but if not every one, then at any rate most people; or if all, or most, wise or good men have thus decided, or
the actual judges of the present question, or those whose authority they accept, or any one whose decision
they cannot gainsay because he has complete control over them, or those whom it is not seemly to gainsay, as
the gods, or one's father, or one's teachers. Thus Autocles said, when attacking Mixidemides, that it was a
strange thing that the Dread Goddesses could without loss of dignity submit to the judgement of the
Areopagus, and yet Mixidemides could not. Or as Sappho said, 'Death is an evil thing; the gods have so
judged it, or they would die'. Or again as Aristippus said in reply to Plato when he spoke somewhat too
dogmatically, as Aristippus thought: 'Well, anyhow, our friend', meaning Socrates, 'never spoke like that'.
And Hegesippus, having previously consulted Zeus at Olympia, asked Apollo at Delphi 'whether his opinion
was the same as his father's', implying that it would be shameful for him to contradict his father. Thus too
Isocrates argued that Helen must have been a good woman, because Theseus decided that she was; and Paris
a good man, because the goddesses chose him before all others; and Evagoras also, says Isocrates, was good,
since when Conon met with his misfortune he betook himself to Evagoras without trying any one else on the
way.
12. Another line of argument consists in taking separately the parts of a subject. Such is that given in the
Topics: 'What sort of motion is the soul? for it must be this or that.' The Socrates of Theodectes provides an
example: 'What temple has he profaned? What gods recognized by the state has he not honoured?'
13. Since it happens that any given thing usually has both good and bad consequences, another line of
argument consists in using those consequences as a reason for urging that a thing should or should not be
done, for prosecuting or defending any one, for eulogy or censure. E.g. education leads both to unpopularity,
which is bad, and to wisdom, which is good. Hence you either argue, 'It is therefore not well to be educated,
since it is not well to be unpopular': or you answer, 'No, it is well to be educated, since it is well to be wise'.
The Art of Rhetoric of Callippus is made up of this line of argument, with the addition of those of Possibility
and the others of that kind already described.
14. Another line of argument is used when we have to urge or discourage a course of action that may be done
in either of two opposite ways, and have to apply the method just mentioned to both. The difference between
this one and the last is that, whereas in the last any two things are contrasted, here the things contrasted are
opposites. For instance, the priestess enjoined upon her son not to take to public speaking: 'For', she said, 'if
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you say what is right, men will hate you; if you say what is wrong, the gods will hate you.' The reply might
be, 'On the contrary, you ought to take to public speaking: for if you say what is right the gods will love you;
if you say what is wrong, men will love you.' This amounts to the proverbial 'buying the marsh with the salt'.
It is just this situation, viz. when each of two opposites has both a good and a bad consequence opposite
respectively to each other, that has been termed divarication.
15. Another line of argument is this: The things people approve of openly are not those which they approve
of secretly: openly, their chief praise is given to justice and nobleness; but in their hearts they prefer their
own advantage. Try, in face of this, to establish the point of view which your opponent has not adopted. This
is the most effective of the forms of argument that contradict common opinion.
16. Another line is that of rational correspondence. E.g. Iphicrates, when they were trying to compel his son,
a youth under the prescribed age, to perform one of the state duties because he was tall, said 'If you count tall
boys men, you will next be voting short men boys'. And Theodectes in his Law said, 'You make citizens of
such mercenaries as Strabax and Charidemus, as a reward of their merits; will you not make exiles of such
citizens as those who have done irreparable harm among the mercenaries?'
17. Another line is the argument that if two results are the same their antecedents are also the same. For
instance, it was a saying of Xenophanes that to assert that the gods had birth is as impious as to say that they
die; the consequence of both statements is that there is a time when the gods do not exist. This line of proof
assumes generally that the result of any given thing is always the same: e.g. 'you are going to decide not
about Isocrates, but about the value of the whole profession of philosophy.' Or, 'to give earth and water'
means slavery; or, 'to share in the Common Peace' means obeying orders. We are to make either such
assumptions or their opposite, as suits us best.
18. Another line of argument is based on the fact that men do not always make the same choice on a later as
on an earlier occasion, but reverse their previous choice. E.g. the following enthymeme: 'When we were
exiles, we fought in order to return; now we have returned, it would be strange to choose exile in order not to
have to fight.' one occasion, that is, they chose to be true to their homes at the cost of fighting, and on the
other to avoid fighting at the cost of deserting their homes.
19. Another line of argument is the assertion that some possible motive for an event or state of things is the
real one: e.g. that a gift was given in order to cause pain by its withdrawal. This notion underlies the lines:
God gives to many great prosperity,
Not of good God towards them, but to make
The ruin of them more conspicuous.
Or take the passage from the Meleager of Antiphon:
To slay no boar, but to be witnesses
Of Meleager's prowess unto Greece.
Or the argument in the Ajax of Theodectes, that Diomede chose out Odysseus not to do him honour, but in
order that his companion might be a lesser man than himselfsuch a motive for doing so is quite possible.
20. Another line of argument is common to forensic and deliberative oratory, namely, to consider
inducements and deterrents, and the motives people have for doing or avoiding the actions in question. These
are the conditions which make us bound to act if they are for us, and to refrain from action if they are against
us: that is, we are bound to act if the action is possible, easy, and useful to ourselves or our friends or hurtful
to our enemies; this is true even if the action entails loss, provided the loss is outweighed by the solid
advantage. A speaker will urge action by pointing to such conditions, and discourage it by pointing to the
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opposite. These same arguments also form the materials for accusation or defencethe deterrents being
pointed out by the defence, and the inducements by the prosecution. As for the defence,...This topic forms the
whole Art of Rhetoric both of Pamphilus and of Callippus.
21. Another line of argument refers to things which are supposed to happen and yet seem incredible. We may
argue that people could not have believed them, if they had not been true or nearly true: even that they are the
more likely to be true because they are incredible. For the things which men believe are either facts or
probabilities: if, therefore, a thing that is believed is improbable and even incredible, it must be true, since it
is certainly not believed because it is at all probable or credible. An example is what Androcles of the deme
Pitthus said in his wellknown arraignment of the law. The audience tried to shout him down when he
observed that the laws required a law to set them right. 'Why', he went on, 'fish need salt, improbable and
incredible as this might seem for creatures reared in salt water; and olivecakes need oil, incredible as it is
that what produces oil should need it.'
22. Another line of argument is to refute our opponent's case by noting any contrasts or contradictions of
dates, acts, or words that it anywhere displays; and this in any of the three following connexions. (1)
Referring to our opponent's conduct, e.g. 'He says he is devoted to you, yet he conspired with the Thirty.' (2)
Referring to our own conduct, e.g. 'He says I am litigious, and yet he cannot prove that I have been engaged
in a single lawsuit.' (3) Referring to both of us together, e.g. 'He has never even lent any one a penny, but I
have ransomed quite a number of you.'
23. Another line that is useful for men and causes that have been really or seemingly slandered, is to show
why the facts are not as supposed; pointing out that there is a reason for the false impression given. Thus a
woman, who had palmed off her son on another woman, was thought to be the lad's mistress because she
embraced him; but when her action was explained the charge was shown to be groundless. Another example
is from the Ajax of Theodectes, where Odysseus tells Ajax the reason why, though he is really braver than
Ajax, he is not thought so.
24. Another line of argument is to show that if the cause is present, the effect is present, and if absent, absent.
For by proving the cause you at once prove the effect, and conversely nothing can exist without its cause.
Thus Thrasybulus accused Leodamas of having had his name recorded as a criminal on the slab in the
Acropolis, and of erasing the record in the time of the Thirty Tyrants: to which Leodamas replied,
'Impossible: for the Thirty would have trusted me all the more if my quarrel with the commons had been
inscribed on the slab.'
25. Another line is to consider whether the accused person can take or could have taken a better course than
that which he is recommending or taking, or has taken. If he has not taken this better course, it is clear that he
is not guilty, since no one deliberately and consciously chooses what is bad. This argument is, however,
fallacious, for it often becomes clear after the event how the action could have been done better, though
before the event this was far from clear.
26. Another line is, when a contemplated action is inconsistent with any past action, to examine them both
together. Thus, when the people of Elea asked Xenophanes if they should or should not sacrifice to Leucothea
and mourn for her, he advised them not to mourn for her if they thought her a goddess, and not to sacrifice to
her if they thought her a mortal woman.
27. Another line is to make previous mistakes the grounds of accusation or defence. Thus, in the Medea of
Carcinus the accusers allege that Medea has slain her children; 'at all events', they say, 'they are not to be
seen'Medea having made the mistake of sending her children away. In defence she argues that it is not her
children, but Jason, whom she would have slain; for it would have been a mistake on her part not to do this if
she had done the other. This special line of argument for enthymeme forms the whole of the Art of Rhetoric
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in use before Theodorus.
Another line is to draw meanings from names. Sophocles, for instance, says,
O steel in heart as thou art steel in name.
This line of argument is common in praises of the gods. Thus, too, Conon called Thrasybulus rash in counsel.
And Herodicus said of Thrasymachus, 'You are always bold in battle'; of Polus, 'you are always a colt'; and of
the legislator Draco that his laws were those not of a human being but of a dragon, so savage were they. And,
in Euripides, Hecuba says of Aphrodite,
Her name and Folly's (aphrosuns) lightly begin alike,
and Chaeremon writes
Pentheusa name foreshadowing grief (penthos) to come.
The Refutative Enthymeme has a greater reputation than the Demonstrative, because within a small space it
works out two opposing arguments, and arguments put side by side are clearer to the audience. But of all
syllogisms, whether refutative or demonstrative, those are most applauded of which we foresee the
conclusions from the beginning, so long as they are not obvious at first sightfor part of the pleasure we feel
is at our own intelligent anticipation; or those which we follow well enough to see the point of them as soon
as the last word has been uttered.
Besides genuine syllogisms, there may be syllogisms that look genuine but are not; and since an enthymeme
is merely a syllogism of a particular kind, it follows that, besides genuine enthymemes, there may be those
that look genuine but are not.
1. Among the lines of argument that form the Spurious Enthymeme the first is that which arises from the
particular words employed.
(a) One variety of this is whenas in dialectic, without having gone through any reasoning process, we make
a final statement as if it were the conclusion of such a process, 'Therefore soandso is not true', 'Therefore
also soandso must be true'so too in rhetoric a compact and antithetical utterance passes for an
enthymeme, such language being the proper province of enthymeme, so that it is seemingly the form of
wording here that causes the illusion mentioned. In order to produce the effect of genuine reasoning by our
form of wording it is useful to summarize the results of a number of previous reasonings: as 'some he
savedothers he avengedthe Greeks he freed'. Each of these statements has been previously proved from
other facts; but the mere collocation of them gives the impression of establishing some fresh conclusion.
(b) Another variety is based on the use of similar words for different things; e.g. the argument that the mouse
must be a noble creature, since it gives its name to the most august of all religious ritesfor such the
Mysteries are. Or one may introduce, into a eulogy of the dog, the dogstar; or Pan, because Pindar said:
O thou blessed one!
Thou whom they of Olympus call
The hound of manifold shape
That follows the Mother of Heaven:
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or we may argue that, because there is much disgrace in there not being a dog about, there is honour in being
a dog. Or that Hermes is readier than any other god to go shares, since we never say 'shares all round' except
of him. Or that speech is a very excellent thing, since good men are not said to be worth money but to be
worthy of esteemthe phrase 'worthy of esteem' also having the meaning of 'worth speech'.
2. Another line is to assert of the whole what is true of the parts, or of the parts what is true of the whole. A
whole and its parts are supposed to be identical, though often they are not. You have therefore to adopt
whichever of these two lines better suits your purpose. That is how Euthydemus argues: e.g. that any one
knows that there is a trireme in the Peiraeus, since he knows the separate details that make up this statement.
There is also the argument that one who knows the letters knows the whole word, since the word is the same
thing as the letters which compose it; or that, if a double portion of a certain thing is harmful to health, then a
single portion must not be called wholesome, since it is absurd that two good things should make one bad
thing. Put thus, the enthymeme is refutative; put as follows; demonstrative: 'For one good thing cannot be
made up of two bad things.' The whole line of argument is fallacious. Again, there is Polycrates' saying that
Thrasybulus put down thirty tyrants, where the speaker adds them up one by one. Or the argument in the
Orestes of Theodectes, where the argument is from part to whole:
'Tis right that she who slays her lord should die.
'It is right, too, that the son should avenge his father. Very good: these two things are what Orestes has done.'
Still, perhaps the two things, once they are put together, do not form a right act. The fallacy might also be
said to be due to omission, since the speaker fails to say by whose hand a husbandslayer should die.
3. Another line is the use of indignant language, whether to support your own case or to overthrow your
opponent's. We do this when we paint a highlycoloured picture of the situation without having proved the
facts of it: if the defendant does so, he produces an impression of his innocence; and if the prosecutor goes
into a passion, he produces an impression of the defendant's guilt. Here there is no genuine enthymeme: the
hearer infers guilt or innocence, but no proof is given, and the inference is fallacious accordingly.
4. Another line is to use a 'Sign', or single instance, as certain evidence; which, again, yields no valid proof.
Thus, it might be said that lovers are useful to their countries, since the love of Harmodius and Aristogeiton
caused the downfall of the tyrant Hipparchus. Or, again, that Dionysius is a thief, since he is a vicious
manthere is, of course, no valid proof here; not every vicious man is a thief, though every thief is a vicious
man.
5. Another line represents the accidental as essential. An instance is what Polycrates says of the mice, that
they 'came to the rescue' because they gnawed through the bowstrings. Or it might be maintained that an
invitation to dinner is a great honour, for it was because he was not invited that Achilles was 'angered' with
the Greeks at Tenedos? As a fact, what angered him was the insult involved; it was a mere accident that this
was the particular form that the insult took.
6. Another is the argument from consequence. In the Alexander, for instance, it is argued that Paris must have
had a lofty disposition, since he despised society and lived by himself on Mount Ida: because lofty people do
this kind of thing, therefore Paris too, we are to suppose, had a lofty soul. Or, if a man dresses fashionably
and roams around at night, he is a rake, since that is the way rakes behave. Another similar argument points
out that beggars sing and dance in temples, and that exiles can live wherever they please, and that such
privileges are at the disposal of those we account happy and therefore every one might be regarded as happy
if only he has those privileges. What matters, however, is the circumstances under which the privileges are
enjoyed. Hence this line too falls under the head of fallacies by omission.
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7. Another line consists in representing as causes things which are not causes, on the ground that they
happened along with or before the event in question. They assume that, because B happens after A, it happens
because of A. Politicians are especially fond of taking this line. Thus Demades said that the policy of
Demosthenes was the cause of all the mischief, 'for after it the war occurred'.
8. Another line consists in leaving out any mention of time and circumstances. E.g. the argument that Paris
was justified in taking Helen, since her father left her free to choose: here the freedom was presumably not
perpetual; it could only refer to her first choice, beyond which her father's authority could not go. Or again,
one might say that to strike a free man is an act of wanton outrage; but it is not so in every caseonly when it
is unprovoked.
9. Again, a spurious syllogism may, as in 'eristical' discussions, be based on the confusion of the absolute
with that which is not absolute but particular. As, in dialectic, for instance, it may be argued that whatisnot
is, on the ground that whatisnot is whatisnot: or that the unknown can be known, on the ground that it
can be known to he unknown: so also in rhetoric a spurious enthymeme may be based on the confusion of
some particular probability with absolute probability. Now no particular probability is universally probable:
as Agathon says,
One might perchance say that was probable
That things improbable oft will hap to men.
For what is improbable does happen, and therefore it is probable that improbable things will happen. Granted
this, one might argue that 'what is improbable is probable'. But this is not true absolutely. As, in eristic, the
imposture comes from not adding any clause specifying relationship or reference or manner; so here it arises
because the probability in question is not general but specific. It is of this line of argument that Corax's Art of
Rhetoric is composed. If the accused is not open to the chargefor instance if a weakling be tried for violent
assaultthe defence is that he was not likely to do such a thing. But if he is open to the chargei.e. if he is a
strong manthe defence is still that he was not likely to do such a thing, since he could be sure that people
would think he was likely to do it. And so with any other charge: the accused must be either open or not open
to it: there is in either case an appearance of probable innocence, but whereas in the latter case the probability
is genuine, in the former it can only be asserted in the special sense mentioned. This sort of argument
illustrates what is meant by making the worse argument seem the better. Hence people were right in objecting
to the training Protagoras undertook to give them. It was a fraud; the probability it handled was not genuine
but spurious, and has a place in no art except Rhetoric and Eristic.
Enthymemes, genuine and apparent, have now been described; the next subject is their Refutation.
An argument may be refuted either by a countersyllogism or by bringing an objection. It is clear that
countersyllogisms can be built up from the same lines of arguments as the original syllogisms: for the
materials of syllogisms are the ordinary opinions of men, and such opinions often contradict each other.
Objections, as appears in the Topics, may be raised in four wayseither by directly attacking your opponent's
own statement, or by putting forward another statement like it, or by putting forward a statement contrary to
it, or by quoting previous decisions.
1. By 'attacking your opponent's own statement' I mean, for instance, this: if his enthymeme should assert that
love is always good, the objection can be brought in two ways, either by making the general statement that
'all want is an evil', or by making the particular one that there would be no talk of 'Caunian love' if there were
not evil loves as well as good ones.
2. An objection 'from a contrary statement' is raised when, for instance, the opponent's enthymeme having
concluded that a good man does good to all his friends, you object, 'That proves nothing, for a bad man does
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not do evil to all his friends'.
3. An example of an objection 'from a like statement' is, the enthymeme having shown that illused men
always hate their illusers, to reply, 'That proves nothing, for wellused men do not always love those who
used them well'.
4. The 'decisions' mentioned are those proceeding from wellknown men; for instance, if the enthymeme
employed has concluded that 'that allowance ought to be made for drunken offenders, since they did not
know what they were doing', the objection will be, 'Pittacus, then, deserves no approval, or he would not have
prescribed specially severe penalties for offences due to drunkenness'.
Enthymemes are based upon one or other of four kinds of alleged fact: (1) Probabilities, (2) Examples, (3)
Infallible Signs, (4) Ordinary Signs. (1) Enthymemes based upon Probabilities are those which argue from
what is, or is supposed to be, usually true. (2) Enthymemes based upon Example are those which proceed by
induction from one or more similar cases, arrive at a general proposition, and then argue deductively to a
particular inference. (3) Enthymemes based upon Infallible Signs are those which argue from the inevitable
and invariable. (4) Enthymemes based upon ordinary Signs are those which argue from some universal or
particular proposition, true or false.
Now (1) as a Probability is that which happens usually but not always, Enthymemes founded upon
Probabilities can, it is clear, always be refuted by raising some objection. The refutation is not always
genuine: it may be spurious: for it consists in showing not that your opponent's premiss is not probable, but
Only in showing that it is not inevitably true. Hence it is always in defence rather than in accusation that it is
possible to gain an advantage by using this fallacy. For the accuser uses probabilities to prove his case: and to
refute a conclusion as improbable is not the same thing as to refute it as not inevitable. Any argument based
upon what usually happens is always open to objection: otherwise it would not be a probability but an
invariable and necessary truth. But the judges think, if the refutation takes this form, either that the accuser's
case is not probable or that they must not decide it; which, as we said, is a false piece of reasoning. For they
ought to decide by considering not merely what must be true but also what is likely to be true: this is, indeed,
the meaning of 'giving a verdict in accordance with one's honest opinion'. Therefore it is not enough for the
defendant to refute the accusation by proving that the charge is not hound to be true: he must do so by
showing that it is not likely to be true. For this purpose his objection must state what is more usually true than
the statement attacked. It may do so in either of two ways: either in respect of frequency or in respect of
exactness. It will be most convincing if it does so in both respects; for if the thing in question both happens
oftener as we represent it and happens more as we represent it, the probability is particularly great.
(2) Fallible Signs, and Enthymemes based upon them, can be refuted even if the facts are correct, as was said
at the outset. For we have shown in the Analytics that no Fallible Sign can form part of a valid logical proof.
(3) Enthymemes depending on examples may be refuted in the same way as probabilities. If we have a
negative instance, the argument is refuted, in so far as it is proved not inevitable, even though the positive
examples are more similar and more frequent. And if the positive examples are more numerous and more
frequent, we must contend that the present case is dissimilar, or that its conditions are dissimilar, or that it is
different in some way or other.
(4) It will be impossible to refute Infallible Signs, and Enthymemes resting on them, by showing in any way
that they do not form a valid logical proof: this, too, we see from the Analytics. All we can do is to show that
the fact alleged does not exist. If there is no doubt that it does, and that it is an Infallible Sign, refutation now
becomes impossible: for this is equivalent to a demonstration which is clear in every respect.
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Amplification and Depreciation are not an element of enthymeme. By 'an element of enthymeme' I mean the
same thing as a line of enthymematic argumenta general class embracing a large number of particular kinds
of enthymeme. Amplification and Depreciation are one kind of enthymeme, viz. the kind used to show that a
thing is great or small; just as there are other kinds used to show that a thing is good or bad, just or unjust,
and anything else of the sort. All these things are the subjectmatter of syllogisms and enthymemes; none of
these is the line of argument of an enthymeme; no more, therefore, are Amplification and Depreciation. Nor
are Refutative Enthymemes a different species from Constructive. For it is clear that refutation consists either
in offering positive proof or in raising an objection. In the first case we prove the opposite of our adversary's
statements. Thus, if he shows that a thing has happened, we show that it has not; if he shows that it has not
happened, we show that it has. This, then, could not be the distinction if there were one, since the same means
are employed by both parties, enthymemes being adduced to show that the fact is or is not soandso. An
objection, on the other hand, is not an enthymeme at all, as was said in the Topics, consists in stating some
accepted opinion from which it will be clear that our opponent has not reasoned correctly or has made a false
assumption.
Three points must be studied in making a speech; and we have now completed the account of (1) Examples,
Maxims, Enthymemes, and in general the thoughtelement the way to invent and refute arguments. We have
next to discuss (2) Style, and (3) Arrangement.
Book III
IN making a speech one must study three points: first, the means of producing persuasion; second, the style,
or language, to be used; third, the proper arrangement of the various parts of the speech. We have already
specified the sources of persuasion. We have shown that these are three in number; what they are; and why
there are only these three: for we have shown that persuasion must in every case be effected either (1) by
working on the emotions of the judges themselves, (2) by giving them the right impression of the speakers'
character, or (3) by proving the truth of the statements made.
Enthymemes also have been described, and the sources from which they should be derived; there being both
special and general lines of argument for enthymemes.
Our next subject will be the style of expression. For it is not enough to know what we ought to say; we must
also say it as we ought; much help is thus afforded towards producing the right impression of a speech. The
first question to receive attention was naturally the one that comes first naturallyhow persuasion can be
produced from the facts themselves. The second is how to set these facts out in language. A third would be
the proper method of delivery; this is a thing that affects the success of a speech greatly; but hitherto the
subject has been neglected. Indeed, it was long before it found a way into the arts of tragic drama and epic
recitation: at first poets acted their tragedies themselves. It is plain that delivery has just as much to do with
oratory as with poetry. (In connexion with poetry, it has been studied by Glaucon of Teos among others.) It
is, essentially, a matter of the right management of the voice to express the various emotionsof speaking
loudly, softly, or between the two; of high, low, or intermediate pitch; of the various rhythms that suit various
subjects. These are the three thingsvolume of sound, modulation of pitch, and rhythmthat a speaker bears
in mind. It is those who do bear them in mind who usually win prizes in the dramatic contests; and just as in
drama the actors now count for more than the poets, so it is in the contests of public life, owing to the defects
of our political institutions. No systematic treatise upon the rules of delivery has yet been composed; indeed,
even the study of language made no progress till late in the day. Besides, delivery isvery properlynot
regarded as an elevated subject of inquiry. Still, the whole business of rhetoric being concerned with
appearances, we must pay attention to the subject of delivery, unworthy though it is, because we cannot do
without it. The right thing in speaking really is that we should be satisfied not to annoy our hearers, without
trying to delight them: we ought in fairness to fight our case with no help beyond the bare facts: nothing,
therefore, should matter except the proof of those facts. Still, as has been already said, other things affect the
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result considerably, owing to the defects of our hearers. The arts of language cannot help having a small but
real importance, whatever it is we have to expound to others: the way in which a thing is said does affect its
intelligibility. Not, however, so much importance as people think. All such arts are fanciful and meant to
charm the hearer. Nobody uses fine language when teaching geometry.
When the principles of delivery have been worked out, they will produce the same effect as on the stage. But
only very slight attempts to deal with them have been made and by a few people, as by Thrasymachus in his
'Appeals to Pity'. Dramatic ability is a natural gift, and can hardly be systematically taught. The principles of
good diction can be so taught, and therefore we have men of ability in this direction too, who win prizes in
their turn, as well as those speakers who excel in deliveryspeeches of the written or literary kind owe more
of their effect to their direction than to their thought.
It was naturally the poets who first set the movement going; for words represent things, and they had also the
human voice at their disposal, which of all our organs can best represent other things. Thus the arts of
recitation and acting were formed, and others as well. Now it was because poets seemed to win fame through
their fine language when their thoughts were simple enough, that the language of oratorical prose at first took
a poetical colour, e.g. that of Gorgias. Even now most uneducated people think that poetical language makes
the finest discourses. That is not true: the language of prose is distinct from that of poetry. This is shown by
the state of things today, when even the language of tragedy has altered its character. Just as iambics were
adopted, instead of tetrameters, because they are the most proselike of all metres, so tragedy has given up all
those words, not used in ordinary talk, which decorated the early drama and are still used by the writers of
hexameter poems. It is therefore ridiculous to imitate a poetical manner which the poets themselves have
dropped; and it is now plain that we have not to treat in detail the whole question of style, but may confine
ourselves to that part of it which concerns our present subject, rhetoric. The otherthe poeticalpart of it
has been discussed in the treatise on the Art of Poetry.
We may, then, start from the observations there made, including the definition of style. Style to be good must
be clear, as is proved by the fact that speech which fails to convey a plain meaning will fail to do just what
speech has to do. It must also be appropriate, avoiding both meanness and undue elevation; poetical language
is certainly free from meanness, but it is not appropriate to prose. Clearness is secured by using the words
(nouns and verbs alike) that are current and ordinary. Freedom from meanness, and positive adornment too,
are secured by using the other words mentioned in the Art of Poetry. Such variation from what is usual makes
the language appear more stately. People do not feel towards strangers as they do towards their own
countrymen, and the same thing is true of their feeling for language. It is therefore well to give to everyday
speech an unfamiliar air: people like what strikes them, and are struck by what is out of the way. In verse
such effects are common, and there they are fitting: the persons and things there spoken of are comparatively
remote from ordinary life. In prose passages they are far less often fitting because the subjectmatter is less
exalted. Even in poetry, it is not quite appropriate that fine language should be used by a slave or a very
young man, or about very trivial subjects: even in poetry the style, to be appropriate, must sometimes be
toned down, though at other times heightened. We can now see that a writer must disguise his art and give the
impression of speaking naturally and not artificially. Naturalness is persuasive, artificiality is the contrary; for
our hearers are prejudiced and think we have some design against them, as if we were mixing their wines for
them. It is like the difference between the quality of Theodorus' voice and the voices of all other actors: his
really seems to be that of the character who is speaking, theirs do not. We can hide our purpose successfully
by taking the single words of our composition from the speech of ordinary life. This is done in poetry by
Euripides, who was the first to show the way to his successors.
Language is composed of nouns and verbs. Nouns are of the various kinds considered in the treatise on
Poetry. Strange words, compound words, and invented words must be used sparingly and on few occasions:
on what occasions we shall state later. The reason for this restriction has been already indicated: they depart
from what is suitable, in the direction of excess. In the language of prose, besides the regular and proper
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terms for things, metaphorical terms only can be used with advantage. This we gather from the fact that these
two classes of terms, the proper or regular and the metaphoricalthese and no othersare used by everybody
in conversation. We can now see that a good writer can produce a style that is distinguished without being
obtrusive, and is at the same time clear, thus satisfying our definition of good oratorical prose. Words of
ambiguous meaning are chiefly useful to enable the sophist to mislead his hearers. Synonyms are useful to
the poet, by which I mean words whose ordinary meaning is the same, e.g. 'porheueseai' (advancing) and
'badizein' (proceeding); these two are ordinary words and have the same meaning.
In the Art of Poetry, as we have already said, will be found definitions of these kinds of words; a
classification of Metaphors; and mention of the fact that metaphor is of great value both in poetry and in
prose. Prosewriters must, however, pay specially careful attention to metaphor, because their other
resources are scantier than those of poets. Metaphor, moreover, gives style clearness, charm, and distinction
as nothing else can: and it is not a thing whose use can be taught by one man to another. Metaphors, like
epithets, must be fitting, which means that they must fairly correspond to the thing signified: failing this, their
inappropriateness will be conspicuous: the want of harmony between two things is emphasized by their being
placed side by side. It is like having to ask ourselves what dress will suit an old man; certainly not the
crimson cloak that suits a young man. And if you wish to pay a compliment, you must take your metaphor
from something better in the same line; if to disparage, from something worse. To illustrate my meaning:
since opposites are in the same class, you do what I have suggested if you say that a man who begs 'prays',
and a man who prays 'begs'; for praying and begging are both varieties of asking. So Iphicrates called Callias
a 'mendicant priest' instead of a 'torchbearer', and Callias replied that Iphicrates must be uninitiated or he
would have called him not a 'mendicant priest' but a 'torchbearer'. Both are religious titles, but one is
honourable and the other is not. Again, somebody calls actors 'hangerson of Dionysus', but they call
themselves 'artists': each of these terms is a metaphor, the one intended to throw dirt at the actor, the other to
dignify him. And pirates now call themselves 'purveyors'. We can thus call a crime a mistake, or a mistake a
crime. We can say that a thief 'took' a thing, or that he 'plundered' his victim. An expression like that of
Euripides' Telephus,
King of the oar, on Mysia's coast he landed,
is inappropriate; the word 'king' goes beyond the dignity of the subject, and so the art is not concealed. A
metaphor may be amiss because the very syllables of the words conveying it fail to indicate sweetness of
vocal utterance. Thus Dionysius the Brazen in his elegies calls poetry 'Calliope's screech'. Poetry and
screeching are both, to be sure, vocal utterances. But the metaphor is bad, because the sounds of 'screeching',
unlike those of poetry, are discordant and unmeaning. Further, in using metaphors to give names to nameless
things, we must draw them not from remote but from kindred and similar things, so that the kinship is clearly
perceived as soon as the words are said. Thus in the celebrated riddle
I marked how a man glued bronze with fire to another man's body, the process is nameless; but both it and
gluing are a kind of application, and that is why the application of the cuppingglass is here called a 'gluing'.
Good riddles do, in general, provide us with satisfactory metaphors: for metaphors imply riddles, and
therefore a good riddle can furnish a good metaphor. Further, the materials of metaphors must be beautiful;
and the beauty, like the ugliness, of all words may, as Licymnius says, lie in their sound or in their meaning.
Further, there is a third considerationone that upsets the fallacious argument of the sophist Bryson, that there
is no such thing as foul language, because in whatever words you put a given thing your meaning is the same.
This is untrue. One term may describe a thing more truly than another, may be more like it, and set it more
intimately before our eyes. Besides, two different words will represent a thing in two different lights; so on
this ground also one term must be held fairer or fouler than another. For both of two terms will indicate what
is fair, or what is foul, but not simply their fairness or their foulness, or if so, at any rate not in an equal
degree. The materials of metaphor must be beautiful to the ear, to the understanding, to the eye or some other
physical sense. It is better, for instance, to say 'rosyfingered morn', than 'crimsonfingered' or, worse still,
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'redfingered morn'. The epithets that we apply, too, may have a bad and ugly aspect, as when Orestes is
called a 'motherslayer'; or a better one, as when he is called his 'father's avenger'. Simonides, when the
victor in the mulerace offered him a small fee, refused to write him an ode, because, he said, it was so
unpleasant to write odes to halfasses: but on receiving an adequate fee, he wrote
Hail to you, daughters of stormfooted steeds?
though of course they were daughters of asses too. The same effect is attained by the use of diminutives,
which make a bad thing less bad and a good thing less good. Take, for instance, the banter of Aristophanes in
the Babylonians where he uses 'goldlet' for 'gold', 'cloaklet' for 'cloak', 'scoffiet' for 'scoff, and 'plaguelet'. But
alike in using epithets and in using diminutives we must be wary and must observe the mean.
Bad taste in language may take any of four forms:
(1) The misuse of compound words. Lycophron, for instance, talks of the 'many visaged heaven' above the
'giantcrested earth', and again the 'straitpathed shore'; and Gorgias of the 'pauperpoet flatterer' and
'oathbreaking and overoathkeeping'. Alcidamas uses such expressions as 'the soul filling with rage and
face becoming flameflushed', and 'he thought their enthusiasm would be issuefraught' and 'issuefraught
he made the persuasion of his words', and 'sombrehued is the floor of the sea'.The way all these words are
compounded makes them, we feel, fit for verse only. This, then, is one form in which bad taste is shown.
(2) Another is the employment of strange words. For instance, Lycophron talks of 'the prodigious Xerxes' and
'spoliative Sciron'; Alcidamas of 'a toy for poetry' and 'the witlessness of nature', and says 'whetted with the
unmitigated temper of his spirit'.
(3) A third form is the use of long, unseasonable, or frequent epithets. It is appropriate enough for a poet to
talk of 'white milk', in prose such epithets are sometimes lacking in appropriateness or, when spread too
thickly, plainly reveal the author turning his prose into poetry. Of course we must use some epithets, since
they lift our style above the usual level and give it an air of distinction. But we must aim at the due mean, or
the result will be worse than if we took no trouble at all; we shall get something actually bad instead of
something merely not good. That is why the epithets of Alcidamas seem so tasteless; he does not use them as
the seasoning of the meat, but as the meat itself, so numerous and swollen and aggressive are they. For
instance, he does not say 'sweat', but 'the moist sweat'; not 'to the Isthmian games', but 'to the
worldconcourse of the Isthmian games'; not 'laws', but 'the laws that are monarchs of states'; not 'at a run',
but 'his heart impelling him to speed of foot'; not 'a school of the Muses', but 'Nature's school of the Muses
had he inherited'; and so 'frowning care of heart', and 'achiever' not of 'popularity' but of 'universal
popularity', and 'dispenser of pleasure to his audience', and 'he concealed it' not 'with boughs' but 'with boughs
of the forest trees', and 'he clothed' not 'his body' but 'his body's nakedness', and 'his soul's desire was counter
imitative' (this's at one and the same time a compound and an epithet, so that it seems a poet's effort), and 'so
extravagant the excess of his wickedness'. We thus see how the inappropriateness of such poetical language
imports absurdity and tastelessness into speeches, as well as the obscurity that comes from all this
verbosityfor when the sense is plain, you only obscure and spoil its clearness by piling up words.
The ordinary use of compound words is where there is no term for a thing and some compound can be easily
formed, like 'pastime' (chronotribein); but if this is much done, the prose character disappears entirely. We
now see why the language of compounds is just the thing for writers of dithyrambs, who love sonorous
noises; strange words for writers of epic poetry, which is a proud and stately affair; and metaphor for iambic
verse, the metre which (as has been already' said) is widely used today.
(4) There remains the fourth region in which bad taste may be shown, metaphor. Metaphors like other things
may be inappropriate. Some are so because they are ridiculous; they are indeed used by comic as well as
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tragic poets. Others are too grand and theatrical; and these, if they are farfetched, may also be obscure. For
instance, Gorgias talks of 'events that are green and full of sap', and says 'foul was the deed you sowed and
evil the harvest you reaped'. That is too much like poetry. Alcidamas, again, called philosophy 'a fortress that
threatens the power of law', and the Odyssey 'a goodly lookingglass of human life',' talked about 'offering no
such toy to poetry': all these expressions fail, for the reasons given, to carry the hearer with them. The address
of Gorgias to the swallow, when she had let her droppings fall on him as she flew overhead, is in the best
tragic manner. He said, 'Nay, shame, O Philomela'. Considering her as a bird, you could not call her act
shameful; considering her as a girl, you could; and so it was a good gibe to address her as what she was once
and not as what she is.
The Simile also is a metaphor; the difference is but slight. When the poet says of Achilles that he
Leapt on the foe as a lion,
this is a simile; when he says of him 'the lion leapt', it is a metaphorhere, since both are courageous, he has
transferred to Achilles the name of 'lion'. Similes are useful in prose as well as in verse; but not often, since
they are of the nature of poetry. They are to be employed just as metaphors are employed, since they are
really the same thing except for the difference mentioned.
The following are examples of similes. Androtion said of Idrieus that he was like a terrier let off the chain,
that flies at you and bites youIdrieus too was savage now that he was let out of his chains. Theodamas
compared Archidamus to an Euxenus who could not do geometrya proportional simile, implying that
Euxenus is an Archidamus who can do geometry. In Plato's Republic those who strip the dead are compared
to curs which bite the stones thrown at them but do not touch the thrower, and there is the simile about the
Athenian people, who are compared to a ship's captain who is strong but a little deaf; and the one about poets'
verses, which are likened to persons who lack beauty but possess youthful freshnesswhen the freshness has
faded the charm perishes, and so with verses when broken up into prose. Pericles compared the Samians to
children who take their pap but go on crying; and the Boeotians to holmoaks, because they were ruining one
another by civil wars just as one oak causes another oak's fall. Demosthenes said that the Athenian people
were like seasick men on board ship. Again, Demosthenes compared the political orators to nurses who
swallow the bit of food themselves and then smear the children's lips with the spittle. Antisthenes compared
the lean Cephisodotus to frankincense, because it was his consumption that gave one pleasure. All these ideas
may be expressed either as similes or as metaphors; those which succeed as metaphors will obviously do well
also as similes, and similes, with the explanation omitted, will appear as metaphors. But the proportional
metaphor must always apply reciprocally to either of its coordinate terms. For instance, if a drinkingbowl
is the shield of Dionysus, a shield may fittingly be called the drinkingbowl of Ares.
Such, then, are the ingredients of which speech is composed. The foundation of good style is correctness of
language, which falls under five heads. (1) First, the proper use of connecting words, and the arrangement of
them in the natural sequence which some of them require. For instance, the connective 'men' (e.g. ego men)
requires the correlative de (e.g. o de). The answering word must be brought in before the first has been
forgotten, and not be widely separated from it; nor, except in the few cases where this is appropriate, is
another connective to be introduced before the one required. Consider the sentence, 'But as soon as he told
me (for Cleon had come begging and praying), took them along and set out.' In this sentence many
connecting words are inserted in front of the one required to complete the sense; and if there is a long interval
before 'set out', the result is obscurity. One merit, then, of good style lies in the right use of connecting words.
(2) The second lies in calling things by their own special names and not by vague general ones. (3) The third
is to avoid ambiguities; unless, indeed, you definitely desire to be ambiguous, as those do who have nothing
to say but are pretending to mean something. Such people are apt to put that sort of thing into verse.
Empedocles, for instance, by his long circumlocutions imposes on his hearers; these are affected in the same
way as most people are when they listen to diviners, whose ambiguous utterances are received with nods of
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acquiescence
Croesus by crossing the Halys will ruin a mighty realm.
Diviners use these vague generalities about the matter in hand because their predictions are thus, as a rule,
less likely to be falsified. We are more likely to be right, in the game of 'odd and even', if we simply guess
'even' or 'odd' than if we guess at the actual number; and the oraclemonger is more likely to be right if he
simply says that a thing will happen than if he says when it will happen, and therefore he refuses to add a
definite date. All these ambiguities have the same sort of effect, and are to be avoided unless we have some
such object as that mentioned. (4) A fourth rule is to observe Protagoras' classification of nouns into male,
female, and inanimate; for these distinctions also must be correctly given. 'Upon her arrival she said her say
and departed (e d elthousa kai dialechtheisa ocheto).' (5) A fifth rule is to express plurality, fewness, and
unity by the correct wording, e.g. 'Having come, they struck me (oi d elthontes etupton me).'
It is a general rule that a written composition should be easy to read and therefore easy to deliver. This cannot
be so where there are many connecting words or clauses, or where punctuation is hard, as in the writings of
Heracleitus. To punctuate Heracleitus is no easy task, because we often cannot tell whether a particular word
belongs to what precedes or what follows it. Thus, at the outset of his treatise he says, 'Though this truth is
always men understand it not', where it is not clear with which of the two clauses the word 'always' should be
joined by the punctuation. Further, the following fact leads to solecism, viz. that the sentence does not work
out properly if you annex to two terms a third which does not suit them both. Thus either 'sound' or 'colour'
will fail to work out properly with some verbs: 'perceive' will apply to both, 'see' will not. Obscurity is also
caused if, when you intend to insert a number of details, you do not first make your meaning clear; for
instance, if you say, 'I meant, after telling him this, that and the other thing, to set out', rather than something
of this kind 'I meant to set out after telling him; then this, that, and the other thing occurred.'
The following suggestions will help to give your language impressiveness. (1) Describe a thing instead of
naming it: do not say 'circle', but 'that surface which extends equally from the middle every way'. To achieve
conciseness, do the oppositeput the name instead of the description. When mentioning anything ugly or
unseemly, use its name if it is the description that is ugly, and describe it if it is the name that is ugly. (2)
Represent things with the help of metaphors and epithets, being careful to avoid poetical effects. (3) Use
plural for singular, as in poetry, where one finds
Unto havens Achaean,
though only one haven is meant, and
Here are my letter's manyleaved folds.
(4) Do not bracket two words under one article, but put one article with each; e.g. 'that wife of ours.' The
reverse to secure conciseness; e.g. 'our wife.' Use plenty of connecting words; conversely, to secure
conciseness, dispense with connectives, while still preserving connexion; e.g. 'having gone and spoken', and
'having gone, I spoke', respectively. (6) And the practice of Antimachus, too, is usefulto describe a thing by
mentioning attributes it does not possess; as he does in talking of Teumessus
There is a little windswept knoll...
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A subject can be developed indefinitely along these lines. You may apply this method of treatment by
negation either to good or to bad qualities, according to which your subject requires. It is from this source that
the poets draw expressions such as the 'stringless' or 'lyreless' melody, thus forming epithets out of negations.
This device is popular in proportional metaphors, as when the trumpet's note is called 'a lyreless melody'.
Your language will be appropriate if it expresses emotion and character, and if it corresponds to its subject.
'Correspondence to subject' means that we must neither speak casually about weighty matters, nor solemnly
about trivial ones; nor must we add ornamental epithets to commonplace nouns, or the effect will be comic,
as in the works of Cleophon, who can use phrases as absurd as 'O queenly figtree'. To express emotion, you
will employ the language of anger in speaking of outrage; the language of disgust and discreet reluctance to
utter a word when speaking of impiety or foulness; the language of exultation for a tale of glory, and that of
humiliation for a tale of and so in all other cases.
This aptness of language is one thing that makes people believe in the truth of your story: their minds draw
the false conclusion that you are to be trusted from the fact that others behave as you do when things are as
you describe them; and therefore they take your story to be true, whether it is so or not. Besides, an emotional
speaker always makes his audience feel with him, even when there is nothing in his arguments; which is why
many speakers try to overwhelm their audience by mere noise.
Furthermore, this way of proving your story by displaying these signs of its genuineness expresses your
personal character. Each class of men, each type of disposition, will have its own appropriate way of letting
the truth appear. Under 'class' I include differences of age, as boy, man, or old man; of sex, as man or woman;
of nationality, as Spartan or Thessalian. By 'dispositions' I here mean those dispositions only which determine
the character of a man's for it is not every disposition that does this. If, then, a speaker uses the very words
which are in keeping with a particular disposition, he will reproduce the corresponding character; for a rustic
and an educated man will not say the same things nor speak in the same way. Again, some impression is
made upon an audience by a device which speechwriters employ to nauseous excess, when they say 'Who
does not know this?' or 'It is known to everybody.' The hearer is ashamed of his ignorance, and agrees with
the speaker, so as to have a share of the knowledge that everybody else possesses.
All the variations of oratorical style are capable of being used in season or out of season. The best way to
counteract any exaggeration is the wellworn device by which the speaker puts in some criticism of himself;
for then people feel it must be all right for him to talk thus, since he certainly knows what he is doing.
Further, it is better not to have everything always just corresponding to everything elseyour hearers will see
through you less easily thus. I mean for instance, if your words are harsh, you should not extend this
harshness to your voice and your countenance and have everything else in keeping. If you do, the artificial
character of each detail becomes apparent; whereas if you adopt one device and not another, you are using art
all the same and yet nobody notices it. (To be sure, if mild sentiments are expressed in harsh tones and harsh
sentiments in mild tones, you become comparatively unconvincing.) Compound words, fairly plentiful
epithets, and strange words best suit an emotional speech. We forgive an angry man for talking about a wrong
as 'heavenhigh' or 'colossal'; and we excuse such language when the speaker has his hearers already in his
hands and has stirred them deeply either by praise or blame or anger or affection, as Isocrates, for instance,
does at the end of his Panegyric, with his 'name and fame' and 'in that they brooked'. Men do speak in this
strain when they are deeply stirred, and so, once the audience is in a like state of feeling, approval of course
follows. This is why such language is fitting in poetry, which is an inspired thing. This language, then, should
be used either under stress of emotion, or ironically, after the manner of Gorgias and of the passages in the
Phaedrus.
The form of a prose composition should be neither metrical nor destitute of rhythm. The metrical form
destroys the hearer's trust by its artificial appearance, and at the same time it diverts his attention, making him
watch for metrical recurrences, just as children catch up the herald's question, 'Whom does the freedman
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choose as his advocate?', with the answer 'Cleon!' On the other hand, unrhythmical language is too unlimited;
we do not want the limitations of metre, but some limitation we must have, or the effect will be vague and
unsatisfactory. Now it is number that limits all things; and it is the numerical limitation of the forms of a
composition that constitutes rhythm, of which metres are definite sections. Prose, then, is to be rhythmical,
but not metrical, or it will become not prose but verse. It should not even have too precise a prose rhythm,
and therefore should only be rhythmical to a certain extent.
Of the various rhythms, the heroic has dignity, but lacks the tones of the spoken language. The iambic is the
very language of ordinary people, so that in common talk iambic lines occur oftener than any others: but in a
speech we need dignity and the power of taking the hearer out of his ordinary self. The trochee is too much
akin to wild dancing: we can see this in tetrameter verse, which is one of the trochaic rhythms.
There remains the paean, which speakers began to use in the time of Thrasymachus, though they had then no
name to give it. The paean is a third class of rhythm, closely akin to both the two already mentioned; it has in
it the ratio of three to two, whereas the other two kinds have the ratio of one to one, and two to one
respectively. Between the two last ratios comes the ratio of oneandahalf to one, which is that of the
paean.
Now the other two kinds of rhythm must be rejected in writing prose, partly for the reasons given, and partly
because they are too metrical; and the paean must be adopted, since from this alone of the rhythms mentioned
no definite metre arises, and therefore it is the least obtrusive of them. At present the same form of paean is
employed at the beginning a at the end of sentences, whereas the end should differ from the beginning. There
are two opposite kinds of paean, one of which is suitable to the beginning of a sentence, where it is indeed
actually used; this is the kind that begins with a long syllable and ends with three short ones, as
Dalogenes | eite Luki | an,
and
Chruseokom | a Ekate | pai Dios.
The other paean begins, conversely, with three short syllables and ends with a long one, as
meta de lan | udata t ok | eanon e | oanise nux.
This kind of paean makes a real close: a short syllable can give no effect of finality, and therefore makes the
rhythm appear truncated. A sentence should break off with the long syllable: the fact that it is over should be
indicated not by the scribe, or by his periodmark in the margin, but by the rhythm itself.
We have now seen that our language must be rhythmical and not destitute of rhythm, and what rhythms, in
what particular shape, make it so.
The language of prose must be either freerunning, with its parts united by nothing except the connecting
words, like the preludes in dithyrambs; or compact and antithetical, like the strophes of the old poets. The
freerunning style is the ancient one, e.g. 'Herein is set forth the inquiry of Herodotus the Thurian.' Every one
used this method formerly; not many do so now. By 'freerunning' style I mean the kind that has no natural
stoppingplaces, and comes to a stop only because there is no more to say of that subject. This style is
unsatisfying just because it goes on indefinitelyone always likes to sight a stoppingplace in front of one: it
is only at the goal that men in a race faint and collapse; while they see the end of the course before them, they
can keep on going. Such, then, is the freerunning kind of style; the compact is that which is in periods. By a
period I mean a portion of speech that has in itself a beginning and an end, being at the same time not too big
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to be taken in at a glance. Language of this kind is satisfying and easy to follow. It is satisfying, because it is
just the reverse of indefinite; and moreover, the hearer always feels that he is grasping something and has
reached some definite conclusion; whereas it is unsatisfactory to see nothing in front of you and get nowhere.
It is easy to follow, because it can easily be remembered; and this because language when in periodic form
can be numbered, and number is the easiest of all things to remember. That is why verse, which is measured,
is always more easily remembered than prose, which is not: the measures of verse can be numbered. The
period must, further, not be completed until the sense is complete: it must not be capable of breaking off
abruptly, as may happen with the following iambic lines of Sophocles
Calydon's soil is this; of Pelops' land
(The smiling plains face us across the strait.)
By a wrong division of the words the hearer may take the meaning to be the reverse of what it is: for instance,
in the passage quoted, one might imagine that Calydon is in the Peloponnesus.
A Period may be either divided into several members or simple. The period of several members is a portion
of speech (1) complete in itself, (2) divided into parts, and (3) easily delivered at a single breathas a whole,
that is; not by fresh breath being taken at the division. A member is one of the two parts of such a period. By
a 'simple' period, I mean that which has only one member. The members, and the whole periods, should be
neither curt nor long. A member which is too short often makes the listener stumble; he is still expecting the
rhythm to go on to the limit his mind has fixed for it; and if meanwhile he is pulled back by the speaker's
stopping, the shock is bound to make him, so to speak, stumble. If, on the other hand, you go on too long, you
make him feel left behind, just as people who when walking pass beyond the boundary before turning back
leave their companions behind So too if a period is too long you turn it into a speech, or something like a
dithyrambic prelude. The result is much like the preludes that Democritus of Chios jeered at Melanippides for
writing instead of antistrophic stanzas
He that sets traps for another man's feet
Is like to fall into them first;
And longwinded preludes do harm to us all,
But the preluder catches it worst.
Which applies likewise to longmembered orators. Periods whose members are altogether too short are not
periods at all; and the result is to bring the hearer down with a crash.
The periodic style which is divided into members is of two kinds. It is either simply divided, as in 'I have
often wondered at the conveners of national gatherings and the founders of athletic contests'; or it is
antithetical, where, in each of the two members, one of one pair of opposites is put along with one of another
pair, or the same word is used to bracket two opposites, as 'They aided both partiesnot only those who
stayed behind but those who accompanied them: for the latter they acquired new territory larger than that at
home, and to the former they left territory at home that was large enough'. Here the contrasted words are
'staying behind' and 'accompanying', 'enough' and 'larger'. So in the example, 'Both to those who want to get
property and to those who desire to enjoy it' where 'enjoyment' is contrasted with 'getting'. Again, 'it often
happens in such enterprises that the wise men fail and the fools succeed'; 'they were awarded the prize of
valour immediately, and won the command of the sea not long afterwards'; 'to sail through the mainland and
march through the sea, by bridging the Hellespont and cutting through Athos'; 'nature gave them their country
and law took it away again'; 'of them perished in misery, others were saved in disgrace'; 'Athenian citizens
keep foreigners in their houses as servants, while the city of Athens allows her allies by thousands to live as
the foreigner's slaves'; and 'to possess in life or to bequeath at death'. There is also what some one said about
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Peitholaus and Lycophron in a lawcourt, 'These men used to sell you when they were at home, and now they
have come to you here and bought you'. All these passages have the structure described above. Such a form
of speech is satisfying, because the significance of contrasted ideas is easily felt, especially when they are
thus put side by side, and also because it has the effect of a logical argument; it is by putting two opposing
conclusions side by side that you prove one of them false.
Such, then, is the nature of antithesis. Parisosis is making the two members of a period equal in length.
Paromoeosis is making the extreme words of both members like each other. This must happen either at the
beginning or at the end of each member. If at the beginning, the resemblance must always be between whole
words; at the end, between final syllables or inflexions of the same word or the same word repeated. Thus, at
the beginning
agron gar elaben arlon par' autou
and
dorhetoi t epelonto pararretoi t epeessin
At the end
ouk wethesan auton paidion tetokenai,
all autou aitlon lelonenai,
and
en pleiotals de opontisi kai en elachistais elpisin
An example of inflexions of the same word is
axios de staoenai chalkous ouk axios on chalkou;
Of the same word repeated,
su d' auton kai zonta eleges kakos kai nun grafeis kakos.
Of one syllable,
ti d' an epaoes deinon, ei andrh' eides arhgon;
It is possible for the same sentence to have all these features togetherantithesis, parison, and
homoeoteleuton. (The possible beginnings of periods have been pretty fully enumerated in the Theodectea.)
There are also spurious antitheses, like that of Epicharmus
There one time I as their guest did stay,
And they were my hosts on another day.
We may now consider the above points settled, and pass on to say something about the way to devise lively
and taking sayings. Their actual invention can only come through natural talent or long practice; but this
treatise may indicate the way it is done. We may deal with them by enumerating the different kinds of them.
We will begin by remarking that we all naturally find it agreeable to get hold of new ideas easily: words
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express ideas, and therefore those words are the most agreeable that enable us to get hold of new ideas. Now
strange words simply puzzle us; ordinary words convey only what we know already; it is from metaphor that
we can best get hold of something fresh. When the poet calls 'old age a withered stalk', he conveys a new
idea, a new fact, to us by means of the general notion of bloom, which is common to both things. The similes
of the poets do the same, and therefore, if they are good similes, give an effect of brilliance. The simile, as
has been said before, is a metaphor, differing from it only in the way it is put; and just because it is longer it
is less attractive. Besides, it does not say outright that 'this' is 'that', and therefore the hearer is less interested
in the idea. We see, then, that both speech and reasoning are lively in proportion as they make us seize a new
idea promptly. For this reason people are not much taken either by obvious arguments (using the word
'obvious' to mean what is plain to everybody and needs no investigation), nor by those which puzzle us when
we hear them stated, but only by those which convey their information to us as soon as we hear them,
provided we had not the information already; or which the mind only just fails to keep up with. These two
kinds do convey to us a sort of information: but the obvious and the obscure kinds convey nothing, either at
once or later on. It is these qualities, then, that, so far as the meaning of what is said is concerned, make an
argument acceptable. So far as the style is concerned, it is the antithetical form that appeals to us, e.g.
'judging that the peace common to all the rest was a war upon their own private interests', where there is an
antithesis between war and peace. It is also good to use metaphorical words; but the metaphors must not be
farfetched, or they will be difficult to grasp, nor obvious, or they will have no effect. The words, too, ought
to set the scene before our eyes; for events ought to be seen in progress rather than in prospect. So we must
aim at these three points: Antithesis, Metaphor, and Actuality.
Of the four kinds of Metaphor the most taking is the proportional kind. Thus Pericles, for instance, said that
the vanishing from their country of the young men who had fallen in the war was 'as if the spring were taken
out of the year'. Leptines, speaking of the Lacedaemonians, said that he would not have the Athenians let
Greece 'lose one of her two eyes'. When Chares was pressing for leave to be examined upon his share in the
Olynthiac war, Cephisodotus was indignant, saying that he wanted his examination to take place 'while he
had his fingers upon the people's throat'. The same speaker once urged the Athenians to march to Euboea,
'with Miltiades' decree as their rations'. Iphicrates, indignant at the truce made by the Athenians with
Epidaurus and the neighbouring seaboard, said that they had stripped themselves of their travelling money
for the journey of war. Peitholaus called the stategalley 'the people's big stick', and Sestos 'the cornbin of
the Peiraeus'. Pericles bade his countrymen remove Aegina, 'that eyesore of the Peiraeus.' And Moerocles
said he was no more a rascal than was a certain respectable citizen he named, 'whose rascality was worth over
thirty per cent per annum to him, instead of a mere ten like his own'.There is also the iambic line of
Anaxandrides about the way his daughters put off marrying
My daughters' marriagebonds are overdue.
Polyeuctus said of a paralytic man named Speusippus that he could not keep quiet, 'though fortune had
fastened him in the pillory of disease'. Cephisodotus called warships 'painted millstones'. Diogenes the Dog
called taverns 'the messrooms of Attica'. Aesion said that the Athenians had 'emptied' their town into Sicily:
this is a graphic metaphor. 'Till all Hellas shouted aloud' may be regarded as a metaphor, and a graphic one
again. Cephisodotus bade the Athenians take care not to hold too many 'parades'. Isocrates used the same
word of those who 'parade at the national festivals.' Another example occurs in the Funeral Speech: 'It is
fitting that Greece should cut off her hair beside the tomb of those who fell at Salamis, since her freedom and
their valour are buried in the same grave.' Even if the speaker here had only said that it was right to weep
when valour was being buried in their grave, it would have been a metaphor, and a graphic one; but the
coupling of 'their valour' and 'her freedom' presents a kind of antithesis as well. 'The course of my words',
said Iphicrates, 'lies straight through the middle of Chares' deeds': this is a proportional metaphor, and the
phrase 'straight through the middle' makes it graphic. The expression 'to call in one danger to rescue us from
another' is a graphic metaphor. Lycoleon said, defending Chabrias, 'They did not respect even that bronze
statue of his that intercedes for him yonder'.This was a metaphor for the moment, though it would not always
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apply; a vivid metaphor, however; Chabrias is in danger, and his statue intercedes for himthat lifeless yet
living thing which records his services to his country. 'Practising in every way littleness of mind' is
metaphorical, for practising a quality implies increasing it. So is 'God kindled our reason to be a lamp within
our soul', for both reason and light reveal things. So is 'we are not putting an end to our wars, but only
postponing them', for both literal postponement and the making of such a peace as this apply to future action.
So is such a saying as 'This treaty is a far nobler trophy than those we set up on fields of battle; they celebrate
small gains and single successes; it celebrates our triumph in the war as a whole'; for both trophy and treaty
are signs of victory. So is 'A country pays a heavy reckoning in being condemned by the judgement of
mankind', for a reckoning is damage deservedly incurred.
It has already been mentioned that liveliness is got by using the proportional type of metaphor and being
making (ie. making your hearers see things). We have still to explain what we mean by their 'seeing things',
and what must be done to effect this. By 'making them see things' I mean using expressions that represent
things as in a state of activity. Thus, to say that a good man is 'foursquare' is certainly a metaphor; both the
good man and the square are perfect; but the metaphor does not suggest activity. On the other hand, in the
expression 'with his vigour in full bloom' there is a notion of activity; and so in 'But you must roam as free as
a sacred victim'; and in
Thereas up sprang the Hellenes to their feet,
where 'up sprang' gives us activity as well as metaphor, for it at once suggests swiftness. So with Homer's
common practice of giving metaphorical life to lifeless things: all such passages are distinguished by the
effect of activity they convey. Thus,
Downward anon to the valley rebounded the boulder remorseless;
and
The (bitter) arrow flew;
and
Flying on eagerly;
and
Stuck in the earth, still panting to feed on the flesh of the heroes;
and
And the point of the spear in its fury drove
full through his breastbone.
In all these examples the things have the effect of being active because they are made into living beings;
shameless behaviour and fury and so on are all forms of activity. And the poet has attached these ideas to the
things by means of proportional metaphors: as the stone is to Sisyphus, so is the shameless man to his victim.
In his famous similes, too, he treats inanimate things in the same way:
Curving and crested with white, host following
host without ceasing.
Here he represents everything as moving and living; and activity is movement.
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Metaphors must be drawn, as has been said already, from things that are related to the original thing, and yet
not obviously so relatedjust as in philosophy also an acute mind will perceive resemblances even in things
far apart. Thus Archytas said that an arbitrator and an altar were the same, since the injured fly to both for
refuge. Or you might say that an anchor and an overhead hook were the same, since both are in a way the
same, only the one secures things from below and the other from above. And to speak of states as 'levelled' is
to identify two widely different things, the equality of a physical surface and the equality of political powers.
Liveliness is specially conveyed by metaphor, and by the further power of surprising the hearer; because the
hearer expected something different, his acquisition of the new idea impresses him all the more. His mind
seems to say, 'Yes, to be sure; I never thought of that'. The liveliness of epigrammatic remarks is due to the
meaning not being just what the words say: as in the saying of Stesichorus that 'the cicalas will chirp to
themselves on the ground'. Wellconstructed riddles are attractive for the same reason; a new idea is
conveyed, and there is metaphorical expression. So with the 'novelties' of Theodorus. In these the thought is
startling, and, as Theodorus puts it, does not fit in with the ideas you already have. They are like the
burlesque words that one finds in the comic writers. The effect is produced even by jokes depending upon
changes of the letters of a word; this too is a surprise. You find this in verse as well as in prose. The word
which comes is not what the hearer imagined: thus
Onward he came, and his feet were shod with hischilblains,
where one imagined the word would be 'sandals'. But the point should be clear the moment the words are
uttered. Jokes made by altering the letters of a word consist in meaning, not just what you say, but something
that gives a twist to the word used; e.g. the remark of Theodorus about Nicon the harpist Thratt' ei su ('you
Thracian slavey'), where he pretends to mean Thratteis su ('you harpplayer'), and surprises us when we find
he means something else. So you enjoy the point when you see it, though the remark will fall flat unless you
are aware that Nicon is Thracian. Or again: Boulei auton persai. In both these cases the saying must fit the
facts. This is also true of such lively remarks as the one to the effect that to the Athenians their empire (arche)
of the sea was not the beginning (arche) of their troubles, since they gained by it. Or the opposite one of
Isocrates, that their empire (arche) was the beginning (arche) of their troubles. Either way, the speaker says
something unexpected, the soundness of which is thereupon recognized. There would be nothing clever is
saying 'empire is empire'. Isocrates means more than that, and uses the word with a new meaning. So too with
the former saying, which denies that arche in one sense was arche in another sense. In all these jokes, whether
a word is used in a second sense or metaphorically, the joke is good if it fits the facts. For instance,
Anaschetos (proper name) ouk anaschetos: where you say that what is soandso in one sense is not
soandso in another; well, if the man is unpleasant, the joke fits the facts. Again, take
Thou must not be a stranger stranger than Thou should'st.
Do not the words 'thou must not be', amount to saying that the stranger must not always be strange? Here
again is the use of one word in different senses. Of the same kind also is the muchpraised verse of
Anaxandrides:
Death is most fit before you do
Deeds that would make death fit for you.
This amounts to saying 'it is a fit thing to die when you are not fit to die', or 'it is a fit thing to die when death
is not fit for you', i.e. when death is not the fit return for what you are doing. The type of language
employedis the same in all these examples; but the more briefly and antithetically such sayings can be
expressed, the more taking they are, for antithesis impresses the new idea more firmly and brevity more
quickly. They should always have either some personal application or some merit of expression, if they are to
be true without being commonplacetwo requirements not always satisfied simultaneously. Thus 'a man
should die having done no wrong' is true but dull: 'the right man should marry the right woman' is also true
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but dull. No, there must be both good qualities together, as in 'it is fitting to die when you are not fit for
death'. The more a saying has these qualitis, the livelier it appears: if, for instance, its wording is
metaphorical, metaphorical in the right way, antithetical, and balanced, and at the same time it gives an idea
of activity.
Successful similes also, as has been said above, are in a sense metaphors, since they always involve two
relations like the proportional metaphor. Thus: a shield, we say, is the 'drinkingbowl of Ares', and a bow is
the 'chordless lyre'. This way of putting a metaphor is not 'simple', as it would be if we called the bow a lyre
or the shield a drinkingbowl. There are 'simple' similes also: we may say that a fluteplayer is like a
monkey, or that a shortsighted man's eyes are like a lampflame with water dropping on it, since both eyes
and flame keep winking. A simile succeeds best when it is a converted metaphor, for it is possible to say that
a shield is like the drinkingbowl of Ares, or that a ruin is like a house in rags, and to say that Niceratus is
like a Philoctetes stung by Pratysthe simile made by Thrasyniachus when he saw Niceratus, who had been
beaten by Pratys in a recitation competition, still going about unkempt and unwashed. It is in these respects
that poets fail worst when they fail, and succeed best when they succeed, i.e. when they give the resemblance
pat, as in
Those legs of his curl just like parsley leaves;
and
Just like Philammon struggling with his punchball.
These are all similes; and that similes are metaphors has been stated often already.
Proverbs, again, are metaphors from one species to another. Suppose, for instance, a man to start some
undertaking in hope of gain and then to lose by it later on, 'Here we have once more the man of Carpathus
and his hare', says he. For both alike went through the said experience.
It has now been explained fairly completely how liveliness is secured and why it has the effect it has.
Successful hyperboles are also metaphors, e.g. the one about the man with a black eye, 'you would have
thought he was a basket of mulberries'; here the 'black eye' is compared to a mulberry because of its colour,
the exaggeration lying in the quantity of mulberries suggested. The phrase 'like soandso' may introduce a
hyperbole under the form of a simile. Thus
Just like Philammon struggling with his punchball
is equivalent to 'you would have thought he was Philammon struggling with his punchball'; and
Those legs of his curl just like parsley leaves
is equivalent to 'his legs are so curly that you would have thought they were not legs but parsley leaves'.
Hyperboles are for young men to use; they show vehemence of character; and this is why angry people use
them more than other people.
Not though he gave me as much as the dust
or the sands of the sea...
But her, the daughter of Atreus' son, I never will marry,
Nay, not though she were fairer than Aphrodite the Golden,
Defter of hand than Athene...
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(The Attic orators are particularly fond of this method of speech.) Consequently it does not suit an elderly
speaker.
It should be observed that each kind of rhetoric has its own appropriate style. The style of written prose is not
that of spoken oratory, nor are those of political and forensic speaking the same. Both written and spoken
have to be known. To know the latter is to know how to speak good Greek. To know the former means that
you are not obliged, as otherwise you are, to hold your tongue when you wish to communicate something to
the general public.
The written style is the more finished: the spoken better admits of dramatic deliverylike the kind of oratory
that reflects character and the kind that reflects emotion. Hence actors look out for plays written in the latter
style, and poets for actors competent to act in such plays. Yet poets whose plays are meant to be read are read
and circulated: Chaeremon, for instance, who is as finished as a professional speechwriter; and Licymnius
among the dithyrambic poets. Compared with those of others, the speeches of professional writers sound thin
in actual contests. Those of the orators, on the other hand, are good to hear spoken, but look amateurish
enough when they pass into the hands of a reader. This is just because they are so well suited for an actual
tussle, and therefore contain many dramatic touches, which, being robbed of all dramatic rendering, fail to do
their own proper work, and consequently look silly. Thus strings of unconnected words, and constant
repetitions of words and phrases, are very properly condemned in written speeches: but not in spoken
speechesspeakers use them freely, for they have a dramatic effect. In this repetition there must be variety of
tone, paving the way, as it were, to dramatic effect; e.g. 'This is the villain among you who deceived you,
who cheated you, who meant to betray you completely'. This is the sort of thing that Philemon the actor used
to do in the Old Men's Madness of Anaxandrides whenever he spoke the words 'Rhadamanthus and
Palamedes', and also in the prologue to the Saints whenever he pronounced the pronoun 'I'. If one does not
deliver such things cleverly, it becomes a case of 'the man who swallowed a poker'. So too with strings of
unconnected words, e.g.'I came to him; I met him; I besought him'. Such passages must be acted, not
delivered with the same quality and pitch of voice, as though they had only one idea in them. They have the
further peculiarity of suggesting that a number of separate statements have been made in the time usually
occupied by one. Just as the use of conjunctions makes many statements into a single one, so the omission of
conjunctions acts in the reverse way and makes a single one into many. It thus makes everything more
important: e.g. 'I came to him; I talked to him; I entreated him'what a lot of facts! the hearer thinks'he paid
no attention to anything I said'. This is the effect which Homer seeks when he writes,
Nireus likewise from Syme (three wellfashioned ships did bring),
Nireus, the son of Aglaia (and Charopus, brightfaced king),
Nireus, the comeliest man (of all that to Ilium's strand).
If many things are said about a man, his name must be mentioned many times; and therefore people think
that, if his name is mentioned many times, many things have been said about him. So that Homer, by means
of this illusion, has made a great deal of though he has mentioned him only in this one passage, and has
preserved his memory, though he nowhere says a word about him afterwards.
Now the style of oratory addressed to public assemblies is really just like scenepainting. The bigger the
throng, the more distant is the point of view: so that, in the one and the other, high finish in detail is
superfluous and seems better away. The forensic style is more highly finished; still more so is the style of
language addressed to a single judge, with whom there is very little room for rhetorical artifices, since he can
take the whole thing in better, and judge of what is to the point and what is not; the struggle is less intense
and so the judgement is undisturbed. This is why the same speakers do not distinguish themselves in all these
branches at once; high finish is wanted least where dramatic delivery is wanted most, and here the speaker
must have a good voice, and above all, a strong one. It is ceremonial oratory that is most literary, for it is
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meant to be read; and next to it forensic oratory.
To analyse style still further, and add that it must be agreeable or magnificent, is useless; for why should it
have these traits any more than 'restraint', 'liberality', or any other moral excellence? Obviously agreeableness
will be produced by the qualities already mentioned, if our definition of excellence of style has been correct.
For what other reason should style be 'clear', and 'not mean' but 'appropriate'? If it is prolix, it is not clear; nor
yet if it is curt. Plainly the middle way suits best. Again, style will be made agreeable by the elements
mentioned, namely by a good blending of ordinary and unusual words, by the rhythm, and bythe
persuasiveness that springs from appropriateness.
This concludes our discussion of style, both in its general aspects and in its special applications to the various
branches of rhetoric. We have now to deal with Arrangement.
A speech has two parts. You must state your case, and you must prove it. You cannot either state your case
and omit to prove it, or prove it without having first stated it; since any proof must be a proof of something,
and the only use of a preliminary statement is the proof that follows it. Of these two parts the first part is
called the Statement of the case, the second part the Argument, just as we distinguish between Enunciation
and Demonstration. The current division is absurd. For 'narration' surely is part of a forensic speech only:
how in a political speech or a speech of display can there be 'narration' in the technical sense? or a reply to a
forensic opponent? or an epilogue in closelyreasoned speeches? Again, introduction, comparison of
conflicting arguments, and recapitulation are only found in political speeches when there is a struggle
between two policies. They may occur then; so may even accusation and defence, often enough; but they
form no essential part of a political speech. Even forensic speeches do not always need epilogues; not, for
instance, a short speech, nor one in which the facts are easy to remember, the effect of an epilogue being
always a reduction in the apparent length. It follows, then, that the only necessary parts of a speech are the
Statement and the Argument. These are the essential features of a speech; and it cannot in any case have more
than Introduction, Statement, Argument, and Epilogue. 'Refutation of the Opponent' is part of the arguments:
so is 'Comparison' of the opponent's case with your own, for that process is a magnifying of your own case
and therefore a part of the arguments, since one who does this proves something. The Introduction does
nothing like this; nor does the Epilogueit merely reminds us of what has been said already. If we make such
distinctions we shall end, like Theodorus and his followers, by distinguishing 'narration' proper from
'postnarration' and 'prenarration', and 'refutation' from 'final refutation'. But we ought only to bring in a
new name if it indicates a real species with distinct specific qualities; otherwise the practice is pointless and
silly, like the way Licymnius invented names in his Art of Rhetoric'Secundation', 'Divagation',
'Ramification'.
The Introduction is the beginning of a speech, corresponding to the prologue in poetry and the prelude in
flutemusic; they are all beginnings, paving the way, as it were, for what is to follow. The musical prelude
resembles the introduction to speeches of display; as flute players play first some brilliant passage they know
well and then fit it on to the opening notes of the piece itself, so in speeches of display the writer should
proceed in the same way; he should begin with what best takes his fancy, and then strike up his theme and
lead into it; which is indeed what is always done. (Take as an example the introduction to the Helen of
Isocratesthere is nothing in common between the 'eristics' and Helen.) And here, even if you travel far from
your subject, it is fitting, rather than that there should be sameness in the entire speech.
The usual subject for the introductions to speeches of display is some piece of praise or censure. Thus
Gorgias writes in his Olympic Speech, 'You deserve widespread admiration, men of Greece', praising thus
those who start,ed the festival gatherings.' Isocrates, on the other hand, censures them for awarding
distinctions to fine athletes but giving no prize for intellectual ability. Or one may begin with a piece of
advice, thus: 'We ought to honour good men and so I myself am praising Aristeides' or 'We ought to honour
those who are unpopular but not bad men, men whose good qualities have never been noticed, like Alexander
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son of Priam.' Here the orator gives advice. Or we may begin as speakers do in the lawcourts; that is to say,
with appeals to the audience to excuse us if our speech is about something paradoxical, difficult, or
hackneyed; like Choerilus in the lines
But now when allotment of all has been made...
Introductions to speeches of display, then, may be composed of some piece of praise or censure, of advice to
do or not to do something, or of appeals to the audience; and you must choose between making these
preliminary passages connected or disconnected with the speech itself.
Introductions to forensic speeches, it must be observed, have the same value as the prologues of dramas and
the introductions to epic poems; the dithyrambic prelude resembling the introduction to a speech of display,
as
For thee, and thy gilts, and thy battlespoils....
In prologues, and in epic poetry, a foretaste of the theme is given, intended to inform the hearers of it in
advance instead of keeping their minds in suspense. Anything vague puzzles them: so give them a grasp of
the beginning, and they can hold fast to it and follow the argument. So we find
Sing, O goddess of song, of the Wrath...
Tell me, O Muse, of the hero...
Lead me to tell a new tale, how there came great warfare to Europe
Out of the Asian land...
The tragic poets, too, let us know the pivot of their play; if not at the outset like Euripides, at least somewhere
in the preface to a speech like Sophocles
Polybus was my father...;
and so in Comedy. This, then, is the most essential function and distinctive property of the introduction, to
show what the aim of the speech is; and therefore no introduction ought to be employed where the subject is
not long or intricate.
The other kinds of introduction employed are remedial in purpose, and may be used in any type of speech.
They are concerned with the speaker, the hearer, the subject, or the speaker's opponent. Those concerned with
the speaker himself or with his opponent are directed to removing or exciting prejudice. But whereas the
defendant will begin by dealing with this sort of thing, the prosecutor will take quite another line and deal
with such matters in the closing part of his speech. The reason for this is not far to seek. The defendant, when
he is going to bring himself on the stage, must clear away any obstacles, and therefore must begin by
removing any prejudice felt against him. But if you are to excite prejudice, you must do so at the close, so
that the judges may more easily remember what you have said.
The appeal to the hearer aims at securing his goodwill, or at arousing his resentment, or sometimes at gaining
his serious attention to the case, or even at distracting itfor gaining it is not always an advantage, and
speakers will often for that reason try to make him laugh.
You may use any means you choose to make your hearer receptive; among others, giving him a good
impression of your character, which always helps to secure his attention. He will be ready to attend to
anything that touches himself and to anything that is important, surprising, or agreeable; and you should
accordingly convey to him the impression that what you have to say is of this nature. If you wish to distract
his attention, you should imply that the subject does not affect him, or is trivial or disagreeable. But observe,
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all this has nothing to do with the speech itself. It merely has to do with the weakminded tendency of the
hearer to listen to what is beside the point. Where this tendency is absent, no introduction wanted beyond a
summary statement of your subject, to put a sort of head on the main body of your speech. Moreover, calls
for attention, when required, may come equally well in any part of a speech; in fact, the beginning of it is just
where there is least slackness of interest; it is therefore ridiculous to put this kind of thing at the beginning,
when every one is listening with most attention. Choose therefore any point in the speech where such an
appeal is needed, and then say 'Now I beg you to note this pointit concerns you quite as much as myself'; or
I will tell you that whose like you have never yet
heard for terror, or for wonder. This is what Prodicus called 'slipping in a bit of the fiftydrachma
showlecture for the audience whenever they began to nod'. It is plain that such introductions are addressed
not to ideal hearers, but to hearers as we find them. The use of introductions to excite prejudice or to dispel
misgivings is universal
My lord, I will not say that eagerly...
or
Why all this preface?
Introductions are popular with those whose case is weak, or looks weak; it pays them to dwell on anything
rather than the actual facts of it. That is why slaves, instead of answering the questions put to them, make
indirect replies with long preambles. The means of exciting in your hearers goodwill and various other
feelings of the same kind have already been described. The poet finely says
May I find in Phaeacian hearts, at my coming, goodwill and compassion;
and these are the two things we should aim at. In speeches of display we must make the hearer feel that the
eulogy includes either himself or his family or his way of life or something or other of the kind. For it is true,
as Socrates says in the Funeral Speech, that 'the difficulty is not to praise the Athenians at Athens but at
Sparta'.
The introductions of political oratory will be made out of the same materials as those of the forensic kind,
though the nature of political oratory makes them very rare. The subject is known already, and therefore the
facts of the case need no introduction; but you may have to say something on account of yourself or to your
opponents; or those present may be inclined to treat the matter either more or less seriously than you wish
them to. You may accordingly have to excite or dispel some prejudice, or to make the matter under
discussion seem more or less important than before: for either of which purposes you will want an
introduction. You may also want one to add elegance to your remarks, feeling that otherwise they will have a
casual air, like Gorgias' eulogy of the Eleans, in which, without any preliminary sparring or fencing, he
begins straight off with 'Happy city of Elis!'
In dealing with prejudice, one class of argument is that whereby you can dispel objectionable suppositions
about yourself. It makes no practical difference whether such a supposition has been put into words or not, so
that this distinction may be ignored. Another way is to meet any of the issues directly: to deny the alleged
fact; or to say that you have done no harm, or none to him, or not as much as he says; or that you have done
him no injustice, or not much; or that you have done nothing disgraceful, or nothing disgraceful enough to
matter: these are the sort of questions on which the dispute hinges. Thus Iphicrates replying to Nausicrates,
admitted that he had done the deed alleged, and that he had done Nausicrates harm, but not that he had done
him wrong. Or you may admit the wrong, but balance it with other facts, and say that, if the deed harmed
him, at any rate it was honourable; or that, if it gave him pain, at least it did him good; or something else like
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that. Another way is to allege that your action was due to mistake, or bad luck, or necessity as Sophocles said
he was not trembling, as his traducer maintained, in order to make people think him an old man, but because
he could not help it; he would rather not be eighty years old. You may balance your motive against your
actual deed; saying, for instance, that you did not mean to injure him but to do soandso; that you did not do
what you are falsely charged with doingthe damage was accidental'I should indeed be a detestable person
if I had deliberately intended this result.' Another way is open when your calumniator, or any of his
connexions, is or has been subject to the same grounds for suspicion. Yet another, when others are subject to
the same grounds for suspicion but are admitted to be in fact innocent of the charge: e.g. 'Must I be a
profligate because I am wellgroomed? Then soandso must be one too.' Another, if other people have been
calumniated by the same man or some one else, or, without being calumniated, have been suspected, like
yourself now, and yet have been proved innocent. Another way is to return calumny for calumny and say, 'It
is monstrous to trust the man's statements when you cannot trust the man himself.' Another is when the
question has been already decided. So with Euripides' reply to Hygiaenon, who, in the action for an exchange
of properties, accused him of impiety in having written a line encouraging perjury
My tongue hath sworn: no oath is on my soul.
Euripides said that his opponent himself was guilty in bringing into the lawcourts cases whose decision
belonged to the Dionysiac contests. 'If I have not already answered for my words there, I am ready to do so if
you choose to prosecute me there.' Another method is to denounce calumny, showing what an enormity it is,
and in particular that it raises false issues, and that it means a lack of confidence in the merits of his case. The
argument from evidential circumstances is available for both parties: thus in the Teucer Odysseus says that
Teucer is closely bound to Priam, since his mother Hesione was Priam's sister. Teucer replies that Telamon
his father was Priam's enemy, and that he himself did not betray the spies to Priam. Another method, suitable
for the calumniator, is to praise some trifling merit at great length, and then attack some important failing
concisely; or after mentioning a number of good qualities to attack one bad one that really bears on the
question. This is the method of thoroughly skilful and unscrupulous prosecutors. By mixing up the man's
merits with what is bad, they do their best to make use of them to damage him.
There is another method open to both calumniator and apologist. Since a given action can be done from many
motives, the former must try to disparage it by selecting the worse motive of two, the latter to put the better
construction on it. Thus one might argue that Diomedes chose Odysseus as his companion because he
supposed Odysseus to be the best man for the purpose; and you might reply to this that it was, on the
contrary, because he was the only hero so worthless that Diomedes need not fear his rivalry.
We may now pass from the subject of calumny to that of Narration.
Narration in ceremonial oratory is not continuous but intermittent. There must, of course, be some survey of
the actions that form the subjectmatter of the speech. The speech is a composition containing two parts. One
of these is not provided by the orator's art, viz. the actions themselves, of which the orator is in no sense
author. The other part is provided by his namely, the proof (where proof is needed) that the actions were
done, the description of their quality or of their extent, or even all these three things together. Now the reason
why sometimes it is not desirable to make the whole narrative continuous is that the case thus expounded is
hard to keep in mind. Show, therefore, from one set of facts that your hero is, e.g. brave, and from other sets
of facts that he is able, just, A speech thus arranged is comparatively simple, instead of being complicated
and elaborate. You will have to recall wellknown deeds among others; and because they are wellknown,
the hearer usually needs no narration of them; none, for instance, if your object is the praise of Achilles; we
all know the facts of his lifewhat you have to do is to apply those facts. But if your object is the praise of
Critias, you must narrate his deeds, which not many people know of...
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Nowadays it is said, absurdly enough, that the narration should be rapid. Remember what the man said to the
baker who asked whether he was to make the cake hard or soft: 'What, can't you make it right?' Just so here.
We are not to make long narrations, just as we are not to make long introductions or long arguments. Here,
again, rightness does not consist either in rapidity or in conciseness, but in the happy mean; that is, in saying
just so much as will make the facts plain, or will lead the hearer to believe that the thing has happened, or that
the man has caused injury or wrong to some one, or that the facts are really as important as you wish them to
be thought: or the opposite facts to establish the opposite arguments.
You may also narrate as you go anything that does credit to yourself, e.g. 'I kept telling him to do his duty
and not abandon his children'; or discredit to your adversary, e.g. 'But he answered me that, wherever he
might find himself, there he would find other children', the answer Herodotus' records of the Egyptian
mutineers. Slip in anything else that the judges will enjoy.
The defendant will make less of the narration. He has to maintain that the thing has not happened, or did no
harm, or was not unjust, or not so bad as is alleged. He must therefor snot waste time about what is admitted
fact, unless this bears on his own contention; e.g. that the thing was done, but was not wrong. Further, we
must speak of events as past and gone, except where they excite pity or indignation by being represented as
present. The Story told to Alcinous is an example of a brief chronicle, when it is repeated to Penelope in sixty
lines. Another instance is the Epic Cycle as treated by Phayllus, and the prologue to the Oeneus.
The narration should depict character; to which end you must know what makes it do so. One such thing is
the indication of moral purpose; the quality of purpose indicated determines the quality of character depicted
and is itself determined by the end pursued. Thus it is that mathematical discourses depict no character; they
have nothing to do with moral purpose, for they represent nobody as pursuing any end. On the other hand, the
Socratic dialogues do depict character, being concerned with moral questions. This end will also be gained by
describing the manifestations of various types of character, e.g. 'he kept walking along as he talked', which
shows the man's recklessness and rough manners. Do not let your words seem inspired so much by
intelligence, in the manner now current, as by moral purpose: e.g. 'I willed this; aye, it was my moral
purpose; true, I gained nothing by it, still it is better thus.' For the other way shows good sense, but this shows
good character; good sense making us go after what is useful, and good character after what is noble. Where
any detail may appear incredible, then add the cause of it; of this Sophocles provides an example in the
Antigone, where Antigone says she had cared more for her brother than for husband or children, since if the
latter perished they might be replaced,
But since my father and mother in their graves
Lie dead, no brother can be born to me.
If you have no such cause to suggest, just say that you are aware that no one will believe your words, but the
fact remains that such is our nature, however hard the world may find it to believe that a man deliberately
does anything except what pays him.
Again, you must make use of the emotions. Relate the familiar manifestations of them, and those that
distinguish yourself and your opponent; for instance, 'he went away scowling at me'. So Aeschines described
Cratylus as 'hissing with fury and shaking his fists'. These details carry conviction: the audience take the truth
of what they know as so much evidence for the truth of what they do not. Plenty of such details may be found
in Homer:
Thus did she say: but the old woman buried her face in her hands: a true touchpeople beginning to cry do
put their hands over their eyes.
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Bring yourself on the stage from the first in the right character, that people may regard you in that light; and
the same with your adversary; but do not let them see what you are about. How easily such impressions may
be conveyed we can see from the way in which we get some inkling of things we know nothing of by the
mere look of the messenger bringing news of them. Have some narrative in many different parts of your
speech; and sometimes let there be none at the beginning of it.
In political oratory there is very little opening for narration; nobody can 'narrate' what has not yet happened.
If there is narration at all, it will be of past events, the recollection of which is to help the hearers to make
better plans for the future. Or it may be employed to attack some one's character, or to eulogize himonly
then you will not be doing what the political speaker, as such, has to do.
If any statement you make is hard to believe, you must guarantee its truth, and at once offer an explanation,
and then furnish it with such particulars as will be expected. Thus Carcinus' Jocasta, in his Oedipus, keeps
guaranteeing the truth of her answers to the inquiries of the man who is seeking her son; and so with Haemon
in Sophocles.
The duty of the Arguments is to attempt demonstrative proofs. These proofs must bear directly upon the
question in dispute, which must fall under one of four heads. (1) If you maintain that the act was not
committed, your main task in court is to prove this. (2) If you maintain that the act did no harm, prove this. If
you maintain that (3) the act was less than is alleged, or (4) justified, prove these facts, just as you would
prove the act not to have been committed if you were maintaining that.
It should be noted that only where the question in dispute falls under the first of these heads can it be true that
one of the two parties is necessarily a rogue. Here ignorance cannot be pleaded, as it might if the dispute were
whether the act was justified or not. This argument must therefore be used in this case only, not in the others.
In ceremonial speeches you will develop your case mainly by arguing that what has been done is, e.g., noble
and useful. The facts themselves are to be taken on trust; proof of them is only submitted on those rare
occasions when they are not easily credible or when they have been set down to some one else.
In political speeches you may maintain that a proposal is impracticable; or that, though practicable, it is
unjust, or will do no good, or is not so important as its proposer thinks. Note any falsehoods about irrelevant
mattersthey will look like proof that his other statements also are false. Argument by 'example' is highly
suitable for political oratory, argument by 'enthymeme' better suits forensic. Political oratory deals with future
events, of which it can do no more than quote past events as examples. Forensic oratory deals with what is or
is not now true, which can better be demonstrated, because not contingentthere is no contingency in what
has now already happened. Do not use a continuous succession of enthymemes: intersperse them with other
matter, or they will spoil one another's effect. There are limits to their number
Friend, you have spoken as much as a sensible man would have spoken. ,as much' says Homer, not 'as well'.
Nor should you try to make enthymemes on every point; if you do, you will be acting just like some students
of philosophy, whose conclusions are more familiar and believable than the premisses from which they draw
them. And avoid the enthymeme form when you are trying to rouse feeling; for it will either kill the feeling or
will itself fall flat: all simultaneous motions tend to cancel each other either completely or partially. Nor
should you go after the enthymeme form in a passage where you are depicting characterthe process of
demonstration can express neither moral character nor moral purpose. Maxims should be employed in the
Argumentsand in the Narration toosince these do express character: 'I have given him this, though I am
quite aware that one should "Trust no man".' Or if you are appealing to the emotions: 'I do not regret it,
though I have been wronged; if he has the profit on his side, I have justice on mine.'
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Political oratory is a more difficult task than forensic; and naturally so, since it deals with the future, whereas
the pleader deals with the past, which, as Epimenides of Crete said, even the diviners already know.
(Epimenides did not practise divination about the future; only about the obscurities of the past.) Besides, in
forensic oratory you have a basis in the law; and once you have a startingpoint, you can prove anything with
comparative ease. Then again, political oratory affords few chances for those leisurely digressions in which
you may attack your adversary, talk about yourself, or work on your hearers' emotions; fewer chances indeed,
than any other affords, unless your set purpose is to divert your hearers' attention. Accordingly, if you find
yourself in difficulties, follow the lead of the Athenian speakers, and that of Isocrates, who makes regular
attacks upon people in the course of a political speech, e.g. upon the Lacedaemonians in the Panegyricus, and
upon Chares in the speech about the allies. In ceremonial oratory, intersperse your speech with bits of
episodic eulogy, like Isocrates, who is always bringing some one forward for this purpose. And this is what
Gorgias meant by saying that he always found something to talk about. For if he speaks of Achilles, he
praises Peleus, then Aeacus, then Zeus; and in like manner the virtue of valour, describing its good results,
and saying what it is like.
Now if you have proofs to bring forward, bring them forward, and your moral discourse as well; if you have
no enthymemes, then fall back upon moral discourse: after all, it is more fitting for a good man to display
himself as an honest fellow than as a subtle reasoner. Refutative enthymemes are more popular than
demonstrative ones: their logical cogency is more striking: the facts about two opposites always stand out
clearly when the two are nut side by side.
The 'Reply to the Opponent' is not a separate division of the speech; it is part of the Arguments to break down
the opponent's case, whether by objection or by countersyllogism. Both in political speaking and when
pleading in court, if you are the first speaker you should put your own arguments forward first, and then meet
the arguments on the other side by refuting them and pulling them to pieces beforehand. If, however, the case
for the other side contains a great variety of arguments, begin with these, like Callistratus in the Messenian
assembly, when he demolished the arguments likely to be used against him before giving his own. If you
speak later, you must first, by means of refutation and countersyllogism, attempt some answer to your
opponent's speech, especially if his arguments have been well received. For just as our minds refuse a
favourable reception to a person against whom they are prejudiced, so they refuse it to a speech when they
have been favourably impressed by the speech on the other side. You should, therefore, make room in the
minds of the audience for your coming speech; and this will be done by getting your opponent's speech out of
the way. So attack that firsteither the whole of it, or the most important, successful, or vulnerable points in
it, and thus inspire confidence in what you have to say yourself
First, champion will I be of Goddesses...
Never, I ween, would Hera...
where the speaker has attacked the silliest argument first. So much for the Arguments.
With regard to the element of moral character: there are assertions which, if made about yourself, may excite
dislike, appear tedious, or expose you to the risk of contradiction; and other things which you cannot say
about your opponent without seeming abusive or illbred. Put such remarks, therefore, into the mouth of
some third person. This is what Isocrates does in the Philippus and in the Antidosis, and Archilochus in his
satires. The latter represents the father himself as attacking his daughter in the lampoon
Think nought impossible at all,
Nor swear that it shall not befall...
and puts into the mouth of Charon the carpenter the lampoon which begins
Not for the wealth of Gyes...
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So too Sophocles makes Haemon appeal to his father on behalf of Antigone as if it were others who were
speaking.
Again, sometimes you should restate your enthymemes in the form of maxims; e.g. 'Wise men will come to
terms in the hour of success; for they will gain most if they do'. Expressed as an enthymeme, this would run,
'If we ought to come to terms when doing so will enable us to gain the greatest advantage, then we ought to
come to terms in the hour of success.'
Next as to Interrogation. The best moment to a employ this is when your opponent has so answered one
question that the putting of just one more lands him in absurdity. Thus Pericles questioned Lampon about the
way of celebrating the rites of the Saviour Goddess. Lampon declared that no uninitiated person could be told
of them. Pericles then asked, 'Do you know them yourself?' 'Yes', answered Lampon. 'Why,' said Pericles,
'how can that be, when you are uninitiated?'
Another good moment is when one premiss of an argument is obviously true, and you can see that your
opponent must say 'yes' if you ask him whether the other is true. Having first got this answer about the other,
do not go on to ask him about the obviously true one, but just state the conclusion yourself. Thus, when
Meletus denied that Socrates believed in the existence of gods but admitted that he talked about a
supernatural power, Socrates proceeded to to ask whether 'supernatural beings were not either children of the
gods or in some way divine?' 'Yes', said Meletus. 'Then', replied Socrates, 'is there any one who believes in
the existence of children of the gods and yet not in the existence of the gods themselves?' Another good
occasion is when you expect to show that your opponent is contradicting either his own words or what every
one believes. A fourth is when it is impossible for him to meet your question except by an evasive answer. If
he answers 'True, and yet not true', or 'Partly true and partly not true', or 'True in one sense but not in another',
the audience thinks he is in difficulties, and applauds his discomfiture. In other cases do not attempt
interrogation; for if your opponent gets in an objection, you are felt to have been worsted. You cannot ask a
series of questions owing to the incapacity of the audience to follow them; and for this reason you should also
make your enthymemes as compact as possible.
In replying, you must meet ambiguous questions by drawing reasonable distinctions, not by a curt answer. In
meeting questions that seem to involve you in a contradiction, offer the explanation at the outset of your
answer, before your opponent asks the next question or draws his conclusion. For it is not difficult to see the
drift of his argument in advance. This point, however, as well as the various means of refutation, may be
regarded as known to us from the Topics.
When your opponent in drawing his conclusion puts it in the form of a question, you must justify your
answer. Thus when Sophocles was asked by Peisander whether he had, like the other members of the Board
of Safety, voted for setting up the Four Hundred, he said 'Yes.''Why, did you not think it
wicked?''Yes.''So you committed this wickedness?' 'Yes', said Sophocles, 'for there was nothing better to
do.' Again, the Lacedaemonian, when he was being examined on his conduct as ephor, was asked whether he
thought that the other ephors had been justly put to death. 'Yes', he said. 'Well then', asked his opponent, 'did
not you propose the same measures as they?''Yes.''Well then, would not you too be justly put to
death?''Not at all', said he; 'they were bribed to do it, and I did it from conviction'. Hence you should not ask
any further questions after drawing the conclusion, nor put the conclusion itself in the form of a further
question, unless there is a large balance of truth on your side.
As to jests. These are supposed to be of some service in controversy. Gorgias said that you should kill your
opponents' earnestness with jesting and their jesting with earnestness; in which he was right. jests have been
classified in the Poetics. Some are becoming to a gentleman, others are not; see that you choose such as
become you. Irony better befits a gentleman than buffoonery; the ironical man jokes to amuse himself, the
buffoon to amuse other people.
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The Epilogue has four parts. You must (1) make the audience welldisposed towards yourself and
illdisposed towards your opponent (2) magnify or minimize the leading facts, (3) excite the required state of
emotion in your hearers, and (4) refresh their memories.
(1) Having shown your own truthfulness and the untruthfulness of your opponent, the natural thing is to
commend yourself, censure him, and hammer in your points. You must aim at one of two objectsyou must
make yourself out a good man and him a bad one either in yourselves or in relation to your hearers. How this
is to be managedby what lines of argument you are to represent people as good or badthis has been already
explained.
(2) The facts having been proved, the natural thing to do next is to magnify or minimize their importance.
The facts must be admitted before you can discuss how important they are; just as the body cannot grow
except from something already present. The proper lines of argument to be used for this purpose of
amplification and depreciation have already been set forth.
(3) Next, when the facts and their importance are clearly understood, you must excite your hearers' emotions.
These emotions are pity, indignation, anger, hatred, envy, emulation, pugnacity. The lines of argument to be
used for these purposes also have been previously mentioned.
(4) Finally you have to review what you have already said. Here you may properly do what some wrongly
recommend doing in the introductionrepeat your points frequently so as to make them easily understood.
What you should do in your introduction is to state your subject, in order that the point to be judged may be
quite plain; in the epilogue you should summarize the arguments by which your case has been proved. The
first step in this reviewing process is to observe that you have done what you undertook to do. You must,
then, state what you have said and why you have said it. Your method may be a comparison of your own case
with that of your opponent; and you may compare either the ways you have both handled the same point or
make your comparison less direct: 'My opponent said soandso on this point; I said soandso, and this is
why I said it'. Or with modest irony, e.g. 'He certainly said soandso, but I said soandso'. Or 'How vain
he would have been if he had proved all this instead of that!' Or put it in the form of a question. 'What has not
been proved by me?' or 'What has my opponent proved?' You may proceed then, either in this way by setting
point against point, or by following the natural order of the arguments as spoken, first giving your own, and
then separately, if you wish, those of your opponent.
For the conclusion, the disconnected style of language is appropriate, and will mark the difference between
the oration and the peroration. 'I have done. You have heard me. The facts are before you. I ask for your
judgement.' THE END
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